Concert Wealth Management Inc.

13F filer, CIK 1456534, SAN JOSE, CA

Concert Wealth Management Inc. reported $747,159,000 across 675 holdings for the quarter ended 2016-03-31, in a 13F-HR filed 2016-05-16. Its ten largest share positions make up 16.38% of the portfolio.

Filed 2016-05-16 (acceptance time not in the bulk data set), ingested 2026-10-07 19:13:19 UTC13F-HR 0001085146-16-003821

Period: 2016-03-31
Reported value: $747M
Holdings: 675
Top 10 weight: 16.38%
New: 59
Sold out: 94

Largest buys vs the previous quarter

Security	Shares change	Approx. value
FS KKR CAPITAL CORPnew	+515,078	$4.73M
SHVadded	+37,553	$4.15M
TLTadded	+29,436	$3.83M
STIPnew	+29,999	$3.02M
POWERSHARES EXCHANGEnew	+56,160	$2.06M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
UPSexited	-522,981	-$5.51M
ISHARES TRexited	-52,157	-$5.16M
ETFS Gold Trustreduced	-20,473	-$2.46M
SCHBreduced	-45,600	-$2.24M
KREexited	-44,620	-$1.87M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q1 2016

Share positions as resolved from 13F-HR 0001085146-16-003821, largest first. % of portfolio is the value over $746,992,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
NEWLINK GENETICS CORPNEWLINK GENETICS CORP	15,124	$262K	0.04%	-1,558
MMACYS INC	5,913	$261K	0.03%	-419	Timeline
SYNGENTA AG ADRSYNGENTA AG ADR	3,220	$261K	0.03%	-79
MACQUARIE GLOBAL INFRASTRUC…MACQUARIE GLOBAL INFRASTRUCTUR	12,905	$260K	0.03%	+300
TORTOISE ENERGY INFRA CORPTORTOISE ENERGY INFRA CORP	10,560	$260K	0.03%	+626
DIMWISDOMTREE TR	4,650	$260K	0.03%	-130	Timeline
FULFULLER H B CO	6,108	$258K	0.03%	-420	Timeline
ILMNILLUMINA INC	1,579	$257K	0.03%	+30	Timeline
RMTROYCE MICRO-CAP TR INC	36,728	$257K	0.03%	+1,067	Timeline
CAGCONAGRA BRANDS INC	5,720	$256K	0.03%	0	Timeline
XNEAXNUVEEN AMT FREE QLTY MUN INC	17,875	$254K	0.03%	0	Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	5,212	$254K	0.03%	-571
IYKISHARES TR	2,260	$253K	0.03%	0	Timeline
IYJISHARES TR	2,360	$253K	0.03%	-188	Timeline
GDGENERAL DYNAMICS CORP	1,904	$252K	0.03%	+168	Timeline
POWERSHARES FUNDAMENTAL PUREPOWERSHARES FUNDAMENTAL PURE	10,874	$252K	0.03%	-145
UNILEVER N VUNILEVER N V	5,661	$250K	0.03%	-1,338
SPDR SERIES TRUST BLOOMBERG…SPDR SERIES TRUST BLOOMBERG BR	7,316	$250K	0.03%	-2,780
VRSNVERISIGN INC	2,800	$248K	0.03%	-18	Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	5,076	$248K	0.03%	new
Invesco Optm Yd Dvrs Cdty S…Invesco Optm Yd Dvrs Cdty Stra No…	16,077	$248K	0.03%	-1,795
HIIHUNTINGTON INGALLS INDS INC	1,784	$245K	0.03%	-396	Timeline
IJSISHARES TR	2,153	$244K	0.03%	-170	Timeline
DEODIAGEO PLC	2,275	$244K	0.03%	-242	Timeline
IGSBISHARES TR	2,316	$244K	0.03%	+1	Timeline
ULTAULTA BEAUTY INC	1,254	$244K	0.03%	-472	Timeline
XJQCXNUVEEN CR STRATEGIES INCOME	30,894	$244K	0.03%	0	Timeline
L BRANDS INCL BRANDS INC	2,750	$244K	0.03%	+82
