Carroll Financial Associates, Inc.
Follow13F filer, CIK 1567784, CHARLOTTE, NC
Carroll Financial Associates, Inc. reported $1,789,313,000 across 1,940 holdings for the quarter ended 2021-09-30, in a 13F-HR filed 2021-10-07. Its ten largest share positions make up 43.07% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000909012-21-000125
- Period
- 2021-09-30
- Reported value
- $1.79B
- Holdings
- 1,940
- Top 10 weight
- 43.07%
- New
- 252
- Sold out
- 112
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| EXCHANGE LISTED FDS TRadded | +646,049 | $15.8M |
| SPDadded | +308,365 | $9.38M |
| VFMFadded | +46,984 | $4.68M |
| PULSadded | +79,007 | $3.92M |
| RAAXnew | +147,767 | $3.76M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| SPYreduced | -20,089 | -$8.62M |
| USMVreduced | -68,421 | -$5.03M |
| AUSFreduced | -99,646 | -$2.97M |
| 26 Capital Acquisition Corpreduced | -257,004 | -$2.5M |
| PSEPreduced | -66,932 | -$1.94M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 1,940 share positions
Sold out in Q3 2021
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| GENERAL ELEC COGENERAL ELEC CO | 68,048 | $915K | shares |
| SMHVANECK ETF TRUST | 3,198 | $838K | shares |
| TZADIREXION SHARES ETF TRUST | 25,000 | $716K | shares |
| GLGLOBE LIFE INC | 2,954 | $281K | shares |
| SYSBISHARES TR | 2,419 | $243K | shares |
| PRA HEALTH SCIENCES INCPRA HEALTH SCIENCES INC | 1,410 | $232K | shares |
| AVIGAMERICAN CENTY ETF TR | 4,625 | $228K | shares |
| Cyber Security ETFCyber Security ETF | 3,351 | $203K | shares |
| COMBGRANITESHARES ETF TR | 6,815 | $193K | shares |
| CRICARTERS INC | 1,781 | $183K | shares |
| CRUSCIRRUS LOGIC INC | 2,020 | $171K | shares |
| HLFHERBALIFE LTD | 3,197 | $168K | shares |
| ARCIMOTO INCARCIMOTO INC | 9,608 | $165K | shares |
| WIDEOPENWEST INCWIDEOPENWEST INC | 7,773 | $160K | shares |
| MAGNOLIA OIL & GAS CORP CL AMAGNOLIA OIL & GAS CORP CL A | 8,931 | $139K | shares |
| MPLXMPLX LP | 4,105 | $121K | shares |
| IYEISHARES TR | 4,137 | $120K | shares |
| PLABPHOTRONICS INC | 8,335 | $110K | shares |
| JRSNUVEEN REAL ESTATE INCOME FD | 9,615 | $106K | shares |
| SBSAFE BULKERS INC | 26,382 | $105K | shares |
| PETROCHINA CO LTD ADRPETROCHINA CO LTD ADR | 1,865 | $91K | shares |
| RVLVREVOLVE GROUP INC | 1,216 | $83K | shares |
| XFOFXCOHEN & STEERS CLOSED-END | 5,500 | $79K | shares |
| WSMWILLIAMS SONOMA INC | 458 | $73K | shares |
| UIUBIQUITI INC | 236 | $73K | shares |
| ETRACS BLOOMBERG CMDY TTL R…ETRACS BLOOMBERG CMDY TTL RTNSM E… | 3,694 | $66K | shares |
| LOVELOVESAC CO | 826 | $65K | shares |
| NAGENIAGEN BIOSCIENCE INC | 6,605 | $65K | shares |
| XHBSPDR SERIES TRUST | 878 | $64K | shares |
| PHRPHREESIA INC | 1,045 | $64K | shares |
| OMFONEMAIN HLDGS INC | 1,056 | $63K | shares |
| CIMAREX ENERGY CO COMCIMAREX ENERGY CO COM | 863 | $62K | shares |
| SSLSASOL LTD | 3,993 | $61K | shares |
| GPREGREEN PLAINS INC | 1,840 | $61K | shares |
| ZYXIQZYNEX, INC. COMMON STOCK (NV) | 3,945 | $61K | shares |
| MTZMASTEC INC | 572 | $60K | shares |
| PRGPROG HOLDINGS INC | 1,251 | $60K | shares |
| NOGNORTHERN OIL & GAS INC | 2,885 | $59K | shares |
| MANMANPOWERGROUP INC WIS | 502 | $59K | shares |
| MANHMANHATTAN ASSOCIATES INC | 410 | $59K | shares |
| BSTBLACKROCK SCIENCE & TECHNOLO | 1,000 | $59K | shares |
| CONTINENTAL RES INCCONTINENTAL RES INC | 1,568 | $59K | shares |
| ATNIATN INTL INC | 1,303 | $59K | shares |
| MIMECAST LIMITEDMIMECAST LIMITED | 1,101 | $58K | shares |
| CDNACAREDX INC | 626 | $57K | shares |
| AAPADVANCE AUTO PARTS INC | 279 | $57K | shares |
| SHAW COMMUNICATIONS INCSHAW COMMUNICATIONS INC | 1,992 | $57K | shares |
| SLACK TECHNOLOGIES INCSLACK TECHNOLOGIES INC | 1,298 | $57K | shares |
