Commonwealth Equity Services, Inc

13F filer, CIK 1333978, WALTHAM, MA

Commonwealth Equity Services, Inc reported $11,862,433,000 across 2,240 holdings for the quarter ended 2016-06-30, in a 13F-HR filed 2016-08-04. Its ten largest share positions make up 18.42% of the portfolio.

Filed 2016-08-04 (acceptance time not in the bulk data set), ingested 2026-10-07 19:12:22 UTC13F-HR 0001333978-16-000016

Period: 2016-06-30
Reported value: $11.9B
Holdings: 2,240
Top 10 weight: 18.42%
New: 167
Sold out: 136

Largest buys vs the previous quarter

Security	Shares change	Approx. value
VEAadded	+1,019,330	$36M
USMVadded	+570,319	$26.4M
VTIadded	+198,048	$21.2M
IWDadded	+161,796	$16.7M
GLDadded	+131,541	$16.6M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
VNQreduced	-346,362	-$30.7M
IVVreduced	-44,227	-$9.31M
ONEQreduced	-48,522	-$9.23M
DBEFreduced	-343,810	-$8.59M
DFEreduced	-149,284	-$7.62M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q2 2016

Share positions as resolved from 13F-HR 0001333978-16-000016, largest first. % of portfolio is the value over $11,862,461,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
ORITANI FINANCIAL CORPORITANI FINANCIAL CORP	11,001	$176K	<0.01%	+1
FLY LEASING LTDFLY LEASING LTD	17,700	$176K	<0.01%	+113
XWIAXWESTERN ASSET INFLT LNK INC	15,286	$175K	<0.01%	-854	Timeline
TERRAVIA HOLDINTERRAVIA HOLDIN	66,852	$175K	<0.01%	new
WEATHERFORD INTL INC ORD SHSWEATHERFORD INTL INC ORD SHS	31,354	$174K	<0.01%	+1,029
ITUBITAU UNIBANCO HLDG S A	18,286	$173K	<0.01%	+61	Timeline
ARIAD PHARMACEUTICALS INCARIAD PHARMACEUTICALS INC	23,429	$173K	<0.01%	-5,303
VALEVALE S A	34,077	$172K	<0.01%	-7,422	Timeline
BLACKROCK MUN INCOME INVT TRBLACKROCK MUN INCOME INVT TR	10,737	$172K	<0.01%	new
AVON PRODS INCAVON PRODS INC	45,393	$172K	<0.01%	-4,164
CYPRESS SEMICONDUCTOR CORPCYPRESS SEMICONDUCTOR CORP	16,156	$170K	<0.01%	-1,376
CLEARBRIDGE MLP AND MIDSTRMCLEARBRIDGE MLP AND MIDSTRM	13,212	$169K	<0.01%	-1,668
SJTSAN JUAN BASIN RTY TR	23,152	$168K	<0.01%	-219	Timeline
POWERSHARES TR II S&P SMALL…POWERSHARES TR II S&P SMALLCAP	10,428	$168K	<0.01%	0
GRXGABELLI HEALTHCARE & WELLNES	15,668	$167K	<0.01%	-3,287	Timeline
WEAWESTERN ASSET PREMIER BD FD	12,552	$167K	<0.01%	0	Timeline
XDHYXCREDIT SUISSE HIGH YIELD CRE	68,940	$166K	<0.01%	+10,719	Timeline
PB BANCORP INCPB BANCORP INC	19,668	$166K	<0.01%	+22
iShares Msci SingaporeiShares Msci Singapore	15,221	$165K	<0.01%	+956
NUVEEN TX ADV TOTAL RET STRGNUVEEN TX ADV TOTAL RET STRG	14,363	$162K	<0.01%	+285
FAIRMOUNT SANTROL HLDGS INCFAIRMOUNT SANTROL HLDGS INC	20,925	$161K	<0.01%	0
NSSCNAPCO SEC TECHNOLOGIES INC	25,220	$160K	<0.01%	0	Timeline
NEW YORK MORTGAGE TRUST INCNEW YORK MORTGAGE TRUST INC	26,061	$159K	<0.01%	+12,771
AVKADVENT CONV & INCOME FD	11,419	$159K	<0.01%	new	Timeline
PFOFLAHERTY & CRUMRINE PFD INCO	12,655	$158K	<0.01%	new	Timeline
