13F-HR filed by Concert Wealth Management Inc.
Concert Wealth Management Inc. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-10, with 507 holding rows worth $442,446,000.
- Accession
- 0001085146-17-001171
- Filer
- CIK 1456534
- Filed
- 2017-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 712 entries on the cover page, a total value of $442,446,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $442,446,000 with VALUE read as thousands by filing date, 13F file number 028-13474. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAdhesion Wealth Advisor Solutions
- included managerAdvisors Asset Management
- included managerBlackrock Investment Management
- included managerCWM Strategies
- included managerEAM Investors
- included managerEnvestnet
- included managerFrontier
- included managerGood Harbor Financial
- included managerHoward Capital Management
- included managerLord Abbett
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 136,403 | $15,792,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 60,925 | $7,223,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 29,975 | $6,695,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 46,970 | $6,466,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 102,513 | $6,367,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 113,169 | $6,282,000 | thousands by filing date | |
| VTI | 922908769 | COM | 52,803 | $6,093,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 183,090 | $5,775,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 20,883 | $4,694,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 6,272 | $4,675,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 35,166 | $4,151,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 167,477 | $3,880,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 89,805 | $3,823,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 67,854 | $3,621,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 160,525 | $3,557,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 44,801 | $3,385,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 28,944 | $3,343,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 20,409 | $3,190,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 36,698 | $3,175,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 27,469 | $3,172,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 28,914 | $3,123,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 27,909 | $3,075,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 28,064 | $3,003,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 28,846 | $3,002,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 71,582 | $3,001,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 54,291 | $2,918,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 32,102 | $2,847,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 17,366 | $2,781,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 61,032 | $2,696,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 23,462 | $2,620,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 25,271 | $2,602,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 33,646 | $2,454,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 30,216 | $2,433,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 43,283 | $2,425,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 23,858 | $2,368,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 27,364 | $2,363,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 25,615 | $2,311,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 72,979 | $2,261,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 26,786 | $2,254,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 16,813 | $2,250,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 40,876 | $2,210,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 18,474 | $2,199,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 33,526 | $2,197,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 55,403 | $2,189,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 63,668 | $2,056,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 31,562 | $2,027,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 18,631 | $2,024,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 34,319 | $2,014,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 38,961 | $1,996,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 25,310 | $1,981,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 31,589 | $1,952,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 30,819 | $1,931,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 47,534 | $1,930,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 49,382 | $1,919,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 37,924 | $1,909,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 51,515 | $1,871,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 44,154 | $1,832,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 12,413 | $1,817,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 25,982 | $1,790,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 10,648 | $1,768,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 26,268 | $1,752,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,721 | $1,726,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 19,884 | $1,709,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 39,803 | $1,692,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 46,959 | $1,652,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 87,371 | $1,583,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 13,630 | $1,580,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 15,598 | $1,579,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 12,813 | $1,563,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 18,018 | $1,557,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 13,872 | $1,556,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 16,544 | $1,540,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 18,586 | $1,536,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 47,793 | $1,527,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 125,176 | $1,521,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 22,344 | $1,516,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 13,253 | $1,513,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 9,990 | $1,500,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 27,142 | $1,498,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 27,621 | $1,490,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 29,976 | $1,456,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 17,255 | $1,453,000 | thousands by filing date | |
| IJH | 464287507 | COM | 8,551 | $1,415,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 68,148 | $1,405,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 20,129 | $1,401,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 32,117 | $1,395,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 20,811 | $1,394,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 18,270 | $1,393,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 14,690 | $1,385,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 109,902 | $1,382,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 13,323 | $1,380,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 28,826 | $1,374,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 37,295 | $1,344,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 18,578 | $1,331,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 249,197 | $1,325,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 12,912 | $1,322,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 12,593 | $1,321,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 103,161 | $1,297,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 19,016 | $1,295,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 45,659 | $1,284,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 12,137 | $1,281,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 12,155 | $1,266,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 13,380 | $1,255,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 10,213 | $1,244,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 40,472 | $1,222,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 10,874 | $1,211,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 16,410 | $1,209,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 27,682 | $1,197,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 13,128 | $1,195,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,899 | $1,172,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 10,063 | $1,166,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 14,253 | $1,157,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 16,590 | $1,147,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 11,627 | $1,130,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 13,839 | $1,115,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 15,150 | $1,109,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 10,183 | $1,102,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,425 | $1,094,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 15,585 | $1,078,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 20,123 | $1,078,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 6,822 | $1,077,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 21,178 | $1,050,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 65,071 | $1,025,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 13,910 | $1,022,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 8,336 | $1,009,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 12,783 | $994,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 14,475 | $990,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 43,176 | $989,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 7,963 | $982,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 6,116 | $978,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 4 | $976,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 19,166 | $972,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 17,297 | $968,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 16,273 | $960,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 39,694 | $957,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 21,615 | $956,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 36,411 | $946,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 18,802 | $933,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 35,439 | $918,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 14,448 | $917,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 10,619 | $908,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 8,798 | $903,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 41,424 | $892,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 17,977 | $884,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 27,188 | $882,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 22,863 | $880,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 58,195 | $875,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 12,345 | $874,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 4,667 | $870,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 13,611 | $867,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 20,439 | $857,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 11,322 | $853,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 10,700 | $851,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,738 | $850,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 