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II	15,765	$244K	0.03%	-4,295
IYHISHARES TR	1,734	$243K	0.03%	-90	Timeline
ALAIR LEASE CORP	7,505	$243K	0.03%	+81	Timeline
MICHAELS COS INCMICHAELS COS INC	8,671	$243K	0.03%	new
AIVIWISDOMTREE TR	6,334	$241K	0.03%	+255	Timeline
FXIISHARES TR	7,056	$240K	0.03%	-1,188	Timeline
IWOISHARES TR	1,801	$240K	0.03%	0	Timeline
IHEISHARES TR	1,754	$240K	0.03%	-299	Timeline
PRAXAIR INCPRAXAIR INC	2,081	$240K	0.03%	-203
FDLFIRST TR EXCHANGE-TRADED FD	9,262	$239K	0.03%	-2,042	Timeline
EVFEATON VANCE SR INCOME TR	41,256	$239K	0.03%	+2,056	Timeline
PHKPIMCO HIGH INCOME FD	26,445	$238K	0.03%	-1,000	Timeline
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	5,108	$238K	0.03%	0
IEFAISHARES TR	4,450	$237K	0.03%	+15	Timeline
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP	5,079	$237K	0.03%	-246
SPIPSPDR SERIES TRUST	4,149	$236K	0.03%	-249	Timeline
UNILEVER PLCUNILEVER PLC	5,154	$234K	0.03%	-656
VPUVANGUARD WORLD FD	2,165	$233K	0.03%	+5	Timeline
NXPINXP SEMICONDUCTORS N V	2,857	$232K	0.03%	+44	Timeline
WHRWHIRLPOOL CORP	1,277	$231K	0.03%	-95	Timeline
PEGPUBLIC SVC ENTERPRISE GROUP	4,882	$231K	0.03%	new	Timeline
Rydex S&P 500 Pure Value EtfRydex S&P 500 Pure Value Etf	4,554	$231K	0.03%	-1,109
IJJISHARES TR	1,856	$229K	0.03%	+81	Timeline
NVRNVR INC	132	$229K	0.03%	new	Timeline
GTGOODYEAR TIRE & RUBR CO	7,026	$229K	0.03%	+27	Timeline
Mallinckrodt PlcMallinckrodt Plc	3,713	$227K	0.03%	-433
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP	10,203	$224K	0.03%	-395
XFFCXFLAHERTY & CRUMRIN PFD & INM	11,045	$224K	0.03%	0	Timeline
XTNSPDR SERIES TRUST	4,790	$223K	0.03%	new	Timeline
DSIISHARES TR	2,911	$222K	0.03%	0	Timeline
PHMPULTE GROUP INC	11,874	$222K	0.03%	+561	Timeline
POWERSHARESPOWERSHARES	9,662	$222K	0.03%	-354
BTIBRITISH AMERN TOB PLC	1,889	$221K	0.03%	-105	Timeline
ALEXION PHARMACEUTICALS INCALEXION PHARMACEUTICALS INC	1,573	$220K	0.03%	+342
CTSHCOGNIZANT TECHNOLOGY SOLUTIO	3,470	$218K	0.03%	new	Timeline
FFIVF5 INC	2,072	$218K	0.03%	new	Timeline
XEXGXEATON VANCE TAX-MANAGED GLOB	24,487	$216K	0.03%	-1,100	Timeline
PIONEER HIGH INCOME FUND INCPIONEER HIGH INCOME FUND INC	21,599	$216K	0.03%	0
AMERICAN CAPITAL AGENCY CORPAMERICAN CAPITAL AGENCY CORP	11,622	$215K	0.03%	+179
EGA EMERGING GLOBAL SHS TREGA EMERGING GLOBAL SHS TR	6,950	$214K	0.03%	new
NSCNORFOLK SOUTHN CORP	2,555	$213K	0.03%	0	Timeline
GAPGAP INC	7,237	$212K	0.03%	new	Timeline
ARISTA NETWORKS INCARISTA NETWORKS INC	3,317	$212K	0.03%	-6
IAIISHARES TR	5,750	$211K	0.03%	-370	Timeline
GGTGABELLI MULTIMEDIA TR INC	28,426	$210K	0.03%	-1,250	Timeline
WESTAR ENERGY INCWESTAR ENERGY INC	4,200	$210K	0.03%	new
CHICAGO BRIDGE & IRON CO NVCHICAGO BRIDGE & IRON CO NV	5,697	$210K	0.03%	new
NTESNETEASE COM INC	1,449	$209K	0.03%	-338	Timeline