ALOTASTRONOVA INC	10,310	$157K	<0.01%	0	Timeline
DEUTSCHE HIGH INCOME OPPORTDEUTSCHE HIGH INCOME OPPORT	11,556	$157K	<0.01%	-998
STUDENT TRANSPORTATION INCSTUDENT TRANSPORTATION INC	30,230	$155K	<0.01%	+6,687
XEVGXEATON VANCE SHORT DURATION D	11,311	$153K	<0.01%	+837	Timeline
AMERICA FIRST MULTIFAMILY INAMERICA FIRST MULTIFAMILY IN	27,945	$153K	<0.01%	+55
PEREGRINE PHARMACEUTICALS INPEREGRINE PHARMACEUTICALS IN	421,061	$153K	<0.01%	-65,900
EATON VANCE NEW YORK MUN BDEATON VANCE NEW YORK MUN BD	10,500	$152K	<0.01%	0
FHNFIRST HORIZON CORPORATION	10,781	$149K	<0.01%	-797	Timeline
MSB FINL CORP NEWMSB FINL CORP NEW	10,724	$148K	<0.01%	0
ALPINE GLOBAL PREMIER PPTYSALPINE GLOBAL PREMIER PPTYS	26,649	$146K	<0.01%	-1,576
ALLIANZGI CONV INCOME FD IIALLIANZGI CONV INCOME FD II	27,254	$145K	<0.01%	+619
THERAPEUTICSMD INCTHERAPEUTICSMD INC	17,100	$145K	<0.01%	-1,280
ERICTELEFONAKTIEBOLAGET LM ERICS	18,795	$144K	<0.01%	-283	Timeline
BLACKROCK INCOME TR INCBLACKROCK INCOME TR INC	21,641	$143K	<0.01%	+348
XYZBLOCK INC	15,789	$143K	<0.01%	+3,725	Timeline
CLNECLEAN ENERGY FUELS CORP	41,225	$143K	<0.01%	-1,523	Timeline
ENERPLUS CORPENERPLUS CORP	21,619	$142K	<0.01%	-122
NORTHEAST BANCORPNORTHEAST BANCORP	12,650	$142K	<0.01%	0
MWAMUELLER WTR PRODS INC	12,310	$141K	<0.01%	new	Timeline
INVENSENSE INCINVENSENSE INC	23,004	$141K	<0.01%	-3,779
ABEVAMBEV SA	23,647	$140K	<0.01%	+9,704	Timeline
VOYA PRIME RATE TRUSTVOYA PRIME RATE TRUST	27,147	$139K	<0.01%	-7,082
VOXX INTERNATIONAL CORPVOXX INTERNATIONAL CORP	49,654	$139K	<0.01%	-278
BARNES & NOBLE ED INCBARNES & NOBLE ED INC	13,668	$139K	<0.01%	-163
BROCADE COMMUNICATIONS SYS IBROCADE COMMUNICATIONS SYS I	15,111	$139K	<0.01%	new
IVY HIGH INCOME OPPORTUNITIEIVY HIGH INCOME OPPORTUNITIE	10,060	$138K	<0.01%	new
SOUTHWESTERN ENERGY COSOUTHWESTERN ENERGY CO	10,933	$138K	<0.01%	-2,608
NEONEOGENOMICS INC	17,000	$137K	<0.01%	0	Timeline
ZOGENIX INC.ZOGENIX INC.	17,000	$137K	<0.01%	0
RPDRAPID7 INC	10,698	$135K	<0.01%	new	Timeline
EHIWESTERN ASSET GBL HIGH INC F	13,862	$135K	<0.01%	-1,286	Timeline
BOSTON PRIVATE FINL HLDGS I…BOSTON PRIVATE FINL HLDGS INC COM	11,499	$135K	<0.01%	-811
LEGG MASON BW GLB INC OPP FDLEGG MASON BW GLB INC OPP FD	10,398	$135K	<0.01%	new
INVESCO DYNAMIC CR OPPORTUNIINVESCO DYNAMIC CR OPPORTUNI	12,155	$134K	<0.01%	-277
DNNDENISON MINES CORP	241,862	$133K	<0.01%	new	Timeline
EODALLSPRING GLOBAL DIVIDEND OP	22,304	$133K	<0.01%	-9,283	Timeline
WEIGHT WATCHERS INTL INCWEIGHT WATCHERS INTL INC	11,407	$133K	<0.01%	-795
ELEMENTS ROGERS INTL CMDTY …ELEMENTS ROGERS INTL CMDTY AGRI T…	20,180	$133K	<0.01%	-101,552
ALON USA PARTNERS LP UNIT L…ALON USA PARTNERS LP UNIT LTD PAR…	13,117	$132K	<0.01%	+2,134
CAPSTEAD MTG CORPCAPSTEAD MTG CORP	13,530	$131K	<0.01%	-445
FITBIT INCFITBIT INC	10,592	$129K	<0.01%	new