22,737 | $848,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 21,723 | $841,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 11,186 | $835,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 9,199 | $834,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 12,705 | $831,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 50,153 | $820,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 10,661 | $815,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 30,179 | $815,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 11,762 | $814,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,509 | $806,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 14,596 | $803,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 9,018 | $800,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 78,045 | $799,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 24,833 | $796,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 13,779 | $784,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 54,131 | $777,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 8,986 | $771,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 7,232 | $768,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 15,197 | $764,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 15,755 | $755,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 34,623 | $755,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 5,275 | $752,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 9,103 | $750,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 14,608 | $749,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 10,901 | $737,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 24,435 | $722,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 12,815 | $721,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 85,753 | $710,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 8,872 | $706,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 6,997 | $704,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 23,056 | $701,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 13,762 | $694,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 9,052 | $693,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 16,194 | $690,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 44,836 | $689,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 5,183 | $688,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 11,562 | $684,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 11,266 | $680,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 26,084 | $680,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 19,819 | $675,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 8,381 | $666,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 6,467 | $664,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 8,692 | $663,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,091 | $655,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 448 | $653,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 5,943 | $652,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 12,079 | $650,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 21,685 | $646,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,593 | $642,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 28,460 | $636,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,643 | $630,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 14,356 | $629,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 10,057 | $624,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 10,180 | $622,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 7,497 | $620,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 20,267 | $618,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 22,013 | $604,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 5,217 | $601,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 7,059 | $598,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 8,383 | $595,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 5,550 | $591,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 11,265 | $585,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 13,200 | $585,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 71,817 | $580,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 20,007 | $574,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 6,986 | $572,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 10,293 | $565,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 13,541 | $563,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 30,222 | $552,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 11,460 | $552,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 18,252 | $548,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,810 | $546,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 19,331 | $544,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 9,549 | $543,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 40,491 | $540,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,407 | $538,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 10,459 | $537,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,872 | $533,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 48,029 | $531,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 9,857 | $523,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,478 | $523,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 5,937 | $520,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 10,446 | $518,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 19,101 | $518,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 15,503 | $518,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 25,794 | $517,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 11,334 | $517,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4,254 | $516,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,958 | $516,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 17,137 | $516,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 9,686 | $514,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 4,282 | $510,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 7,486 | $506,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 35,620 | $504,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 5,393 | $499,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 6,173 | $497,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 25,672 | $496,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 4,997 | $492,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 6,129 | $491,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 4,595 | $491,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 6,504 | $482,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 7,536 | $481,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 6,387 | $478,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 25,485 | $478,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 6,529 | $475,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 6,287 | $475,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 6,601 | $474,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 7,827 | $471,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 5,454 | $469,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,756 | $468,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 8,345 | $465,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 25,524 | $464,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 10,073 | $461,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,340 | $459,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 33,189 | $455,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 88,520 | $455,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,795 | $453,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 27,428 | $450,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,952 | $449,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 7,021 | $443,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 13,032 | $442,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,992 | $440,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 6,075 | $438,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 7,255 | $438,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 3,411 | $435,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 24,339 | $434,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 58,214 | $430,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 2,112 | $423,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 8,216 | $422,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 4,854 | $422,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 11,752 | $420,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 6,880 | $419,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 11,479 | $417,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,882 | $413,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 10,607 | $413,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 22,275 | $410,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 4,259 | $409,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 14,694 | $406,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 3,262 | $405,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 3,167 | $403,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 11,132 | $402,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 3,820 | $402,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 11,353 | $401,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 14,670 | $399,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 22,113 | $395,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 10,100 | $395,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 13,520 | $393,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 5,283 | $392,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 5,648 | $391,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,134 | $388,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 7,880 | $387,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,260 | $386,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 18,062 | $384,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 7,087 | $382,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 4,780 | $379,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 3,089 | $378,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 11,504 | $373,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 30,411 | $371,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 30,102 | $368,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 11,691 | $365,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 3,611 | $364,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 5,247 | $363,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 6,270 | $361,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 8,630 | $358,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 7,845 | $357,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 21,730 | $357,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 6,734 | $355,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,127 | $354,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,777 | $352,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,233 | $352,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 7,690 | $349,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 10,056 | $348,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,655 | $343,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 