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Cetera Advisor Networks LLC

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13F filer, CIK 1534468, EL SEGUNDO, CA

Cetera Advisor Networks LLC reported $15,849,173,822 across 2,711 holdings for the quarter ended 2023-09-30, in a 13F-HR filed 2023-11-14. Its ten largest share positions make up 15.84% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001085146-23-004413

Period
2023-09-30
Reported value
$15.8B
Holdings
2,711
Top 10 weight
15.84%
New
240
Sold out
129

Largest buys vs the previous quarter

SecurityShares changeApprox. value
VOOadded+278,052$109M
AGGadded+897,471$84.4M
IVEadded+462,543$71.2M
IVVadded+125,672$54M
VTVadded+390,647$53.9M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
BSVreduced-788,812-$59.3M
XLKreduced-108,235-$17.7M
HDVreduced-177,669-$17.6M
IWDreduced-109,488-$16.6M
GOVTreduced-626,606-$13.8M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2023

Share positions as resolved from 13F-HR 0001085146-23-004413, largest first. % of portfolio is the value over $15,848,945,658, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
PDTHANCOCK JOHN PREM DIVID FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 14,671 shares; 2022Q3: 11,861 shares; 2022Q4: 11,844 shares; 2023Q1: 12,594 shares; 2023Q2: 12,594 shares; 2023Q3: 15,249 shares 15,249$147K<0.01%+2,655Timeline
GINKGO BIOWORKS HOLDINGS INCGINKGO BIOWORKS HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 32,412 shares; 2023Q1: 15,649 shares; 2023Q2: 15,117 shares; 2023Q3: 79,382 shares 79,382$144K<0.01%+64,265
MOMOHELLO GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 10,799 shares; 2023Q3: 20,496 shares 20,496$143K<0.01%+9,697Timeline
QSQUANTUMSCAPE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 21,241 shares; 2022Q3: 25,090 shares; 2022Q4: 91,050 shares; 2023Q1: 24,071 shares; 2023Q2: 20,659 shares; 2023Q3: 21,383 shares 21,383$143K<0.01%+724Timeline
TGTXTG THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 17,057 shares 17,057$143K<0.01%newTimeline
HFROHIGHLAND OPPS & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 38,044 shares; 2022Q3: 52,218 shares; 2022Q4: 55,731 shares; 2023Q1: 53,581 shares; 2023Q2: 19,321 shares; 2023Q3: 17,724 shares 17,724$143K<0.01%-1,597Timeline
NCANUVEEN CALIFORNIA MUNI VLU FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 25,750 shares; 2022Q3: 26,850 shares; 2022Q4: 20,650 shares; 2023Q1: 18,300 shares; 2023Q2: 18,300 shares; 2023Q3: 17,300 shares 17,300$142K<0.01%-1,000Timeline
AUDCAUDIOCODES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 13,925 shares 13,925$141K<0.01%newTimeline
SFLSFL CORPORATION LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,416 shares; 2022Q3: 11,624 shares; 2022Q4: 11,672 shares; 2023Q1: 16,059 shares; 2023Q2: 13,533 shares; 2023Q3: 12,594 shares 12,594$140K<0.01%-939Timeline
UWMCUWM HOLDINGS CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 83,940 shares; 2022Q3: 94,652 shares; 2022Q4: 103,196 shares; 2023Q1: 87,818 shares; 2023Q2: 87,968 shares; 2023Q3: 28,905 shares 28,905$140K<0.01%-59,063Timeline
DXDYNEX CAP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 20,597 shares; 2023Q2: 10,691 shares; 2023Q3: 11,698 shares 11,698$140K<0.01%+1,007Timeline
PKPARK HOTELS & RESORTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 12,533 shares; 2023Q1: 13,683 shares; 2023Q2: 11,733 shares; 2023Q3: 11,319 shares 11,319$139K<0.01%-414Timeline
BGXBLACKSTONE LONG SHORT CR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 11,863 shares; 2023Q1: 11,745 shares; 2023Q2: 11,545 shares; 2023Q3: 11,946 shares 11,946$139K<0.01%+401Timeline
APOLLO TACTICAL INCOME FD I…APOLLO TACTICAL INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 10,302 shares; 2023Q1: 10,107 shares; 2023Q2: 10,148 shares; 2023Q3: 10,341 shares 10,341$138K<0.01%+193
BLACKROCK MUNICIPAL INCOME …BLACKROCK MUNICIPAL INCOME FUNQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 15,750 shares; 2022Q3: 15,750 shares; 2022Q4: 12,836 shares; 2023Q1: 13,836 shares; 2023Q2: 13,836 shares; 2023Q3: 13,600 shares 13,600$138K<0.01%-236
FIRST TRUST ENERGY INCOME A…FIRST TRUST ENERGY INCOME ANDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,708 shares; 2022Q3: 11,705 shares; 2022Q4: 11,489 shares; 2023Q1: 10,183 shares; 2023Q2: 10,257 shares; 2023Q3: 10,327 shares 10,327$136K<0.01%+70
ERHALLSPRING UTILITIES AND HIGHQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 18,601 shares; 2022Q3: 18,601 shares; 2022Q4: 18,601 shares; 2023Q1: 18,251 shares; 2023Q2: 17,211 shares; 2023Q3: 15,481 shares 15,481$135K<0.01%-1,730Timeline
FUBOFUBOTV INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 18,328 shares; 2022Q3: 23,261 shares; 2022Q4: 36,580 shares; 2023Q1: 65,307 shares; 2023Q2: 50,257 shares; 2023Q3: 50,346 shares 50,346$134K<0.01%+89Timeline
BCSBARCLAYS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 13,209 shares; 2023Q1: 10,739 shares; 2023Q2: not reported; 2023Q3: 17,154 shares 17,154$134K<0.01%newTimeline
FCFFIRST COMWLTH FINL CORP PAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 14,850 shares; 2022Q3: 15,015 shares; 2022Q4: 16,335 shares; 2023Q1: 16,399 shares; 2023Q2: 14,518 shares; 2023Q3: 10,921 shares 10,921$133K<0.01%-3,597Timeline