GNWGENWORTH FINL INC	49,491	$128K	<0.01%	-6,075	Timeline
PLABPHOTRONICS INC	14,333	$128K	<0.01%	0	Timeline
Invesco Global Listed Priva…Invesco Global Listed Private Equ…	12,595	$127K	<0.01%	-1,078
ABERDEEN EMERGING MKTS SMALLABERDEEN EMERGING MKTS SMALL	10,501	$127K	<0.01%	0
NMLNEUBERGER ENGY INFRSTR & INC	14,886	$126K	<0.01%	-855	Timeline
ALLIANZGI CONV INCOME FDALLIANZGI CONV INCOME FD	20,473	$126K	<0.01%	-13,098
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION	128,000	$126K	<0.01%	+85,000
AXGNAXOGEN INC	17,711	$122K	<0.01%	0	Timeline
CBL & ASSOCIATES PROPERTIES…CBL & ASSOCIATES PROPERTIES IN	12,991	$121K	<0.01%	new
PCMPCM FD INC	12,295	$120K	<0.01%	0	Timeline
CCJCAMECO CORP	10,677	$117K	<0.01%	-3,991	Timeline
MDXGMIMEDX GROUP INC	14,623	$117K	<0.01%	+2,000	Timeline
TEEKAY CORPORATIONTEEKAY CORPORATION	16,261	$116K	<0.01%	new
EMERGE ENERGY SVCS LPEMERGE ENERGY SVCS LP	10,025	$116K	<0.01%	0
GSV CAPITAL CORPGSV CAPITAL CORP	22,815	$115K	<0.01%	-37,550
BCRXBIOCRYST PHARMACEUTICALS INC	40,255	$114K	<0.01%	+5,450	Timeline
BRISTOW GROUP INCBRISTOW GROUP INC	10,016	$114K	<0.01%	new
SUPERVALU INCSUPERVALU INC	23,934	$113K	<0.01%	+5,576
PFBXPEOPLES FINANCIAL CORPORATION	10,848	$112K	<0.01%	0	Timeline
TGSTRANSPORTADORA DE GAS DEL SU	16,352	$110K	<0.01%	0	Timeline
HALOHALOZYME THERAPEUTICS INC	12,680	$109K	<0.01%	new	Timeline
GLOCLOUGH GLOBAL OPPORTUNITIES	11,674	$109K	<0.01%	+901	Timeline
COHEN & STEERS GLOBAL INC B…COHEN & STEERS GLOBAL INC BLDR	12,478	$109K	<0.01%	-603
MANNKIND CORPMANNKIND CORP	93,615	$109K	<0.01%	+7,497
TICC CAPITAL CORPTICC CAPITAL CORP	20,639	$109K	<0.01%	+1,844
MUFGMITSUBISHI UFJ FINANCIAL GRO	24,186	$107K	<0.01%	0	Timeline
MSDMORGAN STANLEY EMKT DBT FD I	11,532	$107K	<0.01%	-6,098	Timeline
PROSPECT CAPITAL CORPORATIO…PROSPECT CAPITAL CORPORATION 5.75…	105,000	$107K	<0.01%	+12,000
FUNDSPROTT FOCUS TR INC	16,560	$106K	<0.01%	0	Timeline
DREYFUSDREYFUS	32,053	$106K	<0.01%	-32,232
ENCANA CORPENCANA CORP	13,553	$106K	<0.01%	-5,738
CALUMET SPECIALTY PRODS PARTCALUMET SPECIALTY PRODS PART	21,643	$106K	<0.01%	+2,274
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION	105,000	$106K	<0.01%	+30,000
ADVAXIS INCADVAXIS INC	13,125	$106K	<0.01%	-835
EARTHLINK HLDGS CORPEARTHLINK HLDGS CORP	16,460	$105K	<0.01%	+1,001
SEADRILL ORDSEADRILL ORD	32,111	$104K	<0.01%	+1,343
WESTERN ASSET MGD HI INCM FDWESTERN ASSET MGD HI INCM FD	21,897	$103K	<0.01%	-10,985
PROSHARES TR II ULT VIX SHRTPROSHARES TR II ULT VIX SHRT	10,801	$102K	<0.01%	new
NVRIENVIRI CORP	15,180	$101K	<0.01%	-360	Timeline
USALIBERTY ALL STAR EQUITY FD	19,845	$100K	<0.01%	+2,069	Timeline
ARRAY BIOPHARMA INC COMARRAY BIOPHARMA INC COM	28,035	$100K	<0.01%	0
PPTFRANKLIN PREMIER INCOME TR	20,636	$97K	<0.01%	-2,717	Timeline
MMTABERDEEN MULTI-MARKET INCOME	16,007	$97K	<0.01%	-69	Timeline
