Concert Wealth Management Inc.
Follow13F filer, CIK 1456534, SAN JOSE, CA
Concert Wealth Management Inc. reported $748,806,000 across 710 holdings for the quarter ended 2015-12-31, in a 13F-HR filed 2016-02-09. Its ten largest share positions make up 16.52% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-16-002852
- Period
- 2015-12-31
- Reported value
- $749M
- Holdings
- 710
- Top 10 weight
- 16.52%
- New
- 139
- Sold out
- 134
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| AAPLnew | +249,873 | $26.3M |
| IEOnew | +163,464 | $8.65M |
| DJPnew | +376,553 | $8.09M |
| BAnew | +44,316 | $6.38M |
| BACnew | +374,886 | $6.31M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| APPLE INCexited | -244,345 | -$27M |
| SPDR SERIES TRUSTexited | -244,207 | -$8.02M |
| IWMreduced | -70,138 | -$7.9M |
| Bank of Americaexited | -367,659 | -$5.74M |
| BOEING CO.exited | -43,842 | -$5.74M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 677 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 39,700 | $74K | +17,500 |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | call | 2,000 | $39K | new |
| IWMISHARES TR SHS | put | 19,200 | $35K | new |
| KLACKLA CORP COM | call | 5,100 | $10K | new |
| ORCLORACLE CORP COM | call | 11,100 | $3K | +1,100 |
| BIIBBIOGEN INC Stock | call | 600 | $2K | new |
| ABBVABBVIE INC COM | call | 2,200 | $0 | new |
| AMGNAMGEN INC COM | call | 1,400 | $0 | new |
| AAPLAPPLE INC COM | call | 1,000 | $0 | new |
| TAT&T INC COM | call | 100 | $0 | new |
| BACBANK OF AMER CORP COM | call | 2,600 | $0 | new |
| CVXCHEVRON CORPORATION COM | put | 200 | $0 | new |
| CVXCHEVRON CORPORATION COM | call | 800 | $0 | new |
| KOCOCA COLA CO COM | put | 200 | $0 | new |
| DHRDANAHER CORP DEL COM | call | 100 | $0 | new |
| HONHONEYWELL INTL INC COM | call | 200 | $0 | new |
| MRKMERCK & CO INC COM | call | 500 | $0 | new |
| NFLXNETFLIX INC. COM | call | 100 | $0 | new |
| PFEPFIZER INC COM | call | 1,500 | $0 | new |
| UPSUNITED PARCEL SVCS INC COM | put | 211,000 | $0 | new |
| UPSUNITED PARCEL SVCS INC COM | call | 356,300 | $0 | new |
| VWOVANGUARD INTL EQUITY INDEX F SHS | put | 300 | $0 | new |
| WFCWELLS FARGO & CO COM | call | 300 | $0 | new |
| XOMEXXON MOBIL CORP COM | call | 800 | $0 | new |
| IWFISHARES TR STOK | put | 400 | $0 | new |
| CLCOLGATE PALMOLIVE CO Stock | call | 200 | $0 | new |
| DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO COM | put | 100 | $0 | new |
| DU PONT E I DE NEMOURS & CODU PONT E I DE NEMOURS & CO COM | call | 200 | $0 | new |
| PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser COM | put | 800 | $0 | new |
| PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser COM | call | 1,300 | $0 | new |
| MCDERMOTT INTL INCMCDERMOTT INTL INC COM | call | 12,600 | $0 | 0 |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| FS KKR CAPITAL CORPFS KKR CAPITAL CORP COM | principal | 449,728 | $4.04M | -141,907 |
