KN KNOWLES CORP More: the full row for KNOWLES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 62,625 shares; 2016Q1: 69,749 shares; 2016Q2: 69,697 shares; 2016Q3: 71,500 shares 71,500 $1M 0.01% +1,803 Timeline TGNA TEGNA INC More: the full row for TEGNA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 19,468 shares; 2016Q1: 20,711 shares; 2016Q2: 22,215 shares; 2016Q3: 45,902 shares 45,902 $1M 0.01% +23,687 Timeline SNX TD SYNNEX CORPORATION More: the full row for TD SYNNEX CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 8,863 shares; 2016Q3: 8,783 shares 8,783 $1M 0.01% -80 Timeline TXT TEXTRON INC More: the full row for TEXTRON INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 25,223 shares; 2016Q1: 26,682 shares; 2016Q2: 27,596 shares; 2016Q3: 25,002 shares 25,002 $994K 0.01% -2,594 Timeline EMN EASTMAN CHEM CO More: the full row for EASTMAN CHEM CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 24,431 shares; 2016Q1: 13,964 shares; 2016Q2: 13,749 shares; 2016Q3: 14,642 shares 14,642 $991K 0.01% +893 Timeline OMC OMNICOM GROUP INC More: the full row for OMNICOM GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 8,054 shares; 2016Q1: 10,039 shares; 2016Q2: 11,162 shares; 2016Q3: 11,631 shares 11,631 $989K 0.01% +469 Timeline CA INC COM CA INC COM More: the full row for CA INC COM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 34,294 shares; 2016Q1: 32,858 shares; 2016Q2: 30,417 shares; 2016Q3: 29,870 shares 29,870 $988K 0.01% -547 BARCLAYS BK PLC BARCLAYS BK PLC More: the full row for BARCLAYS BK PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 7,849 shares; 2016Q1: 7,849 shares; 2016Q2: 7,343 shares; 2016Q3: 7,343 shares 7,343 $987K 0.01% 0 ACM AECOM More: the full row for AECOM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 38,941 shares; 2016Q1: 34,461 shares; 2016Q2: 34,455 shares; 2016Q3: 33,114 shares 33,114 $984K 0.01% -1,341 Timeline Spectra Energy Partners Spectra Energy Partners More: the full row for Spectra Energy Partners Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 20,952 shares; 2016Q1: 20,914 shares; 2016Q2: 22,547 shares; 2016Q3: 22,476 shares 22,476 $982K 0.01% -71 XAWFX ALLIANCEBERNSTEIN GLOBAL HIG More: the full row for ALLIANCEBERNSTEIN GLOBAL HIG Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 68,460 shares; 2016Q1: 77,629 shares; 2016Q2: 78,403 shares; 2016Q3: 77,708 shares 77,708 $980K 0.01% -695 Timeline DUPONT FABROS TECHNOLOGY INC DUPONT FABROS TECHNOLOGY INC More: the full row for DUPONT FABROS TECHNOLOGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 47,526 shares; 2016Q1: 47,532 shares; 2016Q2: 22,847 shares; 2016Q3: 23,735 shares 23,735 $979K 0.01% +888 AFB ALLIANCEBERNSTEIN NATL MUN I More: the full row for ALLIANCEBERNSTEIN NATL MUN I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 75,689 shares; 2016Q1: 76,933 shares; 2016Q2: 60,390 shares; 2016Q3: 66,415 shares 66,415 $978K 0.01% +6,025 Timeline SANDERSON FARMS SANDERSON FARMS More: the full row for SANDERSON FARMS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 10,165 shares; 2016Q3: 10,124 shares 10,124 $975K 0.01% -41 IDA IDACORP INC More: the full row for IDACORP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 8,465 shares; 2016Q1: 11,866 shares; 2016Q2: 12,512 shares; 2016Q3: 12,423 shares 12,423 $972K 0.01% -89 Timeline NUVEEN PREFERRED & INCO… NUVEEN PREFERRED & INCOME More: the full row for NUVEEN PREFERRED & INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 9,089 shares; 2016Q1: 23,854 shares; 2016Q2: 39,377 shares; 2016Q3: 39,451 shares 39,451 $971K 0.01% +74 SMB VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 65,375 shares; 2016Q3: 54,894 shares 54,894 $970K 0.01% -10,481 Timeline AON PLC AON PLC More: the full row for AON PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 6,998 shares; 2016Q1: 6,858 shares; 2016Q2: 6,609 shares; 2016Q3: 8,612 shares 8,612 $969K 0.01% +2,003 CREDIT SUISSE NASSAU BRH ET… CREDIT SUISSE NASSAU BRH ETN L More: the full row for CREDIT SUISSE NASSAU BRH ETN L Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 56,213 shares; 2016Q1: 37,971 shares; 2016Q2: 44,837 shares; 2016Q3: 44,835 shares 44,835 $969K 0.01% -2 TLH ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 1,851 shares; 2016Q1: 8,533 shares; 2016Q2: 8,816 shares; 2016Q3: 6,686 shares 6,686 $968K 0.01% -2,130 Timeline VARIAN MED SYS INC VARIAN MED SYS INC More: the full row for VARIAN MED SYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 11,626 shares; 2016Q1: 10,981 shares; 2016Q2: 8,809 shares; 2016Q3: 9,709 shares 9,709 $966K 0.01% +900 LDP COHEN & STEERS LTD DURATION More: the full row for COHEN & STEERS LTD DURATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 32,563 shares; 2016Q1: 32,139 shares; 2016Q2: 34,961 shares; 2016Q3: 38,454 shares 38,454 $966K 0.01% +3,493 Timeline HSBC HLDGS PLC HSBC HLDGS PLC More: the full row for HSBC HLDGS PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 34,034 shares; 2016Q1: 36,734 shares; 2016Q2: 37,305 shares; 2016Q3: 37,522 shares 37,522 $962K 0.01% +217 HIO WESTERN ASSET HIGH INCOME OP More: the full row for WESTERN ASSET HIGH INCOME OP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 10,171 shares; 2016Q1: 137,401 shares; 2016Q2: 167,285 shares; 2016Q3: 190,240 shares 190,240 $961K 0.01% +22,955 Timeline CHESEPEAKE ENERGY CORP CHESEPEAKE ENERGY CORP More: the full row for CHESEPEAKE ENERGY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 138,743 shares; 2016Q1: 143,717 shares; 2016Q2: 147,078 shares; 2016Q3: 153,039 shares 153,039 $960K 0.01% +5,961 POWERSHARES ETF TRUST DYN B… POWERSHARES ETF TRUST DYN BLDG More: the full row for POWERSHARES ETF TRUST DYN BLDG Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 36,515 shares; 2016Q1: 37,463 shares; 2016Q2: 36,847 shares; 2016Q3: 37,003 shares 37,003 $959K 0.01% +156 UNITED FINL BANCORP INC NEW UNITED FINL BANCORP INC NEW More: the full row for UNITED FINL BANCORP INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 38,894 shares; 2016Q1: 48,663 shares; 2016Q2: 51,504 shares; 2016Q3: 69,218 shares 69,218 $958K 0.01% +17,714 INGERSOLL-RAND PLC INGERSOLL-RAND PLC More: the full row for INGERSOLL-RAND PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 16,220 shares; 2016Q1: 15,732 shares; 2016Q2: 14,623 shares; 2016Q3: 14,092 shares 14,092 $957K 0.01% -531 IIM INVESCO VALUE MUN INCOME TR More: the full row for INVESCO VALUE MUN INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 47,537 shares; 2016Q1: 49,463 shares; 2016Q2: 50,414 shares; 2016Q3: 58,381 shares 58,381 $956K 0.01% +7,967 Timeline CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 14,400 shares; 2016Q3: 44,143 shares 44,143 $956K 0.01% +29,743 SPDR SERIES TRUST SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 19,130 shares; 2016Q2: 25,484 shares; 2016Q3: 24,755 shares 24,755 $952K 0.01% -729 FXI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 28,933 shares; 2016Q1: 27,117 shares; 2016Q2: 26,426 shares; 2016Q3: 24,915 shares 24,915 $947K 0.01% -1,511 Timeline XRNPX COHEN & STEERS REIT & PFD & More: the full row for COHEN & STEERS REIT & PFD & Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 41,904 shares; 2016Q1: 45,374 shares; 2016Q2: 50,060 shares; 2016Q3: 46,960 shares 46,960 $946K 0.01% -3,100 Timeline UVV UNIVERSAL CORP VA MTNS BK EN More: the full row for UNIVERSAL CORP VA MTNS BK EN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 12,923 shares; 2016Q1: 14,775 shares; 2016Q2: 14,316 shares; 2016Q3: 16,217 shares 16,217 $944K 0.01% +1,901 Timeline BROOKFIELD TOTAL RETURN FD I BROOKFIELD TOTAL RETURN FD I More: the full row for BROOKFIELD TOTAL RETURN FD I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 49,219 shares; 2016Q2: 34,723 shares; 2016Q3: 42,059 shares 42,059 $943K 0.01% +7,336 SPARTAN MTRS INC SPARTAN MTRS INC More: the full row for SPARTAN MTRS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 98,185 shares; 2016Q1: 98,185 shares; 2016Q2: 98,185 shares; 2016Q3: 98,185 shares 98,185 $941K 0.01% 0 IWC ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 13,142 shares; 2016Q1: 13,416 shares; 2016Q2: 13,515 shares; 2016Q3: 12,014 shares 12,014 $937K 0.01% -1,501 Timeline ETW EATON VANCE TAX-MANAGED GLOB More: the full row for EATON VANCE TAX-MANAGED GLOB Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 40,725 shares; 2016Q1: 55,140 shares; 2016Q2: 56,179 shares; 2016Q3: 85,019 shares 85,019 $936K 0.01% +28,840 Timeline PTMC PACER FDS TR More: the full row for PACER FDS TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 36,633 shares 36,633 $935K 0.01% new Timeline OMEGA PROTEIN CORP OMEGA PROTEIN CORP More: the full row for OMEGA PROTEIN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 40,000 shares; 2016Q1: 40,438 shares; 2016Q2: 40,000 shares; 2016Q3: 40,000 shares 40,000 $935K 0.01% 0 CASY CASEYS GEN STORES INC More: the full row for CASEYS GEN STORES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 8,189 shares; 2016Q1: 7,885 shares; 2016Q2: 7,527 shares; 2016Q3: 7,774 shares 7,774 $934K 0.01% +247 Timeline VOX VANGUARD WORLD FD More: the full row for VANGUARD WORLD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 8,489 shares; 2016Q1: 8,258 shares; 2016Q2: 8,187 shares; 2016Q3: 9,888 shares 9,888 $933K 0.01% +1,701 Timeline RQI COHEN & STEERS QUALITY INCOM More: the full row for COHEN & STEERS QUALITY INCOM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 51,447 shares; 2016Q1: 52,672 shares; 2016Q2: 67,318 shares; 2016Q3: 70,026 shares 70,026 $933K 0.01% +2,708 Timeline MGF ABERDEEN GOVT MARKETS INCOME More: the full row for ABERDEEN GOVT MARKETS INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 168,139 shares; 2016Q1: 174,271 shares; 2016Q2: 173,484 shares; 2016Q3: 172,854 shares 172,854 $933K 0.01% -630 Timeline TSM TAIWAN SEMICONDUCTOR MANUFAC More: the full row for TAIWAN SEMICONDUCTOR MANUFAC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 52,172 shares; 2016Q1: 31,107 shares; 2016Q2: 30,357 shares; 2016Q3: 30,450 shares 30,450 $931K 0.01% +93 Timeline CHE CHEMED CORP NEW More: the full row for CHEMED CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 6,644 shares; 2016Q3: 6,598 shares 6,598 $931K 0.01% -46 Timeline DIM WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 19,293 shares; 2016Q1: 20,293 shares; 2016Q2: 19,222 shares; 2016Q3: 16,605 shares 16,605 $931K 0.01% -2,617 Timeline ITA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 4,361 shares; 2016Q1: 6,597 shares; 2016Q2: 5,668 shares; 2016Q3: 7,179 shares 7,179 $927K 0.01% +1,511 Timeline WU WESTERN UN CO More: the full row for WESTERN UN CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 43,085 shares; 2016Q1: 45,457 shares; 2016Q2: 43,944 shares; 2016Q3: 44,381 shares 44,381 $924K 0.01% +437 Timeline IYLD ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 40,023 shares; 2016Q1: 34,496 shares; 2016Q2: 32,960 shares; 2016Q3: 36,531 shares 36,531 $924K 0.01% +3,571 Timeline TAP MOLSON COORS BEVERAGE CO More: the full row for MOLSON COORS BEVERAGE CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 8,447 shares; 2016Q1: 9,116 shares; 2016Q2: 8,601 shares; 2016Q3: 8,398 shares 8,398 $922K 0.01% -203 Timeline WYNN WYNN RESORTS LTD More: the full row for WYNN RESORTS LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 8,967 shares; 2016Q1: 10,251 shares; 2016Q2: 9,813 shares; 2016Q3: 9,467 shares 9,467 $922K 0.01% -346 Timeline ENB ENBRIDGE INC More: the full row for ENBRIDGE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 21,358 shares; 2016Q1: 18,534 shares; 2016Q2: 19,673 shares; 2016Q3: 20,820 shares 20,820 $921K 0.01% +1,147 Timeline TRUSTCO BK CORP N Y TRUSTCO BK CORP N Y More: the full row for TRUSTCO BK CORP N Y Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 131,900 shares; 2016Q1: 131,211 shares; 2016Q2: 133,630 shares; 2016Q3: 129,915 shares 129,915 $921K 0.01% -3,715 POWERSHARES DYNAMIC POWERSHARES DYNAMIC More: the full row for POWERSHARES DYNAMIC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 13,580 shares; 2016Q1: 12,735 shares; 2016Q2: 12,378 shares; 2016Q3: 12,104 shares 12,104 $917K 0.01% -274 KALU KAISER ALUMINIUM CORPORATION More: the full row for KAISER ALUMINIUM CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 10,583 shares 10,583 $915K 0.01% new Timeline CANTEL MEDICAL CORP CANTEL MEDICAL CORP More: the full row for CANTEL MEDICAL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 11,434 shares; 2016Q1: 11,935 shares; 2016Q2: 11,724 shares; 2016Q3: 11,730 shares 11,730 $915K 0.01% +6 FIDU FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 39,024 shares; 2016Q1: 76,464 shares; 2016Q2: 74,367 shares; 2016Q3: 30,060 shares 30,060 $909K 0.01% -44,307 Timeline HQL ABRDN LIFE SCIENCES INVESTOR More: the full row for ABRDN LIFE SCIENCES INVESTOR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 48,665 shares; 2016Q1: 47,244 shares; 2016Q2: 45,926 shares; 2016Q3: 48,399 shares 48,399 $907K 0.01% +2,473 Timeline PMO FRANKLIN MUN OPPORTUNITIES T More: the full row for FRANKLIN MUN OPPORTUNITIES T Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 58,393 shares; 2016Q1: 61,406 shares; 2016Q2: 66,486 shares; 2016Q3: 67,911 shares 67,911 $906K 0.01% +1,425 Timeline MERIDIAN BANCORP INC MD MERIDIAN BANCORP INC MD More: the full row for MERIDIAN BANCORP INC MD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 57,189 shares; 2016Q1: 57,251 shares; 2016Q2: 57,314 shares; 2016Q3: 58,065 shares 58,065 $904K 0.01% +751 IGF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 23,855 shares; 2016Q1: 22,370 shares; 2016Q2: 22,288 shares; 2016Q3: 21,692 shares 21,692 $902K 0.01% -596 Timeline RIO RIO TINTO PLC More: the full row for RIO TINTO PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 18,962 shares; 2016Q1: 15,967 shares; 2016Q2: 29,800 shares; 2016Q3: 27,008 shares 27,008 $902K 0.01% -2,792 Timeline LEUCADIA NATL CORP LEUCADIA NATL CORP More: the full row for LEUCADIA NATL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 47,776 shares; 2016Q1: 46,926 shares; 2016Q2: 46,886 shares; 2016Q3: 