TRC COS INCTRC COS INC	15,398	$97K	<0.01%	+132
POLYMET MINING CORPPOLYMET MINING CORP	124,037	$96K	<0.01%	0
FIFTH STREET FIN CORP COMFIFTH STREET FIN CORP COM	19,661	$95K	<0.01%	-2,237
NGNOVAGOLD RESOURCES INC	15,408	$94K	<0.01%	-715	Timeline
PENGROWTH ENERGY CORPPENGROWTH ENERGY CORP	51,039	$94K	<0.01%	-1,880
IRDMIRIDIUM COMMUNICATIONS INC	10,500	$93K	<0.01%	-2,000	Timeline
INOVIO PHARMACEUTICALS INCINOVIO PHARMACEUTICALS INC	10,036	$93K	<0.01%	-1,105
SPPPSPROTT ASSET MANAGEMENT LP	13,200	$92K	<0.01%	new	Timeline
JUST ENERGY GROUP INCJUST ENERGY GROUP INC	15,160	$92K	<0.01%	+2,275
DEUTSCHE HIGH INCOME TR SHSDEUTSCHE HIGH INCOME TR SHS	10,432	$92K	<0.01%	0
AMDADVANCED MICRO DEVICES INC	17,747	$91K	<0.01%	-7,100	Timeline
FRBKQREPUBLIC FIRST BANCORP INC	20,879	$90K	<0.01%	0	Timeline
GLOBAL XGLOBAL X	11,088	$90K	<0.01%	-1,344
KERYX BIOPHARMACEUTICALSKERYX BIOPHARMACEUTICALS	13,358	$88K	<0.01%	0
BROOKFIELD HIGH INCOME FD I…BROOKFIELD HIGH INCOME FD INC COM	12,171	$88K	<0.01%	+20
IBNICICI BK LTD	12,028	$86K	<0.01%	-975	Timeline
SWEDISH EXPT CR CORPSWEDISH EXPT CR CORP	16,854	$86K	<0.01%	+2,250
FUELCELL ENERGY INCFUELCELL ENERGY INC	13,887	$86K	<0.01%	+3,055
AEGON N VAEGON N V	20,994	$84K	<0.01%	+5,720
OCH ZIFF CAP MGMT GROUP CL AOCH ZIFF CAP MGMT GROUP CL A	22,052	$84K	<0.01%	-6,410
CXCEMEX SAB DE CV	13,272	$82K	<0.01%	+297	Timeline
GGTGABELLI MULTIMEDIA TR INC	11,521	$81K	<0.01%	new	Timeline
ORGANOVO HOLDINGS INCORGANOVO HOLDINGS INC	21,881	$81K	<0.01%	-7,850
PNNTPENNANTPARK INVTS CORP	11,754	$80K	<0.01%	-1,943	Timeline
MFS SPECIAL VALUE TRUSTMFS SPECIAL VALUE TRUST	14,203	$78K	<0.01%	+251
FIAT CHRYSLER AUTOMOBILES NFIAT CHRYSLER AUTOMOBILES N	12,627	$77K	<0.01%	+1,675
ENERGY FOCUS INCENERGY FOCUS INC	12,107	$76K	<0.01%	+57
NGDNEW GOLD INC	17,218	$75K	<0.01%	-29,849	Timeline
TANZANIAN ROYALTY EXPLORATI…TANZANIAN ROYALTY EXPLORATION COR…	104,065	$73K	<0.01%	+92,565
COSAN LTDCOSAN LTD	11,026	$72K	<0.01%	-2,974
CXEMFS HIGH INCOME MUN TR	13,114	$72K	<0.01%	0	Timeline
BLDPBALLARD PWR SYS INC NEW	56,168	$70K	<0.01%	-50	Timeline
IMMUNOMEDICS INCIMMUNOMEDICS INC	30,315	$70K	<0.01%	0
VANGUARDVANGUARD	47,984	$68K	<0.01%	+873
FORTRESS INVT GROUP LLC CL AFORTRESS INVT GROUP LLC CL A	15,471	$68K	<0.01%	-5,252
VVRINVESCO SR INCOME TR	15,280	$64K	<0.01%	-5,598	Timeline
AK STEEL HOLDING CORPAK STEEL HOLDING CORP	13,648	$64K	<0.01%	-12,850
NEVSUN RES LTDNEVSUN RES LTD	21,277	$63K	<0.01%	+482
BBVABANCO BILBAO VIZCAYA ARGENTA	10,748	$62K	<0.01%	-887	Timeline
FTEKFUEL TECH INC	42,065	$62K	<0.01%	0	Timeline
ARCELORMITTAL FUNSPONSORED …ARCELORMITTAL FUNSPONSORED ADR 1 …	12,979	$60K	<0.01%	new
ZYNGA INC.ZYNGA INC.	23,615	$59K	<0.01%	+30
DERMA SCIENCES INCDERMA SCIENCES INC	14,850	$59K	<0.01%	0
STRLSTERLING INFRASTRUCTURE INC	11,800	$58K	<0.01%	new	Timeline
ELDORADO GOLD CORP NEWELDORADO GOLD CORP NEW	12,689	$57K	<0.01%	new