| KKR & CO LPKKR & CO LP COMMON STOCK | principal | 52,216 | $819K | +5,530 |
Sold out in Q4 2015
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| APPLE INCAPPLE INC | 244,345 | $27M | shares |
| SPDR SERIES TRUSTSPDR SERIES TRUST | 244,207 | $8.02M | shares |
| Bank of AmericaBank of America | 367,659 | $5.74M | shares |
| BOEING CO.BOEING CO. | 43,842 | $5.74M | shares |
| AMAZON.COM INCAMAZON.COM INC | 9,321 | $4.8M | shares |
| GoogleGoogle | 4,290 | $2.73M | shares |
| AMGEN INC.AMGEN INC. | 19,618 | $2.73M | shares |
| GOOGLE INCGOOGLE INC | 4,180 | $2.53M | shares |
| ABBOTT LABORATORIESABBOTT LABORATORIES | 59,573 | $2.39M | shares |
| AMERIGAS PARTNERS, LPAMERIGAS PARTNERS, LP | 50,260 | $2.09M | shares |
| ELLIE MAE INCELLIE MAE INC | 30,981 | $2.06M | shares |
| American ExpressAmerican Express | 27,333 | $2.03M | shares |
| SCHOSCHWAB STRATEGIC TR | 35,984 | $1.83M | shares |
| BP PLC ADRBP PLC ADR | 50,929 | $1.55M | shares |
| AFLAC INC.AFLAC INC. | 25,087 | $1.46M | shares |
| Becton DickinsonBecton Dickinson | 10,460 | $1.39M | shares |
| BERKSHIRE HATHAWAY ABERKSHIRE HATHAWAY A | 7 | $1.36M | shares |
| Big Lots IncBig Lots Inc | 24,522 | $1.17M | shares |
| POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST | 24,907 | $1.14M | shares |
| NUENUCOR CORP | 27,888 | $1.05M | shares |
| BANK OF MONTREALBANK OF MONTREAL | 19,048 | $1.03M | shares |
| SOVRAN SELF STORAGE INCSOVRAN SELF STORAGE INC | 10,638 | $1M | principal |
| BERKSHIRE HATHAWAY INC. CLA…BERKSHIRE HATHAWAY INC. CLASS B | 7,772 | $996K | shares |
| BEST BUY CO INCBEST BUY CO INC | 21,705 | $813K | shares |
| HIGHARTFORD INSURANCE GROUP INC | 17,391 | $795K | shares |
| RPX CORPRPX CORP | 54,580 | $759K | shares |
| ALASKA AIR GROUP INC COMALASKA AIR GROUP INC COM | 9,046 | $723K | shares |
| IJKISHARES TR | 4,514 | $711K | shares |
| KBESPDR SERIES TRUST | 20,228 | $679K | shares |
| SCHVSCHWAB STRATEGIC TR | 16,270 | $647K | shares |
| TESSERA TECHNOLOGIES INCTESSERA TECHNOLOGIES INC | 19,813 | $643K | shares |
| GWREGUIDEWIRE SOFTWARE INC | 12,126 | $638K | shares |
| ANADARKO PETE CORPANADARKO PETE CORP | 10,502 | $631K | shares |
| PAAPLAINS ALL AMERN PIPELINE L | 20,665 | $624K | shares |
| Applied MaterialsApplied Materials | 41,243 | $607K | shares |
| Automatic Data ProcessingAutomatic Data Processing | 7,519 | $603K | shares |
| ANNALY MORTGAGE MANAGEMENTANNALY MORTGAGE MANAGEMENT | 57,381 | $568K | shares |
| ALLSTATE CORPALLSTATE CORP | 9,666 | $562K | shares |
| BAXTER INTERNATIONALBAXTER INTERNATIONAL | 16,359 | $535K | shares |
| POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST | 42,142 | $532K | shares |
| GELGENESIS ENERGY L P | 13,396 | $513K | principal |
| DEMWISDOMTREE TR | 15,270 | $511K | shares |
| PPCPILGRIMS PRIDE CORP | 24,615 | $509K | shares |
| EWGISHARES INC | 20,549 | $504K | shares |
| FHLCFIDELITY COVINGTON TRUST | 15,708 | $497K | shares |