BITWISE CRYPTO INDUSTRY INN…BITWISE CRYPTO INDUSTRY INNOVATOR…Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,200 shares; 2022Q3: not reported; 2022Q4: 19,002 shares; 2023Q1: 18,932 shares; 2023Q2: 29,765 shares; 2023Q3: 19,725 shares 19,725$132K<0.01%-10,040
NRKNUVEEN NY AMT FREEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 14,725 shares; 2022Q3: 14,725 shares; 2022Q4: 14,136 shares; 2023Q1: 14,136 shares; 2023Q2: 13,972 shares; 2023Q3: 13,972 shares 13,972$132K<0.01%0Timeline
GTNGRAY MEDIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 16,060 shares; 2023Q3: 19,017 shares 19,017$132K<0.01%+2,957Timeline
KTFDWS MUN INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 58,589 shares; 2022Q3: 52,533 shares; 2022Q4: 24,324 shares; 2023Q1: 20,911 shares; 2023Q2: 19,205 shares; 2023Q3: 17,085 shares 17,085$132K<0.01%-2,120Timeline
WIWWESTERN AST INFL LKD OPP & IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 13,785 shares; 2023Q3: 15,922 shares 15,922$131K<0.01%+2,137Timeline
DRDDRDGOLD LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 16,038 shares; 2023Q3: 15,751 shares 15,751$131K<0.01%-287Timeline
HLHECLA MINING COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 31,121 shares; 2022Q3: 35,347 shares; 2022Q4: 34,322 shares; 2023Q1: 32,547 shares; 2023Q2: 31,251 shares; 2023Q3: 33,149 shares 33,149$130K<0.01%+1,898Timeline
BIODESIX INCBIODESIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 78,000 shares 78,000$129K<0.01%new
SEISOLARIS ENERGY INFRAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 11,994 shares 11,994$128K<0.01%newTimeline
FULTFULTON FINL CORP PAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 19,852 shares; 2022Q3: 19,884 shares; 2022Q4: 19,211 shares; 2023Q1: 10,672 shares; 2023Q2: 10,003 shares; 2023Q3: 10,502 shares 10,502$127K<0.01%+499Timeline
MQYBLACKROCK MUNIYILD QULT FD IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 20,107 shares; 2022Q3: not reported; 2022Q4: 10,053 shares; 2023Q1: 10,053 shares; 2023Q2: not reported; 2023Q3: 12,428 shares 12,428$127K<0.01%newTimeline
SANBANCO SANTANDER SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 22,978 shares; 2022Q3: 24,063 shares; 2022Q4: 26,844 shares; 2023Q1: 24,044 shares; 2023Q2: 23,264 shares; 2023Q3: 33,670 shares 33,670$127K<0.01%+10,406Timeline
METVLISTED FDS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 10,161 shares; 2022Q4: 11,791 shares; 2023Q1: 13,191 shares; 2023Q2: 13,547 shares; 2023Q3: 13,240 shares 13,240$126K<0.01%-307Timeline
PPTFRANKLIN PREMIER INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 104,502 shares; 2022Q3: 81,793 shares; 2022Q4: 44,106 shares; 2023Q1: 37,018 shares; 2023Q2: 37,134 shares; 2023Q3: 37,455 shares 37,455$125K<0.01%+321Timeline
AGIALAMOS GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 12,737 shares; 2023Q3: 10,934 shares 10,934$124K<0.01%-1,803Timeline
SXCSUNCOKE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 14,466 shares; 2023Q2: 12,021 shares; 2023Q3: 12,068 shares 12,068$122K<0.01%+47Timeline
PDMPIEDMONT REALTY TRUST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 18,891 shares; 2022Q3: 19,111 shares; 2022Q4: 19,038 shares; 2023Q1: 18,928 shares; 2023Q2: 17,547 shares; 2023Q3: 21,755 shares 21,755$122K<0.01%+4,208Timeline
CPRXCATALYST PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 21,308 shares; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 10,425 shares 10,425$122K<0.01%newTimeline
FPIFARMLAND PARTNERS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 22,570 shares; 2022Q3: 24,333 shares; 2022Q4: 15,230 shares; 2023Q1: not reported; 2023Q2: 10,613 shares; 2023Q3: 11,858 shares 11,858$122K<0.01%+1,245Timeline
BTEBAYTEX ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 24,033 shares; 2023Q2: 27,578 shares; 2023Q3: 27,578 shares 27,578$122K<0.01%0Timeline
ACCOLADE INCACCOLADE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 11,485 shares 11,485$122K<0.01%new
AVADEL PHARMACEUTICALS, PLCAVADEL PHARMACEUTICALS, PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,666 shares; 2022Q3: 12,666 shares; 2022Q4: 12,666 shares; 2023Q1: 12,666 shares; 2023Q2: 11,792 shares; 2023Q3: 11,792 shares 11,792$121K<0.01%0
HUT 8 MINING CORPHUT 8 MINING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 13,165 shares; 2023Q1: 58,442 shares; 2023Q2: 62,040 shares; 2023Q3: 61,213 shares 61,213$121K<0.01%-827
SBGISINCLAIR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 10,614 shares 10,614$119K<0.01%newTimeline
BYNDBEYOND MEAT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 13,080 shares; 2023Q3: 12,253 shares 12,253$118K<0.01%-827Timeline
PROFPROFOUND MED CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,519 shares; 2022Q3: 10,419 shares; 2022Q4: 11,419 shares; 2023Q1: 11,954 shares; 2023Q2: 11,669 shares; 2023Q3: 11,669 shares 11,669$118K<0.01%0Timeline
E2OPEN PARENT HOLDINGS INCE2OPEN PARENT HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 25,700 shares; 2022Q3: 25,700 shares; 2022Q4: 25,700 shares; 2023Q1: 25,700 shares; 2023Q2: 25,749 shares; 2023Q3: 25,749 shares 25,749$117K<0.01%0
RKTROCKET COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 15,812 shares; 2022Q3: 16,711 shares; 2022Q4: 14,573 shares; 2023Q1: 11,262 shares; 2023Q2: 13,774 shares; 2023Q3: 14,122 shares 14,122$116K<0.01%+348Timeline
CANOPY GROWTH CORPCANOPY GROWTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 52,453 shares; 2022Q3: 84,557 shares; 2022Q4: 64,313 shares; 2023Q1: 92,081 shares; 2023Q2: 91,129 shares; 2023Q3: 147,331 shares 147,331$114K<0.01%+56,202