47,208 shares 47,208 $899K 0.01% +322 HYLS FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 16,854 shares; 2016Q1: 14,368 shares; 2016Q2: 15,693 shares; 2016Q3: 18,457 shares 18,457 $898K 0.01% +2,764 Timeline UTF COHEN & STEERS INFRASTRUCTUR More: the full row for COHEN & STEERS INFRASTRUCTUR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 37,885 shares; 2016Q1: 37,698 shares; 2016Q2: 40,603 shares; 2016Q3: 41,599 shares 41,599 $896K 0.01% +996 Timeline GBDC GOLUB CAP BDC INC More: the full row for GOLUB CAP BDC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 38,077 shares; 2016Q1: 39,028 shares; 2016Q2: 43,376 shares; 2016Q3: 48,264 shares 48,264 $896K 0.01% +4,888 Timeline PANERA BREAD CO PANERA BREAD CO More: the full row for PANERA BREAD CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 4,912 shares; 2016Q1: 4,921 shares; 2016Q2: 4,646 shares; 2016Q3: 4,601 shares 4,601 $896K 0.01% -45 STONEMOR PARTNERS LP STONEMOR PARTNERS LP More: the full row for STONEMOR PARTNERS LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 22,251 shares; 2016Q1: 35,529 shares; 2016Q2: 34,732 shares; 2016Q3: 35,530 shares 35,530 $890K 0.01% +798 WTW WILLIS TOWERS WATSON PLC LTD More: the full row for WILLIS TOWERS WATSON PLC LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 6,622 shares; 2016Q2: 6,713 shares; 2016Q3: 6,685 shares 6,685 $888K 0.01% -28 Timeline POWERSHARES ETF TR II POWERSHARES ETF TR II More: the full row for POWERSHARES ETF TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 19,770 shares; 2016Q1: 20,842 shares; 2016Q2: 24,617 shares; 2016Q3: 28,277 shares 28,277 $888K 0.01% +3,660 VANECK VECTORS ETF TR VANECK VECTORS ETF TR More: the full row for VANECK VECTORS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 25,845 shares; 2016Q3: 30,285 shares 30,285 $887K 0.01% +4,440 GCOW PACER FDS TR More: the full row for PACER FDS TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 31,796 shares 31,796 $886K 0.01% new Timeline LAM RESEARCH CORP LAM RESEARCH CORP More: the full row for LAM RESEARCH CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 7,978 shares; 2016Q1: 7,879 shares; 2016Q2: 8,258 shares; 2016Q3: 9,335 shares 9,335 $884K 0.01% +1,077 POWERSHARES ETF TRUST INTL … POWERSHARES ETF TRUST INTL DIV More: the full row for POWERSHARES ETF TRUST INTL DIV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 222,704 shares; 2016Q1: 115,121 shares; 2016Q2: 90,914 shares; 2016Q3: 59,996 shares 59,996 $884K 0.01% -30,918 FIRST TRUST ENERGY INCOME A… FIRST TRUST ENERGY INCOME AND More: the full row for FIRST TRUST ENERGY INCOME AND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 38,376 shares; 2016Q1: 34,903 shares; 2016Q2: 37,344 shares; 2016Q3: 32,589 shares 32,589 $883K 0.01% -4,755 POWERSHARES ETF TRUST POWERSHARES ETF TRUST More: the full row for POWERSHARES ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 41,293 shares; 2016Q1: 49,452 shares; 2016Q2: 55,526 shares; 2016Q3: 55,626 shares 55,626 $883K 0.01% +100 VIACOM INC VIACOM INC More: the full row for VIACOM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 18,818 shares; 2016Q1: 24,545 shares; 2016Q2: 23,101 shares; 2016Q3: 23,146 shares 23,146 $882K 0.01% +45 TRN TRINITY INDS INC More: the full row for TRINITY INDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 43,327 shares; 2016Q1: 42,421 shares; 2016Q2: 39,677 shares; 2016Q3: 36,303 shares 36,303 $878K 0.01% -3,374 Timeline EOI EATON VANCE ENHANCED EQUITY More: the full row for EATON VANCE ENHANCED EQUITY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 70,857 shares; 2016Q1: 65,023 shares; 2016Q2: 68,532 shares; 2016Q3: 69,212 shares 69,212 $876K 0.01% +680 Timeline ISHARES TR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 34,213 shares 34,213 $876K 0.01% new JFR NUVEEN FLOATING RATE INCOME More: the full row for NUVEEN FLOATING RATE INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 69,046 shares; 2016Q1: 71,807 shares; 2016Q2: 57,653 shares; 2016Q3: 79,246 shares 79,246 $874K 0.01% +21,593 Timeline AVANGRID INC AVANGRID INC More: the full row for AVANGRID INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 24,700 shares; 2016Q1: 25,546 shares; 2016Q2: 23,895 shares; 2016Q3: 20,901 shares 20,901 $873K 0.01% -2,994 ESBA EMPIRE ST RLTY OP L P More: the full row for EMPIRE ST RLTY OP L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 15,414 shares; 2016Q1: 33,208 shares; 2016Q2: 33,244 shares; 2016Q3: 41,304 shares 41,304 $862K 0.01% +8,060 Timeline FYX FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 19,175 shares; 2016Q1: 16,348 shares; 2016Q2: 15,772 shares; 2016Q3: 17,276 shares 17,276 $861K 0.01% +1,504 Timeline GW PHARMACEUTICALS PLC GW PHARMACEUTICALS PLC More: the full row for GW PHARMACEUTICALS PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 8,049 shares; 2016Q1: 7,841 shares; 2016Q2: 8,103 shares; 2016Q3: 6,484 shares 6,484 $861K 0.01% -1,619 NTRS NORTHERN TR CORP More: the full row for NORTHERN TR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 12,707 shares; 2016Q1: 13,393 shares; 2016Q2: 12,520 shares; 2016Q3: 12,626 shares 12,626 $858K 0.01% +106 Timeline VRTX VERTEX PHARMACEUTICALS INC More: the full row for VERTEX PHARMACEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 5,657 shares; 2016Q1: 6,999 shares; 2016Q2: 9,375 shares; 2016Q3: 9,808 shares 9,808 $855K 0.01% +433 Timeline IEZ ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 13,942 shares; 2016Q1: 22,332 shares; 2016Q2: 21,877 shares; 2016Q3: 21,629 shares 21,629 $855K 0.01% -248 Timeline MNST MONSTER BEVERAGE CORP NEW More: the full row for MONSTER BEVERAGE CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 6,061 shares; 2016Q1: 7,218 shares; 2016Q2: 6,157 shares; 2016Q3: 5,806 shares 5,806 $852K 0.01% -351 Timeline PIONEER HIGH INCOME FUND INC PIONEER HIGH INCOME FUND INC More: the full row for PIONEER HIGH INCOME FUND INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 71,811 shares; 2016Q1: 84,293 shares; 2016Q2: 84,631 shares; 2016Q3: 81,023 shares 81,023 $852K 0.01% -3,608 MUNI PIMCO ETF TR More: the full row for PIMCO ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 7,976 shares; 2016Q1: 13,672 shares; 2016Q2: 15,437 shares; 2016Q3: 15,506 shares 15,506 $851K 0.01% +69 Timeline GUGGENHEIM MID-CAP CORE ETF GUGGENHEIM MID-CAP CORE ETF More: the full row for GUGGENHEIM MID-CAP CORE ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 16,001 shares; 2016Q1: 16,153 shares; 2016Q2: 16,305 shares; 2016Q3: 15,956 shares 15,956 $851K 0.01% -349 CTAS CINTAS CORP More: the full row for CINTAS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 7,354 shares; 2016Q1: 7,354 shares; 2016Q2: 7,101 shares; 2016Q3: 7,516 shares 7,516 $846K 0.01% +415 Timeline AES AES CORP More: the full row for AES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 70,514 shares; 2016Q1: 71,889 shares; 2016Q2: 60,989 shares; 2016Q3: 65,682 shares 65,682 $844K 0.01% +4,693 Timeline WILLIAMS PARTNERS L P NEW WILLIAMS PARTNERS L P NEW More: the full row for WILLIAMS PARTNERS L P NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 24,748 shares; 2016Q1: 21,679 shares; 2016Q2: 22,323 shares; 2016Q3: 22,704 shares 22,704 $844K 0.01% +381 LINKEDIN CORP LINKEDIN CORP More: the full row for LINKEDIN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 3,736 shares; 2016Q1: 8,612 shares; 2016Q2: 4,944 shares; 2016Q3: 4,414 shares 4,414 $844K 0.01% -530 IEV ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 19,830 shares; 2016Q1: 20,749 shares; 2016Q2: 23,932 shares; 2016Q3: 21,374 shares 21,374 $842K 0.01% -2,558 Timeline CWI SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 27,911 shares; 2016Q1: 27,378 shares; 2016Q2: 49,675 shares; 2016Q3: 25,826 shares 25,826 $839K 0.01% -23,849 Timeline TORTOISE MIDSTRM ENERGY FD I TORTOISE MIDSTRM ENERGY FD I More: the full row for TORTOISE MIDSTRM ENERGY FD I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 30,579 shares; 2016Q1: 35,367 shares; 2016Q2: 37,593 shares; 2016Q3: 41,955 shares 41,955 $839K 0.01% +4,362 FXN FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 19,656 shares; 2016Q1: 56,179 shares; 2016Q2: 51,118 shares; 2016Q3: 54,136 shares 54,136 $835K 0.01% +3,018 Timeline PNW PINNACLE WEST CAP CORP More: the full row for PINNACLE WEST CAP CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 11,045 shares; 2016Q1: 10,577 shares; 2016Q2: 11,612 shares; 2016Q3: 10,961 shares 10,961 $833K 0.01% -651 Timeline POWERSHARES ETF TR II POWERSHARES ETF TR II More: the full row for POWERSHARES ETF TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 32,743 shares; 2016Q1: 30,988 shares; 2016Q2: 31,242 shares; 2016Q3: 32,501 shares 32,501 $829K 0.01% +1,259 EG DJ EMRG MKT CNSUMR TITA EG DJ EMRG MKT CNSUMR TITA More: the full row for EG DJ EMRG MKT CNSUMR TITA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 26,648 shares; 2016Q1: 25,105 shares; 2016Q2: 28,235 shares; 2016Q3: 33,353 shares 33,353 $828K 0.01% +5,118 HESS CORP HESS CORP More: the full row for HESS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 11,751 shares; 2016Q1: 13,174 shares; 2016Q2: 14,647 shares; 2016Q3: 15,431 shares 15,431 $827K 0.01% +784 FIREEYE INC FIREEYE INC More: the full row for FIREEYE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 42,843 shares; 2016Q1: 38,535 shares; 2016Q2: 33,899 shares; 2016Q3: 55,994 shares 55,994 $825K 0.01% +22,095 SCHE SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 61,640 shares; 2016Q1: 58,604 shares; 2016Q2: 45,466 shares; 2016Q3: 35,709 shares 35,709 $823K 0.01% -9,757 Timeline UMPQUA HOLDINGS UMPQUA HOLDINGS More: the full row for UMPQUA HOLDINGS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 71,264 shares; 2016Q1: 67,147 shares; 2016Q2: 57,193 shares; 2016Q3: 54,663 shares 54,663 $823K 0.01% -2,530 MICHAEL KORS HLDGS LTD MICHAEL KORS HLDGS LTD More: the full row for MICHAEL KORS HLDGS LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 17,311 shares; 2016Q1: 17,151 shares; 2016Q2: 17,227 shares; 2016Q3: 17,541 shares 17,541 $821K 0.01% +314 NUVEEN HGH INC DEC18 TRGT TR NUVEEN HGH INC DEC18 TRGT TR More: the full row for NUVEEN HGH INC DEC18 TRGT TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 24,892 shares; 2016Q1: 60,116 shares; 2016Q2: 73,875 shares; 2016Q3: 78,849 shares 78,849 $820K 0.01% +4,974 FNDE SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 11,379 shares; 2016Q2: not reported; 2016Q3: 34,480 shares 34,480 $818K 0.01% new Timeline RXI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 34,104 shares; 2016Q1: 33,454 shares; 2016Q2: 9,274 shares; 2016Q3: 9,119 shares 9,119 $815K 0.01% -155 Timeline DGRW WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 11,467 shares; 2016Q1: 18,653 shares; 2016Q2: 18,169 shares; 2016Q3: 25,142 shares 25,142 $812K 0.01% +6,973 Timeline POWERSHARES ETF TRUST POWERSHARES ETF TRUST More: the full row for POWERSHARES ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 5,822 shares; 2016Q1: 5,977 shares; 2016Q2: 13,000 shares; 2016Q3: 13,963 shares 13,963 $810K 0.01% +963 CQP CHENIERE ENERGY PARTNERS L P More: the full row for CHENIERE ENERGY PARTNERS L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 32,770 shares; 2016Q1: 30,899 shares; 2016Q2: 26,046 shares; 2016Q3: 27,653 shares 27,653 $809K 0.01% +1,607 Timeline PDT HANCOCK JOHN PREM DIVID FD More: the full row for HANCOCK JOHN PREM DIVID FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 44,211 shares; 2016Q1: 50,471 shares; 2016Q2: 50,187 shares; 2016Q3: 49,211 shares 49,211 $807K 0.01% -976 Timeline TTC TORO CO More: the full row for TORO CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 12,943 shares; 2016Q1: 5,980 shares; 2016Q2: 6,053 shares; 2016Q3: 17,205 shares 17,205 $806K 0.01% +11,152 Timeline HSIC SCHEIN HENRY INC More: the full row for SCHEIN HENRY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 4,441 shares; 2016Q1: 5,119 shares; 2016Q2: 4,903 shares; 2016Q3: 4,941 shares 4,941 $805K 0.01% +38 Timeline UNM UNUM GROUP More: the full row for UNUM GROUP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 19,623 shares; 2016Q1: 21,710 shares; 2016Q2: 22,000 shares; 2016Q3: 22,757 shares 22,757 $804K 0.01% +757 Timeline BANK OF AMER CORP BANK OF AMER CORP More: the full row for BANK OF AMER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 384 shares; 2016Q1: 459 shares; 2016Q2: 663 shares; 2016Q3: 658 shares 658 $803K 0.01% -5 SBNY SIGNATURE BANK More: the full row for SIGNATURE BANK Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 8,376 shares; 2016Q2: 8,188 shares; 2016Q3: 6,752 shares 6,752 $800K 0.01% -1,436 Timeline DEPOMED INC DEPOMED INC More: the full row for DEPOMED INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 37,281 shares; 2016Q1: 35,781 shares; 2016Q2: 26,281 shares; 2016Q3: 32,031 shares 32,031 $800K 0.01% +5,750 DPZ DOMINOS PIZZA INC More: the full row for DOMINOS PIZZA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 6,480 shares; 2016Q1: 6,128 shares; 2016Q2: 5,279 shares; 2016Q3: 5,249 shares 5,249 $797K 0.01% -30 Timeline KTOS KRATOS DEFENSE & SEC SOLUTIO More: the full row for KRATOS DEFENSE & SEC SOLUTIO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 61,104 shares; 2016Q1: 76,604 shares; 2016Q2: 100,578 shares; 2016Q3: 115,478 shares 115,478 $796K 0.01% +14,900 Timeline HSBC HSBC HLDGS PLC More: the full row for HSBC HLDGS PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 25,292 shares; 2016Q1: 25,620 shares; 2016Q2: 24,013 shares; 2016Q3: 21,125 shares 21,125 $795K 0.01% -2,888 Timeline MSML ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 5,259 shares; 2016Q1: 5,092 shares; 2016Q2: 5,011 shares; 2016Q3: 5,468 shares 5,468 $791K 0.01% +457 Timeline ULTA ULTA BEAUTY INC More: the full row for ULTA BEAUTY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 3,534 shares; 2016Q1: 3,464 shares; 2016Q2: 5,380 shares; 2016Q3: 3,320 shares 3,320 $790K 0.01% -2,060 Timeline ISHARES TR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 29,589 shares 29,589 $784K 0.01% new REET ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 