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CITY OF LONDON INVESTMENT MANAGEMENT CO LTD

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13F filer, CIK 1034546, London, United Kingdom

CITY OF LONDON INVESTMENT MANAGEMENT CO LTD reported $1,353,573,653 across 83 holdings for the quarter ended 2025-09-30, in a 13F-HR filed 2025-11-14. Its ten largest share positions make up 59.89% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001072613-25-000819

Period
2025-09-30
Reported value
$1.35B
Holdings
83
Top 10 weight
59.89%
New
17
Sold out
15

Largest buys vs the previous quarter

SecurityShares changeApprox. value
NVDAadded+156,467$29.2M
EWYadded+312,298$25M
FXIadded+437,190$18M
KYNadded+1,379,614$17.1M
IEMGadded+257,917$17M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
GOOGLreduced-87,956-$21.4M
CHINA FD INCreduced-868,517-$16M
JOFreduced-764,864-$8.06M
VEUexited-93,320-$6.27M
AMZNreduced-25,460-$5.59M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2025

Share positions as resolved from 13F-HR 0001072613-25-000819, largest first. % of portfolio is the value over $1,353,573,653, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
TWNTAIWAN FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,721,822 shares; 2024Q4: 2,574,199 shares; 2025Q1: 2,554,493 shares; 2025Q2: 2,457,652 shares; 2025Q3: 2,401,789 shares 2,401,789$130M9.6%-55,863Timeline
XCAFXMORGAN STANLEY CHINA A SH FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,681,150 shares; 2024Q4: 5,472,550 shares; 2025Q1: 5,585,612 shares; 2025Q2: 5,950,321 shares; 2025Q3: 6,147,824 shares 6,147,824$102M7.56%+197,503Timeline
TDFTEMPLETON DRAGON FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 8,748,889 shares; 2024Q4: 8,744,030 shares; 2025Q1: 8,564,512 shares; 2025Q2: 8,549,855 shares; 2025Q3: 8,486,198 shares 8,486,198$98.9M7.3%-63,657Timeline
AEFABRDN EMERGING MARKETS EX CHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 20,124,264 shares; 2024Q4: 19,941,366 shares; 2025Q1: 12,735,804 shares; 2025Q2: 12,175,804 shares; 2025Q3: 11,991,972 shares 11,991,972$77.7M5.74%-183,832Timeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 361,460 shares; 2025Q1: 316,260 shares; 2025Q2: 232,154 shares; 2025Q3: 388,621 shares 388,621$72.5M5.36%+156,467Timeline
MXFMEXICO FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,497,629 shares; 2024Q4: 3,418,490 shares; 2025Q1: 3,302,908 shares; 2025Q2: 3,608,772 shares; 2025Q3: 3,557,028 shares 3,557,028$70.1M5.18%-51,744Timeline
EMFTEMPLETON EMERGING MKTS FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,919,048 shares; 2024Q4: 4,243,155 shares; 2025Q1: 3,815,895 shares; 2025Q2: 3,959,215 shares; 2025Q3: 4,171,496 shares 4,171,496$69.8M5.16%+212,281Timeline
EWTISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 841,252 shares; 2024Q4: 428,074 shares; 2025Q1: 710,595 shares; 2025Q2: 937,565 shares; 2025Q3: 1,037,816 shares 1,037,816$66M4.88%+100,251Timeline
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 184,534 shares; 2024Q4: 198,281 shares; 2025Q1: 192,825 shares; 2025Q2: 251,070 shares; 2025Q3: 250,131 shares 250,131$63.7M4.71%-939Timeline
EWYISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 567,268 shares; 2024Q4: 463,582 shares; 2025Q1: 340,691 shares; 2025Q2: 432,489 shares; 2025Q3: 744,787 shares 744,787$59.7M4.41%+312,298Timeline
CHINA FD INCCHINA FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 3,616,972 shares; 2024Q4: 3,419,917 shares; 2025Q1: 3,398,330 shares; 2025Q2: 3,590,288 shares; 2025Q3: 2,721,771 shares 2,721,771$50.2M3.71%-868,517
