CONFLUENCE INVESTMENT MANAGEMENT LLC: SHLD position timeline

CONFLUENCE INVESTMENT MANAGEMENT LLC held 0 SHLD shares at 2026-09-30 per its 13F-HR filed 2026-10-01.

the latest 13F is the newest step

1. period ended2026-09-30

   13F 0 shares

   Change vs previous 13F -262,921 shares

   13F-HR 0001442056-26-000011 filed by CONFLUENCE INVESTMENT MANAGEMENT LLC
   Accepted 2026-10-01 14:34:53 UTC, ingested 2026-10-06 10:15:12 UTC

   Exited: the 13F for this period no longer lists the position.

2. period ended2026-06-30

   13F 262,921 shares

   Change vs previous 13F +139,645 shares

   0.25% of the 13F portfolio, value $15,699,013.

   13F-HR 0001442056-26-000006 filed by CONFLUENCE INVESTMENT MANAGEMENT LLC
   Filed 2026-07-01 (acceptance time not in the bulk data set), ingested 2026-10-06 09:57:27 UTC

   Acceptance time not in the bulk data set (spec §4.2).

3. period ended2026-03-31

   13F 123,276 shares

   Change vs previous 13F -8,162 shares

   0.14% of the 13F portfolio, value $8,732,872.

   13F-HR 0001442056-26-000004 filed by CONFLUENCE INVESTMENT MANAGEMENT LLC
   Filed 2026-04-01 (acceptance time not in the bulk data set), ingested 2026-10-06 09:58:43 UTC

   Acceptance time not in the bulk data set (spec §4.2).

4. period ended2025-12-31

   13F 131,438 shares

   Change vs previous 13F -1,785 shares

   0.13% of the 13F portfolio, value $8,515,868.

   13F-HR 0001442056-26-000002 filed by CONFLUENCE INVESTMENT MANAGEMENT LLC
   Filed 2026-01-05 (acceptance time not in the bulk data set), ingested 2026-10-07 03:01:36 UTC

   Acceptance time not in the bulk data set (spec §4.2).

5. period ended2025-09-30

   13F 133,223 shares

   Change vs previous 13F -27,536 shares

   0.13% of the 13F portfolio, value $9,357,583.

   13F-HR 0001442056-25-000002 filed by CONFLUENCE INVESTMENT MANAGEMENT LLC
   Filed 2025-10-14 (acceptance time not in the bulk data set), ingested 2026-10-07 03:02:25 UTC

   Acceptance time not in the bulk data set (spec §4.2).

6. period ended2025-06-30

   13F 160,759 shares

   Change vs previous 13F -58,611 shares

   0.14% of the 13F portfolio, value $9,685,729.

   13F-HR 0001636661-25-000005 filed by CONFLUENCE INVESTMENT MANAGEMENT LLC
   Filed 2025-07-01 (acceptance time not in the bulk data set), ingested 2026-10-07 18:23:11 UTC

   Acceptance time not in the bulk data set (spec §4.2).

7. period ended2025-03-31

   13F 219,370 shares

   Change vs previous 13F not available

   0.15% of the 13F portfolio, value $10,211,673.

   13F-HR 0001636661-25-000004 filed by CONFLUENCE INVESTMENT MANAGEMENT LLC
   Filed 2025-04-01 (acceptance time not in the bulk data set), ingested 2026-10-07 18:25:06 UTC

   Acceptance time not in the bulk data set (spec §4.2).