FLRFLUOR CORP	3,892	$209K	0.03%	-739	Timeline
AMNAMN HEALTHCARE SVCS INC	6,340	$209K	0.03%	new	Timeline
ISHARES GOLD TRUSTISHARES GOLD TRUST	17,322	$209K	0.03%	-589
CABELAS INCCABELAS INC	4,252	$207K	0.03%	-500
CMACOMERICA INC	5,410	$206K	0.03%	0	Timeline
NOCNORTHROP GRUMMAN CORP	1,032	$205K	0.03%	new	Timeline
TRANSCANADA CORPTRANSCANADA CORP	5,214	$205K	0.03%	new
INTUINTUIT	1,967	$204K	0.03%	new	Timeline
MOBILE MINI INCMOBILE MINI INC	6,156	$203K	0.03%	new
TXTTEXTRON INC	5,557	$202K	0.03%	+1	Timeline
PPGPPG INDS INC	1,803	$202K	0.03%	new	Timeline
THE ADT CORPORATIONTHE ADT CORPORATION	4,941	$202K	0.03%	new
CAMERON INTERNATIONAL CORPCAMERON INTERNATIONAL CORP	2,976	$201K	0.03%	new
WSMWILLIAMS SONOMA INC	3,596	$200K	0.03%	0	Timeline
ETOEATON VANCE TAX-ADVANTAGED G	9,471	$200K	0.03%	new	Timeline
AMCXAMC GLOBAL MEDIA INC	3,051	$200K	0.03%	-23	Timeline
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME QUA	13,029	$196K	0.03%	+125
RENREN INCRENREN INC	60,000	$196K	0.03%	new
ABERDEENABERDEEN	34,710	$193K	0.03%	+845
OSURORASURE TECHNOLOGIES INC	25,900	$187K	0.03%	0	Timeline
HPEHEWLETT PACKARD ENTERPRISE C	10,391	$185K	0.02%	-155	Timeline
ARCCARES CAPITAL CORP	12,510	$185K	0.02%	+79	Timeline
BCVBANCROFT FD LTD	10,439	$185K	0.02%	-236	Timeline
SBIWESTERN ASSET INTER MUNI	17,869	$185K	0.02%	0	Timeline
CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PART	15,248	$179K	0.02%	+1,107
MUMICRON TECHNOLOGY INC	16,913	$178K	0.02%	+3,842	Timeline
SPDR INDEX SHS FDSSPDR INDEX SHS FDS	10,920	$177K	0.02%	+631
ETGEATON VANCE TX ADV GLBL DIV	12,055	$175K	0.02%	0	Timeline
BTZBLACKROCK CR ALLOCATION	13,892	$175K	0.02%	-114	Timeline
PIMCO CALIFORNIA MUNICIPAL …PIMCO CALIFORNIA MUNICIPAL INC	14,200	$168K	0.02%	-1,000
XCHYXCALAMOS CONV & HIGH INCOME F	16,275	$167K	0.02%	+80	Timeline
BLACKROCK MUNIHOLDINGS QUAL…BLACKROCK MUNIHOLDINGS QUALITY	11,538	$162K	0.02%	0
PDTHANCOCK JOHN PREM DIVID FD	10,691	$162K	0.02%	+86	Timeline
RFICOHEN & STEERS TOTAL RETURN	12,299	$160K	0.02%	0	Timeline
CALPINE CORPCALPINE CORP	10,515	$160K	0.02%	-350
SLVISHARES SILVER TR	10,792	$156K	0.02%	-3,475	Timeline
LPLLG DISPLAY CO LTD	13,578	$156K	0.02%	-194	Timeline
TEITEMPLETON EMERGING MKTS INCO	15,259	$156K	0.02%	+3	Timeline
EFTEATON VANCE FLOATING RATE IN	11,661	$155K	0.02%	+80	Timeline
MANITOWOC FOODSERVICE INCMANITOWOC FOODSERVICE INC	10,605	$155K	0.02%	new
DNPDNP SELECT INCOME FD INC	15,452	$154K	0.02%	+2	Timeline
BGBBLACKSTONE STRATEGIC CRED 20	11,419	$154K	0.02%	+750	Timeline
PMMFRANKLIN MANAGED MUN INCOME	19,400	$149K	0.02%	0	Timeline
TRINA SOLAR LIMITEDTRINA SOLAR LIMITED	15,018	$149K	0.02%	0
NUVNUVEEN MUN VALUE FD INC	14,156	$148K	0.02%	+18	Timeline
FFAFIRST TR ENHANCED EQUITY	11,567	$148K	0.02%	-100	Timeline
BLACKROCK INCOME TR INCBLACKROCK INCOME TR INC	21,924	$146K	0.02%	+10,240