HMYHARMONY GOLD MNG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 19,600 shares; 2022Q3: 19,600 shares; 2022Q4: 10,600 shares; 2023Q1: 12,700 shares; 2023Q2: 12,700 shares; 2023Q3: 30,310 shares 30,310$114K<0.01%+17,610Timeline
NUVNUVEEN MUN VALUE FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,744 shares; 2022Q3: 17,708 shares; 2022Q4: 12,792 shares; 2023Q1: 12,799 shares; 2023Q2: 14,327 shares; 2023Q3: 13,793 shares 13,793$114K<0.01%-534Timeline
XEVGXEATON VANCE SHORT DURATION DQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 10,512 shares; 2023Q1: 10,478 shares; 2023Q2: 10,615 shares; 2023Q3: 10,938 shares 10,938$113K<0.01%+323Timeline
MUJBLACKROCK MUNIHLDGS NJ QLTYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,021 shares; 2022Q3: 11,021 shares; 2022Q4: 11,021 shares; 2023Q1: 11,021 shares; 2023Q2: 12,781 shares; 2023Q3: 11,021 shares 11,021$112K<0.01%-1,760Timeline
PROSPECT CAP CORPPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 75,000 shares; 2022Q3: 75,000 shares; 2022Q4: 90,000 shares; 2023Q1: 90,000 shares; 2023Q2: 90,000 shares; 2023Q3: 110,000 shares 110,000$109K<0.01%+20,000
MHHMASTECH HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 11,418 shares; 2023Q3: 12,070 shares 12,070$109K<0.01%+652Timeline
IDEVOYA INFRASTRUCTURE INDLS &Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,400 shares; 2022Q3: 11,400 shares; 2022Q4: 11,400 shares; 2023Q1: 11,400 shares; 2023Q2: 11,400 shares; 2023Q3: 11,400 shares 11,400$108K<0.01%0Timeline
AVKADVENT CONV & INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 10,130 shares 10,130$106K<0.01%newTimeline
AHCOADAPTHEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 11,650 shares 11,650$106K<0.01%newTimeline
STRIDE INCSTRIDE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 105,000 shares; 2023Q1: 105,000 shares; 2023Q2: 105,000 shares; 2023Q3: 97,000 shares 97,000$102K<0.01%-8,000
BTZBLACKROCK CR ALLOCATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 10,486 shares 10,486$102K<0.01%newTimeline
ALDXALDEYRA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 21,426 shares; 2022Q3: 21,426 shares; 2022Q4: 14,408 shares; 2023Q1: 14,408 shares; 2023Q2: 17,049 shares; 2023Q3: 15,176 shares 15,176$101K<0.01%-1,873Timeline
RUMRUM GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 16,545 shares; 2022Q4: 18,395 shares; 2023Q1: 17,040 shares; 2023Q2: 16,540 shares; 2023Q3: 19,790 shares 19,790$101K<0.01%+3,250Timeline
LFMDLIFEMD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 16,000 shares 16,000$100K<0.01%newTimeline
NATNORDIC AMERICAN TANKERS LIMIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 13,542 shares; 2023Q1: 18,852 shares; 2023Q2: 16,446 shares; 2023Q3: 24,271 shares 24,271$100K<0.01%+7,825Timeline
NANNUVEEN NY DIVI ADVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,108 shares; 2022Q3: 11,108 shares; 2022Q4: 10,485 shares; 2023Q1: 10,485 shares; 2023Q2: 10,331 shares; 2023Q3: 10,335 shares 10,335$99.9K<0.01%+4Timeline
HANCOCK JOHN INVT TRHANCOCK JOHN INVT TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 21,450 shares; 2022Q3: 21,450 shares; 2022Q4: 22,850 shares; 2023Q1: 22,350 shares; 2023Q2: 23,520 shares; 2023Q3: 22,700 shares 22,700$99.9K<0.01%-820
XAGDXABRDN GLOBAL DYNAMIC DIVIDENQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 10,570 shares; 2023Q2: 11,574 shares; 2023Q3: 11,509 shares 11,509$99.7K<0.01%-65Timeline
HPPHUDSON PAC PPTYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 14,899 shares 14,899$99.1K<0.01%newTimeline
PACBPACIFIC BIOSCIENCES CALIF INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 12,213 shares; 2023Q3: 11,815 shares 11,815$98.7K<0.01%-398Timeline
SELFGLOBAL SELF STORAGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 22,709 shares; 2022Q3: 22,709 shares; 2022Q4: 22,709 shares; 2023Q1: 22,709 shares; 2023Q2: 20,211 shares; 2023Q3: 20,211 shares 20,211$98.2K<0.01%0Timeline
DHDEFINITIVE HEALTHCARE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 12,241 shares 12,241$97.8K<0.01%newTimeline
SBIWESTERN ASSET INTER MUNIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,694 shares; 2022Q3: 10,738 shares; 2022Q4: not reported; 2023Q1: 12,919 shares; 2023Q2: 13,369 shares; 2023Q3: 13,412 shares 13,412$96K<0.01%+43Timeline
ARHSARHAUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 10,285 shares 10,285$95.7K<0.01%newTimeline
GREENBRIER COS INCGREENBRIER COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 105,000 shares; 2023Q1: 105,000 shares; 2023Q2: 105,000 shares; 2023Q3: 101,000 shares 101,000$95.1K<0.01%-4,000
LI-CYCLE HOLDINGS CORPLI-CYCLE HOLDINGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 10,145 shares; 2023Q3: 26,545 shares 26,545$94.2K<0.01%+16,400
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 72,000 shares; 2023Q1: 72,000 shares; 2023Q2: 85,000 shares; 2023Q3: 90,000 shares 90,000$93.7K<0.01%+5,000
CIKUBS ASSET MGMT INCOME FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 52,251 shares; 2022Q4: 52,251 shares; 2023Q1: 37,778 shares; 2023Q2: 35,778 shares; 2023Q3: 35,778 shares 35,778$92.7K<0.01%0Timeline
LUMINAR TECHNOLOGIES INCLUMINAR TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,032 shares; 2022Q3: 14,792 shares; 2022Q4: 17,197 shares; 2023Q1: 21,297 shares; 2023Q2: 18,559 shares; 2023Q3: 20,032 shares 20,032$91.1K<0.01%+1,473