12,400 shares; 2016Q1: 24,879 shares; 2016Q2: 27,273 shares; 2016Q3: 28,711 shares 28,711 $782K 0.01% +1,438 Timeline RYDEX ETF TRUST RYDEX ETF TRUST More: the full row for RYDEX ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 5,046 shares; 2016Q1: 8,863 shares; 2016Q2: 10,981 shares; 2016Q3: 9,639 shares 9,639 $782K 0.01% -1,342 SCHB SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 16,409 shares; 2016Q1: 17,259 shares; 2016Q2: 14,074 shares; 2016Q3: 14,929 shares 14,929 $781K 0.01% +855 Timeline VLY VALLEY NATL BANCORP More: the full row for VALLEY NATL BANCORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 31,663 shares; 2016Q1: 69,490 shares; 2016Q2: 81,943 shares; 2016Q3: 80,285 shares 80,285 $781K 0.01% -1,658 Timeline Guggenheim Exch Trd Fd Guggenheim Exch Trd Fd More: the full row for Guggenheim Exch Trd Fd Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 117,868 shares; 2016Q1: 91,707 shares; 2016Q2: 41,212 shares; 2016Q3: 40,142 shares 40,142 $778K 0.01% -1,070 TOL TOLL BROTHERS INC More: the full row for TOLL BROTHERS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 19,882 shares; 2016Q1: 18,188 shares; 2016Q2: 25,340 shares; 2016Q3: 25,952 shares 25,952 $775K 0.01% +612 Timeline AZO AUTOZONE INC More: the full row for AUTOZONE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 496 shares; 2016Q1: 765 shares; 2016Q2: 875 shares; 2016Q3: 1,009 shares 1,009 $775K 0.01% +134 Timeline FSLR FIRST SOLAR INC More: the full row for FIRST SOLAR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 19,007 shares; 2016Q1: 17,416 shares; 2016Q2: 20,464 shares; 2016Q3: 19,580 shares 19,580 $773K 0.01% -884 Timeline SMITH & WESSON BRANDS, INC. SMITH & WESSON BRANDS, INC. More: the full row for SMITH & WESSON BRANDS, INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 45,242 shares; 2016Q1: 67,093 shares; 2016Q2: 58,178 shares; 2016Q3: 29,088 shares 29,088 $773K 0.01% -29,090 INDB INDEPENDENT BK CORP MASS More: the full row for INDEPENDENT BK CORP MASS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 15,950 shares; 2016Q1: 15,967 shares; 2016Q2: 14,203 shares; 2016Q3: 14,222 shares 14,222 $769K 0.01% +19 Timeline INCY INCYTE CORP More: the full row for INCYTE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 10,624 shares; 2016Q1: 9,425 shares; 2016Q2: 8,348 shares; 2016Q3: 8,148 shares 8,148 $768K 0.01% -200 Timeline IWL ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 41,742 shares; 2016Q1: 41,907 shares; 2016Q2: 10,882 shares; 2016Q3: 15,513 shares 15,513 $766K 0.01% +4,631 Timeline GAM GENERAL AMERN INVS CO INC More: the full row for GENERAL AMERN INVS CO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 15,924 shares; 2016Q1: 22,599 shares; 2016Q2: 21,848 shares; 2016Q3: 23,463 shares 23,463 $766K 0.01% +1,615 Timeline POWERSHARES ETF TR II POWERSHARES ETF TR II More: the full row for POWERSHARES ETF TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 26,356 shares; 2016Q3: 26,870 shares 26,870 $766K 0.01% +514 OPK OPKO HEALTH INC More: the full row for OPKO HEALTH INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 53,896 shares; 2016Q1: 56,358 shares; 2016Q2: 66,958 shares; 2016Q3: 71,638 shares 71,638 $759K 0.01% +4,680 Timeline CHTR CHARTER COMMUNICATIONS INC More: the full row for CHARTER COMMUNICATIONS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 2,752 shares; 2016Q3: 2,807 shares 2,807 $758K 0.01% +55 Timeline CCD CALAMOS DYNAMIC CONV & INCOM More: the full row for CALAMOS DYNAMIC CONV & INCOM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 26,307 shares; 2016Q1: 37,620 shares; 2016Q2: 39,237 shares; 2016Q3: 40,765 shares 40,765 $757K 0.01% +1,528 Timeline SCHF SCHWAB STRATEGIC TR More: the full row for SCHWAB STRATEGIC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 103,379 shares; 2016Q1: 95,095 shares; 2016Q2: 46,111 shares; 2016Q3: 26,215 shares 26,215 $755K 0.01% -19,896 Timeline XEROX CORP XEROX CORP More: the full row for XEROX CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 89,092 shares; 2016Q1: 83,472 shares; 2016Q2: 76,048 shares; 2016Q3: 74,410 shares 74,410 $754K 0.01% -1,638 RVT ROYCE SMALL CAP TRUST INC More: the full row for ROYCE SMALL CAP TRUST INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 84,217 shares; 2016Q1: 58,369 shares; 2016Q2: 60,542 shares; 2016Q3: 59,215 shares 59,215 $750K 0.01% -1,327 Timeline ISHARES ISHARES More: the full row for ISHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 13,442 shares; 2016Q1: 21,161 shares; 2016Q2: 40,528 shares; 2016Q3: 27,471 shares 27,471 $750K 0.01% -13,057 CONSOLIDATED COMMUNICATIONS CONSOLIDATED COMMUNICATIONS More: the full row for CONSOLIDATED COMMUNICATIONS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 29,226 shares; 2016Q1: 30,026 shares; 2016Q2: 30,488 shares; 2016Q3: 29,652 shares 29,652 $748K 0.01% -836 PFXF VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 29,033 shares; 2016Q3: 35,983 shares 35,983 $746K 0.01% +6,950 Timeline CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 35,138 shares; 2016Q1: 32,969 shares; 2016Q2: 32,335 shares; 2016Q3: 28,888 shares 28,888 $746K 0.01% -3,447 ALPS ETF TR ALPS ETF TR More: the full row for ALPS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 35,700 shares; 2016Q1: 36,138 shares; 2016Q2: 36,893 shares; 2016Q3: 37,665 shares 37,665 $745K 0.01% +772 AYI ACUITY INC More: the full row for ACUITY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 1,918 shares; 2016Q1: 2,107 shares; 2016Q2: 2,130 shares; 2016Q3: 2,806 shares 2,806 $742K 0.01% +676 Timeline FCOM FIDELITY COVINGTON TRUST More: the full row for FIDELITY COVINGTON TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 13,654 shares; 2016Q1: 10,691 shares; 2016Q2: 12,705 shares; 2016Q3: 24,539 shares 24,539 $741K 0.01% +11,834 Timeline TE CONNECTIVITY LTD TE CONNECTIVITY LTD More: the full row for TE CONNECTIVITY LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 10,308 shares; 2016Q1: 12,030 shares; 2016Q2: 12,619 shares; 2016Q3: 11,468 shares 11,468 $738K 0.01% -1,151 BLUE BUFFALO PET PRODS INC BLUE BUFFALO PET PRODS INC More: the full row for BLUE BUFFALO PET PRODS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 16,519 shares; 2016Q2: 19,717 shares; 2016Q3: 31,025 shares 31,025 $737K 0.01% +11,308 IPATH S&P GSCI CRUDE OI… IPATH S&P GSCI CRUDE OIL TOTAL More: the full row for IPATH S&P GSCI CRUDE OIL TOTAL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 241,833 shares; 2016Q1: 263,372 shares; 2016Q2: 223,311 shares; 2016Q3: 126,449 shares 126,449 $737K 0.01% -96,862 GRMN GARMIN LTD More: the full row for GARMIN LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 11,589 shares; 2016Q1: 12,772 shares; 2016Q2: 13,050 shares; 2016Q3: 15,297 shares 15,297 $736K 0.01% +2,247 Timeline GNTX GENTEX CORP More: the full row for GENTEX CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 17,373 shares; 2016Q1: 20,855 shares; 2016Q2: 39,911 shares; 2016Q3: 41,878 shares 41,878 $735K 0.01% +1,967 Timeline NYF ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 3,073 shares; 2016Q1: 3,362 shares; 2016Q2: 4,758 shares; 2016Q3: 6,432 shares 6,432 $733K 0.01% +1,674 Timeline BDJ BLACKROCK ENHANCED EQUITY DI More: the full row for BLACKROCK ENHANCED EQUITY DI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 87,019 shares; 2016Q1: 88,402 shares; 2016Q2: 86,083 shares; 2016Q3: 92,732 shares 92,732 $732K 0.01% +6,649 Timeline MACQUARIE INFRASTRUCTURE HO… MACQUARIE INFRASTRUCTURE HOLDI More: the full row for MACQUARIE INFRASTRUCTURE HOLDI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 8,473 shares; 2016Q1: 9,740 shares; 2016Q2: 8,621 shares; 2016Q3: 8,754 shares 8,754 $729K 0.01% +133 BARNES & NOBLE INC BARNES & NOBLE INC More: the full row for BARNES & NOBLE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 31,045 shares; 2016Q1: 42,144 shares; 2016Q2: 44,266 shares; 2016Q3: 64,495 shares 64,495 $729K 0.01% +20,229 SHAK SHAKE SHACK INC More: the full row for SHAKE SHACK INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 14,158 shares; 2016Q1: 20,767 shares; 2016Q2: 18,137 shares; 2016Q3: 20,927 shares 20,927 $726K 0.01% +2,790 Timeline CTRIP COM INTL LTD CTRIP COM INTL LTD More: the full row for CTRIP COM INTL LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 10,608 shares; 2016Q1: 14,398 shares; 2016Q2: 15,370 shares; 2016Q3: 15,570 shares 15,570 $725K 0.01% +200 JAZZ JAZZ PHARMACEUTICALS PLC More: the full row for JAZZ PHARMACEUTICALS PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 5,543 shares; 2016Q1: 5,451 shares; 2016Q2: 5,681 shares; 2016Q3: 5,948 shares 5,948 $723K 0.01% +267 Timeline SU SUNCOR ENERGY INC NEW More: the full row for SUNCOR ENERGY INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 26,250 shares; 2016Q1: 25,781 shares; 2016Q2: 25,979 shares; 2016Q3: 26,039 shares 26,039 $723K 0.01% +60 Timeline INTEROIL CORP INTEROIL CORP More: the full row for INTEROIL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 15,405 shares; 2016Q1: 14,605 shares; 2016Q2: 14,405 shares; 2016Q3: 14,155 shares 14,155 $721K 0.01% -250 PII POLARIS INC More: the full row for POLARIS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 8,017 shares; 2016Q1: 9,828 shares; 2016Q2: 10,474 shares; 2016Q3: 9,268 shares 9,268 $718K 0.01% -1,206 Timeline EXPD EXPEDITORS INTL WASH INC More: the full row for EXPEDITORS INTL WASH INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 14,002 shares; 2016Q1: 13,672 shares; 2016Q2: 14,159 shares; 2016Q3: 13,924 shares 13,924 $717K 0.01% -235 Timeline EWC ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 23,029 shares; 2016Q1: 21,703 shares; 2016Q2: 23,403 shares; 2016Q3: 27,862 shares 27,862 $716K 0.01% +4,459 Timeline OLED UNIVERSAL DISPLAY CORP More: the full row for UNIVERSAL DISPLAY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 22,230 shares; 2016Q1: 16,234 shares; 2016Q2: 14,076 shares; 2016Q3: 12,905 shares 12,905 $716K 0.01% -1,171 Timeline Wellesley Bancorp. Wellesley Bancorp. More: the full row for Wellesley Bancorp. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 32,375 shares; 2016Q1: 31,859 shares; 2016Q2: 32,358 shares; 2016Q3: 32,404 shares 32,404 $711K 0.01% +46 BBN BLACKROCK TAX MUNICPAL BD TR More: the full row for BLACKROCK TAX MUNICPAL BD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 38,325 shares; 2016Q1: 40,874 shares; 2016Q2: 25,113 shares; 2016Q3: 29,559 shares 29,559 $709K 0.01% +4,446 Timeline ISHARES TR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 38,602 shares; 2016Q1: 36,036 shares; 2016Q2: 64,544 shares; 2016Q3: 67,491 shares 67,491 $709K 0.01% +2,947 IVZ INVESCO LTD More: the full row for INVESCO LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 14,160 shares; 2016Q1: 15,744 shares; 2016Q2: 29,364 shares; 2016Q3: 22,643 shares 22,643 $708K 0.01% -6,721 Timeline Proshares Short S&P Proshares Short S&P More: the full row for Proshares Short S&P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 19,975 shares; 2016Q3: 18,603 shares 18,603 $708K 0.01% -1,372 QLYS QUALYS INC More: the full row for QUALYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 75,601 shares; 2016Q1: 69,841 shares; 2016Q2: 40,110 shares; 2016Q3: 18,508 shares 18,508 $707K 0.01% -21,602 Timeline PIMCO MUN INCOME FD PIMCO MUN INCOME FD More: the full row for PIMCO MUN INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 20,054 shares; 2016Q1: 28,773 shares; 2016Q2: 38,550 shares; 2016Q3: 42,105 shares 42,105 $707K 0.01% +3,555 FERRELLGAS PARTNERS L.P. FERRELLGAS PARTNERS L.P. More: the full row for FERRELLGAS PARTNERS L.P. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 47,695 shares; 2016Q1: 50,812 shares; 2016Q2: 55,499 shares; 2016Q3: 60,776 shares 60,776 $707K 0.01% +5,277 FEM FIRST TR EXCH TRD ALPHDX FD More: the full row for FIRST TR EXCH TRD ALPHDX FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 40,439 shares; 2016Q1: 36,959 shares; 2016Q2: 34,888 shares; 2016Q3: 34,001 shares 34,001 $706K 0.01% -887 Timeline UNITED STATES STL CORP NEW UNITED STATES STL CORP NEW More: the full row for UNITED STATES STL CORP NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 36,205 shares; 2016Q1: 27,465 shares; 2016Q2: 32,430 shares; 2016Q3: 37,355 shares 37,355 $705K 0.01% +4,925 DDD 3D SYS CORP DEL More: the full row for 3D SYS CORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 30,498 shares; 2016Q1: 33,882 shares; 2016Q2: 37,251 shares; 2016Q3: 39,298 shares 39,298 $705K 0.01% +2,047 Timeline FQF TR FQF TR More: the full row for FQF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 14,456 shares; 2016Q2: 24,096 shares; 2016Q3: 25,730 shares 25,730 $705K 0.01% +1,634 CREDIT SUISSE GROUP-ADR CREDIT SUISSE GROUP-ADR More: the full row for CREDIT SUISSE GROUP-ADR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 51,806 shares; 2016Q2: 54,020 shares; 2016Q3: 53,565 shares 53,565 $704K 0.01% -455 NORTHSTAR REALTY EUROPE CORP NORTHSTAR REALTY EUROPE CORP More: the full row for NORTHSTAR REALTY EUROPE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 90,630 shares; 2016Q1: 79,722 shares; 2016Q2: 72,722 shares; 2016Q3: 64,335 shares 64,335 $704K 0.01% -8,387 GOLDCORP INC NEW GOLDCORP INC NEW More: the full row for GOLDCORP INC NEW Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 44,101 shares; 2016Q1: 40,761 shares; 2016Q2: 39,565 shares; 2016Q3: 42,529 shares 42,529 $703K 0.01% +2,964 UDR UDR INC More: the full row for UDR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 20,007 shares; 2016Q1: 19,792 shares; 2016Q2: 19,403 shares; 2016Q3: 19,414 shares 19,414 $699K 0.01% +11 Timeline ETG EATON VANCE TX ADV GLBL DIV More: the full row for EATON VANCE TX ADV GLBL DIV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 276,628 shares; 2016Q1: 55,557 shares; 2016Q2: 49,175 shares; 2016Q3: 46,890 shares 46,890 $699K 0.01% -2,285 Timeline IONS IONIS PHARMACEUTICALS INC More: the full row for IONIS PHARMACEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 30,867 shares; 2016Q1: 32,546 shares; 2016Q2: 16,417 shares; 2016Q3: 19,011 shares 19,011 $697K 