Carroll Financial Associates, Inc.
Follow13F filer, CIK 1567784, CHARLOTTE, NC
Carroll Financial Associates, Inc. reported $1,018,368,000 across 1,668 holdings for the quarter ended 2020-03-31, in a 13F-HR filed 2020-04-10. Its ten largest share positions make up 46.48% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000909012-20-000057
- Period
- 2020-03-31
- Reported value
- $1.02B
- Holdings
- 1,668
- Top 10 weight
- 46.48%
- New
- 123
- Sold out
- 156
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| USMVadded | +270,195 | $14.6M |
| IWFadded | +63,087 | $9.5M |
| HYLBnew | +187,365 | $8.26M |
| PAPRnew | +270,099 | $6.53M |
| MTUMadded | +54,448 | $5.8M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| AUSFreduced | -1,475,821 | -$26.3M |
| CSBreduced | -258,321 | -$8.01M |
| VCSHreduced | -89,808 | -$7.1M |
| PRFreduced | -59,286 | -$5.48M |
| EZMreduced | -169,355 | -$4.47M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 1,668 share positions
Sold out in Q1 2020
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| MDYVSPDR SERIES TRUST | 46,097 | $2.52M | shares |
| GSSTGOLDMAN SACHS ETF TR | 19,805 | $1M | shares |
| JHMMJOHN HANCOCK EXCHANGE TRADED | 18,610 | $728K | shares |
| QAINYLIM ETF TR | 15,564 | $479K | shares |
| INVESCO EXCHANGETRADED FD T…INVESCO EXCHANGETRADED FD T DWA T… | 11,100 | $363K | shares |
| CDWCDW CORP | 1,789 | $255K | shares |
| NMIHNMI HLDGS INC | 7,086 | $235K | shares |
| ILMNILLUMINA INC | 588 | $195K | shares |
| DEIDOUGLAS EMMETT INC | 4,396 | $193K | shares |
| TD AMERITRADE HLDG CORPTD AMERITRADE HLDG CORP | 3,592 | $178K | shares |
| SEATTLE GENETICS INCSEATTLE GENETICS INC | 1,532 | $175K | shares |
| POCTINNOVATOR ETFS TRUST | 6,841 | $172K | shares |
| INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR | 11,944 | $170K | shares |
| AQUA AMERICA INCAQUA AMERICA INC | 3,495 | $164K | shares |
| KBWBINVESCO EXCH TRADED FD TR II | 2,777 | $161K | shares |
| ZDZIFF DAVIS INC | 1,679 | $157K | shares |
| MRGRPROSHARES TR | 3,819 | $146K | shares |
| ESNTESSENT GROUP LTD | 2,144 | $111K | shares |
| HEFAISHARES TR | 3,510 | $107K | shares |
| INGERSOLL-RAND PLCINGERSOLL-RAND PLC | 755 | $100K | shares |
| CMBSISHARES TR | 1,741 | $91K | shares |
| PPLTABRDN PLATINUM ETF TRUST | 947 | $86K | shares |
| RNSTRENASANT CORP | 2,152 | $76K | shares |
| WIDEOPENWEST INCWIDEOPENWEST INC | 10,000 | $74K | shares |
| EDIVSPDR INDEX SHS FDS | 2,038 | $65K | shares |
| KEQUKEWAUNEE SCIENTIFIC CORP | 4,800 | $64K | shares |
| CEMBISHARES INC | 1,179 | $61K | shares |
| DDWMWISDOMTREE TR | 1,822 | $55K | shares |
| AIRCASTLE LTDAIRCASTLE LTD | 1,740 | $55K | shares |
| FULTFULTON FINL CORP PA | 3,166 | $55K | shares |
| GNRSPDR INDEX SHS FDS | 1,028 | $47K | shares |
| CRUSCIRRUS LOGIC INC | 564 | $46K | shares |
| AZTAAZENTA INC | 1,105 | $46K | shares |
| CAROLINA TR BANCSHARES INCCAROLINA TR BANCSHARES INC | 3,484 | $45K | shares |