KFKOREA FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 969,077 shares; 2024Q4: 1,014,567 shares; 2025Q1: 1,082,190 shares; 2025Q2: 1,322,098 shares; 2025Q3: 1,456,201 shares 1,456,201$44.5M3.29%+134,103Timeline
FXIISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 115,296 shares; 2025Q1: 824,109 shares; 2025Q2: 556,671 shares; 2025Q3: 993,861 shares 993,861$40.9M3.02%+437,190Timeline
JOFJAPAN SMALLER CAPITALIZATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 4,580,657 shares; 2024Q4: 4,541,678 shares; 2025Q1: 4,486,762 shares; 2025Q2: 4,284,932 shares; 2025Q3: 3,520,068 shares 3,520,068$37.1M2.74%-764,864Timeline
NMLNEUBERGER ENGY INFRSTR & INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 5,249,932 shares; 2024Q4: 4,046,468 shares; 2025Q1: 3,544,496 shares; 2025Q2: 3,424,386 shares; 2025Q3: 3,225,547 shares 3,225,547$28.1M2.08%-198,839Timeline
GOOGLALPHABET INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 229,665 shares; 2024Q4: 202,615 shares; 2025Q1: 160,618 shares; 2025Q2: 198,167 shares; 2025Q3: 110,211 shares 110,211$26.8M1.98%-87,956Timeline
KYNKAYNE ANDERSON ENERGY INFRSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 281,220 shares; 2024Q4: 59,964 shares; 2025Q1: 56,399 shares; 2025Q2: 343,155 shares; 2025Q3: 1,722,769 shares 1,722,769$21.3M1.57%+1,379,614Timeline
IEMGISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 35,000 shares; 2025Q3: 292,917 shares 292,917$19.3M1.43%+257,917Timeline
EMXCISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 246,518 shares 246,518$16.6M1.23%newTimeline
MUBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 19,822 shares; 2024Q4: 55,857 shares; 2025Q1: 74,357 shares; 2025Q2: 145,388 shares; 2025Q3: 143,979 shares 143,979$15.3M1.13%-1,409Timeline
INDAISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 18,795 shares; 2024Q4: not reported; 2025Q1: 30,630 shares; 2025Q2: 23,718 shares; 2025Q3: 293,269 shares 293,269$15.3M1.13%+269,551Timeline
BTTBLACKROCK MUN TARGET TERM TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 515,329 shares; 2024Q4: 698,278 shares; 2025Q1: 698,278 shares; 2025Q2: 609,059 shares; 2025Q3: 662,759 shares 662,759$14.9M1.1%+53,700Timeline
SUBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 130,304 shares; 2025Q3: 130,304 shares 130,304$13.9M1.03%0Timeline
NBXGNEUBERGER NEXT GENERATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,885,780 shares; 2024Q4: 1,088,397 shares; 2025Q1: 218,164 shares; 2025Q2: 210,441 shares; 2025Q3: 836,518 shares 836,518$12.9M0.95%+626,077Timeline
IIFMORGAN STANLEY INDIA INVT FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 243,955 shares; 2024Q4: 58,476 shares; 2025Q1: not reported; 2025Q2: 103,442 shares; 2025Q3: 482,174 shares 482,174$12.7M0.94%+378,732Timeline
IFNABERDEEN INDIA FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 830,504 shares 830,504$12.2M0.9%newTimeline
XBGYXBLACKROCK ENHANCED INTL DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 2,379,731 shares; 2024Q4: 2,270,812 shares; 2025Q1: 2,112,748 shares; 2025Q2: 1,836,869 shares; 2025Q3: 1,973,384 shares 1,973,384$11.3M0.84%+136,515Timeline
MXEMEXICO EQUITY & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 354,997 shares; 2024Q4: 484,392 shares; 2025Q1: 623,868 shares; 2025Q2: 828,023 shares; 2025Q3: 940,560 shares 940,560$11.2M0.82%+112,537Timeline
KKRKKR & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 138,432 shares; 2024Q4: 90,229 shares; 2025Q1: 78,463 shares; 2025Q2: 78,463 shares; 2025Q3: 72,629 shares 72,629$9.44M0.7%-5,834Timeline
SDHYPGIM SHORT DUR HIG YLD OPP FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 639,387 shares; 2024Q4: 367,508 shares; 2025Q1: 398,732 shares; 2025Q2: 541,732 shares; 2025Q3: 534,399 shares 534,399$8.94M0.66%-7,333Timeline