0.01% +2,594 Timeline HILL ROM HLDGS INC HILL ROM HLDGS INC More: the full row for HILL ROM HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 11,720 shares; 2016Q1: 11,682 shares; 2016Q2: 11,212 shares; 2016Q3: 11,225 shares 11,225 $696K 0.01% +13 POWERSHARES POWERSHARES More: the full row for POWERSHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 19,982 shares; 2016Q1: 23,322 shares; 2016Q2: 28,971 shares; 2016Q3: 29,412 shares 29,412 $696K 0.01% +441 EQIX EQUINIX INC More: the full row for EQUINIX INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 2,015 shares; 2016Q1: 1,959 shares; 2016Q2: 1,954 shares; 2016Q3: 1,927 shares 1,927 $694K 0.01% -27 Timeline BCPC BALCHEM CORP More: the full row for BALCHEM CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 11,440 shares; 2016Q1: 10,490 shares; 2016Q2: 9,490 shares; 2016Q3: 8,922 shares 8,922 $692K 0.01% -568 Timeline CGO CALAMOS GLOBAL TOTAL RETURN More: the full row for CALAMOS GLOBAL TOTAL RETURN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 53,809 shares; 2016Q1: 54,321 shares; 2016Q2: 60,990 shares; 2016Q3: 60,266 shares 60,266 $689K 0.01% -724 Timeline GRANA Y MONTERO S A A GRANA Y MONTERO S A A More: the full row for GRANA Y MONTERO S A A Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 89,520 shares; 2016Q3: 82,640 shares 82,640 $689K 0.01% -6,880 DOL WISDOMTREE TR More: the full row for WISDOMTREE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 20,396 shares; 2016Q1: 18,244 shares; 2016Q2: 17,380 shares; 2016Q3: 15,904 shares 15,904 $688K 0.01% -1,476 Timeline POWERSHARES ETF TR II POWERSHARES ETF TR II More: the full row for POWERSHARES ETF TR II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 29,338 shares; 2016Q1: 31,177 shares; 2016Q2: 30,895 shares; 2016Q3: 30,556 shares 30,556 $688K 0.01% -339 EATON VANCE OHIO MUN BD FD EATON VANCE OHIO MUN BD FD More: the full row for EATON VANCE OHIO MUN BD FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 39,321 shares; 2016Q1: 39,803 shares; 2016Q2: 42,485 shares; 2016Q3: 45,845 shares 45,845 $688K 0.01% +3,360 DVA DAVITA INC More: the full row for DAVITA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 15,362 shares; 2016Q1: 15,713 shares; 2016Q2: 16,122 shares; 2016Q3: 10,367 shares 10,367 $685K 0.01% -5,755 Timeline JUNO THERAPEUTICS INC JUNO THERAPEUTICS INC More: the full row for JUNO THERAPEUTICS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 17,360 shares; 2016Q1: 21,510 shares; 2016Q2: 23,541 shares; 2016Q3: 22,838 shares 22,838 $685K 0.01% -703 FIRST TRUST FIRST TRUST More: the full row for FIRST TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 104,656 shares; 2016Q1: 103,271 shares; 2016Q2: 99,241 shares; 2016Q3: 98,302 shares 98,302 $683K 0.01% -939 THG HANOVER INS GROUP INC More: the full row for HANOVER INS GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 8,545 shares; 2016Q1: 8,470 shares; 2016Q2: 8,839 shares; 2016Q3: 9,012 shares 9,012 $680K 0.01% +173 Timeline Guggenheim ETF Trust 2 Timb… Guggenheim ETF Trust 2 Timber More: the full row for Guggenheim ETF Trust 2 Timber Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 36,561 shares; 2016Q1: 29,646 shares; 2016Q2: 27,575 shares; 2016Q3: 27,241 shares 27,241 $679K 0.01% -334 MUA BLACKROCK MUNIASSETS FD INC More: the full row for BLACKROCK MUNIASSETS FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 38,862 shares; 2016Q1: 37,925 shares; 2016Q2: 37,989 shares; 2016Q3: 44,110 shares 44,110 $678K 0.01% +6,121 Timeline GUGGENHEIM ENHANCED EQUITY I GUGGENHEIM ENHANCED EQUITY I More: the full row for GUGGENHEIM ENHANCED EQUITY I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 74,203 shares; 2016Q1: 73,382 shares; 2016Q2: 78,010 shares; 2016Q3: 86,599 shares 86,599 $675K 0.01% +8,589 RYDEX ETF TRUST GUG RYDEX ETF TRUST GUG More: the full row for RYDEX ETF TRUST GUG Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 7,167 shares; 2016Q1: 6,976 shares; 2016Q2: 8,085 shares; 2016Q3: 12,137 shares 12,137 $674K 0.01% +4,052 IXP ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 13,817 shares; 2016Q1: 11,093 shares; 2016Q2: 11,222 shares; 2016Q3: 10,840 shares 10,840 $670K 0.01% -382 Timeline EWH ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 37,006 shares; 2016Q1: 34,356 shares; 2016Q2: 33,284 shares; 2016Q3: 30,415 shares 30,415 $669K 0.01% -2,869 Timeline OLP ONE LIBERTY PPTYS INC More: the full row for ONE LIBERTY PPTYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 29,628 shares; 2016Q1: 29,528 shares; 2016Q2: 29,228 shares; 2016Q3: 27,628 shares 27,628 $667K 0.01% -1,600 Timeline AME AMETEK INC More: the full row for AMETEK INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 7,991 shares; 2016Q1: 10,902 shares; 2016Q2: 14,844 shares; 2016Q3: 13,901 shares 13,901 $664K 0.01% -943 Timeline CUTWATER SELECT INCOME FD CUTWATER SELECT INCOME FD More: the full row for CUTWATER SELECT INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 30,589 shares; 2016Q1: 30,901 shares; 2016Q2: 33,502 shares; 2016Q3: 32,767 shares 32,767 $664K 0.01% -735 NI NISOURCE INC More: the full row for NISOURCE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 24,862 shares; 2016Q1: 24,225 shares; 2016Q2: 26,144 shares; 2016Q3: 27,443 shares 27,443 $662K 0.01% +1,299 Timeline LECO LINCOLN ELEC HLDGS INC More: the full row for LINCOLN ELEC HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 9,173 shares; 2016Q1: 9,099 shares; 2016Q2: 9,302 shares; 2016Q3: 10,573 shares 10,573 $662K 0.01% +1,271 Timeline BLACKROCK CAP INVT CORP BLACKROCK CAP INVT CORP More: the full row for BLACKROCK CAP INVT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 64,337 shares; 2016Q1: 66,138 shares; 2016Q2: 72,370 shares; 2016Q3: 79,906 shares 79,906 $662K 0.01% +7,536 RCL ROYAL CARIBBEAN GROUP More: the full row for ROYAL CARIBBEAN GROUP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 7,634 shares; 2016Q1: 7,726 shares; 2016Q2: 8,036 shares; 2016Q3: 8,814 shares 8,814 $661K 0.01% +778 Timeline ROP ROPER TECHNOLOGIES INC More: the full row for ROPER TECHNOLOGIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 1,847 shares; 2016Q1: 2,661 shares; 2016Q2: 3,232 shares; 2016Q3: 3,611 shares 3,611 $659K 0.01% +379 Timeline ACWI ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 22,134 shares; 2016Q1: 16,004 shares; 2016Q2: 14,252 shares; 2016Q3: 11,116 shares 11,116 $657K 0.01% -3,136 Timeline CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 27,073 shares; 2016Q3: 27,110 shares 27,110 $657K 0.01% +37 CBZ CBIZ INC More: the full row for CBIZ INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 61,648 shares; 2016Q1: 61,648 shares; 2016Q2: 58,648 shares; 2016Q3: 58,648 shares 58,648 $656K 0.01% 0 Timeline GLOBAL NET LEASE INC GLOBAL NET LEASE INC More: the full row for GLOBAL NET LEASE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 54,693 shares; 2016Q1: 56,004 shares; 2016Q2: 57,144 shares; 2016Q3: 80,260 shares 80,260 $655K 0.01% +23,116 ABCB AMERIS BANCORP More: the full row for AMERIS BANCORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 18,692 shares; 2016Q1: 18,707 shares; 2016Q2: 18,707 shares; 2016Q3: 18,707 shares 18,707 $654K 0.01% 0 Timeline LDOS LEIDOS HOLDINGS INC More: the full row for LEIDOS HOLDINGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 4,585 shares; 2016Q1: 4,481 shares; 2016Q2: 5,364 shares; 2016Q3: 15,092 shares 15,092 $653K 0.01% +9,728 Timeline SINA CORP SINA CORP More: the full row for SINA CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 8,945 shares; 2016Q1: 9,094 shares; 2016Q2: 8,994 shares; 2016Q3: 8,849 shares 8,849 $653K 0.01% -145 VOOV VANGUARD ADMIRAL FDS INC More: the full row for VANGUARD ADMIRAL FDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 6,698 shares; 2016Q1: 6,847 shares; 2016Q2: 8,227 shares; 2016Q3: 7,098 shares 7,098 $650K 0.01% -1,129 Timeline SPIB SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 15,603 shares; 2016Q1: 15,835 shares; 2016Q2: 16,295 shares; 2016Q3: 18,623 shares 18,623 $650K 0.01% +2,328 Timeline DOV DOVER CORP More: the full row for DOVER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 9,787 shares; 2016Q1: 9,469 shares; 2016Q2: 9,797 shares; 2016Q3: 8,755 shares 8,755 $645K 0.01% -1,042 Timeline HUM HUMANA INC More: the full row for HUMANA INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 3,661 shares; 2016Q1: 3,694 shares; 2016Q2: 3,643 shares; 2016Q3: 3,644 shares 3,644 $645K 0.01% +1 Timeline MOBILEYE NV XXXMAN… MOBILEYE NV XXXMANDATORY… More: the full row for MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 11,017 shares; 2016Q1: 7,838 shares; 2016Q2: 8,239 shares; 2016Q3: 15,146 shares 15,146 $645K 0.01% +6,907 DMO WESTERN ASSET MTG DEFINED OP More: the full row for WESTERN ASSET MTG DEFINED OP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 15,594 shares; 2016Q1: 18,889 shares; 2016Q2: 24,771 shares; 2016Q3: 26,947 shares 26,947 $644K 0.01% +2,176 Timeline IEP ICAHN ENTERPRISES LP More: the full row for ICAHN ENTERPRISES LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 16,641 shares; 2016Q1: 23,613 shares; 2016Q2: 19,058 shares; 2016Q3: 12,689 shares 12,689 $641K 0.01% -6,369 Timeline WESTERN ASSET MUN DEF OPP TR WESTERN ASSET MUN DEF OPP TR More: the full row for WESTERN ASSET MUN DEF OPP TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 21,902 shares; 2016Q1: 23,654 shares; 2016Q2: 24,631 shares; 2016Q3: 25,830 shares 25,830 $640K 0.01% +1,199 WT WISDOMTREE INC More: the full row for WISDOMTREE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 49,047 shares; 2016Q1: 54,314 shares; 2016Q2: 53,069 shares; 2016Q3: 61,875 shares 61,875 $637K 0.01% +8,806 Timeline WOOD ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 18,714 shares; 2016Q1: 15,141 shares; 2016Q2: 8,418 shares; 2016Q3: 12,681 shares 12,681 $637K 0.01% +4,263 Timeline PVH PVH CORPORATION More: the full row for PVH CORPORATION Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 4,456 shares; 2016Q1: 5,316 shares; 2016Q2: 5,446 shares; 2016Q3: 5,751 shares 5,751 $636K 0.01% +305 Timeline VALEANT PHARMACEUTICALS INTL VALEANT PHARMACEUTICALS INTL More: the full row for VALEANT PHARMACEUTICALS INTL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 7,240 shares; 2016Q1: 14,721 shares; 2016Q2: 22,143 shares; 2016Q3: 25,903 shares 25,903 $636K 0.01% +3,760 NRK NUVEEN NY AMT FREE More: the full row for NUVEEN NY AMT FREE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 35,872 shares; 2016Q1: 35,902 shares; 2016Q2: 40,445 shares; 2016Q3: 44,991 shares 44,991 $635K 0.01% +4,546 Timeline POWERSHARES DB MULTISECT C POWERSHARES DB MULTISECT C More: the full row for POWERSHARES DB MULTISECT C Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 29,211 shares; 2016Q1: 67,395 shares; 2016Q2: 75,238 shares; 2016Q3: 71,546 shares 71,546 $635K 0.01% -3,692 AGI ALAMOS GOLD INC More: the full row for ALAMOS GOLD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 80,815 shares; 2016Q3: 77,259 shares 77,259 $634K 0.01% -3,556 Timeline LKQ LKQ CORP More: the full row for LKQ CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 15,963 shares; 2016Q2: 17,437 shares; 2016Q3: 17,893 shares 17,893 $634K 0.01% +456 Timeline BHP BILLITON- ADR BHP BILLITON- ADR More: the full row for BHP BILLITON- ADR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 28,818 shares; 2016Q1: 27,673 shares; 2016Q2: 27,461 shares; 2016Q3: 20,822 shares 20,822 $633K 0.01% -6,639 KMX CARMAX INC More: the full row for CARMAX INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 7,389 shares; 2016Q1: 9,488 shares; 2016Q2: 11,340 shares; 2016Q3: 11,814 shares 11,814 $630K <0.01% +474 Timeline SYLD CAMBRIA ETF TR More: the full row for CAMBRIA ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 17,510 shares; 2016Q1: 20,943 shares; 2016Q2: 20,943 shares; 2016Q3: 20,944 shares 20,944 $629K <0.01% +1 Timeline MGEE MGE ENERGY INC More: the full row for MGE ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 12,110 shares; 2016Q1: 12,263 shares; 2016Q2: 11,639 shares; 2016Q3: 11,055 shares 11,055 $625K <0.01% -584 Timeline HOLLYFRONTIER CORP HOLLYFRONTIER CORP More: the full row for HOLLYFRONTIER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 24,629 shares; 2016Q1: 23,033 shares; 2016Q2: 23,064 shares; 2016Q3: 25,512 shares 25,512 $625K <0.01% +2,448 AMERICAN RAILCAR INDUSTRIES AMERICAN RAILCAR INDUSTRIES More: the full row for AMERICAN RAILCAR INDUSTRIES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 17,855 shares; 2016Q1: 17,964 shares; 2016Q2: 18,271 shares; 2016Q3: 15,038 shares 15,038 $624K <0.01% -3,233 Taser Intl Inc Taser Intl Inc More: the full row for Taser Intl Inc Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 24,624 shares; 2016Q1: 20,766 shares; 2016Q2: 33,708 shares; 2016Q3: 21,705 shares 21,705 $621K <0.01% -12,003 Ishares Ibonds Dec Ishares Ibonds Dec More: the full row for Ishares Ibonds Dec Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 14,272 shares; 2016Q2: 21,552 shares; 2016Q3: 24,051 shares 24,051 $619K <0.01% +2,499 HIX WESTERN ASSET HIGH INCOM FD More: the full row for WESTERN ASSET HIGH INCOM FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 26,735 shares; 2016Q1: 77,869 shares; 2016Q2: 78,395 shares; 2016Q3: 85,608 shares 85,608 $615K <0.01% +7,213 Timeline LCNB LCNB CORP More: the full row for LCNB CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 12,568 shares; 2016Q1: 33,845 shares; 2016Q2: 33,570 shares; 2016Q3: 33,671 shares 33,671 $613K <0.01% +101 Timeline FTSE RAFI Internat'l Dev Mk… FTSE RAFI Internat'l Dev Mkts More: the full row for FTSE RAFI Internat'l Dev Mkts Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 30,793 shares; 2016Q1: 18,722 shares; 2016Q2: 22,545 shares; 2016Q3: 16,682 shares 16,682 $613K <0.01% -5,863 CPI CARD GROUP INC CPI CARD GROUP INC More: the full row for CPI CARD GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 49,971 shares; 2016Q1: 77,341 shares; 2016Q2: 99,994 shares; 2016Q3: 101,545 shares 101,545 $613K <0.01% +1,551 COMMUNICATIONS SALES&LEAS IN COMMUNICATIONS SALES&LEAS IN More: the full row for COMMUNICATIONS SALES&LEAS IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 16,997 shares; 2016Q1: 18,418 shares; 2016Q2: 17,419 shares; 2016Q3: 19,473 shares 19,473 $612K <0.01% +2,054 HE HAWAIIAN ELEC INDS INC MTN B More: the full row for HAWAIIAN ELEC INDS INC MTN B Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 23,697 shares; 2016Q1: 25,429 shares; 2016Q2: 25,761 shares; 2016Q3: 20,400 shares 20,400 $609K <0.01% -5,361 Timeline PIMCO CALIFORNIA MUNICIPAL … PIMCO CALIFORNIA MUNICIPAL INC More: the full row for PIMCO CALIFORNIA MUNICIPAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 12,377 shares; 2016Q1: 46,876 shares; 2016Q2: 52,540 shares; 2016Q3: 56,950 shares 56,950 $609K <0.01% +4,410 XETYX EATON VANCE TAX-MANAGED DIVE More: the full row for EATON VANCE TAX-MANAGED DIVE Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 45,589 shares; 2016Q1: 51,655 shares; 2016Q2: 57,997 shares; 2016Q3: 56,800 shares 56,800 $608K <0.01% -1,197 Timeline NUW NUVEEN AMT-FREE MUN VALUE FD More: the full row for NUVEEN AMT-FREE MUN VALUE FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 31,993 shares; 2016Q1: 31,455 shares; 2016Q2: 33,531 shares; 2016Q3: 32,262 shares 32,262 $608K <0.01% -1,269 Timeline INDA ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 21,411 shares; 2016Q1: 18,820 shares; 2016Q2: 23,084 shares; 2016Q3: 20,611 shares 20,611 $606K <0.01% -2,473 Timeline XPH SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 14,122 shares; 2016Q1: 13,723 shares; 2016Q2: 13,643 shares; 2016Q3: 13,653 shares 13,653 $603K <0.01% +10 Timeline POWERSHARES ETF TRUST II POWERSHARES ETF TRUST II More: the full row for POWERSHARES ETF TRUST II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 12,111 shares; 2016Q1: 14,895 shares; 2016Q2: 15,595 shares; 2016Q3: 16,780 shares 16,780 $602K <0.01% +1,185 DVYE ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 21,106 shares; 2016Q1: 21,572 shares; 2016Q2: 21,756 shares; 2016Q3: 16,743 shares 16,743 $601K <0.01% -5,013 Timeline THE COOPER COMPANIES THE COOPER COMPANIES More: the full row for THE COOPER COMPANIES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 3,271 shares; 2016Q1: 3,271 shares; 2016Q2: 3,375 shares; 2016Q3: 3,355 shares 3,355 $601K <0.01% -20 PML PIMCO MUN INCOME FD II More: the full row for PIMCO MUN INCOME FD II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 36,075 shares; 2016Q1: 44,940 shares; 2016Q2: 45,740 shares; 2016Q3: 43,968 shares 43,968 $601K <0.01% -1,772 Timeline ATHENAHEALTH INC ATHENAHEALTH INC More: the full row for ATHENAHEALTH INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 3,118 shares; 2016Q1: 3,043 shares; 2016Q2: 3,140 shares; 2016Q3: 4,769 shares 4,769 $601K <0.01% +1,629 JD JD.COM INC More: the full row for JD.COM INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 18,821 shares; 2016Q1: 20,986 shares; 2016Q2: 21,999 shares; 2016Q3: 23,009 shares 23,009 $600K <0.01% +1,010 Timeline TELEFONICA BRASIL SA FSPONS… TELEFONICA BRASIL SA FSPONSORED A… More: the full row for TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 41,815 shares; 2016Q3: 41,335 shares 41,335 $598K <0.01% -480 AVY AVERY DENNISON CORP More: the full row for AVERY DENNISON CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 7,139 shares; 2016Q1: 7,101 shares; 2016Q2: 7,301 shares; 2016Q3: 7,665 shares 7,665 $596K <0.01% +364 Timeline CATY CATHAY GEN BANCORP More: the full row for CATHAY GEN BANCORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 19,013 shares; 2016Q1: 19,134 shares; 2016Q2: 19,246 shares; 2016Q3: 19,357 shares 19,357 $596K <0.01% +111 Timeline BARCLAYS BK PLC BARCLAYS BK PLC More: the full row for BARCLAYS BK PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 17,482 shares 17,482 $596K <0.01% new FFIV F5 INC More: the full row for F5 INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 5,031 shares; 2016Q1: 4,808 shares; 2016Q2: 4,952 shares; 2016Q3: 4,773 shares 4,773 $595K <0.01% -179 Timeline A AGILENT TECHNOLOGIES INC More: the full row for AGILENT TECHNOLOGIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 12,488 shares; 2016Q1: 12,561 shares; 2016Q2: 12,690 shares; 2016Q3: 12,608 shares 12,608 $594K <0.01% -82 Timeline INTREXON CORP INTREXON CORP More: the full row for INTREXON CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 13,589 shares; 2016Q1: 15,501 shares; 2016Q2: 12,806 shares; 2016Q3: 21,172 shares 21,172 $593K <0.01% +8,366 CHW CALAMOS GBL DYN INCOME FUND More: the full row for CALAMOS GBL DYN INCOME FUND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 77,320 shares; 2016Q1: 69,638 shares; 2016Q2: 76,840 shares; 2016Q3: 78,820 shares 78,820 $592K <0.01% +1,980 Timeline CHKP CHECK POINT SOFTWARE TECH LT More: the full row for CHECK POINT SOFTWARE TECH LT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 12,282 shares; 2016Q1: 14,343 shares; 2016Q2: 11,770 shares; 2016Q3: 7,596 shares 7,596 $590K <0.01% -4,174 Timeline PRUDENTIAL GLB SHT DUR HG YL PRUDENTIAL GLB SHT DUR HG YL More: the full row for PRUDENTIAL GLB SHT DUR HG YL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 21,221 shares; 2016Q1: 28,266 shares; 2016Q2: 33,082 shares; 2016Q3: 38,966 shares 38,966 $589K <0.01% +5,884 BLACKROCK DEFINED OPPRTY CR BLACKROCK DEFINED OPPRTY CR More: the full row for BLACKROCK DEFINED OPPRTY CR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 30,765 shares; 2016Q1: 32,269 shares; 2016Q2: 44,418 shares; 2016Q3: 43,663 shares 43,663 $589K <0.01% -755 CITRIX SYSTEMS INC CITRIX SYSTEMS INC More: the full row for CITRIX SYSTEMS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 5,489 shares; 2016Q1: 5,709 shares; 2016Q2: 6,274 shares; 2016Q3: 6,905 shares 6,905 $588K <0.01% +631 DEVRY INC DEL DEVRY INC DEL More: the full row for DEVRY INC DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 25,543 shares; 2016Q1: 25,743 shares; 2016Q2: 25,444 shares; 2016Q3: 25,444 shares 25,444 $587K <0.01% 0 SON SONOCO PRODS CO More: the full row for SONOCO PRODS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 8,714 shares; 2016Q1: 8,655 shares; 2016Q2: 9,392 shares; 2016Q3: 11,003 shares 11,003 $581K <0.01% +1,611 Timeline LXP LXP INDUSTRIAL TRUST More: the full row for LXP INDUSTRIAL TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 13,226 shares; 2016Q1: 10,420 shares; 2016Q2: 24,092 shares; 2016Q3: 56,325 shares 56,325 $580K <0.01% +32,233 Timeline PFN PIMCO INCOME STRATEGY FD II More: the full row for PIMCO INCOME STRATEGY FD II Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 48,181 shares; 2016Q1: 58,531 shares; 2016Q2: 53,685 shares; 2016Q3: 60,718 shares 60,718 $579K <0.01% +7,033 Timeline BF-A BROWN FORMAN CORP More: the full row for BROWN FORMAN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 6,093 shares; 2016Q1: 5,813 shares; 2016Q2: 5,814 shares; 2016Q3: 11,628 shares 11,628 $579K <0.01% +5,814 Timeline WEN WENDYS CO More: the full row for WENDYS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 53,694 shares; 2016Q1: 52,728 shares; 2016Q2: 53,006 shares; 2016Q3: 53,547 shares 53,547 $578K <0.01% +541 Timeline HCA HCA HEALTHCARE INC More: the full row for HCA HEALTHCARE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 8,062 shares; 2016Q1: 8,080 shares; 2016Q2: 7,381 shares; 2016Q3: 7,611 shares 7,611 $576K <0.01% +230 Timeline SKYY FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 85,373 shares; 2016Q1: 75,372 shares; 2016Q2: 37,021 shares; 2016Q3: 16,786 shares 16,786 $574K <0.01% -20,235 Timeline COMMUNITY BANKERS TRUST CORP COMMUNITY BANKERS TRUST CORP More: the full row for COMMUNITY BANKERS TRUST CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 93,861 shares; 2016Q1: 101,289 shares; 2016Q2: 104,617 shares; 2016Q3: 105,903 shares 105,903 $574K <0.01% +1,286 CIG CIA ENERGETICA DE MINAS GERA More: the full row for CIA ENERGETICA DE MINAS GERA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 265,940 shares; 2016Q3: 221,350 shares 221,350 $573K <0.01% -44,590 Timeline SBSI SOUTHSIDE BANCSHARES INC More: the full row for SOUTHSIDE BANCSHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 16,729 shares; 2016Q2: 17,669 shares; 2016Q3: 17,794 shares 17,794 $573K <0.01% +125 Timeline TRANSCANADA CORP TRANSCANADA CORP More: the full row for TRANSCANADA CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 19,241 shares; 2016Q1: 13,590 shares; 2016Q2: 11,412 shares; 2016Q3: 12,045 shares 12,045 $573K <0.01% +633 NUVEEN CA DIV ADV MUNI FD 3 NUVEEN CA DIV ADV MUNI FD 3 More: the full row for NUVEEN CA DIV ADV MUNI FD 3 Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 10,600 shares; 2016Q1: 29,889 shares; 2016Q2: 32,043 shares; 2016Q3: 37,239 shares 37,239 $572K <0.01% +5,196 BFH BREAD FINANCIAL HOLDINGS INC More: the full row for BREAD FINANCIAL HOLDINGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 1,104 shares; 2016Q1: 1,525 shares; 2016Q2: 1,999 shares; 2016Q3: 2,657 shares 2,657 $570K <0.01% +658 Timeline BRSL BRIGHTSTAR LOTTERY PLC More: the full row for BRIGHTSTAR LOTTERY PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 10,420 shares; 2016Q3: 23,360 shares 23,360 $570K <0.01% +12,940 Timeline GQRE FLEXSHARES TR More: the full row for FLEXSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 3,877 shares; 2016Q1: 4,854 shares; 2016Q2: 6,164 shares; 2016Q3: 9,408 shares 9,408 $568K <0.01% +3,244 Timeline HANESBRANDS INC HANESBRANDS INC More: the full row for HANESBRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 28,159 shares; 2016Q1: 29,143 shares; 2016Q2: 22,693 shares; 2016Q3: 22,499 shares 22,499 $568K <0.01% -194 FLS FLOWSERVE CORP More: the full row for FLOWSERVE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 9,738 shares; 2016Q1: 12,549 shares; 2016Q2: 11,942 shares; 2016Q3: 11,750 shares 11,750 $567K <0.01% -192 Timeline ENR ENERGIZER HLDGS INC More: the full row for ENERGIZER HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 11,337 shares 11,337 $566K <0.01% new Timeline TWENTY FIRST CENTY FOX INC TWENTY FIRST CENTY FOX INC More: the full row for TWENTY FIRST CENTY FOX INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 22,453 shares; 2016Q1: 21,383 shares; 2016Q2: 21,546 shares; 2016Q3: 23,366 shares 23,366 $566K <0.01% +1,820 MANITOWOC FOODSERVICE INC MANITOWOC FOODSERVICE INC More: the full row for MANITOWOC FOODSERVICE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 39,234 shares; 2016Q2: 35,820 shares; 2016Q3: 34,897 shares 34,897 $566K <0.01% -923 MZTI MARZETTI COMPANY More: the full row for MARZETTI COMPANY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 2,825 shares; 2016Q1: 2,826 shares; 2016Q2: 2,837 shares; 2016Q3: 4,279 shares 4,279 $565K <0.01% +1,442 Timeline FNK FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 19,888 shares; 2016Q1: 19,551 shares; 2016Q2: 19,015 shares; 2016Q3: 18,959 shares 18,959 $564K <0.01% -56 Timeline MQY BLACKROCK MUNIYILD QULT FD I More: the full row for BLACKROCK MUNIYILD QULT FD I Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 22,861 shares; 2016Q1: 23,805 shares; 2016Q2: 24,832 shares; 2016Q3: 34,066 shares 34,066 $563K <0.01% +9,234 Timeline POWERSHARES GOLDEN DRAGON (… POWERSHARES GOLDEN DRAGON (PGJ) More: the full row for POWERSHARES GOLDEN DRAGON (PGJ) Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 16,951 shares; 2016Q1: 16,951 shares; 2016Q2: 16,967 shares; 2016Q3: 16,977 shares 16,977 $563K <0.01% +10 MIDD MIDDLEBY CORP More: the full row for MIDDLEBY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 4,630 shares; 2016Q3: 4,548 shares 4,548 $562K <0.01% -82 Timeline EWA ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 25,443 shares; 2016Q1: 25,613 shares; 2016Q2: 30,345 shares; 2016Q3: 26,835 shares 26,835 $561K <0.01% -3,510 Timeline CHICAGO BRIDGE & IRON CO NV CHICAGO BRIDGE & IRON CO NV More: the full row for CHICAGO BRIDGE & IRON CO NV Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 21,137 shares; 2016Q1: 21,376 shares; 2016Q2: 20,474 shares; 2016Q3: 19,882 shares 19,882 $557K <0.01% -592 INDEXIQ ETF TR INDEXIQ ETF TR More: the full row for INDEXIQ ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 27,351 shares 27,351 $557K <0.01% new TUPPERWARE BRANDS CORP TUPPERWARE BRANDS CORP More: the full row for TUPPERWARE BRANDS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 3,811 shares; 2016Q1: 3,807 shares; 2016Q2: 5,795 shares; 2016Q3: 8,510 shares 8,510 $556K <0.01% +2,715 XRT SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 9,992 shares; 2016Q1: 9,783 shares; 2016Q2: 9,640 shares; 2016Q3: 12,760 shares 12,760 $556K <0.01% +3,120 Timeline POWERSHS DB US DOLLAR INDEX… POWERSHS DB US DOLLAR INDEX DO More: the full row for POWERSHS DB US DOLLAR INDEX DO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 71,569 shares; 2016Q1: 25,020 shares; 2016Q2: 22,573 shares; 2016Q3: 22,540 shares 22,540 $556K <0.01% -33 IXC ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 16,657 shares; 2016Q1: 18,460 shares; 2016Q2: 17,073 shares; 2016Q3: 16,877 shares 16,877 $555K <0.01% -196 Timeline AB ALLIANCEBERNSTEIN HLDG L P More: the full row for ALLIANCEBERNSTEIN HLDG L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 51,083 shares; 2016Q1: 45,234 shares; 2016Q2: 28,774 shares; 2016Q3: 24,356 shares 24,356 $555K <0.01% -4,418 Timeline PFL PIMCO INCOME STRATEGY FD More: the full row for PIMCO INCOME STRATEGY FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 41,183 shares; 2016Q1: 43,360 shares; 2016Q2: 44,868 shares; 2016Q3: 51,899 shares 51,899 $555K <0.01% +7,031 Timeline SHIP FINANCE INTL LTD SHIP FINANCE INTL LTD More: the full row for SHIP FINANCE INTL LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 16,326 shares; 2016Q1: 28,681 shares; 2016Q2: 39,879 shares; 2016Q3: 37,597 shares 37,597 $554K <0.01% -2,282 CONNECTICUT WTR SVC INC CONNECTICUT WTR SVC INC More: the full row for CONNECTICUT WTR SVC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 10,497 shares; 2016Q1: 10,936 shares; 2016Q2: 10,715 shares; 2016Q3: 11,093 shares 11,093 $552K <0.01% +378 OPPENHEIMER ETF TR OPPENHEIMER ETF TR More: the full row for