| DIODDIODES INC | 796 | $44K | shares |
| CCOICOGENT COMM HOLDINGS INC | 643 | $42K | shares |
| APPFAPPFOLIO INC | 378 | $41K | shares |
| FIVNFIVE9 INC | 640 | $41K | shares |
| VRNSVARONIS SYS INC | 528 | $41K | shares |
| TECH DATA CORPTECH DATA CORP | 288 | $41K | shares |
| INSTRUCTURE INCINSTRUCTURE INC | 862 | $41K | shares |
| SPSCSPS COMM INC | 732 | $40K | shares |
| CDNSCADENCE DESIGN SYSTEM INC | 565 | $39K | shares |
| INPHI CORPINPHI CORP | 540 | $39K | shares |
| NIC INCNIC INC | 1,767 | $39K | shares |
| ACACIA COMMUNICATIONS INCACACIA COMMUNICATIONS INC | 577 | $39K | shares |
| RMBSRAMBUS INC DEL | 2,822 | $38K | shares |
| COUPA SOFTWARE INCORPORATEDCOUPA SOFTWARE INCORPORATED | 266 | $38K | shares |
| LSCCLATTICE SEMICONDUCTOR CORP | 1,955 | $37K | shares |
| JDJD.COM INC | 1,032 | $36K | shares |
| MDRXVERADIGM INC. COMMON STOCK(DE) | 3,682 | $36K | shares |
| MSTRSTRATEGY INC | 251 | $35K | shares |
| UYGPROSHARES TR | 660 | $35K | shares |
| LIVEPERSON, INC.LIVEPERSON, INC. | 954 | $35K | shares |
| VMRKVIVMARK RESIDENTIAL | 422 | $34K | shares |
| AVBAVALONBAY CMNTYS INC | 164 | $34K | shares |
| NGNOVAGOLD RESOURCES INC | 3,800 | $34K | shares |
| NEW ORIENTAL EDUCATION & TE…NEW ORIENTAL EDUCATION & TECHN | 271 | $32K | shares |
| DIAXNUVEEN DOW 30SM DYNAMIC OVERWR | 1,500 | $26K | shares |
| BHKBLACKROCK CORE BD TR | 1,653 | $24K | shares |
| DCP MIDSTREAM LPDCP MIDSTREAM LP | 1,000 | $24K | shares |
| XILINX INCXILINX INC | 237 | $23K | shares |
| HUSVFIRST TR EXCH TRADED FD III | 834 | $23K | shares |
| CITIGROUP GLOBAL MKTS HLDGSCITIGROUP GLOBAL MKTS HLDGS | 917 | $22K | shares |
| KRKROGER CO | 700 | $20K | shares |
| ARESARES MANAGEMENT CORPORATION | 539 | $19K | shares |
| BDJBLACKROCK ENHANCED EQUITY DI | 1,903 | $18K | shares |
| E TRADE FINANCIAL CORPE TRADE FINANCIAL CORP | 398 | $18K | shares |
| ZAYO GROUP HLDGS INC COMZAYO GROUP HLDGS INC COM | 500 | $17K | shares |
| XRAYDENTSPLY SIRONA INC | 270 | $15K | shares |
| BIPBROOKFIELD INFRASTRUCTURE PA | 307 | $15K | shares |
| SLXVANECK ETF TRUST | 412 | $15K | shares |
| CWBSPDR SERIES TRUST | 252 | $13K | shares |
| TRMKTRUSTMARK CORP | 350 | $12K | shares |
| BBPETFIS SER TR I | 253 | $11K | shares |
| LADRLADDER CAP CORP | 588 | $10K | shares |
| XCHYXCALAMOS CONV & HIGH INCOME F | 880 | $10K | shares |
| AXA EQUITABLE HLDGS INCAXA EQUITABLE HLDGS INC | 430 | $10K | shares |
| IAGIAMGOLD CORP | 2,500 | $9K | shares |
| EDITEDITAS MEDICINE INC | 325 | $9K | shares |
| RFVINVESCO EXCHANGE TRADED FD T | 141 | $9K | shares |
| RZVINVESCO EXCHANGE TRADED FD T | 141 | $9K | shares |
| NORTHERN LTS FD TR IVNORTHERN LTS FD TR IV | 321 | $9K | shares |
| EXLSEXLSERVICE HLDGS INC | 120 | $8K | shares |
| BED BATH & BEYOND INCBED BATH & BEYOND INC | 500 | $8K | shares |
| SVXYPROSHARES TR II | 130 | $8K | shares |