PDXPIMCO DYNAMIC INCOME STRATEGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 310,878 shares; 2025Q2: 304,834 shares; 2025Q3: 335,184 shares 335,184$8.36M0.62%+30,350Timeline
CGCARLYLE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 178,515 shares; 2024Q4: 125,244 shares; 2025Q1: 108,837 shares; 2025Q2: 108,837 shares; 2025Q3: 99,723 shares 99,723$6.25M0.46%-9,114Timeline
FTHYFIRST TR HIGH YIELD OPPRT 20Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 358,621 shares; 2024Q4: 346,477 shares; 2025Q1: 364,498 shares; 2025Q2: 493,598 shares; 2025Q3: 419,564 shares 419,564$6.08M0.45%-74,034Timeline
XMYDXBLACKROCK MUNIYIELD FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 90,380 shares; 2024Q4: 134,798 shares; 2025Q1: 473,939 shares; 2025Q2: 413,320 shares; 2025Q3: 559,426 shares 559,426$5.91M0.44%+146,106Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 16,834 shares; 2024Q4: 8,625 shares; 2025Q1: 22,801 shares; 2025Q2: 11,821 shares; 2025Q3: 9,653 shares 9,653$5M0.37%-2,168Timeline
AFBALLIANCEBERNSTEIN NATL MUN IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 475,328 shares; 2024Q4: 547,741 shares; 2025Q1: 569,702 shares; 2025Q2: 453,640 shares; 2025Q3: 453,640 shares 453,640$4.92M0.36%0Timeline
MHDBLACKROCK MUNIHOLDINGS FD INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 129,465 shares; 2025Q1: 246,775 shares; 2025Q2: 243,097 shares; 2025Q3: 371,247 shares 371,247$4.36M0.32%+128,150Timeline
MYIBLACKROCK MUNIYIELD QUALITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 345,399 shares; 2024Q4: 455,399 shares; 2025Q1: 455,399 shares; 2025Q2: 348,844 shares; 2025Q3: 391,043 shares 391,043$4.33M0.32%+42,199Timeline
MMUWESTERN ASSET MANAGED MUNS FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 433,015 shares; 2024Q4: 499,730 shares; 2025Q1: 499,730 shares; 2025Q2: 397,985 shares; 2025Q3: 397,985 shares 397,985$4.12M0.3%0Timeline
MUCBLACKROCK MUNIHLDNGS CALIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 303,067 shares; 2025Q1: 466,259 shares; 2025Q2: 371,024 shares; 2025Q3: 371,024 shares 371,024$4.03M0.3%0Timeline
RABROOKFIELD REAL ASSETS INCOMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 275,281 shares; 2024Q4: 275,281 shares; 2025Q1: 275,281 shares; 2025Q2: 319,281 shares; 2025Q3: 300,319 shares 300,319$4.01M0.3%-18,962Timeline
BXBLACKSTONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 36,081 shares; 2024Q4: 25,349 shares; 2025Q1: 22,999 shares; 2025Q2: 22,999 shares; 2025Q3: 22,999 shares 22,999$3.93M0.29%0Timeline
BCXBLACKROCK RES & COMMODITIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 88,449 shares; 2024Q4: 105,736 shares; 2025Q1: 279,004 shares; 2025Q2: 232,661 shares; 2025Q3: 371,895 shares 371,895$3.78M0.28%+139,234Timeline
PMLPIMCO MUN INCOME FD IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 461,349 shares 461,349$3.65M0.27%newTimeline
XJQCXNUVEEN CR STRATEGIES INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 187,729 shares; 2025Q2: 635,847 shares; 2025Q3: 635,847 shares 635,847$3.35M0.25%0Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 34,445 shares; 2024Q4: not reported; 2025Q1: 45,500 shares; 2025Q2: 39,350 shares; 2025Q3: 13,890 shares 13,890$3.05M0.23%-25,460Timeline
GFNEW GERMANY FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 341,929 shares; 2024Q4: 266,469 shares; 2025Q1: 339,902 shares; 2025Q2: 296,051 shares; 2025Q3: 252,867 shares 252,867$2.92M0.22%-43,184Timeline
ARGTGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 59,000 shares; 2024Q4: 30,000 shares; 2025Q1: 30,000 shares; 2025Q2: 34,400 shares; 2025Q3: 41,500 shares 41,500$2.9M0.21%+7,100Timeline