OPPENHEIMER ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 6,244 shares; 2016Q2: 9,998 shares; 2016Q3: 10,956 shares 10,956 $552K <0.01% +958 MYI BLACKROCK MUNIYIELD QUALITY More: the full row for BLACKROCK MUNIYIELD QUALITY Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 33,587 shares; 2016Q1: 33,659 shares; 2016Q2: 35,414 shares; 2016Q3: 36,182 shares 36,182 $551K <0.01% +768 Timeline REGAL ENTMT GROUP REGAL ENTMT GROUP More: the full row for REGAL ENTMT GROUP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 10,489 shares; 2016Q2: 10,156 shares; 2016Q3: 25,313 shares 25,313 $551K <0.01% +15,157 AAP ADVANCE AUTO PARTS INC More: the full row for ADVANCE AUTO PARTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 3,516 shares; 2016Q1: 5,872 shares; 2016Q2: 3,701 shares; 2016Q3: 3,690 shares 3,690 $550K <0.01% -11 Timeline HIFS HINGHAM INSTN SVGS MASS More: the full row for HINGHAM INSTN SVGS MASS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 3,931 shares; 2016Q1: 3,936 shares; 2016Q2: 3,938 shares; 2016Q3: 3,971 shares 3,971 $550K <0.01% +33 Timeline HUN HUNTSMAN CORP More: the full row for HUNTSMAN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 36,057 shares; 2016Q1: 44,949 shares; 2016Q2: 39,809 shares; 2016Q3: 33,759 shares 33,759 $549K <0.01% -6,050 Timeline GBAB GUGGENHEIM TAXABLE MUNICP BO More: the full row for GUGGENHEIM TAXABLE MUNICP BO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 15,641 shares; 2016Q2: 19,893 shares; 2016Q3: 23,625 shares 23,625 $549K <0.01% +3,732 Timeline TFX TELEFLEX INCORPORATED More: the full row for TELEFLEX INCORPORATED Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 3,310 shares; 2016Q1: 3,460 shares; 2016Q2: 3,407 shares; 2016Q3: 3,260 shares 3,260 $548K <0.01% -147 Timeline EQT EQT CORP More: the full row for EQT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 9,306 shares; 2016Q1: 5,942 shares; 2016Q2: 7,042 shares; 2016Q3: 7,533 shares 7,533 $547K <0.01% +491 Timeline MPLX MPLX LP More: the full row for MPLX LP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 26,657 shares; 2016Q1: 25,765 shares; 2016Q2: 16,612 shares; 2016Q3: 16,134 shares 16,134 $546K <0.01% -478 Timeline JKHY HENRY JACK & ASSOC INC More: the full row for HENRY JACK & ASSOC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 6,407 shares; 2016Q1: 7,230 shares; 2016Q2: 6,825 shares; 2016Q3: 6,375 shares 6,375 $545K <0.01% -450 Timeline ABRDN PHYSICAL SILVER SHARE… ABRDN PHYSICAL SILVER SHARES ETF More: the full row for ABRDN PHYSICAL SILVER SHARES ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 36,127 shares; 2016Q1: 25,649 shares; 2016Q2: 25,988 shares; 2016Q3: 29,068 shares 29,068 $545K <0.01% +3,080 GANNETT SPINCO INC GANNETT SPINCO INC More: the full row for GANNETT SPINCO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 20,636 shares; 2016Q1: 22,144 shares; 2016Q2: 24,401 shares; 2016Q3: 46,660 shares 46,660 $543K <0.01% +22,259 OAKTREE CAP GROUP LLC OAKTREE CAP GROUP LLC More: the full row for OAKTREE CAP GROUP LLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 14,591 shares; 2016Q1: 13,072 shares; 2016Q2: 13,287 shares; 2016Q3: 12,802 shares 12,802 $543K <0.01% -485 CRANE CO CRANE CO More: the full row for CRANE CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 8,272 shares; 2016Q1: 11,082 shares; 2016Q2: 8,970 shares; 2016Q3: 8,597 shares 8,597 $542K <0.01% -373 KAYNE ANDERSON ENRGY TTL RT KAYNE ANDERSON ENRGY TTL RT More: the full row for KAYNE ANDERSON ENRGY TTL RT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 47,833 shares; 2016Q1: 51,093 shares; 2016Q2: 47,983 shares; 2016Q3: 46,240 shares 46,240 $542K <0.01% -1,743 VCLT VANGUARD SCOTTSDALE FDS More: the full row for VANGUARD SCOTTSDALE FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 3,305 shares; 2016Q3: 5,642 shares 5,642 $540K <0.01% +2,337 Timeline RITM RITHM CAPITAL CORP More: the full row for RITHM CAPITAL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 12,257 shares; 2016Q1: 11,316 shares; 2016Q2: 16,435 shares; 2016Q3: 39,134 shares 39,134 $540K <0.01% +22,699 Timeline SCORPIO TANKERS INC SCORPIO TANKERS INC More: the full row for SCORPIO TANKERS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 50,626 shares; 2016Q1: 60,226 shares; 2016Q2: 42,250 shares; 2016Q3: 116,174 shares 116,174 $538K <0.01% +73,924 L BRANDS INC L BRANDS INC More: the full row for L BRANDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 8,250 shares; 2016Q1: 8,428 shares; 2016Q2: 8,134 shares; 2016Q3: 7,588 shares 7,588 $537K <0.01% -546 APH AMPHENOL CORP More: the full row for AMPHENOL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 6,700 shares; 2016Q2: 8,043 shares; 2016Q3: 8,257 shares 8,257 $536K <0.01% +214 Timeline PAYC PAYCOM SOFTWARE INC More: the full row for PAYCOM SOFTWARE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 10,000 shares; 2016Q2: 10,000 shares; 2016Q3: 10,700 shares 10,700 $536K <0.01% +700 Timeline CVLG COVENANT LOGISTICS GROUP INC More: the full row for COVENANT LOGISTICS GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 29,106 shares; 2016Q1: 25,538 shares; 2016Q2: 27,717 shares; 2016Q3: 27,717 shares 27,717 $536K <0.01% 0 Timeline STAG STAG INDUSTRIAL INC More: the full row for STAG INDUSTRIAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 27,859 shares; 2016Q1: 43,435 shares; 2016Q2: 38,319 shares; 2016Q3: 21,882 shares 21,882 $536K <0.01% -16,437 Timeline FTLS FIRST TR EXCH TRADED FD III More: the full row for FIRST TR EXCH TRADED FD III Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 39,325 shares; 2016Q1: 34,015 shares; 2016Q2: 32,448 shares; 2016Q3: 16,125 shares 16,125 $533K <0.01% -16,323 Timeline IFN ABERDEEN INDIA FD INC More: the full row for ABERDEEN INDIA FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 22,768 shares; 2016Q1: 24,068 shares; 2016Q2: 26,175 shares; 2016Q3: 21,448 shares 21,448 $533K <0.01% -4,727 Timeline SYF SYNCHRONY FINANCIAL More: the full row for SYNCHRONY FINANCIAL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 9,571 shares; 2016Q1: 11,054 shares; 2016Q2: 13,385 shares; 2016Q3: 18,943 shares 18,943 $530K <0.01% +5,558 Timeline MUC BLACKROCK MUNIHLDNGS CALI More: the full row for BLACKROCK MUNIHLDNGS CALI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 29,090 shares; 2016Q1: 29,025 shares; 2016Q2: 29,726 shares; 2016Q3: 33,011 shares 33,011 $530K <0.01% +3,285 Timeline AES TR III AES TR III More: the full row for AES TR III Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 5,875 shares; 2016Q1: 5,775 shares; 2016Q2: 10,400 shares; 2016Q3: 10,400 shares 10,400 $530K <0.01% 0 BIO PATH HOLDINGS INC BIO PATH HOLDINGS INC More: the full row for BIO PATH HOLDINGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 346,541 shares; 2016Q1: 345,832 shares; 2016Q2: 378,785 shares; 2016Q3: 378,285 shares 378,285 $530K <0.01% -500 ISHARES IBONDS DEC 2017 TER… ISHARES IBONDS DEC 2017 TERM CORP… More: the full row for ISHARES IBONDS DEC 2017 TERM CORPORATE ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 13,001 shares; 2016Q2: 20,259 shares; 2016Q3: 21,302 shares 21,302 $530K <0.01% +1,043 TORCHMARK CORP TORCHMARK CORP More: the full row for TORCHMARK CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 8,991 shares; 2016Q1: 8,259 shares; 2016Q2: 13,743 shares; 2016Q3: 8,279 shares 8,279 $529K <0.01% -5,464 MDYV SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 5,519 shares; 2016Q1: 5,726 shares; 2016Q2: 6,159 shares; 2016Q3: 6,111 shares 6,111 $528K <0.01% -48 Timeline XEFRX EATON VANCE SR FLTNG RTE TR More: the full row for EATON VANCE SR FLTNG RTE TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 13,571 shares; 2016Q1: 12,598 shares; 2016Q2: 34,109 shares; 2016Q3: 37,279 shares 37,279 $527K <0.01% +3,170 Timeline EXAS EXACT SCIENCES CORP More: the full row for EXACT SCIENCES CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 20,920 shares; 2016Q1: 19,480 shares; 2016Q2: 18,377 shares; 2016Q3: 28,339 shares 28,339 $526K <0.01% +9,962 Timeline SRLN SSGA ACTIVE ETF TR More: the full row for SSGA ACTIVE ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 6,693 shares; 2016Q1: 9,101 shares; 2016Q2: 10,615 shares; 2016Q3: 11,129 shares 11,129 $526K <0.01% +514 Timeline CORP PIMCO ETF TR More: the full row for PIMCO ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 3,246 shares; 2016Q1: 4,655 shares; 2016Q2: 5,389 shares; 2016Q3: 4,931 shares 4,931 $526K <0.01% -458 Timeline Mallinckrodt Plc Mallinckrodt Plc More: the full row for Mallinckrodt Plc Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 8,694 shares; 2016Q1: 6,927 shares; 2016Q2: 9,474 shares; 2016Q3: 7,524 shares 7,524 $525K <0.01% -1,950 NOK NOKIA CORP More: the full row for NOKIA CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 61,192 shares; 2016Q1: 83,599 shares; 2016Q2: 80,842 shares; 2016Q3: 90,458 shares 90,458 $524K <0.01% +9,616 Timeline CYBERARK SOFTWARE LTD/ISRAEL CYBERARK SOFTWARE LTD/ISRAEL More: the full row for CYBERARK SOFTWARE LTD/ISRAEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 10,422 shares; 2016Q1: 7,567 shares; 2016Q2: 9,687 shares; 2016Q3: 10,562 shares 10,562 $524K <0.01% +875 ISHARES TR ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 13,206 shares; 2016Q2: 18,369 shares; 2016Q3: 20,757 shares 20,757 $524K <0.01% +2,388 INVESTORS BANCORP, INC. INVESTORS BANCORP, INC. More: the full row for INVESTORS BANCORP, INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 38,864 shares; 2016Q1: 38,740 shares; 2016Q2: 43,649 shares; 2016Q3: 43,562 shares 43,562 $523K <0.01% -87 EXEL EXELIXIS INC More: the full row for EXELIXIS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 43,497 shares; 2016Q1: 41,394 shares; 2016Q2: 43,669 shares; 2016Q3: 40,779 shares 40,779 $522K <0.01% -2,890 Timeline NEOG NEOGEN CORP More: the full row for NEOGEN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 10,432 shares; 2016Q1: 10,432 shares; 2016Q2: 9,313 shares; 2016Q3: 9,313 shares 9,313 $521K <0.01% 0 Timeline XCHYX CALAMOS CONV & HIGH INCOME F More: the full row for CALAMOS CONV & HIGH INCOME F Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 45,813 shares; 2016Q1: 47,429 shares; 2016Q2: 48,643 shares; 2016Q3: 47,320 shares 47,320 $521K <0.01% -1,323 Timeline NMT NUVEEN MASS QUALITY MUN INC More: the full row for NUVEEN MASS QUALITY MUN INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 34,076 shares; 2016Q1: 33,940 shares; 2016Q2: 32,985 shares; 2016Q3: 34,326 shares 34,326 $520K <0.01% +1,341 Timeline DKS DICKS SPORTING GOODS INC More: the full row for DICKS SPORTING GOODS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 7,367 shares; 2016Q1: 8,297 shares; 2016Q2: 9,486 shares; 2016Q3: 9,158 shares 9,158 $519K <0.01% -328 Timeline POWERSHARES ETF TRUST POWERSHARES ETF TRUST More: the full row for POWERSHARES ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 13,707 shares; 2016Q1: 11,855 shares; 2016Q2: 12,029 shares; 2016Q3: 12,452 shares 12,452 $518K <0.01% +423 NDAQ NASDAQ INC More: the full row for NASDAQ INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 5,054 shares; 2016Q1: 5,502 shares; 2016Q2: 6,664 shares; 2016Q3: 7,647 shares 7,647 $516K <0.01% +983 Timeline XPCQX PIMCO CALIF MUN INCOME FD More: the full row for PIMCO CALIF MUN INCOME FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 30,383 shares; 2016Q1: 30,716 shares; 2016Q2: 31,053 shares; 2016Q3: 30,710 shares 30,710 $516K <0.01% -343 Timeline KMPR KEMPER CORP More: the full row for KEMPER CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 10,380 shares; 2016Q1: 9,676 shares; 2016Q2: 9,694 shares; 2016Q3: 13,100 shares 13,100 $515K <0.01% +3,406 Timeline XIGDX VOYA GLBL EQTY DIV & PREM OP More: the full row for VOYA GLBL EQTY DIV & PREM OP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 65,695 shares; 2016Q1: 65,211 shares; 2016Q2: 73,588 shares; 2016Q3: 70,989 shares 70,989 $515K <0.01% -2,599 Timeline NUVEEN HIGH INCOME DECMBR 20 NUVEEN HIGH INCOME DECMBR 20 More: the full row for NUVEEN HIGH INCOME DECMBR 20 Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 38,895 shares; 2016Q3: 50,262 shares 50,262 $513K <0.01% +11,367 STERICYCLE INC STERICYCLE INC More: the full row for STERICYCLE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 6,477 shares; 2016Q1: 6,173 shares; 2016Q2: 5,341 shares; 2016Q3: 6,390 shares 6,390 $512K <0.01% +1,049 GNC HLDGS INC GNC HLDGS INC More: the full row for GNC HLDGS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 20,100 shares; 2016Q3: 25,093 shares 25,093 $512K <0.01% +4,993 VYMI VANGUARD WHITEHALL FDS More: the full row for VANGUARD WHITEHALL FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 4,210 shares; 2016Q3: 9,038 shares 9,038 $510K <0.01% +4,828 Timeline TBI TRUEBLUE INC More: the full row for TRUEBLUE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 22,232 shares; 2016Q1: 23,943 shares; 2016Q2: 23,943 shares; 2016Q3: 22,450 shares 22,450 $509K <0.01% -1,493 Timeline XBFZX BLACKROCK CA MUNI INC TR More: the full row for BLACKROCK CA MUNI INC TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 28,069 shares; 2016Q1: 27,808 shares; 2016Q2: 30,051 shares; 2016Q3: 30,580 shares 30,580 $506K <0.01% +529 Timeline NOVAVAX INC NOVAVAX INC More: the full row for NOVAVAX INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 144,950 shares; 2016Q1: 166,375 shares; 2016Q2: 211,550 shares; 2016Q3: 243,040 shares 243,040 $506K <0.01% +31,490 Ishares Ibonds Dec Ishares Ibonds Dec More: the full row for Ishares Ibonds Dec Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 13,713 shares; 2016Q2: 17,602 shares; 2016Q3: 20,143 shares 20,143 $506K <0.01% +2,541 MLN VANECK ETF TRUST More: the full row for VANECK ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 24,265 shares 24,265 $505K <0.01% new Timeline FOX CORP CLASS B FOX CORP CLASS B More: the full row for FOX CORP CLASS B Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 11,424 shares; 2016Q1: 13,818 shares; 2016Q2: 14,587 shares; 2016Q3: 20,388 shares 20,388 $504K <0.01% +5,801 CRUS CIRRUS LOGIC INC More: the full row