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Disclosery

CASTLEROCK ASSET MANAGEMENT INC

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13F filer, CIK 1134576, NEW YORK, NY

CASTLEROCK ASSET MANAGEMENT INC reported $73,188,000 across 24 holdings for the quarter ended 2013-12-31, in a 13F-HR filed 2014-02-13. Its ten largest share positions make up 62.02% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001140361-14-006588

Period
2013-12-31
Reported value
$73.2M
Holdings
24
Top 10 weight
62.02%
New
11
Sold out
11

Largest buys vs the previous quarter

SecurityShares changeApprox. value
AMZNnew+10,699$4.27M
ICEnew+18,747$4.22M
EBAYnew+46,830$2.57M
NOBLE CORP PLCnew+64,642$2.42M
Googlenew+2,000$2.24M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
KEY ENERGY SVCS INCexited-576,799-$4.21M
Intrcontinentalexchangeexited-22,506-$4.08M
PIONEER NATURAL RESOURCES COexited-21,220-$4.01M
AIGexited-82,200-$4M
ANFexited-106,079-$3.75M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q4 2013

Share positions as resolved from 13F-HR 0001140361-14-006588, largest first. % of portfolio is the value over $62,249,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
PENNEY J C INCPENNEY J C INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 440,324 shares; 2013Q4: 601,631 shares 601,631$5.5M8.84%+161,307
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 50,811 shares; 2013Q3: 49,837 shares; 2013Q4: 60,477 shares 60,477$4.49M7.21%+10,640Timeline
AMZNAMAZON COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 10,699 shares 10,699$4.27M6.85%newTimeline
ICEINTERCONTINENTAL EXCHANGE INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 18,747 shares 18,747$4.22M6.77%newTimeline
HAWAIIAN HOLDINGS INCHAWAIIAN HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 653,957 shares; 2013Q4: 407,284 shares 407,284$3.92M6.3%-246,673
RDNRADIAN GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 250,991 shares; 2013Q3: 181,612 shares; 2013Q4: 264,012 shares 264,012$3.73M5.99%+82,400Timeline
DECKDECKERS OUTDOOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 47,851 shares; 2013Q4: 41,357 shares 41,357$3.49M5.61%-6,494Timeline
CBS CORP NEWCBS CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 94,928 shares; 2013Q3: 60,733 shares; 2013Q4: 48,082 shares 48,082$3.06M4.92%-12,651
EV ENERGY PARTNERS LPEV ENERGY PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 39,940 shares; 2013Q3: 110,837 shares; 2013Q4: 88,922 shares 88,922$3.02M4.85%-21,915
GMGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 70,884 shares; 2013Q3: 80,486 shares; 2013Q4: 71,018 shares 71,018$2.9M4.66%-9,468Timeline
LYBLYONDELLBASELL INDUSTRIES NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 23,219 shares; 2013Q3: 22,565 shares; 2013Q4: 34,913 shares 34,913$2.8M4.5%+12,348Timeline
CCLCARNIVAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 49,730 shares; 2013Q4: 65,629 shares 65,629$2.64M4.23%+15,899Timeline
EBAYEBAY INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 46,830 shares 46,830$2.57M4.13%newTimeline
NOBLE CORP PLCNOBLE CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 64,642 shares 64,642$2.42M3.89%new
WEATHERFORD INTL LTDWEATHERFORD INTL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 345,146 shares; 2013Q4: 149,059 shares 149,059$2.31M3.71%-196,087
GoogleGoogleQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 2,000 shares 2,000$2.24M3.6%new
CHICAGO BRIDGE & IRON CO NVCHICAGO BRIDGE & IRON CO NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 30,882 shares; 2013Q3: 30,109 shares; 2013Q4: 26,568 shares 26,568$2.21M3.55%-3,541
PANDORA MEDIA INCPANDORA MEDIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 101,588 shares; 2013Q4: 72,759 shares 72,759$1.94M3.11%-28,829
Equinix, Inc.Equinix, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 12,407 shares; 2013Q3: not reported; 2013Q4: 9,100 shares 9,100$1.61M2.59%new
ZYNGA INC.ZYNGA INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 1,602,129 shares; 2013Q3: not reported; 2013Q4: 195,664 shares 195,664$744K1.2%new
MTGMGIC INVT CORP WISQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 87,656 shares 87,656$740K1.19%newTimeline
RITEAID CORPRITEAID CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 142,651 shares 142,651$722K1.16%new
TWITTER INCTWITTER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 10,944 shares 10,944$697K1.12%new

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
AAPLAPPLE INC COMcall19,500$10.9Mnew

Sold out in Q4 2013

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
KEY ENERGY SVCS INCKEY ENERGY SVCS INC576,799$4.21Mshares
IntrcontinentalexchangeIntrcontinentalexchange22,506$4.08Mshares
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO21,220$4.01Mshares
AIGAMERICAN INTL GROUP INC82,200$4Mshares
ANFABERCROMBIE & FITCH CO106,079$3.75Mshares
GOODRICH PETE CORPGOODRICH PETE CORP112,740$2.74Mshares
GRACE W R & CO DEL NEW COMGRACE W R & CO DEL NEW COM23,428$2.05Mshares
URIUNITED RENTALS INC34,292$2Mshares
AEROPOSTALE INCAEROPOSTALE INC159,210$1.5Mshares
TEXTEREX CORP NEW28,362$953Kshares
HANESBRANDS INCHANESBRANDS INC13,459$839Kshares

How Q4 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001140361-14-006588 base2014-02-13acceptance time not in the bulk data set