MBTMOBILE TELESYSTEMS PJSC	17,830	$144K	0.02%	-266	Timeline
CHICALAMOS CONV OPPORTUNITIES &	14,982	$142K	0.02%	0	Timeline
APOLLO INVT CORPAPOLLO INVT CORP	25,538	$142K	0.02%	-3,711
RADIO ONE INCRADIO ONE INC	99,790	$142K	0.02%	0
ALCOA INCALCOA INC	14,613	$140K	0.02%	-3,286
HBANHUNTINGTON BANCSHARES INC	14,209	$137K	0.02%	+626	Timeline
POWERSHARESPOWERSHARES	10,235	$136K	0.02%	-16,073
ETWEATON VANCE TAX-MANAGED GLOB	12,641	$134K	0.02%	0	Timeline
BANK OF AMERICA CORPORATIONBANK OF AMERICA CORPORATION	34,047	$134K	0.02%	0
HTBKHERITAGE COMM CORP	13,398	$133K	0.02%	0	Timeline
PROFIRE ENERGY INCPROFIRE ENERGY INC	135,786	$132K	0.02%	0
DREYFUS STRATEGIC MUNS INCDREYFUS STRATEGIC MUNS INC	14,629	$131K	0.02%	+94
AU OPTRONICS CORPAU OPTRONICS CORP	44,274	$127K	0.02%	-639
PACBPACIFIC BIOSCIENCES CALIF IN	14,500	$123K	0.02%	+3,000	Timeline
GLOBAL X MLP & ENERGY INFRASGLOBAL X MLP & ENERGY INFRAS	10,400	$120K	0.02%	0
FTFFRANKLIN LTD DURATION INCOME	10,154	$114K	0.02%	new	Timeline
ECECOPETROL S A	12,624	$106K	0.01%	-193	Timeline
FCXFREEPORT MCMORAN INC	10,137	$104K	0.01%	+62	Timeline
ALLIANCEBERNSTEIN INCOME FUNALLIANCEBERNSTEIN INCOME FUN	12,871	$103K	0.01%	0
MINABERDEEN INTER INCOME FD	22,189	$102K	0.01%	+2,819	Timeline
XNROXNEUBERGER R/EST SECS INC FD	20,053	$102K	0.01%	+722	Timeline
ALLIANZGI CONV INCOME FDALLIANZGI CONV INCOME FD	18,153	$102K	0.01%	0
SBSCOMPANHIA DE SANEAMENTO BASI	15,150	$101K	0.01%	-1,800	Timeline
TEMPLETON GLOBAL INCOME FDTEMPLETON GLOBAL INCOME FD	15,504	$101K	0.01%	-820
RCSPIMCO STRATEGIC INCOME FD	10,582	$97K	0.01%	+131	Timeline
ROYAL BANK OF SCOT-SPON ADRROYAL BANK OF SCOT-SPON ADR	14,868	$93K	0.01%	+1,450
PSECPROSPECT CAP CORP	10,574	$77K	0.01%	new	Timeline
XBGYXBLACKROCK ENHANCED INTL DIV	12,443	$74K	0.01%	0	Timeline
GLOBALSTAR INCGLOBALSTAR INC	50,000	$74K	0.01%	0
KGCKINROSS GOLD CORP	20,000	$68K	0.01%	new	Timeline
PSLVSPROTT ASSET MANAGEMENT LP	10,950	$68K	0.01%	0	Timeline
IAGIAMGOLD CORP	30,000	$66K	0.01%	+10,000	Timeline
VALEVALE S A	12,107	$52K	0.01%	+500	Timeline
CIGCIA ENERGETICA DE MINAS GERA	23,458	$52K	0.01%	+4,094	Timeline
VVRINVESCO SR INCOME TR	11,752	$48K	0.01%	new	Timeline
MANITOWOC COMPANY INCMANITOWOC COMPANY INC	10,605	$47K	0.01%	-33
ASGLIBERTY ALL-STAR GROWTH FD I	11,470	$46K	0.01%	-1,000	Timeline
WILCFG WILLI FOOD INTL LTD	10,402	$40K	0.01%	0	Timeline
CIKUBS ASSET MGMT INCOME FD INC	12,829	$37K	<0.01%	0	Timeline
LADENBURG THALMANN FINANCIALLADENBURG THALMANN FINANCIAL	11,609	$29K	<0.01%	0
MANAGED HIGH YIELD PLUS FD IMANAGED HIGH YIELD PLUS FD I	12,680	$24K	<0.01%	0
ENZNENZON PHARMACEUTICALS INC	45,939	$21K	<0.01%	+1	Timeline
UNILIFE CORP NEWUNILIFE CORP NEW	29,396	$19K	<0.01%	-334
VANGUARDVANGUARD	12,534	$18K	<0.01%	+28
SUNEDISON INCSUNEDISON INC	15,391	$7K	<0.01%	-5,231
LPATH INC-CLASS ALPATH INC-CLASS A	15,000	$3K	<0.01%	0

