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Disclosery

CASTLEROCK ASSET MANAGEMENT INC

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13F filer, CIK 1134576, NEW YORK, NY

CASTLEROCK ASSET MANAGEMENT INC reported $71,411,000 across 24 holdings for the quarter ended 2013-09-30, in a 13F-HR filed 2013-11-13. Its ten largest share positions make up 58.17% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001140361-13-042114

Period
2013-09-30
Reported value
$71.4M
Holdings
24
Top 10 weight
58.17%
New
10
Sold out
13

Largest buys vs the previous quarter

SecurityShares changeApprox. value
WEATHERFORD INTL LTDnew+345,146$5.29M
HAWAIIAN HOLDINGS INCnew+653,957$4.87M
PENNEY J C INCnew+440,324$3.88M
ANFnew+106,079$3.75M
DECKnew+47,851$3.15M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
ZYNGA INC.exited-1,602,129-$4.45M
VERIFONE SYS INCexited-230,014-$3.87M
SEEexited-117,183-$2.81M
ABERCROMBIE & FITCH COexited-61,287-$2.77M
VLOexited-77,451-$2.69M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2013

Share positions as resolved from 13F-HR 0001140361-13-042114, largest first. % of portfolio is the value over $71,411,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
WEATHERFORD INTL LTDWEATHERFORD INTL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 345,146 shares 345,146$5.29M7.41%new
HAWAIIAN HOLDINGS INCHAWAIIAN HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 653,957 shares 653,957$4.87M6.81%new
KEY ENERGY SVCS INCKEY ENERGY SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 195,077 shares; 2013Q3: 576,799 shares 576,799$4.21M5.89%+381,722
EV ENERGY PARTNERS LPEV ENERGY PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 39,940 shares; 2013Q3: 110,837 shares 110,837$4.11M5.76%+70,897
IntrcontinentalexchangeIntrcontinentalexchangeQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 22,948 shares; 2013Q3: 22,506 shares 22,506$4.08M5.72%-442
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 26,073 shares; 2013Q3: 21,220 shares 21,220$4.01M5.61%-4,853
AIGAMERICAN INTL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 84,046 shares; 2013Q3: 82,200 shares 82,200$4M5.6%-1,846Timeline
PENNEY J C INCPENNEY J C INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 440,324 shares 440,324$3.88M5.43%new
ANFABERCROMBIE & FITCH COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 106,079 shares 106,079$3.75M5.25%newTimeline
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 50,811 shares; 2013Q3: 49,837 shares 49,837$3.35M4.7%-974Timeline
CBS CORP NEWCBS CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 94,928 shares; 2013Q3: 60,733 shares 60,733$3.35M4.69%-34,195
DECKDECKERS OUTDOOR CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 47,851 shares 47,851$3.15M4.42%newTimeline
GMGENERAL MTRS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 70,884 shares; 2013Q3: 80,486 shares 80,486$2.9M4.05%+9,602Timeline
GOODRICH PETE CORPGOODRICH PETE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 114,820 shares; 2013Q3: 112,740 shares 112,740$2.74M3.83%-2,080
PANDORA MEDIA INCPANDORA MEDIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 101,588 shares 101,588$2.55M3.58%new
RDNRADIAN GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 250,991 shares; 2013Q3: 181,612 shares 181,612$2.53M3.54%-69,379Timeline
GRACE W R & CO DEL NEW COMGRACE W R & CO DEL NEW COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 23,886 shares; 2013Q3: 23,428 shares 23,428$2.05M2.87%-458
CHICAGO BRIDGE & IRON CO NVCHICAGO BRIDGE & IRON CO NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 30,882 shares; 2013Q3: 30,109 shares 30,109$2.04M2.86%-773
URIUNITED RENTALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 65,465 shares; 2013Q3: 34,292 shares 34,292$2M2.8%-31,173Timeline
LYBLYONDELLBASELL INDUSTRIES NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: 23,219 shares; 2013Q3: 22,565 shares 22,565$1.65M2.31%-654Timeline
CCLCARNIVAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 49,730 shares 49,730$1.62M2.27%newTimeline
AEROPOSTALE INCAEROPOSTALE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 159,210 shares 159,210$1.5M2.1%new
TEXTEREX CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 28,362 shares 28,362$953K1.33%newTimeline
HANESBRANDS INCHANESBRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2011Q4: restricted; 2012Q1: restricted; 2012Q2: restricted; 2012Q3: restricted; 2012Q4: not loaded; 2013Q1: not loaded; 2013Q2: not reported; 2013Q3: 13,459 shares 13,459$839K1.17%new

Sold out in Q3 2013

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
ZYNGA INC.ZYNGA INC.1,602,129$4.45Mshares
VERIFONE SYS INCVERIFONE SYS INC230,014$3.87Mshares
SEESEALED AIR CORP NEW117,183$2.81Mshares
ABERCROMBIE & FITCH COABERCROMBIE & FITCH CO61,287$2.77Mshares
VLOVALERO ENERGY CORP77,451$2.69Mshares
PHMPULTE GROUP INC126,409$2.4Mshares
Equinix, Inc.Equinix, Inc.12,407$2.29Mshares
AAPLAPPLE INC3,686$1.46Mshares
KINDER MORGAN INC DELKINDER MORGAN INC DEL277,201$1.42Mshares
FFORD MTR CO85,017$1.31Mshares
CLHCLEAN HARBORS INC23,118$1.17Mshares
GNRCGENERAC HLDGS INC22,873$847Kshares
NAM TAI ELECTRS INCNAM TAI ELECTRS INC20,450$115Kshares

How Q3 2013 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001140361-13-042114 base2013-11-13acceptance time not in the bulk data set