MCDERMOTT INTL INCMCDERMOTT INTL INC	11,379	$56K	<0.01%	-1,350
SUMMER INFANT INCSUMMER INFANT INC	33,782	$56K	<0.01%	+3,250
ARENA PHARMECEUTICALS INCARENA PHARMECEUTICALS INC	32,324	$55K	<0.01%	0
WESTPORT FUEL SYSTEMS INCWESTPORT FUEL SYSTEMS INC	31,609	$53K	<0.01%	+1,064
IDERA PHARMACEUTICALS INCIDERA PHARMACEUTICALS INC	34,600	$53K	<0.01%	+10,000
RELM WIRELESS CORPRELM WIRELESS CORP	10,164	$52K	<0.01%	+164
Fusion Telecomm Intl IncFusion Telecomm Intl Inc	28,304	$52K	<0.01%	0
PARKER DRILLING COPARKER DRILLING CO	21,400	$49K	<0.01%	0
ARC DOCUMENT SOLUTIONS INCARC DOCUMENT SOLUTIONS INC	11,950	$46K	<0.01%	0
ANTARES PHARMA INCANTARES PHARMA INC	43,400	$46K	<0.01%	0
MEMORIAL PRODUCTION PARTNERSMEMORIAL PRODUCTION PARTNERS	23,717	$45K	<0.01%	+4
AMARIN CORP PLCAMARIN CORP PLC	20,670	$45K	<0.01%	+10,000
GALTGALECTIN THERAPEUTICS INC	29,733	$44K	<0.01%	-3,250	Timeline
PENN WEST PETE LTD NEWPENN WEST PETE LTD NEW	30,968	$43K	<0.01%	-1,693
Royal Bk CDA Sub Nt NVCC Co…Royal Bk CDA Sub Nt NVCC Conve	40,000	$43K	<0.01%	new
PROSPECT CAPITAL CORPPROSPECT CAPITAL CORP	42,000	$42K	<0.01%	0
IMMUNOGEN INCIMMUNOGEN INC	13,056	$40K	<0.01%	+780
CYTRX CORPCYTRX CORP	16,701	$37K	<0.01%	-1,500
ATLANTIC PWR CORPATLANTIC PWR CORP	14,388	$36K	<0.01%	-700
EXCO RESOURCES INCEXCO RESOURCES INC	28,050	$36K	<0.01%	-13,750
CLOUD PEAK ENERGY INCCLOUD PEAK ENERGY INC	17,652	$36K	<0.01%	new
CIKUBS ASSET MGMT INCOME FD INC	11,776	$35K	<0.01%	-2,147	Timeline
HHGREGG INCHHGREGG INC	20,000	$35K	<0.01%	+10,000
DANAHER CORP DELDANAHER CORP DEL	12,000	$35K	<0.01%	0
ANTHERA PHARMACEUTCLS INCANTHERA PHARMACEUTCLS INC	10,895	$34K	<0.01%	+100
CERULEAN PHARMA INCCERULEAN PHARMA INC	15,713	$33K	<0.01%	-5,065
ADDVANTAGE TECHNOLOGIES GRPADDVANTAGE TECHNOLOGIES GRP	18,220	$32K	<0.01%	0
ENVESTNET INCENVESTNET INC	35,000	$32K	<0.01%	0
EV ENERGY PARTNERS LPEV ENERGY PARTNERS LP	13,508	$31K	<0.01%	new
PLURISTEM THERAPEUTICS INCPLURISTEM THERAPEUTICS INC	23,516	$31K	<0.01%	0
SANDRIDGE MISSISSIPPIAN TRU…SANDRIDGE MISSISSIPPIAN TRUST I	11,781	$29K	<0.01%	-2,729
HGTXUHUGOTON ROYALTY TST UBI	11,719	$28K	<0.01%	new	Timeline
ABRAXAS PETROLEUM CORPABRAXAS PETROLEUM CORP	23,876	$27K	<0.01%	-307
LIQTECH INTERNATIONALLIQTECH INTERNATIONAL	44,176	$27K	<0.01%	0
NWBONORTHWEST BIOTHERAPEUTICS INC.	45,025	$26K	<0.01%	0	Timeline
OHA INVT CORPOHA INVT CORP	13,500	$26K	<0.01%	0
WTIW & T OFFSHORE INC	10,750	$25K	<0.01%	+250	Timeline
APPROACH RESOURCES INCAPPROACH RESOURCES INC	12,073	$25K	<0.01%	-5,521
ACTIVE POWER INCACTIVE POWER INC	62,130	$25K	<0.01%	+20,000
BASIC ENERGY SERVICES INCBASIC ENERGY SERVICES INC	14,298	$24K	<0.01%	+1,500
PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION	25,000	$24K	<0.01%	new
NANOVIRICIDES INCNANOVIRICIDES INC	14,903	$24K	<0.01%	new
PROPHASE LABS INCPROPHASE LABS INC	16,500	$22K	<0.01%	0