| Anthem Inc.Anthem Inc. | 3,501 | $492K | shares |
| SAPSAP SE | 7,180 | $465K | shares |
| ASTRAZENECA PLCASTRAZENECA PLC | 14,535 | $464K | shares |
| CURRENCYSHARES EURO TRUSTCURRENCYSHARES EURO TRUST | 3,763 | $412K | shares |
| AMERICAN ELECTRIC POWERAMERICAN ELECTRIC POWER | 6,863 | $391K | shares |
| Allianz GI Equity & Conv In…Allianz GI Equity & Conv Income | 22,459 | $385K | shares |
| EMHYISHARES INC | 8,390 | $378K | shares |
| CYTEC INDS INCCYTEC INDS INC | 5,110 | $376K | shares |
| COMCAST CORP NEWCOMCAST CORP NEW | 6,543 | $373K | shares |
| FACTORSHARES TRFACTORSHARES TR | 14,360 | $367K | shares |
| HEWLETT PACKARD COHEWLETT PACKARD CO | 15,161 | $366K | shares |
| TBFPROSHARES TR | 14,620 | $357K | shares |
| XTNSPDR SERIES TRUST | 7,874 | $346K | shares |
| XMYDXBLACKROCK MUNIYIELD FUND | 23,330 | $332K | shares |
| MADISON SQUARE GARDEN COMADISON SQUARE GARDEN CO | 4,257 | $309K | shares |
| SCHCSCHWAB STRATEGIC TR | 10,801 | $308K | shares |
| ITBISHARES TR | 11,601 | $303K | shares |
| FIREEYE INCFIREEYE INC | 9,543 | $300K | shares |
| TATA MTRS LTDTATA MTRS LTD | 13,220 | $297K | shares |
| AIR PRODUCTS & CHEMICALSAIR PRODUCTS & CHEMICALS | 2,328 | $297K | shares |
| AAXJISHARES TR | 5,554 | $294K | shares |
| FIRST TRUST MLP AND ENERGY …FIRST TRUST MLP AND ENERGY INC | 18,210 | $290K | principal |
| BSLBLACKSTONE SENI FLTN RAT 202 | 18,000 | $286K | shares |
| LPLALPL FINL HLDGS INC | 28,553 | $282K | shares |
| VTWGVANGUARD SCOTTSDALE FDS | 2,882 | $280K | shares |
| EXCEXELON CORP | 9,397 | $279K | shares |
| SPHSUBURBAN PROPANE PARTNERS L | 8,287 | $279K | shares |
| GAPGAP INC | 9,613 | $276K | shares |
| STATOIL ASASTATOIL ASA | 18,594 | $273K | shares |
| EPSWISDOMTREE TR | 4,010 | $262K | shares |
| BB&T CORPORATIONBB&T CORPORATION | 7,263 | $260K | shares |
| RWXSPDR INDEX SHS FDS | 6,512 | $258K | shares |
| BHP BILLITON LIMITED ADRBHP BILLITON LIMITED ADR | 8,149 | $258K | shares |
| SCHASCHWAB STRATEGIC TR | 5,025 | $255K | shares |
| ETENERGY TRANSFER L P | 12,210 | $253K | shares |
| BLACKROCK MUNIYIELD CALIFOR…BLACKROCK MUNIYIELD CALIFORNIA | 16,000 | $253K | shares |
| MXFMEXICO FD INC | 14,313 | $251K | shares |
| BIVVANGUARD BD INDEX FDS | 2,900 | $248K | shares |
| BAIDU INC SPONSORED ADR REP…BAIDU INC SPONSORED ADR REPSTG OR… | 1,748 | $240K | shares |
| FFIVF5 INC | 2,005 | $231K | shares |
| SEATTLE GENETICS INCSEATTLE GENETICS INC | 5,962 | $230K | shares |
| DGSWISDOMTREE TR | 6,472 | $229K | shares |
| VMWARE, INC.VMWARE, INC. | 2,851 | $225K | shares |
| CHICAGO BRIDGE & IRON CO NVCHICAGO BRIDGE & IRON CO NV | 5,498 | $215K | shares |
| MMLPMARTIN MIDSTREAM PRTNRS L P | 8,858 | $214K | principal |
| TXTERNIUM SA | 17,081 | $212K | shares |
| JP MORGAN CHASE & COJP MORGAN CHASE & CO | 6,928 | $212K | shares |
| Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF | 15,262 | $212K | shares |