| TERMINIX GLOBAL HOLDINGS IN…TERMINIX GLOBAL HOLDINGS INC COM | 1,178 | $56K | shares |
| IMOIMPERIAL OIL LTD | 1,825 | $55K | shares |
| VCELVERICEL CORP | 965 | $50K | shares |
| MGRCMCGRATH RENTCORP | 577 | $47K | shares |
| FXFINVESCO CURRENCYSHARES SWISS | 455 | $44K | shares |
| KBAKRANESHARES TRUST | 909 | $43K | shares |
| SYKES ENTERPRISES INC COMSYKES ENTERPRISES INC COM | 800 | $42K | shares |
| XRNPXCOHEN & STEERS REIT & PFD & | 1,500 | $40K | shares |
| FDGAMERICAN CENTY ETF TR | 430 | $34K | shares |
| MAXIM INTEGRATED PRODS INCMAXIM INTEGRATED PRODS INC | 301 | $31K | shares |
| FYTFIRST TR EXCHANGE-TRADED ALP | 599 | $30K | shares |
| KRNYKEARNY FINL CORP MD | 2,592 | $30K | shares |
| DPGDUFF & PHELPS UTLITY AND INF | 2,000 | $28K | shares |
| NUVEEN PREFERRED & INCO…NUVEEN PREFERRED & INCOME | 1,000 | $25K | shares |
| LPXLOUISIANA PAC CORP | 401 | $24K | shares |
| APPSDIGITAL TURBINE INC | 321 | $24K | shares |
| XBMEXBLACKROCK HEALTH SCIENCES TR | 500 | $24K | shares |
| NTESNETEASE COM INC | 200 | $23K | shares |
| STNESTONECO LTD | 346 | $23K | shares |
| JEFJEFFERIES FINANCIAL GROUP IN | 630 | $21K | shares |
| VALQAMERICAN CENTY ETF TR | 425 | $21K | shares |
| SAICSCIENCE APPLICATIONS INTL CO | 200 | $17K | shares |
| JDJD.COM INC | 200 | $15K | shares |
| CHECHEMED CORP NEW | 30 | $14K | shares |
| SHLSSHOALS TECHNOLOGIES GROUP IN | 324 | $11K | shares |
| PPAINVESCO EXCHANGE TRADED FD T | 156 | $11K | shares |
| TEITEMPLETON EMERGING MKTS INCO | 1,500 | $11K | shares |
| KBWYINVESCO EXCH TRADED FD TR II | 456 | $10K | shares |
| BROOKFIELD PPTY REIT INCBROOKFIELD PPTY REIT INC | 545 | $10K | shares |
| CAJPYCANON INC-SPONS ADR | 400 | $9K | shares |
| WSBCWESBANCO INC | 251 | $8K | shares |
| DIREXION SHS ETF TRDIREXION SHS ETF TR | 239 | $8K | shares |
| PRAAPRA GROUP INC | 191 | $7K | shares |
| MCEWEN MNG INCMCEWEN MNG INC | 5,200 | $7K | shares |
| CHURCHILL CAPITAL CORP IVCHURCHILL CAPITAL CORP IV | 250 | $7K | shares |
| BGSB & G FOODS INC | 200 | $6K | shares |
| PSNLPERSONALIS INC | 200 | $5K | shares |
| LISTED FD TRLISTED FD TR | 276 | $5K | shares |
| PDMPIEDMONT REALTY TRUST INC | 238 | $4K | shares |
| POWWOUTDOOR HOLDING CO | 413 | $4K | shares |
| COWEN GROUP INCCOWEN GROUP INC | 95 | $3K | shares |
| SMDVPROSHARES TR | 42 | $2K | shares |
| REGLPROSHARES TR | 42 | $2K | shares |
| TBXPROSHARES TR | 96 | $2K | shares |
| NAVISTAR INTERNATIONALNAVISTAR INTERNATIONAL | 65 | $2K | shares |
| CNNECANNAE HLDGS INC | 48 | $1K | shares |
| RKTROCKET COS INC | 53 | $1K | shares |
| AEOAMERICAN EAGLE OUTFITTERS IN | 50 | $1K | shares |
| AGNCAGNC INVT CORP | 110 | $1K | shares |
| KTOSKRATOS DEFENSE & SEC SOLUTIO | 63 | $1K | shares |
| ALEXION PHARMACEUTICALS INCALEXION PHARMACEUTICALS INC | 7 | $1K | shares |
| TEEKAY CORPORATIONTEEKAY CORPORATION | 300 | $1K | shares |
| IUSBISHARES TR | 0 | $0 | shares |
| INCYINCYTE CORP | 10 | $0 | shares |
| NADNUVEEN QUALITY MUNCP INCOME | 0 | $0 | shares |
| KBWBINVESCO EXCH TRADED FD TR II | 0 | $0 | shares |
| BGRBLACKROCK ENERGY & RES TR | 0 | $0 | shares |
| L BRANDS INCL BRANDS INC | 11 | $0 | shares |
| PSCDINVESCO EXCH TRADED FD TR II | 0 | $0 | shares |
| Direxion Daily S&P 500 Bear…Direxion Daily S&P 500 Bear 3X Sh… | 10 | $0 | shares |
| INVESCO BULLETSHARES 2025 CBINVESCO BULLETSHARES 2025 CB | 0 | $0 | shares |
| INVESCOINVESCO | 0 | $0 | shares |
| RITE AID CORPRITE AID CORP | 50 | $0 | shares |
| HYCROFT MINING HOLDING CORPHYCROFT MINING HOLDING CORP | 200 | $0 | shares |
How Q3 2021 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0000909012-21-000125 | base | 2021-10-07 | acceptance time not in the bulk data set |