VGMINVESCO TR INVT GRADE MUNSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,515 shares; 2022Q3: 10,548 shares; 2022Q4: 10,581 shares; 2023Q1: 10,611 shares; 2023Q2: 10,639 shares; 2023Q3: 10,669 shares 10,669$90.7K<0.01%+30Timeline
HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 107,000 shares; 2023Q1: 107,000 shares; 2023Q2: 107,000 shares; 2023Q3: 107,000 shares 107,000$90.3K<0.01%0
FORD MOTOR COMPANYFORD MOTOR COMPANYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 94,000 shares; 2023Q1: 94,000 shares; 2023Q2: 94,000 shares; 2023Q3: 91,000 shares 91,000$89.4K<0.01%-3,000
PCFHIGH INCOME SECS FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 18,745 shares; 2022Q3: 18,745 shares; 2022Q4: 18,745 shares; 2023Q1: 19,687 shares; 2023Q2: 20,887 shares; 2023Q3: 14,277 shares 14,277$88.4K<0.01%-6,610Timeline
SJTSAN JUAN BASIN RTY TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 21,665 shares; 2022Q4: 38,393 shares; 2023Q1: not reported; 2023Q2: 10,851 shares; 2023Q3: 12,745 shares 12,745$88.3K<0.01%+1,894Timeline
ERICTELEFONAKTIEBOLAGET LM ERICSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 11,552 shares; 2023Q2: 13,074 shares; 2023Q3: 17,876 shares 17,876$86.9K<0.01%+4,802Timeline
NIKOLA CORPNIKOLA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 30,944 shares; 2022Q4: 33,875 shares; 2023Q1: 54,593 shares; 2023Q2: 51,323 shares; 2023Q3: 54,726 shares 54,726$85.9K<0.01%+3,403
VCVINVESCO CALIF VALUE MUN INCOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 10,066 shares 10,066$84.9K<0.01%newTimeline
OXFORD LANE CAP CORPOXFORD LANE CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 10,471 shares; 2023Q1: 10,471 shares; 2023Q2: not reported; 2023Q3: 16,879 shares 16,879$84.2K<0.01%new
UUUUENERGY FUELS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 10,162 shares 10,162$83.9K<0.01%newTimeline
CLVTCLARIVATE PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 11,941 shares; 2023Q3: 12,412 shares 12,412$83.3K<0.01%+471Timeline
JETBLUE AIRWAYS CORPJETBLUE AIRWAYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 42,000 shares; 2023Q1: 42,000 shares; 2023Q2: 106,000 shares; 2023Q3: 106,000 shares 106,000$81.9K<0.01%0
GUTGABELLI UTIL TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 14,569 shares; 2022Q3: 17,652 shares; 2022Q4: 20,455 shares; 2023Q1: 22,063 shares; 2023Q2: 23,563 shares; 2023Q3: 15,437 shares 15,437$81.8K<0.01%-8,126Timeline
POWWOUTDOOR HOLDING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,900 shares; 2022Q3: 30,050 shares; 2022Q4: 36,290 shares; 2023Q1: 40,990 shares; 2023Q2: 41,990 shares; 2023Q3: 40,240 shares 40,240$81.3K<0.01%-1,750Timeline
GOLDEN OCEAN GROUP LTDGOLDEN OCEAN GROUP LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 22,366 shares; 2022Q3: 22,030 shares; 2022Q4: 17,896 shares; 2023Q1: 17,899 shares; 2023Q2: 17,601 shares; 2023Q3: 10,244 shares 10,244$80.7K<0.01%-7,357
ITUBITAU UNIBANCO HLDG S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 62,253 shares; 2023Q1: 11,568 shares; 2023Q2: 12,470 shares; 2023Q3: 14,923 shares 14,923$80.2K<0.01%+2,453Timeline
AUPHAURINIA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 11,022 shares; 2022Q4: 11,022 shares; 2023Q1: 11,022 shares; 2023Q2: 11,022 shares; 2023Q3: 10,279 shares 10,279$79.9K<0.01%-743Timeline
KAMAN CORPKAMAN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 93,000 shares; 2023Q1: 81,000 shares; 2023Q2: 81,000 shares; 2023Q3: 81,000 shares 81,000$78.6K<0.01%0
CHEESECAKE FACTORY INCCHEESECAKE FACTORY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 95,000 shares; 2023Q1: 95,000 shares; 2023Q2: 95,000 shares; 2023Q3: 95,000 shares 95,000$78.5K<0.01%0
ITRON INCITRON INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 12,000 shares; 2023Q1: not reported; 2023Q2: 91,000 shares; 2023Q3: 91,000 shares 91,000$78.3K<0.01%0
ALTOALTO INGREDIENTS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 33,610 shares; 2022Q3: 32,010 shares; 2022Q4: 24,510 shares; 2023Q1: not reported; 2023Q2: 17,010 shares; 2023Q3: 17,010 shares 17,010$75.2K<0.01%0Timeline
KAYNE ANDERSON NEXTGEN ENER…KAYNE ANDERSON NEXTGEN ENERGYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 10,495 shares 10,495$74.7K<0.01%new
UBER TECHNOLOGIES INCUBER TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 80,000 shares 80,000$74.6K<0.01%new
FINVFINVOLUTION GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 14,947 shares 14,947$74.4K<0.01%newTimeline
SOLAREDGE TECHNOLOGIES INCSOLAREDGE TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 81,000 shares 81,000$73.8K<0.01%new
MVISMICROVISION INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 40,463 shares; 2022Q3: 33,463 shares; 2022Q4: 22,463 shares; 2023Q1: 35,963 shares; 2023Q2: 21,213 shares; 2023Q3: 33,513 shares 33,513$73.4K<0.01%+12,300Timeline
CHWCALAMOS GBL DYN INCOME FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 12,829 shares 12,829$71.1K<0.01%newTimeline
OPTUOPTIMUM COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 14,404 shares; 2022Q3: 13,954 shares; 2022Q4: 19,289 shares; 2023Q1: 19,024 shares; 2023Q2: 21,422 shares; 2023Q3: 21,704 shares 21,704$71K<0.01%+282Timeline
OXSQOXFORD SQUARE CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 23,526 shares; 2022Q3: 23,526 shares; 2022Q4: 23,526 shares; 2023Q1: 23,526 shares; 2023Q2: 23,526 shares; 2023Q3: 23,526 shares 23,526$70.8K<0.01%0Timeline