VVRINVESCO SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 767,024 shares 767,024$2.65M0.2%newTimeline
BGBBLACKSTONE STRATEGIC CRED 20Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 326,253 shares; 2024Q4: 308,268 shares; 2025Q1: 241,248 shares; 2025Q2: 235,030 shares; 2025Q3: 186,254 shares 186,254$2.27M0.17%-48,776Timeline
JFRNUVEEN FLOATING RATE INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 30,350 shares; 2025Q2: 35,523 shares; 2025Q3: 255,523 shares 255,523$2.09M0.15%+220,000Timeline
BHKBLACKROCK CORE BD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 208,925 shares 208,925$2.08M0.15%newTimeline
XCMUXMFS HIGH YIELD MUN TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 1,283,934 shares; 2024Q4: 1,283,934 shares; 2025Q1: 1,234,194 shares; 2025Q2: 463,249 shares; 2025Q3: 518,249 shares 518,249$1.8M0.13%+55,000Timeline
XPCQXPIMCO CALIF MUN INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 201,590 shares 201,590$1.76M0.13%newTimeline
LEOBNY MELLON STRATEGIC MUNS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 234,188 shares; 2025Q1: 340,306 shares; 2025Q2: 270,829 shares; 2025Q3: 270,829 shares 270,829$1.69M0.13%0Timeline
ASGLIBERTY ALL-STAR GROWTH FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 219,500 shares; 2024Q4: 219,500 shares; 2025Q1: 220,750 shares; 2025Q2: 265,750 shares; 2025Q3: 274,360 shares 274,360$1.52M0.11%+8,610Timeline
XMVFXBLACKROCK MUNIVEST FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 215,857 shares 215,857$1.48M0.11%newTimeline
UTFCOHEN & STEERS INFRASTRUCTURQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 55,300 shares 55,300$1.37M0.1%newTimeline
MMDNYLIM MACKAY DEFINEDTERM MUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 260,985 shares; 2024Q4: 200,999 shares; 2025Q1: 109,614 shares; 2025Q2: 87,267 shares; 2025Q3: 87,267 shares 87,267$1.32M0.1%0Timeline
EPUISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 14,000 shares; 2025Q3: 20,600 shares 20,600$1.27M0.09%+6,600Timeline
IGSBISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: 11,469 shares; 2025Q1: 16,569 shares; 2025Q2: 13,577 shares; 2025Q3: 23,427 shares 23,427$1.24M0.09%+9,850Timeline
HQHABRDN HEALTHCARE INVESTORSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 62,415 shares; 2024Q4: 62,415 shares; 2025Q1: 62,415 shares; 2025Q2: 62,415 shares; 2025Q3: 62,845 shares 62,845$1.16M0.09%+430Timeline
TURISHARES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: 19,000 shares; 2025Q2: 20,700 shares; 2025Q3: 33,200 shares 33,200$1.14M0.08%+12,500Timeline
MYNBLACKROCK MUNIYIELD N Y QUALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 112,750 shares 112,750$1.12M0.08%newTimeline
MELIMERCADOLIBRE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 475 shares 475$1.11M0.08%newTimeline
EPOLISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: 21,900 shares; 2025Q3: 33,700 shares 33,700$1.09M0.08%+11,800Timeline
BMEZBLACKROCK HEALTH SCIENCES TEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 206,547 shares; 2024Q4: 254,137 shares; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 74,070 shares 74,070$1.07M0.08%newTimeline
RVTROYCE SMALL CAP TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 17,221 shares; 2024Q4: 55,721 shares; 2025Q1: 45,021 shares; 2025Q2: 44,191 shares; 2025Q3: 64,791 shares 64,791$1.05M0.08%+20,600Timeline
BLACKROCK MUN INCOME TRBLACKROCK MUN INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 96,407 shares 96,407$969K0.07%new