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
SPYSTATE STR SPDR S&P 500 ETF T SHS	put	69,900	$101K	+30,200
IWMISHARES TR SHS	put	45,800	$62K	+26,600
ORCLORACLE CORP COM	call	10,000	$4K	-1,100
UPSUNITED PARCEL SVCS INC COM	put	211,000	$0	0
UPSUNITED PARCEL SVCS INC COM	call	331,500	$0	-24,800

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
ISHARES TRISHARES TR 2018 INVTGR BD	principal	50,727	$5.02M	new

Sold out in Q1 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
UPSUNITED PARCEL SVCS INC	522,981	$5.51M	shares
ISHARES TRISHARES TR	52,157	$5.16M	shares
FS KKR CAPITAL CORPFS KKR CAPITAL CORP	449,728	$4.04M	principal
KRESPDR SERIES TRUST	44,620	$1.87M	shares
PEPCO HOLDINGS INCPEPCO HOLDINGS INC	67,729	$1.76M	shares
FDISFIDELITY COVINGTON TRUST	54,250	$1.66M	shares
VIOGVANGUARD ADMIRAL FDS INC	12,036	$1.29M	shares
VBKVANGUARD INDEX FDS	9,127	$1.1M	shares
SCHRSCHWAB STRATEGIC TR	18,434	$990K	shares
USLUNITED STS 12 MONTH OIL FD L	57,914	$987K	shares
VOTVANGUARD INDEX FDS	9,926	$985K	shares
PLUM CREEK TIMBER CO INCPLUM CREEK TIMBER CO INC	18,853	$896K	shares
SCHZSCHWAB STRATEGIC TR	16,876	$872K	shares
KKR & CO LPKKR & CO LP	52,216	$819K	principal
SCHFSCHWAB STRATEGIC TR	28,682	$788K	shares
SJNKSPDR SERIES TRUST	29,229	$753K	shares
KLACKLA CORP	10,763	$746K	shares
SPOKSPOK HLDGS INC	38,071	$702K	shares
XSDSPDR SERIES TRUST	15,621	$681K	shares
EGEVEREST GROUP LTD	3,580	$661K	shares
LULULULULEMON ATHLETICA INC	12,338	$643K	shares
MARKET VECTORS BIOTECH ETFMARKET VECTORS BIOTECH ETF	4,920	$623K	shares
GURUGLOBAL X FDS	24,881	$580K	shares
BF-ABROWN FORMAN CORP	5,073	$566K	shares
AMERICA MOVIL SAB DE CVAMERICA MOVIL SAB DE CV	39,198	$548K	shares
SCHMSCHWAB STRATEGIC TR	13,264	$530K	shares
Chubb CorporationChubb Corporation	3,957	$527K	shares
Broadcom IncBroadcom Inc	3,534	$513K	shares
LANNETT COMPANY INCORPORATEDLANNETT COMPANY INCORPORATED	11,133	$447K	shares
SCHESCHWAB STRATEGIC TR	22,592	$441K	shares
EWWISHARES INC	7,877	$389K	shares
EWPISHARES INC	13,563	$381K	shares
GHYGISHARES INC	8,322	$372K	shares
AVID TECHNOLOGY INCAVID TECHNOLOGY INC	47,853	$344K	shares
EWYISHARES INC	6,687	$329K	shares
INCYINCYTE CORP	2,737	$297K	shares
iShares MSCI Frontier 100iShares MSCI Frontier 100	11,935	$295K	shares
EEMVISHARES INC	5,782	$282K	shares
USCIUNITED STS COMMODITY INDEX F	6,822	$280K	shares
EZUISHARES INC	6,862	$241K	shares
PRECISION CASTPARTS CORPPRECISION CASTPARTS CORP	1,033	$240K	shares
IYCISHARES TR	1,652	$236K	shares