| Au Optronics Corp. Sponsore…Au Optronics Corp. Sponsored ADR | 71,118 | $212K | shares |
| ASHSDBX ETF TR | 5,711 | $209K | shares |
| LNGCHENIERE ENERGY INC | 4,218 | $205K | shares |
| DEWWISDOMTREE TR | 5,369 | $205K | shares |
| MICHAEL KORS HLDGS LTDMICHAEL KORS HLDGS LTD | 8,514 | $203K | shares |
| TMOTHERMO FISHER SCIENTIFIC INC | 1,682 | $202K | shares |
| BAKER HUGHES INC.BAKER HUGHES INC. | 3,840 | $202K | shares |
| ELDWISDOMTREE TR | 5,786 | $200K | shares |
| MOBILE MINI INCMOBILE MINI INC | 6,487 | $200K | shares |
| THE ADT CORPORATIONTHE ADT CORPORATION | 6,685 | $200K | shares |
| SIBANYE GOLD LTDSIBANYE GOLD LTD | 42,942 | $200K | shares |
| BANK OF AMERICA CORPBANK OF AMERICA CORP | 34,047 | $194K | shares |
| BANCROFT FUND LTD COMBANCROFT FUND LTD COM | 10,242 | $191K | shares |
| ABERDEEN AUSTRALIA EQTY FD IABERDEEN AUSTRALIA EQTY FD I | 34,573 | $186K | shares |
| BLACKROCK MUNIYIELD CALIFOR…BLACKROCK MUNIYIELD CALIFORNIA | 11,891 | $178K | shares |
| MFCMANULIFE FINL CORP | 11,290 | $175K | shares |
| BLACKROCK MUNICIPL INC QLBLACKROCK MUNICIPL INC QL | 12,647 | $175K | shares |
| MARATHON OIL CORPMARATHON OIL CORP | 11,385 | $173K | shares |
| STANDARD PAC CORP NEWSTANDARD PAC CORP NEW | 21,040 | $169K | shares |
| BLACKROCK CREDIT ALLOCATIONBLACKROCK CREDIT ALLOCATION | 13,953 | $168K | shares |
| ISHARESISHARES | 11,879 | $158K | shares |
| MUCBLACKROCK MUNIHLDNGS CALI | 10,500 | $151K | shares |
| RR DONNELLEY + SONS CORR DONNELLEY + SONS CO | 10,126 | $146K | shares |
| Allianzgi Conv & Income FundAllianzgi Conv & Income Fund | 20,623 | $121K | shares |
| OCWEN FINL CORPOCWEN FINL CORP | 17,170 | $115K | shares |
| GLOBEIMMUNE INCGLOBEIMMUNE INC | 10,230 | $108K | shares |
| DREYFUS STRATEGIC MUN BD FDDREYFUS STRATEGIC MUN BD FD | 12,000 | $94K | shares |
| SANBANCO SANTANDER SA | 16,995 | $89K | shares |
| LIFEVANTAGE CORPLIFEVANTAGE CORP | 96,949 | $78K | shares |
| BLACKROCK INTERNATIONAL GROWBLACKROCK INTERNATIONAL GROW | 12,443 | $77K | shares |
| GNWGENWORTH FINL INC | 13,369 | $60K | shares |
| ATOSSA GENETICS INCATOSSA GENETICS INC | 71,942 | $55K | shares |
| ALCATEL-LUCENT - SPONSORED …ALCATEL-LUCENT - SPONSORED ADR | 12,277 | $46K | shares |
| CASI PHARMACEUTICALS INCCASI PHARMACEUTICALS INC | 41,666 | $45K | shares |
| MANNKIND CORPMANNKIND CORP | 12,655 | $42K | shares |
| EXCO RESOURCES INCEXCO RESOURCES INC | 55,360 | $42K | shares |
| BELLATRIX EXPLORATION LTDBELLATRIX EXPLORATION LTD | 11,100 | $16K | shares |
| MAJESCO ENTERTAINMENT CO CO…MAJESCO ENTERTAINMENT CO COM PAR … | 10,000 | $12K | shares |
| MUMICRON TECHNOLOGY INC | 10,000 | $2K | call |
| SANDRIDGE ENERGY INCSANDRIDGE ENERGY INC | 10,900 | $0 | call |
| CITIGROUP INCCITIGROUP INC | 20,000 | $0 | shares |
How Q4 2015 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001085146-16-002852 | base | 2016-02-09 | acceptance time not in the bulk data set |