MFGMIZUHO FINANCIAL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 80,605 shares; 2023Q1: not reported; 2023Q2: 17,472 shares; 2023Q3: 20,506 shares 20,506$70.3K<0.01%+3,034Timeline
LCI INDSLCI INDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 21,000 shares; 2023Q1: 21,000 shares; 2023Q2: 69,000 shares; 2023Q3: 73,000 shares 73,000$67.8K<0.01%+4,000
PAYOPAYONEER GLOBAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 11,019 shares; 2023Q3: 11,017 shares 11,017$67.4K<0.01%-2Timeline
PIONEER HIGH INCOME FUND INCPIONEER HIGH INCOME FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 10,004 shares 10,004$67.1K<0.01%new
Electriq Power Holdings IncElectriq Power Holdings IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 38,126 shares 38,126$67.1K<0.01%new
UAUNDER ARMOUR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 35,143 shares; 2022Q3: 32,882 shares; 2022Q4: 33,562 shares; 2023Q1: 28,332 shares; 2023Q2: 12,752 shares; 2023Q3: 10,498 shares 10,498$67K<0.01%-2,254Timeline
NEXTNEXTDECADE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 12,900 shares 12,900$66K<0.01%newTimeline
WITWIPRO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 13,523 shares 13,523$65.5K<0.01%newTimeline
TGBTASEKO MINES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 50,106 shares; 2022Q4: 38,606 shares; 2023Q1: 44,506 shares; 2023Q2: 44,506 shares; 2023Q3: 51,506 shares 51,506$65.4K<0.01%+7,000Timeline
ACHRARCHER AVIATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 12,765 shares 12,765$64.6K<0.01%newTimeline
Sandstorm Gold LtdSandstorm Gold LtdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 10,171 shares; 2023Q1: 10,723 shares; 2023Q2: 14,023 shares; 2023Q3: 13,824 shares 13,824$64.4K<0.01%-199
OPKOPKO HEALTH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 10,195 shares; 2023Q3: 40,195 shares 40,195$64.3K<0.01%+30,000Timeline
NWGNATWEST GROUP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 11,022 shares 11,022$64.3K<0.01%newTimeline
TERRAN ORBITAL CORPORATIONTERRAN ORBITAL CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 75,500 shares 75,500$62.8K<0.01%new
PACIRA BIOSCIENCES INCPACIRA BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 69,000 shares; 2023Q1: 69,000 shares; 2023Q2: 69,000 shares; 2023Q3: 69,000 shares 69,000$62.1K<0.01%0
BRCCBRC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 18,637 shares; 2023Q2: 21,327 shares; 2023Q3: 17,259 shares 17,259$62K<0.01%-4,068Timeline
EGYVAALCO ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 18,344 shares; 2023Q3: 13,672 shares 13,672$60K<0.01%-4,672Timeline
MFMABERDEEN MUN INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 20,715 shares; 2022Q3: 20,715 shares; 2022Q4: 21,486 shares; 2023Q1: 21,486 shares; 2023Q2: 13,164 shares; 2023Q3: 13,164 shares 13,164$59.9K<0.01%0Timeline
CRPTFIRST TR EXCHNG TRADED FD VIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 17,270 shares; 2022Q4: 13,659 shares; 2023Q1: 18,967 shares; 2023Q2: 24,914 shares; 2023Q3: 12,095 shares 12,095$59.8K<0.01%-12,819Timeline
JBLUJETBLUE AIRWAYS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 16,776 shares; 2022Q3: 17,876 shares; 2022Q4: 18,799 shares; 2023Q1: 15,714 shares; 2023Q2: 14,583 shares; 2023Q3: 12,962 shares 12,962$59.6K<0.01%-1,621Timeline
TZOOTRAVELZOOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 20,000 shares; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 10,000 shares 10,000$58.3K<0.01%newTimeline
CHMICHERRY HILL MTG INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 15,312 shares; 2023Q3: 15,371 shares 15,371$57.2K<0.01%+59Timeline
BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 14,137 shares; 2022Q3: 18,479 shares; 2022Q4: 16,660 shares; 2023Q1: 16,660 shares; 2023Q2: 15,686 shares; 2023Q3: 15,160 shares 15,160$56.2K<0.01%-526
BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 58,000 shares; 2023Q1: 44,000 shares; 2023Q2: 44,000 shares; 2023Q3: 56,000 shares 56,000$55.5K<0.01%+12,000
MINABERDEEN INTER INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,088 shares; 2022Q3: 12,088 shares; 2022Q4: 19,147 shares; 2023Q1: 19,428 shares; 2023Q2: 19,712 shares; 2023Q3: 20,296 shares 20,296$54.4K<0.01%+584Timeline
XAWPXABRDN GLOBAL PREMIER PROPERTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 19,151 shares; 2023Q1: 18,052 shares; 2023Q2: 14,343 shares; 2023Q3: 14,900 shares 14,900$54.2K<0.01%+557Timeline
CCOCLEAR CHANNEL OUTDOOR HLDGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 33,075 shares 33,075$52.3K<0.01%newTimeline
EXKENDEAVOUR SILVER CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 19,218 shares; 2022Q3: 18,600 shares; 2022Q4: 17,500 shares; 2023Q1: 19,150 shares; 2023Q2: 21,060 shares; 2023Q3: 21,060 shares 21,060$51.2K<0.01%0Timeline
PENNYMAC CORPPENNYMAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 50,000 shares 50,000$48.8K<0.01%new
AQUA METALS INCAQUA METALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 43,000 shares; 2022Q3: 43,000 shares; 2022Q4: 43,000 shares; 2023Q1: 43,000 shares; 2023Q2: 43,000 shares; 2023Q3: 43,000 shares 43,000$48.6K<0.01%0
BLDPBALLARD PWR SYS INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,465 shares; 2022Q3: 12,465 shares; 2022Q4: 12,432 shares; 2023Q1: 12,432 shares; 2023Q2: 12,136 shares; 2023Q3: 13,091 shares 13,091$48K<0.01%+955Timeline