Castle Brands IncCastle Brands Inc	28,500	$21K	<0.01%	+500
THE BANK OF NOVA4 5 25F …THE BANK OF NOVA4 5 25F …	20,000	$21K	<0.01%	new
Galena Biopharma IncGalena Biopharma Inc	43,015	$20K	<0.01%	-3,100
CORMEDIX INCCORMEDIX INC	10,091	$20K	<0.01%	0
RENREN INCRENREN INC	10,335	$19K	<0.01%	-700
DURECT CORPDURECT CORP	15,500	$19K	<0.01%	+1,500
CPRXCATALYST PHARMACEUTICALS INC	25,500	$18K	<0.01%	-4,053	Timeline
ZNOGZION OIL & GAS INC COM	13,087	$18K	<0.01%	-3,355	Timeline
NAVIDEA BIOPHARMACEUTICALS INAVIDEA BIOPHARMACEUTICALS I	34,087	$18K	<0.01%	-715
BIOLINERX LTD-SPONS ADRBIOLINERX LTD-SPONS ADR	23,000	$18K	<0.01%	0
NOVATEL WIRELESS INCNOVATEL WIRELESS INC	11,006	$17K	<0.01%	-1,000
VIVUS INCVIVUS INC	15,333	$17K	<0.01%	-1,350
IPASS INCIPASS INC	13,938	$17K	<0.01%	new
PROVECTUS BIOPHARMACEUTICALSPROVECTUS BIOPHARMACEUTICALS	43,500	$16K	<0.01%	0
NAVIOS MARITIME ACQUISITIONNAVIOS MARITIME ACQUISITION	10,419	$16K	<0.01%	+236
BIOLASE INCBIOLASE INC	12,447	$15K	<0.01%	0
TRANSENTERIX INCTRANSENTERIX INC	11,980	$15K	<0.01%	new
BLACKROCK CAPITAL INVESTMENTBLACKROCK CAPITAL INVESTMENT	14,000	$14K	<0.01%	0
INTEL CORPINTEL CORP	10,000	$13K	<0.01%	0
BIOSTAGE INCBIOSTAGE INC	11,522	$13K	<0.01%	new
ATOSSA GENETICS INCATOSSA GENETICS INC	40,000	$11K	<0.01%	0
NEOVASC INC COM STKNEOVASC INC COM STK	20,400	$11K	<0.01%	+5,000
HELIX ENERGY SOLUTIONS GROUPHELIX ENERGY SOLUTIONS GROUP	11,000	$10K	<0.01%	0
JEFFERIES GROUP INCJEFFERIES GROUP INC	10,000	$10K	<0.01%	0
SANOFISANOFI	42,663	$10K	<0.01%	-72
ARVINMERITOR INCARVINMERITOR INC	10,000	$10K	<0.01%	0
TEARLAB CORPTEARLAB CORP	12,000	$8K	<0.01%	0
KEY ENERGY SVCS INCKEY ENERGY SVCS INC	34,860	$8K	<0.01%	-3,003
PEDEVCO CORPPEDEVCO CORP	26,230	$7K	<0.01%	-16,300
TORCHLIGHT ENERGY RES INCTORCHLIGHT ENERGY RES INC	13,500	$7K	<0.01%	0
XOMA CORP DELXOMA CORP DEL	11,082	$6K	<0.01%	0
IMMUNOCELLULAR THERAPEUTICSIMMUNOCELLULAR THERAPEUTICS	27,000	$6K	<0.01%	0
PALATIN TECHNOLOGIES INCPALATIN TECHNOLOGIES INC	11,300	$5K	<0.01%	0
CUMULUS MEDIA INCCUMULUS MEDIA INC	15,000	$5K	<0.01%	0
CHESAPEAKE ENERGY CORPCHESAPEAKE ENERGY CORP	39,000	$5K	<0.01%	0
HALCON RES CORP COM PARHALCON RES CORP COM PAR	11,831	$5K	<0.01%	+30
NEURALSTEM INCNEURALSTEM INC	12,540	$4K	<0.01%	0
NAKNORTHERN DYNASTY MINERALS LT	10,888	$3K	<0.01%	new	Timeline
TRIANGLE PETE CORPTRIANGLE PETE CORP	11,895	$3K	<0.01%	new
CTI BIOPHARMA CORP COM NEWCTI BIOPHARMA CORP COM NEW	10,113	$3K	<0.01%	new
TOWERSTREAM CORPTOWERSTREAM CORP	13,000	$2K	<0.01%	0
FORBES ENERGY SVCS LTDFORBES ENERGY SVCS LTD	12,000	$2K	<0.01%	0
KINDER MORGAN INC DELKINDER MORGAN INC DEL	60,802	$1K	<0.01%	+12,153

Sold out in Q2 2016

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 136. All 136

Security	Shares before	Value before	Type
ALLIANCEBERNSTEIN INCOME FUNALLIANCEBERNSTEIN INCOME FUN	663,147	$5.21M	shares
