Cetera Investment Advisers: OCGN position timeline

Cetera Investment Advisers held 25,451 OCGN shares at 2026-06-30 per its 13F-HR filed 2026-08-12.

the latest 13F is the newest step

1. period ended2026-06-30

   13F 25,451 shares

   Change vs previous 13F +15,450 shares

   <0.01% of the 13F portfolio, value $38,940.

   13F-HR 0001666741-26-000004 filed by Cetera Investment Advisers
   Filed 2026-08-12 (acceptance time not in the bulk data set), ingested 2026-10-06 09:57:27 UTC

   Acceptance time not in the bulk data set (spec §4.2).

2. period ended2026-03-31

   13F 10,001 shares

   Change vs previous 13F -17 shares

   <0.01% of the 13F portfolio, value $18,102.

   13F-HR 0001666741-26-000002 filed by Cetera Investment Advisers
   Filed 2026-05-13 (acceptance time not in the bulk data set), ingested 2026-10-06 09:58:43 UTC

   Acceptance time not in the bulk data set (spec §4.2).

3. period ended2025-12-31

   13F 10,018 shares

   Change vs previous 13F +10,018 shares

   <0.01% of the 13F portfolio, value $13,524.

   13F-HR 0001666741-26-000001 filed by Cetera Investment Advisers
   Filed 2026-02-17 (acceptance time not in the bulk data set), ingested 2026-10-07 03:01:36 UTC

   Acceptance time not in the bulk data set (spec §4.2).

4. period ended2024-12-31

   13F 0 shares

   Change vs previous 13F -414,701 shares

   13F-HR 0001085146-25-001367 filed by Cetera Investment Advisers
   Filed 2025-02-14 (acceptance time not in the bulk data set), ingested 2026-10-07 18:25:55 UTC

   Acceptance time not in the bulk data set (spec §4.2).

   Exited: the 13F for this period no longer lists the position.

5. period ended2024-09-30

   13F 414,701 shares

   Change vs previous 13F not available

   <0.01% of the 13F portfolio, value $411,466.

   13F-HR 0001085146-24-005656 filed by Cetera Investment Advisers
   Filed 2024-11-13 (acceptance time not in the bulk data set), ingested 2026-10-07 18:26:56 UTC

   Acceptance time not in the bulk data set (spec §4.2).