for CIRRUS LOGIC INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 7,648 shares; 2016Q1: 9,564 shares; 2016Q2: 9,564 shares; 2016Q3: 9,471 shares 9,471 $503K <0.01% -93 Timeline GOF GUGGENHEIM STRATEGIC OPPORTU More: the full row for GUGGENHEIM STRATEGIC OPPORTU Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 14,845 shares; 2016Q1: 13,503 shares; 2016Q2: 12,588 shares; 2016Q3: 26,272 shares 26,272 $502K <0.01% +13,684 Timeline RSX VANECK VECTORS RUSSIA ETF More: the full row for VANECK VECTORS RUSSIA ETF Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 11,907 shares; 2016Q3: 26,607 shares 26,607 $499K <0.01% +14,700 Timeline IBND SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 13,140 shares; 2016Q1: 13,140 shares; 2016Q2: 14,913 shares; 2016Q3: 14,913 shares 14,913 $498K <0.01% 0 Timeline SR SPIRE INC More: the full row for SPIRE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 7,362 shares; 2016Q3: 7,818 shares 7,818 $498K <0.01% +456 Timeline BXMT BLACKSTONE MORTGAGE TRUST IN More: the full row for BLACKSTONE MORTGAGE TRUST IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 8,624 shares; 2016Q2: 8,406 shares; 2016Q3: 16,841 shares 16,841 $496K <0.01% +8,435 Timeline XGDVX GABELLI DIVID & INCOME TR More: the full row for GABELLI DIVID & INCOME TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 31,713 shares; 2016Q1: 31,324 shares; 2016Q2: 28,443 shares; 2016Q3: 25,838 shares 25,838 $496K <0.01% -2,605 Timeline EQL ALPS ETF TR More: the full row for ALPS ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 4,727 shares; 2016Q1: 5,137 shares; 2016Q2: 5,160 shares; 2016Q3: 8,384 shares 8,384 $496K <0.01% +3,224 Timeline RYDEX GUGGENHEIM RYDEX GUGGENHEIM More: the full row for RYDEX GUGGENHEIM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 13,225 shares; 2016Q1: 12,330 shares; 2016Q2: 11,766 shares; 2016Q3: 11,121 shares 11,121 $496K <0.01% -645 CANADIAN PACIFIC RAILWAYS CANADIAN PACIFIC RAILWAYS More: the full row for CANADIAN PACIFIC RAILWAYS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 2,775 shares; 2016Q1: 2,790 shares; 2016Q2: 3,033 shares; 2016Q3: 3,241 shares 3,241 $495K <0.01% +208 NEN NEW ENGLAND RLTY ASSOC LTD P More: the full row for NEW ENGLAND RLTY ASSOC LTD P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 8,227 shares; 2016Q2: 8,151 shares; 2016Q3: 8,174 shares 8,174 $495K <0.01% +23 Timeline PIEDMONT NATURAL GAS CO PIEDMONT NATURAL GAS CO More: the full row for PIEDMONT NATURAL GAS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 9,693 shares; 2016Q1: 9,708 shares; 2016Q2: 8,901 shares; 2016Q3: 8,250 shares 8,250 $495K <0.01% -651 FCOR FIDELITY MERRIMACK STR TR More: the full row for FIDELITY MERRIMACK STR TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 8,092 shares; 2016Q3: 9,634 shares 9,634 $494K <0.01% +1,542 Timeline ROFIN-SINAR TECHNOLOGIES INC ROFIN-SINAR TECHNOLOGIES INC More: the full row for ROFIN-SINAR TECHNOLOGIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 15,542 shares; 2016Q1: 15,542 shares; 2016Q2: 15,342 shares; 2016Q3: 15,342 shares 15,342 $494K <0.01% 0 AVB AVALONBAY CMNTYS INC More: the full row for AVALONBAY CMNTYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 2,748 shares; 2016Q1: 2,742 shares; 2016Q2: 2,775 shares; 2016Q3: 2,767 shares 2,767 $492K <0.01% -8 Timeline RGR STURM RUGER & CO INC More: the full row for STURM RUGER & CO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 5,722 shares; 2016Q1: 6,268 shares; 2016Q2: 8,090 shares; 2016Q3: 8,519 shares 8,519 $492K <0.01% +429 Timeline DHIL DIAMOND HILL INVT GROUP INC More: the full row for DIAMOND HILL INVT GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 2,660 shares; 2016Q3: 2,660 shares 2,660 $492K <0.01% 0 Timeline EDIV SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 17,753 shares 17,753 $491K <0.01% new Timeline SYNGENTA AG ADR SYNGENTA AG ADR More: the full row for SYNGENTA AG ADR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 7,769 shares; 2016Q1: 5,596 shares; 2016Q2: 5,581 shares; 2016Q3: 5,590 shares 5,590 $490K <0.01% +9 MHF WESTERN ASSET MUN HIGH INCOM More: the full row for WESTERN ASSET MUN HIGH INCOM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 19,612 shares; 2016Q1: 46,871 shares; 2016Q2: 56,288 shares; 2016Q3: 61,344 shares 61,344 $488K <0.01% +5,056 Timeline POWERSHARES GLOBAL ETF TRUS… POWERSHARES GLOBAL ETF TRUSTHI More: the full row for POWERSHARES GLOBAL ETF TRUSTHI Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 98,093 shares; 2016Q1: 90,641 shares; 2016Q2: 24,840 shares; 2016Q3: 25,862 shares 25,862 $488K <0.01% +1,022 CM CANADIAN IMPERIAL BANK OF CO More: the full row for CANADIAN IMPERIAL BANK OF CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 6,052 shares; 2016Q1: 5,903 shares; 2016Q2: 6,033 shares; 2016Q3: 6,286 shares 6,286 $487K <0.01% +253 Timeline MAA MID-AMER APT CMNTYS INC More: the full row for MID-AMER APT CMNTYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 4,055 shares; 2016Q1: 3,988 shares; 2016Q2: 5,073 shares; 2016Q3: 5,167 shares 5,167 $486K <0.01% +94 Timeline BSB BANCORP INC MD BSB BANCORP INC MD More: the full row for BSB BANCORP INC MD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 20,720 shares; 2016Q1: 20,720 shares; 2016Q2: 20,720 shares; 2016Q3: 20,720 shares 20,720 $485K <0.01% 0 RYDEX ETF TRUST RYDEX ETF TRUST More: the full row for RYDEX ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 5,209 shares; 2016Q1: 5,172 shares; 2016Q2: 5,418 shares; 2016Q3: 5,408 shares 5,408 $482K <0.01% -10 WSR WHITESTONE REIT More: the full row for WHITESTONE REIT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 31,949 shares; 2016Q1: 33,007 shares; 2016Q2: 40,164 shares; 2016Q3: 34,660 shares 34,660 $481K <0.01% -5,504 Timeline POWERSHARES ETF TRUST POWERSHARES ETF TRUST More: the full row for POWERSHARES ETF TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 52,503 shares; 2016Q1: 48,349 shares; 2016Q2: 44,267 shares; 2016Q3: 22,301 shares 22,301 $480K <0.01% -21,966 Ishares Ibonds Dec Ishares Ibonds Dec More: the full row for Ishares Ibonds Dec Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 11,565 shares; 2016Q2: 17,442 shares; 2016Q3: 18,896 shares 18,896 $479K <0.01% +1,454 SUN SUNOCO LP/SUNOCO FIN CORP More: the full row for SUNOCO LP/SUNOCO FIN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 11,868 shares; 2016Q2: 16,429 shares; 2016Q3: 16,474 shares 16,474 $478K <0.01% +45 Timeline BLACKROCK MUNICIPAL INCOME … BLACKROCK MUNICIPAL INCOME FUN More: the full row for BLACKROCK MUNICIPAL INCOME FUN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 20,222 shares; 2016Q1: 20,810 shares; 2016Q2: 31,283 shares; 2016Q3: 31,499 shares 31,499 $478K <0.01% +216 LXRX LEXICON PHARMACEUTICALS INC More: the full row for LEXICON PHARMACEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 34,793 shares; 2016Q1: 28,993 shares; 2016Q2: 22,004 shares; 2016Q3: 26,327 shares 26,327 $476K <0.01% +4,323 Timeline SMG SCOTTS MIRACLE-GRO CO More: the full row for SCOTTS MIRACLE-GRO CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 5,701 shares 5,701 $475K <0.01% new Timeline SELECT INCOME REIT SELECT INCOME REIT More: the full row for SELECT INCOME REIT Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 29,882 shares; 2016Q1: 20,644 shares; 2016Q2: 20,886 shares; 2016Q3: 17,657 shares 17,657 $475K <0.01% -3,229 HMC HONDA MOTOR CO LTD More: the full row for HONDA MOTOR CO LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 16,152 shares; 2016Q1: 15,303 shares; 2016Q2: 16,064 shares; 2016Q3: 16,393 shares 16,393 $474K <0.01% +329 Timeline FDT FIRST TR EXCH TRD ALPHDX FD More: the full row for FIRST TR EXCH TRD ALPHDX FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 8,225 shares; 2016Q1: 5,539 shares; 2016Q2: 5,949 shares; 2016Q3: 9,614 shares 9,614 $473K <0.01% +3,665 Timeline LEA LEAR CORP More: the full row for LEAR CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 4,819 shares; 2016Q1: 3,712 shares; 2016Q2: 3,782 shares; 2016Q3: 3,893 shares 3,893 $472K <0.01% +111 Timeline SJNK SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 20,669 shares; 2016Q1: 20,077 shares; 2016Q2: 22,664 shares; 2016Q3: 17,062 shares 17,062 $472K <0.01% -5,602 Timeline BEN FRANKLIN TEMPLETON INC More: the full row for FRANKLIN TEMPLETON INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 10,427 shares; 2016Q1: 11,183 shares; 2016Q2: 12,479 shares; 2016Q3: 13,203 shares 13,203 $470K <0.01% +724 Timeline VKQ INVESCO MUNICIPAL TRUST More: the full row for INVESCO MUNICIPAL TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 20,444 shares; 2016Q1: 34,003 shares; 2016Q2: 34,049 shares; 2016Q3: 34,094 shares 34,094 $470K <0.01% +45 Timeline SRI STONERIDGE INC More: the full row for STONERIDGE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 18,920 shares; 2016Q1: 25,533 shares; 2016Q2: 25,533 shares; 2016Q3: 25,533 shares 25,533 $470K <0.01% 0 Timeline RHI ROBERT HALF INC. More: the full row for ROBERT HALF INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 12,396 shares 12,396 $469K <0.01% new Timeline BED BATH & BEYOND INC BED BATH & BEYOND INC More: the full row for BED BATH & BEYOND INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 9,229 shares; 2016Q1: 10,732 shares; 2016Q2: 10,798 shares; 2016Q3: 10,887 shares 10,887 $469K <0.01% +89 PIM FRANKLIN MASTER INTER INCOME More: the full row for FRANKLIN MASTER INTER INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 41,258 shares; 2016Q1: 47,966 shares; 2016Q2: 59,955 shares; 2016Q3: 105,930 shares 105,930 $468K <0.01% +45,975 Timeline ENSCO PLC ENSCO PLC More: the full row for ENSCO PLC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 68,087 shares; 2016Q1: 62,714 shares; 2016Q2: 60,097 shares; 2016Q3: 55,032 shares 55,032 $468K <0.01% -5,065 XJQCX NUVEEN CR STRATEGIES INCOME More: the full row for NUVEEN CR STRATEGIES INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 53,895 shares; 2016Q1: 50,218 shares; 2016Q2: 55,374 shares; 2016Q3: 54,988 shares 54,988 $466K <0.01% -386 Timeline POWERSHARES POWERSHARES More: the full row for POWERSHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 25,171 shares; 2016Q1: 20,838 shares; 2016Q2: 20,656 shares; 2016Q3: 21,175 shares 21,175 $466K <0.01% +519 CC CHEMOURS CO More: the full row for CHEMOURS CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 38,313 shares; 2016Q1: 42,795 shares; 2016Q2: 35,146 shares; 2016Q3: 29,077 shares 29,077 $465K <0.01% -6,069 Timeline HEQ JOHN HANCOCK DIVERSIFIED INC More: the full row for JOHN HANCOCK DIVERSIFIED INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 25,205 shares; 2016Q1: 24,300 shares; 2016Q2: 25,600 shares; 2016Q3: 28,646 shares 28,646 $465K <0.01% +3,046 Timeline EXR EXTRA SPACE STORAGE INC More: the full row for EXTRA SPACE STORAGE INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 2,601 shares; 2016Q1: 5,271 shares; 2016Q2: 5,127 shares; 2016Q3: 5,842 shares 5,842 $464K <0.01% +715 Timeline RYN RAYONIER INC More: the full row for RAYONIER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 18,481 shares; 2016Q1: 18,617 shares; 2016Q2: 18,065 shares; 2016Q3: 17,494 shares 17,494 $464K <0.01% -571 Timeline BUSE FIRST BUSEY CORP More: the full row for FIRST BUSEY CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 18,595 shares; 2016Q1: 18,671 shares; 2016Q2: 20,766 shares; 2016Q3: 20,467 shares 20,467 $463K <0.01% -299 Timeline GOOD GLADSTONE COMMERCIAL CORP More: the full row for GLADSTONE COMMERCIAL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 23,627 shares; 2016Q1: 24,752 shares; 2016Q2: 25,246 shares; 2016Q3: 24,798 shares 24,798 $462K <0.01% -448 Timeline EAT BRINKER INTL INC More: the full row for BRINKER INTL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 12,321 shares; 2016Q1: 12,584 shares; 2016Q2: 10,602 shares; 2016Q3: 9,141 shares 9,141 $461K <0.01% -1,461 Timeline VSH VISHAY INTERTECHNOLOGY INC More: the full row for VISHAY INTERTECHNOLOGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 39,875 shares; 2016Q1: 37,527 shares; 2016Q2: 33,518 shares; 2016Q3: 32,569 shares 32,569 $459K <0.01% -949 Timeline KBE SPDR SERIES TRUST More: the full row for SPDR SERIES TRUST Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 31,754 shares; 2016Q1: 15,599 shares; 2016Q2: 15,054 shares; 2016Q3: 13,754 shares 13,754 $459K <0.01% -1,300 Timeline DWX SPDR INDEX SHS FDS More: the full row for SPDR INDEX SHS FDS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 39,997 shares; 2016Q1: 22,173 shares; 2016Q2: 14,995 shares; 2016Q3: 12,472 shares 12,472 $459K <0.01% -2,523 Timeline GGG GRACO INC More: the full row for GRACO INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 6,106 shares; 2016Q1: 6,087 shares; 2016Q2: 6,088 shares; 2016Q3: 6,188 shares 6,188 $458K <0.01% +100 Timeline ALEXION PHARMACEUTICALS INC ALEXION PHARMACEUTICALS INC More: the full row for ALEXION PHARMACEUTICALS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 3,846 shares; 2016Q1: 3,774 shares; 2016Q2: 4,055 shares; 2016Q3: 3,737 shares 3,737 $458K <0.01% -318 FNY FIRST TR EXCHANGE-TRADED ALP More: the full row for FIRST TR EXCHANGE-TRADED ALP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 12,362 shares; 2016Q1: 11,994 shares; 2016Q2: 14,853 shares; 2016Q3: 14,743 shares 14,743 $457K <0.01% -110 Timeline SEMGROUP CORP SEMGROUP CORP More: the full row for SEMGROUP CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 13,589 shares; 2016Q1: 12,925 shares; 2016Q2: 13,042 shares; 2016Q3: 12,917 shares 12,917 $457K <0.01% -125 NBB NUVEEN TAXABLE MUNICPAL INM More: the full row for NUVEEN TAXABLE MUNICPAL INM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 19,490 shares; 2016Q1: 19,505 shares; 2016Q2: 19,857 shares; 2016Q3: 20,107 shares 20,107 $456K <0.01% +250 Timeline YADKIN FINANCIAL CORP YADKIN FINANCIAL CORP More: the full row for YADKIN FINANCIAL CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 48,435 shares; 2016Q2: 52,073 shares; 2016Q3: 17,296 shares 17,296 $455K <0.01% -34,777 OGCP EMPIRE ST RLTY OP L P More: the