Market Vectors EtfMarket Vectors Etf	120,259	$3.77M	shares
FACTORSHARES TRFACTORSHARES TR	144,797	$3.47M	shares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	140,027	$3.39M	shares
Vaneck Vectors Gold Miners …Vaneck Vectors Gold Miners ETF	151,568	$3.03M	shares
BUNGE LTDBUNGE LTD	45,750	$2.59M	shares
BAXALTA INCBAXALTA INC	62,707	$2.53M	shares
MARKET VECTORS BIOTECH ETFMARKET VECTORS BIOTECH ETF	23,068	$2.39M	shares
MCGRAW HILL FINL INCMCGRAW HILL FINL INC	23,533	$2.33M	shares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	43,443	$2.02M	shares
NUVEEN QUALITY INC MUNI FUNDNUVEEN QUALITY INC MUNI FUND	126,814	$1.87M	shares
DYDYCOM INDS INC	27,967	$1.81M	shares
Morningstar Wide MoatMorningstar Wide Moat	53,394	$1.64M	shares
BARCLAYS BANK PLCBARCLAYS BANK PLC	56,388	$1.46M	shares
NUVEEN QUALITY PFD INCOME FDNUVEEN QUALITY PFD INCOME FD	172,018	$1.43M	shares
MKT V. SHORT MUNI INDEXMKT V. SHORT MUNI INDEX	78,060	$1.38M	shares
TIME WARNER CABLE INCTIME WARNER CABLE INC	5,901	$1.21M	shares
LKFNLAKELAND FINL CORP	25,044	$1.15M	shares
OPPEWISDOMTREE TR	40,416	$966K	shares
PRIVATEBANCORP INCPRIVATEBANCORP INC	24,181	$933K	shares
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II	34,111	$898K	shares
NUVEEN QUALITY PFD INC FD 3NUVEEN QUALITY PFD INC FD 3	95,678	$820K	shares
AIRGAS INCAIRGAS INC	5,380	$762K	shares
GBXGREENBRIER COS INC	27,335	$756K	shares
AMAG PHARMACEUTICALS INCAMAG PHARMACEUTICALS INC	32,162	$753K	shares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	25,746	$685K	shares
SPDR Series TrustSPDR Series Trust	14,313	$654K	shares
SanDisk CorporationSanDisk Corporation	8,501	$647K	shares
NUVEEN DIV ADVANTAGE MUN FDNUVEEN DIV ADVANTAGE MUN FD	43,362	$644K	shares
POWERSHARESPOWERSHARES	31,163	$642K	shares
POWERSHARES ETF TRUST HLTHC…POWERSHARES ETF TRUST HLTHCR S	13,492	$584K	shares
MARKET VECTORSMARKET VECTORS	26,666	$538K	shares
LACLEDE GROUP INC/THELACLEDE GROUP INC/THE	7,442	$504K	shares
NUVEEN INS MUNICIPAL OPP FDNUVEEN INS MUNICIPAL OPP FD	33,842	$498K	shares
NUVEEN PREM INCOME MUN FD 4NUVEEN PREM INCOME MUN FD 4	33,216	$466K	shares
FIRST TR ISE REVERE NAT GASFIRST TR ISE REVERE NAT GAS	112,758	$465K	shares
AMGAFFILIATED MANAGERS GROUP	2,762	$449K	shares
NUVEEN INSD QUALITY MUN FD INUVEEN INSD QUALITY MUN FD I	31,201	$444K	shares
GMEGAMESTOP CORP	13,820	$439K	shares
POWERSHARES ETF TRUSTPOWERSHARES ETF TRUST	9,820	$431K	shares
SHYDSHYD	15,685	$394K	shares
MARKET VECTORS VIETNAM ETFMARKET VECTORS VIETNAM ETF	26,298	$368K	shares
POWERSHARES ETF TRUST DYN N…POWERSHARES ETF TRUST DYN NETW	10,121	$343K	shares
CIT GROUP INC COM NEWCIT GROUP INC COM NEW	10,998	$341K	shares
CYRUSONE INCCYRUSONE INC	7,459	$340K	shares
CAPE BANCORP INCCAPE BANCORP INC	24,721	$332K	shares
PROSHARES TR IIPROSHARES TR II	28,425	$332K	shares
EPAMEPAM SYS INC	4,436	$331K	shares