MEDIVATION INCMEDIVATION INC	4,833	$233K	shares
BB & T CORPBB & T CORP	6,125	$231K	shares
LMNRLIMONEIRA CO	15,360	$229K	shares
Market Vectors EtfMarket Vectors Etf	7,146	$221K	shares
POWERSHARES GLOBAL ETF FDPOWERSHARES GLOBAL ETF FD	10,535	$217K	shares
TABLEAU SOFTWARE INCTABLEAU SOFTWARE INC	2,276	$215K	shares
AGZISHARES TR	1,881	$213K	shares
ZTSZOETIS INC	4,430	$213K	shares
ST JUDE MED INCST JUDE MED INC	3,344	$208K	shares
IYFISHARES TR	2,295	$204K	shares
NOWSERVICENOW INC	2,342	$204K	shares
DBEUDBX ETF TR	7,792	$203K	shares
CARAVIS BUDGET GROUP INC	5,538	$202K	shares
MOBILEYE NV XXXMAN…MOBILEYE NV XXXMANDATORY…	4,756	$200K	shares
POWERSHARES GLOBAL ETF TRUS…POWERSHARES GLOBAL ETF TRUSTHI	10,275	$178K	shares
ORANYORANGE-SPON ADR	10,357	$169K	shares
ABRDN PHYSICAL SILVER SHARE…ABRDN PHYSICAL SILVER SHARES ETF	12,210	$165K	shares
ELEMENTS ROGERS INTL CMDTY …ELEMENTS ROGERS INTL CMDTY AGRI T…	21,368	$134K	shares
GLOCLOUGH GLOBAL OPPORTUNITIES	10,230	$107K	shares
COMPANHIA BRASILEIRA DE DISTCOMPANHIA BRASILEIRA DE DIST	10,092	$104K	shares
WHITING PETE CORP NEWWHITING PETE CORP NEW	10,214	$101K	shares
ZIOPHARM ONCOLOGY INCZIOPHARM ONCOLOGY INC	12,000	$99K	shares
MNDOMIND C T I LTD	18,317	$46K	shares
SPYSTATE STR SPDR S&P 500 ETF T	2,000	$39K	call
WI-LAN INCWI-LAN INC	12,379	$17K	shares
ACTIVE POWER INCACTIVE POWER INC	10,775	$14K	shares
KLACKLA CORP	5,100	$10K	call
BIIBBIOGEN INC	600	$2K	call
SANDRIDGE ENERGY INCSANDRIDGE ENERGY INC	11,750	$1K	shares
ABBVABBVIE INC	2,200	$0	call
AMGNAMGEN INC	1,400	$0	call
AAPLAPPLE INC	1,000	$0	call
TAT&T INC	100	$0	call
BACBANK OF AMER CORP	2,600	$0	call
CVXCHEVRON CORPORATION	200	$0	put
CVXCHEVRON CORPORATION	800	$0	call
KOCOCA COLA CO	200	$0	put
DHRDANAHER CORP DEL	100	$0	call
HONHONEYWELL INTL INC	200	$0	call
MRKMERCK & CO INC	500	$0	call
NFLXNETFLIX INC.	100	$0	call
PFEPFIZER INC	1,500	$0	call
VWOVANGUARD INTL EQUITY INDEX F	300	$0	put
WFCWELLS FARGO & CO	300	$0	call
XOMEXXON MOBIL CORP	800	$0	call
IWFISHARES TR	400	$0	put
CLCOLGATE PALMOLIVE CO	200	$0	call
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	100	$0	put
DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO	200	$0	call
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser	800	$0	put
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser	1,300	$0	call
MCDERMOTT INTL INCMCDERMOTT INTL INC	12,600	$0	call

How Q1 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001085146-16-003821	base		2016-05-16	acceptance time not in the bulk data set	2026-10-07 19:13:19 UTC