CATAWBA CAPITAL MANAGEMENT /VA: ETN position timeline

CATAWBA CAPITAL MANAGEMENT /VA held 4,685 ETN shares at 2018-06-30 per its 13F-HR filed 2018-07-11.

the latest 13F is the newest step

1. period ended2018-06-30

   13F 4,685 shares

   Change vs previous 13F -3,055 shares

   0.08% of the 13F portfolio, value $350,000.

   13F-HR 0001080366-18-000003 filed by CATAWBA CAPITAL MANAGEMENT /VA
   Filed 2018-07-11 (acceptance time not in the bulk data set), ingested 2026-10-07 19:04:44 UTC

   Acceptance time not in the bulk data set (spec §4.2).

2. period ended2018-03-31

   13F 7,740 shares

   Change vs previous 13F -75 shares

   0.15% of the 13F portfolio, value $619,000.

   13F-HR 0001080366-18-000002 filed by CATAWBA CAPITAL MANAGEMENT /VA
   Filed 2018-04-05 (acceptance time not in the bulk data set), ingested 2026-10-07 19:05:42 UTC

   Acceptance time not in the bulk data set (spec §4.2).

3. period ended2017-12-31

   13F 7,815 shares

   Change vs previous 13F 0 shares

   0.14% of the 13F portfolio, value $617,000.

   13F-HR 0001080366-18-000001 filed by CATAWBA CAPITAL MANAGEMENT /VA
   Filed 2018-01-19 (acceptance time not in the bulk data set), ingested 2026-10-07 19:06:41 UTC

   Acceptance time not in the bulk data set (spec §4.2).

4. period ended2017-09-30

   13F 7,815 shares

   Change vs previous 13F -1,170 shares

   0.14% of the 13F portfolio, value $600,000.

   13F-HR 0001080366-17-000004 filed by CATAWBA CAPITAL MANAGEMENT /VA
   Filed 2017-10-05 (acceptance time not in the bulk data set), ingested 2026-10-07 19:07:28 UTC

   Acceptance time not in the bulk data set (spec §4.2).

5. period ended2017-06-30

   13F 8,985 shares

   Change vs previous 13F +300 shares

   0.16% of the 13F portfolio, value $699,000.

   13F-HR 0001080366-17-000003 filed by CATAWBA CAPITAL MANAGEMENT /VA
   Filed 2017-07-07 (acceptance time not in the bulk data set), ingested 2026-10-07 19:08:39 UTC

   Acceptance time not in the bulk data set (spec §4.2).

6. period ended2017-03-31

   13F 8,685 shares

   Change vs previous 13F +535 shares

   0.14% of the 13F portfolio, value $644,000.

   13F-HR 0001080366-17-000002 filed by CATAWBA CAPITAL MANAGEMENT /VA
   Filed 2017-04-06 (acceptance time not in the bulk data set), ingested 2026-10-07 19:09:43 UTC

   Acceptance time not in the bulk data set (spec §4.2).

7. period ended2016-12-31

   13F 8,150 shares

   Change vs previous 13F +3,965 shares

   0.13% of the 13F portfolio, value $547,000.

   13F-HR 0001080366-17-000001 filed by CATAWBA CAPITAL MANAGEMENT /VA
   Filed 2017-01-12 (acceptance time not in the bulk data set), ingested 2026-10-07 19:10:24 UTC

   Acceptance time not in the bulk data set (spec §4.2).

8. period ended2016-09-30

   13F 4,185 shares

   Change vs previous 13F not available

   0.07% of the 13F portfolio, value $275,000.

   13F-HR 0001080366-16-000008 filed by CATAWBA CAPITAL MANAGEMENT /VA
   Filed 2016-10-07 (acceptance time not in the bulk data set), ingested 2026-10-07 19:11:14 UTC

   Acceptance time not in the bulk data set (spec §4.2).