MNKDMANNKIND CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 11,460 shares; 2023Q3: 11,627 shares 11,627$48K<0.01%+167Timeline
NICE LTDNICE LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 70,000 shares; 2023Q3: 50,000 shares 50,000$45K<0.01%-20,000
XCMUXMFS HIGH YIELD MUN TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 14,343 shares; 2023Q1: 17,906 shares; 2023Q2: 18,090 shares; 2023Q3: 14,055 shares 14,055$44K<0.01%-4,035Timeline
EVGOEVGO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 12,595 shares 12,595$42.6K<0.01%newTimeline
BBAIBIGBEAR AI HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 28,051 shares 28,051$42.4K<0.01%newTimeline
XNROXNEUBERGER R/EST SECS INC FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 17,433 shares; 2022Q3: 17,433 shares; 2022Q4: 17,690 shares; 2023Q1: 17,682 shares; 2023Q2: 24,998 shares; 2023Q3: 15,150 shares 15,150$42.3K<0.01%-9,848Timeline
NNDMNANO DIMENSION LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,004 shares; 2022Q3: not reported; 2022Q4: 11,342 shares; 2023Q1: 11,802 shares; 2023Q2: 11,131 shares; 2023Q3: 15,523 shares 15,523$42.2K<0.01%+4,392Timeline
IMAX CORPIMAX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 12,000 shares; 2023Q1: 12,000 shares; 2023Q2: 12,000 shares; 2023Q3: 45,000 shares 45,000$42K<0.01%+33,000
DARIOHEALTH CORPDARIOHEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 10,570 shares; 2023Q2: 12,420 shares; 2023Q3: 12,500 shares 12,500$41K<0.01%+80
CONSOLIDATED COMMUNICATIONSCONSOLIDATED COMMUNICATIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,039 shares; 2022Q3: 12,039 shares; 2022Q4: 11,982 shares; 2023Q1: 11,782 shares; 2023Q2: 11,809 shares; 2023Q3: 11,809 shares 11,809$40.4K<0.01%0
AIRBNB INC CLASS AAIRBNB INC CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 43,000 shares 43,000$37.8K<0.01%new
AGENUS INCAGENUS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,000 shares; 2022Q3: 26,960 shares; 2022Q4: 26,960 shares; 2023Q1: 26,960 shares; 2023Q2: 32,860 shares; 2023Q3: 32,860 shares 32,860$37.1K<0.01%0
DNNDENISON MINES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,125 shares; 2022Q3: 14,458 shares; 2022Q4: 17,426 shares; 2023Q1: 18,875 shares; 2023Q2: 20,870 shares; 2023Q3: 20,870 shares 20,870$34.4K<0.01%0Timeline
EURONET WORLDWIDE INCEURONET WORLDWIDE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 36,000 shares; 2023Q3: 36,000 shares 36,000$33.1K<0.01%0
GUESS INCGUESS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 36,000 shares; 2023Q1: 36,000 shares; 2023Q2: 36,000 shares; 2023Q3: 31,000 shares 31,000$31.5K<0.01%-5,000
DESKTOP METAL INCDESKTOP METAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 32,933 shares; 2022Q3: 32,702 shares; 2022Q4: 22,895 shares; 2023Q1: 23,402 shares; 2023Q2: 22,621 shares; 2023Q3: 21,051 shares 21,051$30.7K<0.01%-1,570
TILRAY INCTILRAY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,760 shares; 2022Q3: 12,097 shares; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 15,485 shares; 2023Q3: 12,852 shares 12,852$30.7K<0.01%-2,633
DHFBNY MELLON HIGH YIELD STRATEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,535 shares; 2022Q3: 13,535 shares; 2022Q4: 13,901 shares; 2023Q1: 13,866 shares; 2023Q2: 13,866 shares; 2023Q3: 13,908 shares 13,908$29.8K<0.01%+42Timeline
RMTIROCKWELL MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 14,127 shares; 2023Q3: 14,127 shares 14,127$29.4K<0.01%0Timeline
ZYNERBA PHARMACEUTICALS INCZYNERBA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 24,405 shares; 2022Q3: 24,286 shares; 2022Q4: 24,260 shares; 2023Q1: 24,260 shares; 2023Q2: 27,454 shares; 2023Q3: 22,124 shares 22,124$28.2K<0.01%-5,330
ENPHASE ENERGY INCENPHASE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 24,000 shares; 2023Q3: 31,000 shares 31,000$27.2K<0.01%+7,000
SVMSILVERCORP METALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 16,563 shares; 2022Q4: 11,063 shares; 2023Q1: 11,063 shares; 2023Q2: 11,063 shares; 2023Q3: 11,063 shares 11,063$26K<0.01%0Timeline
WRAPWRAP TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 45,030 shares; 2022Q3: 45,030 shares; 2022Q4: 17,731 shares; 2023Q1: 17,201 shares; 2023Q2: 17,201 shares; 2023Q3: 17,201 shares 17,201$25.8K<0.01%0Timeline
CANOO INCCANOO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 16,875 shares; 2023Q1: 16,913 shares; 2023Q2: 20,063 shares; 2023Q3: 47,033 shares 47,033$23K<0.01%+26,970
ESS TECH INCESS TECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,910 shares; 2022Q3: 11,110 shares; 2022Q4: 11,585 shares; 2023Q1: 12,085 shares; 2023Q2: 12,085 shares; 2023Q3: 11,728 shares 11,728$22K<0.01%-357
VIRGIN GALACTIC HLDGS INCVIRGIN GALACTIC HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 12,000 shares 12,000$21.6K<0.01%new
WISDOMTREE INCWISDOMTREE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 21,000 shares 21,000$20.4K<0.01%new
CARA THERAPEUTICS INCCARA THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,153 shares; 2022Q3: 10,703 shares; 2022Q4: 10,470 shares; 2023Q1: 10,674 shares; 2023Q2: 11,655 shares; 2023Q3: 11,977 shares 11,977$20.1K<0.01%+322
LUMENTUM HLDGS INCLUMENTUM HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 22,000 shares 22,000$18.4K<0.01%new