34,047 | $339,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 4,234 | $338,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 8,251 | $337,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 11,070 | $336,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,230 | $332,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 8,921 | $329,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 10,514 | $329,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 7,433 | $329,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 7,668 | $328,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,552 | $327,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 6,120 | $327,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 2,429 | $323,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,197 | $320,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 45,093 | $316,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,076 | $315,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 22,620 | $314,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 12,375 | $313,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 38,041 | $309,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 4,150 | $308,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 4,008 | $305,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,130 | $301,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 20,197 | $300,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 6,309 | $296,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,711 | $295,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,810 | $293,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5,714 | $293,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,713 | $292,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,817 | $290,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 12,431 | $288,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 12,469 | $288,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,323 | $284,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,114 | $284,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,341 | $284,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 8,594 | $284,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 7,411 | $283,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 5,013 | $283,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,128 | $279,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,389 | $278,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,746 | $276,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 3,829 | $275,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,388 | $274,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 5,433 | $274,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,578 | $272,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,786 | $272,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 4,324 | $272,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 29,016 | $272,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,850 | $269,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 723 | $269,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 5,670 | $268,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 7,417 | $268,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,867 | $267,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 2,486 | $266,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 3,825 | $265,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 11,252 | $265,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 32,310 | $265,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 39,200 | $263,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,863 | $261,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,147 | $261,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,268 | $261,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 6,546 | $260,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 4,229 | $259,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 4,772 | $259,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,207 | $258,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 28,925 | $258,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 12,905 | $256,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,083 | $252,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 4,851 | $252,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 7,233 | $251,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 6,252 | $251,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,763 | $250,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,464 | $249,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,253 | $248,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 5,082 | $248,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 3,828 | $248,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 4,221 | $248,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 11,196 | $247,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 24,053 | $247,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 4,359 | $245,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 10,465 | $245,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,618 | $244,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,697 | $244,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,846 | $244,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,010 | $242,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 6,434 | $239,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 2,136 | $238,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 11,898 | $237,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 23,179 | $236,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 4,170 | $233,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 1,588 | $232,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,995 | $231,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1,893 | $230,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,030 | $230,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 12,140 | $230,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 6,525 | $229,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 9,890 | $228,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,963 | $228,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,019 | $224,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,681 | $223,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 5,861 | $223,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 12,027 | $222,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 3,697 | $221,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 6,321 | $220,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,714 | $220,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,311 | $218,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 7,786 | $218,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,850 | $217,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 10,708 | $217,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,379 | $212,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 7,068 | $210,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,001 | $210,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 23,075 | $210,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 10,265 | $209,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,820 | $207,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 3,225 | $207,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 9,954 | $206,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 4,488 | $205,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,827 | $203,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 27,848 | $203,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,970 | $202,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 13,398 | $196,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 16,560 | $188,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 12,724 | $185,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 20,200 | $181,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 18,610 | $178,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 21,802 | $177,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 31,032 | $170,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 16,164 | $169,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 16,600 | $167,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 10,619 | $162,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 11,367 | $162,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 11,891 | $160,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 11,767 | $158,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 14,982 | $150,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 10,000 | $149,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 10,513 | $144,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 13,999 | $141,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 11,299 | $136,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 15,575 | $131,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 14,950 | $130,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 12,241 | $122,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 12,065 | $109,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 10,841 | $108,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 16,653 | $107,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 19,272 | $107,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 12,967 | $99,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 17,034 | $99,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 19,370 | $86,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 50,000 | $79,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 14,842 | $78,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,800 | $74,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 11,684 | $74,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 15,875 | $74,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 11,806 | $67,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 10,950 | $66,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 11,131 | $62,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 11,326 | $57,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 22,909 | $51,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 10,470 | $42,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 10,000 | $41,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 12,129 | $38,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 11,609 | $28,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 9,000 | $13,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,000 | $8,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Apple Inc | 037833100 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Coca-Cola Company | 191216100 | COM | 1,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HCA Healthcare Inc | 40412C101 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Intuitive Surgical,Inc. | 46120E602 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| iShares MSCI Mexico ETF | 464286822 | SHS | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| iShares MSCI Mexico ETF | 464286822 | SHS | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| META PLATFORMS INC CL A | 30303M102 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Microsoft Corp | 594918104 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001171 | this filing | 2017-05-10 | acceptance time not in the bulk data set |