full row for EMPIRE ST RLTY OP L P Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 21,474 shares; 2016Q1: 21,474 shares; 2016Q2: 21,474 shares; 2016Q3: 21,474 shares 21,474 $454K <0.01% 0 Timeline TRISTATE CAP HLDGS INC COM TRISTATE CAP HLDGS INC COM More: the full row for TRISTATE CAP HLDGS INC COM Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 27,996 shares; 2016Q1: 27,996 shares; 2016Q2: 28,090 shares; 2016Q3: 28,090 shares 28,090 $454K <0.01% 0 EXPE EXPEDIA GROUP INC More: the full row for EXPEDIA GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 7,075 shares; 2016Q1: 2,535 shares; 2016Q2: 3,835 shares; 2016Q3: 3,880 shares 3,880 $453K <0.01% +45 Timeline TAHOE RES INC TAHOE RES INC More: the full row for TAHOE RES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 70,084 shares; 2016Q3: 35,120 shares 35,120 $451K <0.01% -34,964 RNST RENASANT CORP More: the full row for RENASANT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 7,538 shares; 2016Q1: 7,551 shares; 2016Q2: 13,366 shares; 2016Q3: 13,380 shares 13,380 $450K <0.01% +14 Timeline TSI TCW STRATEGIC INCOME FD INC More: the full row for TCW STRATEGIC INCOME FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 100,868 shares; 2016Q1: 98,561 shares; 2016Q2: 89,696 shares; 2016Q3: 84,864 shares 84,864 $450K <0.01% -4,832 Timeline VECTREN CORP VECTREN CORP More: the full row for VECTREN CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 9,074 shares; 2016Q1: 7,944 shares; 2016Q2: 9,306 shares; 2016Q3: 8,927 shares 8,927 $448K <0.01% -379 POWERSHARES ETF TRUST DYN F… POWERSHARES ETF TRUST DYN FD & More: the full row for POWERSHARES ETF TRUST DYN FD & Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 23,150 shares; 2016Q1: 20,128 shares; 2016Q2: 14,463 shares; 2016Q3: 13,618 shares 13,618 $448K <0.01% -845 CLARCOR INC CLARCOR INC More: the full row for CLARCOR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 4,965 shares; 2016Q1: 6,601 shares; 2016Q2: 6,078 shares; 2016Q3: 6,878 shares 6,878 $447K <0.01% +800 BR BROADRIDGE FINL SOLUTIONS IN More: the full row for BROADRIDGE FINL SOLUTIONS IN Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 6,377 shares; 2016Q1: 5,835 shares; 2016Q2: 6,326 shares; 2016Q3: 6,543 shares 6,543 $444K <0.01% +217 Timeline ARRIS INTL INC SHS ARRIS INTL INC SHS More: the full row for ARRIS INTL INC SHS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 14,038 shares; 2016Q2: 14,305 shares; 2016Q3: 15,674 shares 15,674 $444K <0.01% +1,369 NABORS INDUSTRIES LTD NABORS INDUSTRIES LTD More: the full row for NABORS INDUSTRIES LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 31,601 shares; 2016Q1: 34,972 shares; 2016Q2: 36,313 shares; 2016Q3: 36,540 shares 36,540 $444K <0.01% +227 FRI FIRST TR EXCHANGE-TRADED FD More: the full row for FIRST TR EXCHANGE-TRADED FD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 14,374 shares; 2016Q1: 16,381 shares; 2016Q2: 68,859 shares; 2016Q3: 18,322 shares 18,322 $444K <0.01% -50,537 Timeline BLACKROCK MUNICIPAL INCOME … BLACKROCK MUNICIPAL INCOME QUA More: the full row for BLACKROCK MUNICIPAL INCOME QUA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 22,809 shares; 2016Q1: 24,504 shares; 2016Q2: 25,051 shares; 2016Q3: 28,102 shares 28,102 $440K <0.01% +3,051 INFY INFOSYS LTD More: the full row for INFOSYS LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 26,455 shares; 2016Q3: 27,829 shares 27,829 $439K <0.01% +1,374 Timeline XMVFX BLACKROCK MUNIVEST FUND More: the full row for BLACKROCK MUNIVEST FUND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 41,422 shares; 2016Q1: 40,156 shares; 2016Q2: 43,252 shares; 2016Q3: 41,450 shares 41,450 $438K <0.01% -1,802 Timeline TATA MTRS LTD TATA MTRS LTD More: the full row for TATA MTRS LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 16,241 shares; 2016Q1: 18,081 shares; 2016Q2: 16,353 shares; 2016Q3: 10,922 shares 10,922 $437K <0.01% -5,431 HII HUNTINGTON INGALLS INDS INC More: the full row for HUNTINGTON INGALLS INDS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 2,303 shares; 2016Q1: 2,422 shares; 2016Q2: 2,666 shares; 2016Q3: 2,845 shares 2,845 $436K <0.01% +179 Timeline GYLD ARROW ETF TR More: the full row for ARROW ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 28,463 shares; 2016Q1: 26,653 shares; 2016Q2: 23,857 shares; 2016Q3: 22,845 shares 22,845 $436K <0.01% -1,012 Timeline ASH ASHLAND INC More: the full row for ASHLAND INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 3,753 shares 3,753 $435K <0.01% new Timeline IPGP IPG PHOTONICS CORP More: the full row for IPG PHOTONICS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 3,038 shares; 2016Q1: 3,555 shares; 2016Q2: 4,505 shares; 2016Q3: 5,288 shares 5,288 $435K <0.01% +783 Timeline REGL PROSHARES TR More: the full row for PROSHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 5,246 shares; 2016Q3: 9,329 shares 9,329 $434K <0.01% +4,083 Timeline SIGI SELECTIVE INS GROUP INC More: the full row for SELECTIVE INS GROUP INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 10,240 shares; 2016Q1: 10,952 shares; 2016Q2: 9,092 shares; 2016Q3: 10,873 shares 10,873 $433K <0.01% +1,781 Timeline CARDIOVASCULAR SYSTEMS INC CARDIOVASCULAR SYSTEMS INC More: the full row for CARDIOVASCULAR SYSTEMS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 21,001 shares; 2016Q2: 20,998 shares; 2016Q3: 18,248 shares 18,248 $433K <0.01% -2,750 SOUTH JERSEY INDUSTRIES INC SOUTH JERSEY INDUSTRIES INC More: the full row for SOUTH JERSEY INDUSTRIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 14,201 shares; 2016Q1: 13,910 shares; 2016Q2: 14,934 shares; 2016Q3: 14,547 shares 14,547 $430K <0.01% -387 GLRE GREENLIGHT CAP RE LTD More: the full row for GREENLIGHT CAP RE LTD Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 22,720 shares; 2016Q1: 22,870 shares; 2016Q2: 21,168 shares; 2016Q3: 21,019 shares 21,019 $430K <0.01% -149 Timeline PMM FRANKLIN MANAGED MUN INCOME More: the full row for FRANKLIN MANAGED MUN INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 60,010 shares; 2016Q1: 48,664 shares; 2016Q2: 50,009 shares; 2016Q3: 53,768 shares 53,768 $429K <0.01% +3,759 Timeline ISHARES ISHARES More: the full row for ISHARES Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 14,125 shares; 2016Q1: 15,608 shares; 2016Q2: 22,572 shares; 2016Q3: 26,973 shares 26,973 $427K <0.01% +4,401 CORE LABORATORIES N V CORE LABORATORIES N V More: the full row for CORE LABORATORIES N V Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 3,893 shares; 2016Q1: 3,779 shares; 2016Q2: 3,993 shares; 2016Q3: 3,803 shares 3,803 $427K <0.01% -190 UNITED STATES NATL GAS FUND UNITED STATES NATL GAS FUND More: the full row for UNITED STATES NATL GAS FUND Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 60,623 shares; 2016Q1: 67,922 shares; 2016Q2: 56,189 shares; 2016Q3: 51,059 shares 51,059 $427K <0.01% -5,130 TECH BIO-TECHNE CORP More: the full row for BIO-TECHNE CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 3,881 shares; 2016Q1: 3,882 shares; 2016Q2: 3,882 shares; 2016Q3: 3,882 shares 3,882 $425K <0.01% 0 Timeline JBHT HUNT J B TRANS SVCS INC More: the full row for HUNT J B TRANS SVCS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 4,007 shares; 2016Q1: 4,011 shares; 2016Q2: 4,421 shares; 2016Q3: 5,220 shares 5,220 $424K <0.01% +799 Timeline CHINA FD INC CHINA FD INC More: the full row for CHINA FD INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 23,928 shares; 2016Q1: 25,474 shares; 2016Q2: 25,656 shares; 2016Q3: 25,783 shares 25,783 $424K <0.01% +127 MCO MOODYS CORP More: the full row for MOODYS CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 3,779 shares; 2016Q1: 3,525 shares; 2016Q2: 3,552 shares; 2016Q3: 3,910 shares 3,910 $423K <0.01% +358 Timeline AKAM AKAMAI TECHNOLOGIES INC More: the full row for AKAMAI TECHNOLOGIES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 6,254 shares; 2016Q1: 7,578 shares; 2016Q2: 7,803 shares; 2016Q3: 7,982 shares 7,982 $423K <0.01% +179 Timeline ESS ESSEX PPTY TR INC More: the full row for ESSEX PPTY TR INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 1,838 shares; 2016Q1: 1,823 shares; 2016Q2: 1,946 shares; 2016Q3: 1,898 shares 1,898 $423K <0.01% -48 Timeline FTF FRANKLIN LTD DURATION INCOME More: the full row for FRANKLIN LTD DURATION INCOME Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 41,026 shares; 2016Q1: 40,851 shares; 2016Q2: 34,508 shares; 2016Q3: 35,018 shares 35,018 $423K <0.01% +510 Timeline BWA BORGWARNER INC More: the full row for BORGWARNER INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 6,590 shares; 2016Q1: 9,763 shares; 2016Q2: 11,428 shares; 2016Q3: 11,929 shares 11,929 $420K <0.01% +501 Timeline SLRC SLR INVESTMENT CORP More: the full row for SLR INVESTMENT CORP Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 14,954 shares; 2016Q1: 15,099 shares; 2016Q2: 15,442 shares; 2016Q3: 20,473 shares 20,473 $420K <0.01% +5,031 Timeline POWERSHARES DWA TACTICAL SE… POWERSHARES DWA TACTICAL SECTOR R… More: the full row for POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 264,746 shares; 2016Q1: 26,271 shares; 2016Q2: 17,050 shares; 2016Q3: 16,693 shares 16,693 $419K <0.01% -357 IFF INTERNATIONAL FLAVORS&FRAGRA More: the full row for INTERNATIONAL FLAVORS&FRAGRA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 2,175 shares; 2016Q1: 2,057 shares; 2016Q2: 1,923 shares; 2016Q3: 2,923 shares 2,923 $418K <0.01% +1,000 Timeline NOBLE ENERGY INC NOBLE ENERGY INC More: the full row for NOBLE ENERGY INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 13,227 shares; 2016Q1: 12,607 shares; 2016Q2: 12,174 shares; 2016Q3: 11,687 shares 11,687 $418K <0.01% -487 LGIH LGI HOMES INC More: the full row for LGI HOMES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 13,425 shares; 2016Q3: 11,315 shares 11,315 $417K <0.01% -2,110 Timeline HFXI NYLIM ETF TR More: the full row for NYLIM ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 24,707 shares; 2016Q1: 26,157 shares; 2016Q2: 22,377 shares; 2016Q3: 22,884 shares 22,884 $417K <0.01% +507 Timeline BHK BLACKROCK CORE BD TR More: the full row for BLACKROCK CORE BD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 34,602 shares; 2016Q1: 29,634 shares; 2016Q2: 29,051 shares; 2016Q3: 29,177 shares 29,177 $415K <0.01% +126 Timeline EWG ISHARES INC More: the full row for ISHARES INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 16,669 shares; 2016Q1: 14,429 shares; 2016Q2: 13,779 shares; 2016Q3: 15,784 shares 15,784 $415K <0.01% +2,005 Timeline DBJP DBX ETF TR More: the full row for DBX ETF TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 60,039 shares; 2016Q1: 44,619 shares; 2016Q2: 17,007 shares; 2016Q3: 12,622 shares 12,622 $415K <0.01% -4,385 Timeline IFGL ISHARES TR More: the full row for ISHARES TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 15,750 shares; 2016Q1: 14,223 shares; 2016Q2: 15,535 shares; 2016Q3: 13,741 shares 13,741 $415K <0.01% -1,794 Timeline PIMCO CALIFORNIA MUNICIPAL … PIMCO CALIFORNIA MUNICIPAL INC More: the full row for PIMCO CALIFORNIA MUNICIPAL INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 29,722 shares; 2016Q1: 29,781 shares; 2016Q2: 31,950 shares; 2016Q3: 32,281 shares 32,281 $414K <0.01% +331 XBOEX BLACKROCK ENHANCED GLOBAL More: the full row for BLACKROCK ENHANCED GLOBAL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 32,112 shares; 2016Q1: 31,407 shares; 2016Q2: 36,069 shares; 2016Q3: 33,827 shares 33,827 $414K <0.01% -2,242 Timeline LAMR LAMAR ADVERTISING CO More: the full row for LAMAR ADVERTISING CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: 6,064 shares; 2016Q3: 6,311 shares 6,311 $412K <0.01% +247 Timeline VNO VORNADO RLTY TR More: the full row for VORNADO RLTY TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 4,385 shares; 2016Q1: 4,599 shares; 2016Q2: 4,574 shares; 2016Q3: 4,074 shares 4,074 $412K <0.01% -500 Timeline PACWEST BANCORP DEL PACWEST BANCORP DEL More: the full row for PACWEST BANCORP DEL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 6,506 shares; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 9,596 shares 9,596 $412K <0.01% new BTO HANCOCK JOHN FINL OPPTYS More: the full row for HANCOCK JOHN FINL OPPTYS Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 20,636 shares; 2016Q1: 19,637 shares; 2016Q2: 14,727 shares; 2016Q3: 14,851 shares 14,851 $412K <0.01% +124 Timeline CLAYMORE EXCHANGE TRD FD TR CLAYMORE EXCHANGE TRD FD TR More: the full row for CLAYMORE EXCHANGE TRD FD TR Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: 16,064 shares; 2016Q2: 16,075 shares; 2016Q3: 19,070 shares 19,070 $412K <0.01% +2,995 PLD PROLOGIS INC. More: the full row for PROLOGIS INC. Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 5,472 shares; 2016Q1: 6,559 shares; 2016Q2: 8,093 shares; 2016Q3: 7,668 shares 7,668 $411K <0.01% -425 Timeline GPN GLOBAL PMTS INC More: the full row for GLOBAL PMTS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 5,185 shares; 2016Q1: 5,057 shares; 2016Q2: 5,219 shares; 2016Q3: 5,357 shares 5,357 $411K <0.01% +138 Timeline HTO H2O AMERICA More: the full row for H2O AMERICA Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: not reported; 2016Q1: not reported; 2016Q2: not reported; 2016Q3: 9,384 shares 9,384 $410K <0.01% new Timeline POWERSHARES FUNDAMENTAL POWERSHARES FUNDAMENTAL More: the full row for POWERSHARES FUNDAMENTAL Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 9,934 shares; 2016Q1: 11,121 shares; 2016Q2: 10,885 shares; 2016Q3: 10,065 shares 10,065 $410K <0.01% -820 AMEDISYS INC AMEDISYS INC More: the full row for AMEDISYS INC Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 9,679 shares; 2016Q1: 9,479 shares; 2016Q2: 9,230 shares; 2016Q3: 8,628 shares 8,628 $409K <0.01% -602 SIMO SILICON MOTION TECHNOLOGY CO More: the full row for SILICON MOTION TECHNOLOGY CO Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2014Q4: restricted; 2015Q1: restricted; 2015Q2: restricted; 2015Q3: restricted; 2015Q4: 9,478 shares; 2016Q1: 9,481 shares; 2016Q2: 9,782 shares; 2016Q3: 7,884 shares 7,884 $408K <0.01% -1,898 Timeline