PETVPETVIVO HLDGS INC COM PAR $.00Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,000 shares; 2022Q3: 10,000 shares; 2022Q4: 10,000 shares; 2023Q1: 10,000 shares; 2023Q2: 10,000 shares; 2023Q3: 10,000 shares 10,000$18.4K<0.01%0Timeline
FG GROUP HOLDINGS INCFG GROUP HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 10,866 shares; 2023Q1: 10,866 shares; 2023Q2: 10,866 shares; 2023Q3: 10,866 shares 10,866$18.3K<0.01%0
VELO3D INCVELO3D INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 11,005 shares 11,005$17.2K<0.01%new
IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 17,000 shares; 2023Q1: 17,000 shares; 2023Q2: 17,000 shares; 2023Q3: 17,000 shares 17,000$16.7K<0.01%0
BUZZFEED INC CL A NEWBUZZFEED INC CL A NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 42,500 shares; 2023Q2: 42,500 shares; 2023Q3: 42,500 shares 42,500$16.2K<0.01%0
INVITAE CORPINVITAE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 11,820 shares; 2023Q1: 21,974 shares; 2023Q2: 26,792 shares; 2023Q3: 25,823 shares 25,823$15.6K<0.01%-969
ZOMDFZOMEDICA CORP COM (CANADA)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 94,050 shares; 2022Q3: 91,050 shares; 2022Q4: 91,050 shares; 2023Q1: 91,000 shares; 2023Q2: 91,000 shares; 2023Q3: 91,000 shares 91,000$15.2K<0.01%0Timeline
MBOTMICROBOT MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,548 shares; 2022Q3: 12,649 shares; 2022Q4: 11,001 shares; 2023Q1: 10,101 shares; 2023Q2: not reported; 2023Q3: 10,800 shares 10,800$15K<0.01%newTimeline
VXRTVAXART INC COM NEW (DE)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 10,000 shares; 2022Q3: 10,300 shares; 2022Q4: 14,175 shares; 2023Q1: 19,490 shares; 2023Q2: 15,090 shares; 2023Q3: 19,665 shares 19,665$14.8K<0.01%+4,575Timeline
CGENCOMPUGEN LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 15,495 shares 15,495$14.1K<0.01%newTimeline
QBTSD-WAVE QUANTUM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 14,000 shares; 2023Q3: 14,000 shares 14,000$13.5K<0.01%0Timeline
ESPRESPERION THERAPEUTICS INC NEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 12,925 shares; 2022Q3: 12,925 shares; 2022Q4: 12,925 shares; 2023Q1: 12,925 shares; 2023Q2: 13,262 shares; 2023Q3: 13,262 shares 13,262$13K<0.01%0Timeline
SENSEONICS HLDGS INCSENSEONICS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 30,500 shares; 2022Q3: 30,500 shares; 2022Q4: 30,000 shares; 2023Q1: 29,300 shares; 2023Q2: 29,000 shares; 2023Q3: 21,300 shares 21,300$12.9K<0.01%-7,700
PETIQ INCPETIQ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 13,000 shares; 2023Q1: 13,000 shares; 2023Q2: 13,000 shares; 2023Q3: 13,000 shares 13,000$12.6K<0.01%0
GLDGGOLDMINING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 11,000 shares; 2023Q1: 12,000 shares; 2023Q2: 12,000 shares; 2023Q3: 13,500 shares 13,500$10.6K<0.01%+1,500Timeline
REWALK ROBOTICS LTDREWALK ROBOTICS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 14,800 shares; 2022Q3: 13,800 shares; 2022Q4: 13,800 shares; 2023Q1: 13,800 shares; 2023Q2: 13,800 shares; 2023Q3: 13,800 shares 13,800$10.5K<0.01%0
AMARIN CORP PLCAMARIN CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 11,555 shares; 2023Q2: 11,555 shares; 2023Q3: 11,205 shares 11,205$10.3K<0.01%-350
EZCORP INCEZCORP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 11,000 shares 11,000$10.3K<0.01%new
AURORA CANNABIS INC-NEWAURORA CANNABIS INC-NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 14,977 shares; 2022Q3: 12,673 shares; 2022Q4: 14,078 shares; 2023Q1: 14,357 shares; 2023Q2: 13,065 shares; 2023Q3: 12,412 shares 12,412$7.25K<0.01%-653
GAUGALIANO GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 12,000 shares; 2023Q3: 12,000 shares 12,000$7.19K<0.01%0Timeline
The Alkaline Wtr CoThe Alkaline Wtr CoQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 19,196 shares 19,196$7.01K<0.01%new
SDCCQSMILEDIRECTCLUB INC CL AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 53,655 shares; 2022Q3: 38,045 shares; 2022Q4: 18,625 shares; 2023Q1: 18,125 shares; 2023Q2: 18,125 shares; 2023Q3: 16,711 shares 16,711$6.93K<0.01%-1,414Timeline
INOVIO PHARMACEUTICALS INCINOVIO PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 11,727 shares; 2023Q1: 11,727 shares; 2023Q2: 11,607 shares; 2023Q3: 13,277 shares 13,277$5.17K<0.01%+1,670
NAKNORTHERN DYNASTY MINERALS LTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: 13,800 shares; 2022Q4: 13,800 shares; 2023Q1: 13,800 shares; 2023Q2: 13,800 shares; 2023Q3: 13,800 shares 13,800$4.49K<0.01%0Timeline
HYCROFT MINING HOLDING CORPHYCROFT MINING HOLDING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: 15,200 shares; 2023Q1: 15,200 shares; 2023Q2: 12,700 shares; 2023Q3: 12,700 shares 12,700$3.79K<0.01%0
ISUN INCISUN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 10,625 shares 10,625$2.39K<0.01%new
PHUNWARE INCPHUNWARE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 11,220 shares; 2022Q3: 11,220 shares; 2022Q4: 11,220 shares; 2023Q1: 11,220 shares; 2023Q2: 11,220 shares; 2023Q3: 11,220 shares 11,220$2.01K<0.01%0
MICROMOBILITY.COM INCMICROMOBILITY.COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: not reported; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 28,788 shares; 2023Q3: 30,000 shares 30,000$1.77K<0.01%+1,212
ZIOPHARM ONCOLOGY INCZIOPHARM ONCOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: 13,418 shares; 2022Q3: 13,418 shares; 2022Q4: 13,418 shares; 2023Q1: 12,360 shares; 2023Q2: 12,360 shares; 2023Q3: 13,157 shares 13,157$1.73K<0.01%+797