EATON VANCE NEW YORK MUN BDEATON VANCE NEW YORK MUN BDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 80,000 shares; 2024Q4: 226,400 shares; 2025Q1: 174,984 shares; 2025Q2: 119,172 shares; 2025Q3: 84,523 shares 84,523$833K0.06%-34,649
EIMEATON VANCE MUN BD FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 444,606 shares; 2024Q4: 319,606 shares; 2025Q1: 260,268 shares; 2025Q2: 241,922 shares; 2025Q3: 82,382 shares 82,382$819K0.06%-159,540Timeline
DTFDTF TAX-FREE INCOME 2028 TERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 71,012 shares; 2024Q4: 71,012 shares; 2025Q1: 71,012 shares; 2025Q2: 71,012 shares; 2025Q3: 71,012 shares 71,012$812K0.06%0Timeline
FMNFEDERATED HERMES PREM MUNI IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 192,606 shares; 2024Q4: 50,525 shares; 2025Q1: 50,525 shares; 2025Q2: 34,925 shares; 2025Q3: 71,605 shares 71,605$791K0.06%+36,680Timeline
CXEMFS HIGH INCOME MUN TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 195,885 shares; 2024Q4: 195,885 shares; 2025Q1: 195,885 shares; 2025Q2: 195,885 shares; 2025Q3: 195,885 shares 195,885$729K0.05%0Timeline
GREKGLOBAL X FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 9,000 shares; 2024Q4: 15,259 shares; 2025Q1: 15,259 shares; 2025Q2: 15,259 shares; 2025Q3: 11,300 shares 11,300$728K0.05%-3,959Timeline
BLACKROCK MUNIHLDGS NY QLTYBLACKROCK MUNIHLDGS NY QLTYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 56,695 shares 56,695$579K0.04%new
XBNYXBLACKROCK NEW YORK MUNI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 53,221 shares 53,221$539K0.04%newTimeline
IWDISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 2,400 shares 2,400$489K0.04%newTimeline
EATON VANCE CALIFORNIA MUNI…EATON VANCE CALIFORNIA MUNI BOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 205,679 shares; 2024Q4: 205,679 shares; 2025Q1: 187,679 shares; 2025Q2: 138,683 shares; 2025Q3: 45,690 shares 45,690$434K0.03%-92,993
XGDVXGABELLI DIVID & INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 54,456 shares; 2024Q4: 54,456 shares; 2025Q1: 45,656 shares; 2025Q2: 36,176 shares; 2025Q3: 14,376 shares 14,376$390K0.03%-21,800Timeline
FTFFRANKLIN LTD DURATION INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: 87,500 shares; 2024Q4: 55,303 shares; 2025Q1: 32,803 shares; 2025Q2: 32,803 shares; 2025Q3: 59,915 shares 59,915$382K0.03%+27,112Timeline
EVFEATON VANCE SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 35,500 shares 35,500$195K0.01%newTimeline
COHEN & STEERS INFRASTRUCTURCOHEN & STEERS INFRASTRUCTURQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2023Q4: restricted; 2024Q1: restricted; 2024Q2: restricted; 2024Q3: not reported; 2024Q4: not reported; 2025Q1: not reported; 2025Q2: not reported; 2025Q3: 55,300 shares 55,300$4.31K<0.01%new

Sold out in Q3 2025

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
VEUVANGUARD INTL EQUITY INDEX F93,320$6.27Mshares
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOME441,784$3.67Mshares
ACWXISHARES TR37,000$2.25Mshares
PIMCO CALIFORNIA MUNICIPAL …PIMCO CALIFORNIA MUNICIPAL INC315,690$1.69Mshares
PIMCO MUN INCOME FD IIIPIMCO MUN INCOME FD III240,845$1.65Mshares
IQIINVESCO QUALITY MUN INCOME T118,449$1.11Mshares
KWTISHARES TR23,400$887Kshares
NUVNUVEEN MUN VALUE FD INC101,974$886Kshares
MAGSLISTED FDS TR9,845$546Kshares
MEGINYLIM CBRE GLOBAL33,152$471Kshares
HYIWESTERN ASSET HIGH YIELD OPP34,407$412Kshares
ERCALLSPRING MULTI SECTOR INCOM33,304$315Kshares
EUFNISHARES TR7,280$230Kshares
XEADXALLSPRING INCOME OPPORTUNIT32,595$230Kshares
ACPABRDN INCOME CREDIT STRATEGI21,300$126Kshares

How Q3 2025 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001072613-25-000819 base2025-11-14acceptance time not in the bulk data set