RGENREPLIGEN CORP	12,210	$327K	shares
ITT CORPITT CORP	8,758	$323K	shares
CAMERON INTERNATIONAL CORPCAMERON INTERNATIONAL CORP	4,765	$319K	shares
CARAVIS BUDGET GROUP INC	11,540	$316K	shares
COCA COLA ENTERPRISES INC NECOCA COLA ENTERPRISES INC NE	6,073	$308K	shares
LIBERTY MEDIA CORP DELAWARELIBERTY MEDIA CORP DELAWARE	7,867	$304K	shares
AERAERCAP HOLDINGS NV	7,786	$302K	shares
WISDOMTREE TRWISDOMTREE TR	16,194	$301K	shares
DWMWISDOMTREE TR	6,345	$291K	shares
LAZARD LTD-CLASS ALAZARD LTD-CLASS A	7,471	$290K	shares
BLACKHAWK NETWORK HOLDING I…BLACKHAWK NETWORK HOLDING INC	8,172	$280K	shares
NORTHERN TIER ENERGY LPNORTHERN TIER ENERGY LP	11,610	$274K	shares
IGIWESTERN ASSET INVT GRADE OPP	12,827	$269K	shares
SQMSOCIEDAD QUIMICA Y MINERA DE	13,021	$268K	shares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	4,054	$261K	shares
PBHPRESTIGE CONSMR HEALTHCARE I	4,807	$257K	shares
PROSHARES TRPROSHARES TR	6,564	$256K	shares
CSMPROSHARES TR	4,976	$252K	shares
TTEKTETRA TECH INC NEW	8,420	$251K	shares
BIBPROSHARES TR	6,147	$251K	shares
FNDESCHWAB STRATEGIC TR	11,379	$236K	shares
ZEUSOLYMPIC STEEL INC	13,545	$234K	shares
TD AMERITRADE HLDG CORPTD AMERITRADE HLDG CORP	7,380	$233K	shares
DIVGLOBAL X FDS	9,357	$233K	shares
STAGE STORES INCSTAGE STORES INC	28,834	$232K	shares
VASCULAR SOLUTIONS INCVASCULAR SOLUTIONS INC	7,100	$231K	shares
ELLAUDER ESTEE COS INC	2,435	$230K	shares
Waste ConnectionsWaste Connections	3,562	$230K	shares
ISCGISHARES TR	1,754	$226K	shares
GUNRFLEXSHARES TR	9,328	$226K	shares
FNFFIDELITY NATL FINL INC	6,626	$225K	shares
ISHARES TRISHARES TR	3,893	$222K	shares
SRCE1ST SOURCE CORP	6,818	$217K	shares
CPACOPA HOLDINGS SA	3,206	$217K	shares
DIODDIODES INC	10,636	$214K	shares
KATE SPADE & COMPANYKATE SPADE & COMPANY	8,390	$214K	shares
LENLENNAR CORP	4,406	$213K	shares
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	12,912	$211K	shares
CFCF INDUSTRIES HOLD	6,692	$210K	shares
THE ADT CORPORATIONTHE ADT CORPORATION	5,090	$210K	shares
CLECO CORP NEWCLECO CORP NEW	3,778	$209K	shares
IEUSISHARES TR	4,582	$205K	shares
ARLINGTON ASSET INVST CORPARLINGTON ASSET INVST CORP	16,106	$202K	shares
SYNASYNAPTICS INC	2,522	$201K	shares
FPAFIRST TR EXCH TRD ALPHDX FD	7,040	$200K	shares
ALLIANZGI EQUITY & CONV INCOALLIANZGI EQUITY & CONV INCO	10,491	$191K	shares
PETSPETMED EXPRESS INC	10,074	$180K	shares
JAVELIN MTG INVT CORPJAVELIN MTG INVT CORP	25,004	$180K	shares
MARKET VECTORS - COAL ETFMARKET VECTORS - COAL ETF	23,760	$179K	shares
CYS INVTS INCCYS INVTS INC	21,514	$175K	shares
HATTERAS FINL CORPHATTERAS FINL CORP	11,531	$165K	shares
NUVEEN MUN ADVANTAGE FD INNUVEEN MUN ADVANTAGE FD IN	11,427	$164K	shares

How Q2 2016 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001333978-16-000016	base		2016-08-04	acceptance time not in the bulk data set	2026-10-07 19:12:22 UTC