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
AMDADVANCED MICRO DEVICES INC COMcall25,000$172K+24,000
AAPLAPPLE INC COMput1,800$35.4Knew
AGFIRST MAJESTIC SILVER CORP COMcall22,500$6.87K+1,000
CATCATERPILLAR INC COMcall1,000$3.2Knew
XYZBLOCK INC Stockcall1,000$3.2Knew
SMHVANECK ETF TRUST COMcall1,000$2.59Knew
HSBCHSBC HLDGS PLC ADRcall1,000$1.45Knew
BALLBALL CORP COMput400$1.2Knew
PAASPAN AMERN SILVER CORP COMcall5,200$1.12K0
TSLATESLA INC COMcall1,000$850new
TLTISHARES TR 20 YR TR BD ETFcall1,500$390new
GDXVANECK ETF TRUST GOLD MINERS ETFcall2,000$260new
MTZMASTEC INC Stockcall500$100new
NVDANVIDIA CORPORATION COMput200$260
DDD3D SYS CORP DEL COMMON STOCKcall10,000$0new

Sold out in Q3 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 129. All 129

SecurityShares beforeValue beforeType
MAGELLAN MIDSTREAM PARTNERS…MAGELLAN MIDSTREAM PARTNERS, L51,255$3.19Mshares
IBTGISHARES TR97,431$2.21Mshares
IBTHISHARES TR98,261$2.18Mshares
INVESCO EXCHANGE TRADED FD TINVESCO EXCHANGE TRADED FD T200,082$2.1Mshares
AMEDISYS INCAMEDISYS INC15,888$1.45Mshares
AAXJISHARES TR21,638$1.44Mshares
TRPAHARTFORD FDS EXCHANGE TRADED36,811$1.4Mshares
BKHYBNY MELLON ETF TRUST28,117$1.31Mshares
CRH PLC ADSCRH PLC ADS21,841$1.22Mshares
FIRST TR BICK INDEX FDFIRST TR BICK INDEX FD34,491$939Kshares
HAWAIIAN HOLDINGS INCHAWAIIAN HOLDINGS INC84,478$910Kshares
WALWESTERN ALLIANCE BANCORP24,558$896Kshares
AMERICAN FINANCE TRUST INCAMERICAN FINANCE TRUST INC126,169$853Kshares
LEGLEGGETT & PLATT INC24,577$728Kshares
FTXGFIRST TR EXCHANGE TRADED FD27,350$717Kshares
LIFE STORAGE INCLIFE STORAGE INC5,383$716Kshares
TNLTRAVEL PLUS LEISURE CO17,628$711Kshares
BF-ABROWN FORMAN CORP10,114$688Kshares
DDIVFIRST TR EXCHANGE TRADED FD17,666$501Kshares
SPMBSPDR SERIES TRUST22,809$500Kshares
TKRTIMKEN CO5,394$494Kshares
MKTXMARKETAXESS HLDGS INC1,888$493Kshares
NMFCNEW MTN FIN CORP39,635$493Kshares
VAMOCAMBRIA ETF TR18,988$489Kshares
IBTIISHARES TR20,913$460Kshares
TRITON INTL LTDTRITON INTL LTD5,515$459Kshares
FLBLFRANKLIN TEMPLETON ETF TR18,962$457Kshares
CATALENT INC USD 0.01CATALENT INC USD 0.019,347$405Kshares
OLEDUNIVERSAL DISPLAY CORP2,751$397Kshares
FSLYFASTLY INC24,123$380Kshares
PBFPBF ENERGY INC9,269$379Kshares
UPSTUPSTART HLDGS INC10,524$377Kshares
EWGISHARES INC10,791$308Kshares
BLACK KNIGHT INC COMBLACK KNIGHT INC COM5,158$308Kshares
SHOCEA SERIES TRUST8,878$308Kshares
COCOVITA COCO CO INC11,300$304Kshares
PVHPVH CORPORATION3,466$295Kshares
GREKGLOBAL X FDS7,845$291Kshares
MHKMOHAWK INDS INC2,777$286Kshares
KBWBINVESCO EXCH TRADED FD TR II6,845$281Kshares
XJHISHARES TR7,763$277Kshares
DENBURY INCDENBURY INC3,185$275Kshares
PFFVGLOBAL X FDS12,198$272Kshares
COHRCOHERENT CORP5,096$260Kshares
NTRSNORTHERN TR CORP3,501$260Kshares
ALGMALLEGRO MICROSYSTEMS INC5,590$252Kshares
MRCCMONROE CAP CORP30,333$248Kshares
OCIOETF SER SOLUTIONS8,097$242Kshares
FCTRFIRST TR EXCHANGE-TRADED FD9,180$241Kshares
XFRAXBLACKROCK FLOATING RATE INCO19,433$237Kshares
NOVTNOVANTA INC1,285$237Kshares
EHTHEHEALTH INC29,382$236Kshares
NISOURCE INCNISOURCE INC2,300$234Kshares
VRRMVERRA MOBILITY CORP11,771$232Kshares
IBTJISHARES TR10,690$231Kshares
SCHJSCHWAB STRATEGIC TR4,840$229Kshares
PZZAPAPA JOHNS INTL INC3,086$228Kshares
AAPADVANCE AUTO PARTS INC3,234$227Kshares
WOLFSPEED INCWOLFSPEED INC4,040$225Kshares
KARSKRANESHARES TRUST7,066$221Kshares
STEM INCSTEM INC38,428$220Kshares
JPUSJ P MORGAN EXCHANGE TRADED F2,242$219Kshares
QIAGEN NVQIAGEN NV4,879$219Kshares
ESNTESSENT GROUP LTD4,671$219Kshares
APPSDIGITAL TURBINE INC23,517$218Kshares
CNMDCONMED CORP1,605$218Kshares
JOETVIRTUS ETF TR II7,528$217Kshares
SANMSANMINA CORP3,564$215Kshares
SPRSPIRIT AEROSYSTEMS HLDGS INC7,337$214Kshares
GFEBFIRST TR EXCHNG TRADED FD VI6,831$213Kshares
IGOVISHARES TR5,269$209Kshares
FNDASCHWAB STRATEGIC TR4,132$208Kshares
UFEBINNOVATOR ETFS TRUST7,436$207Kshares
GOEXGLOBAL X FDS8,525$205Kshares
CPRICAPRI HOLDINGS LIMITED5,704$205Kshares
EFSCENTERPRISE FINL SVCS CORP5,223$204Kshares
GXCSPDR INDEX SHS FDS2,737$202Kshares
DSTLETF SER SOLUTIONS4,437$201Kshares
AVIDXCHANGE HOLDINGS INCAVIDXCHANGE HOLDINGS INC18,863$196Kshares
ACREARES COML REAL ESTATE CORP18,785$191Kshares
TEVATEVA PHARMACEUTICAL INDS LTD25,079$189Kshares
XPEVXPENG INC11,749$158Kshares
ARKXARK ETF TR10,220$155Kshares
PAIWESTERN ASSET INVESTMENT GRA12,392$144Kshares
HYIWESTERN ASSET HIGH YIELD OPP11,833$139Kshares
PSFEPAYSAFE LIMITED13,601$137Kshares
PIMCO MUN INCOME FD IIIPIMCO MUN INCOME FD III16,547$133Kshares
JHIHANCOCK JOHN INVS TR10,365$131Kshares
VPVINVESCO PA VALUE MUN INC TR12,749$126Kshares
VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INC106,000$116Kshares
KTKT CORP10,176$115Kshares
SPFFGLOBAL X FDS12,450$113Kshares
PIONEER MUNICIPAL HIGH INCO…PIONEER MUNICIPAL HIGH INCOME10,492$89.5Kshares
DXLGDESTINATION XL GROUP INC16,588$81.3Kshares
UAAUNDER ARMOUR INC10,253$74Kshares
FTFRANKLIN UNVL TR10,367$69.8Kshares
ARMOUR RESIDENTIAL REIT INCARMOUR RESIDENTIAL REIT INC13,044$69.5Kshares
SILVERCREST METALS INCSILVERCREST METALS INC11,150$65.4Kshares
EODALLSPRING GLOBAL DIVIDEND OP13,896$60.5Kshares
INTERDIGITAL INCINTERDIGITAL INC50,000$60.3Kshares

How Q3 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001085146-23-004413 base2023-11-14acceptance time not in the bulk data set