| MDIVFIRST TR EXCHANGE TRADED FD | 460 | $8K | shares |
| TYTRI CONTL CORP | 263 | $7K | shares |
| Cyber Security ETFCyber Security ETF | 181 | $7K | shares |
| STERICYCLE INCSTERICYCLE INC | 100 | $6K | shares |
| UNITI GROUP INCUNITI GROUP INC | 800 | $6K | shares |
| XLGIXLAZARD GLOBAL TOTAL RETURN & | 407 | $6K | shares |
| PGJINVESCO EXCHANGE TRADED FD T | 155 | $6K | shares |
| HOUSANYWHERE REAL ESTATE INC | 684 | $6K | shares |
| INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR | 93 | $6K | shares |
| JBHTHUNT J B TRANS SVCS INC | 43 | $5K | shares |
| SPSBSPDR SERIES TRUST | 184 | $5K | shares |
| INTREXON CORPINTREXON CORP | 1,000 | $5K | shares |
| PFGCPERFORMANCE FOOD GROUP CO | 85 | $4K | shares |
| MANMANPOWERGROUP INC WIS | 50 | $4K | shares |
| CTRACOTERRA ENERGY INC | 280 | $4K | shares |
| HTLDHEARTLAND EXPRESS INC | 212 | $4K | shares |
| WWAYFAIR INC | 54 | $4K | shares |
| SPLUNK INCSPLUNK INC | 32 | $4K | shares |
| FXIISHARES TR | 69 | $3K | shares |
| XTISHARES TR | 71 | $3K | shares |
| SUPNSUPERNUS PHARMACEUTICALS | 150 | $3K | shares |
| SHELL MIDSTREAM PARTNERS L PSHELL MIDSTREAM PARTNERS L P | 156 | $3K | shares |
| PFXFVANECK ETF TRUST | 109 | $2K | shares |
| RYAMRAYONIER ADVANCED MATLS INC | 671 | $2K | shares |
| WYNNWYNN RESORTS LTD | 18 | $2K | shares |
| CPTLGLOBAL X FDS | 117 | $2K | shares |
| VOYA PRIME RATE TRUSTVOYA PRIME RATE TRUST | 413 | $2K | shares |
| PROSHARES TRPROSHARES TR | 84 | $2K | shares |
| ESGEISHARES INC | 32 | $1K | shares |
| ESGDISHARES TR | 16 | $1K | shares |
| UBSIUNITED BANKSHARES INC WEST V | 34 | $1K | shares |
| MWAMUELLER WTR PRODS INC | 150 | $1K | shares |
| GGNGAMCO GLOBAL GOLD NAT RES & | 391 | $1K | shares |
| TFISPDR SERIES TRUST | 30 | $1K | shares |
| NUSCNUSHARES ETF TR | 38 | $1K | shares |
| LOGMEIN INCLOGMEIN INC | 12 | $1K | shares |
| COLUMBIA ETF TR ICOLUMBIA ETF TR I | 70 | $1K | shares |
| CONTRAFECT CORPCONTRAFECT CORP | 2,000 | $1K | shares |
| UBERUBER TECHNOLOGIES INC | 30 | $0 | shares |
| PRTAPROTHENA CORP PLC | 1 | $0 | shares |
| NAKNORTHERN DYNASTY MINERALS LT | 0 | $0 | shares |
| PPCPILGRIMS PRIDE CORP | 23 | $0 | shares |
| EOSEATON VANCE ENHANCED EQUITY | 1 | $0 | shares |
| FDISFIDELITY COVINGTON TRUST | 0 | $0 | shares |
| OCOWENS CORNING NEW | 3 | $0 | shares |
| FPXFIRST TR EXCHANGE-TRADED FD | 0 | $0 | shares |
| PNWPINNACLE WEST CAP CORP | 4 | $0 | shares |
| PJTPJT PARTNERS INC | 2 | $0 | shares |
| PORPORTLAND GEN ELEC CO | 9 | $0 | shares |
| MATCH GROUP INCMATCH GROUP INC | 1 | $0 | shares |
| MICRO FOCUS INTL PLCMICRO FOCUS INTL PLC | 10 | $0 | shares |
| COMPANHIA BRASILEIRA DE DISTCOMPANHIA BRASILEIRA DE DIST | 1 | $0 | shares |
| TMQTRILOGY METALS INC NEW | 83 | $0 | shares |
| ATYRATYR PHARMA INC | 1 | $0 | shares |
| CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP | 1,000 | $0 | shares |
| NABORS INDUSTRIES LTDNABORS INDUSTRIES LTD | 200 | $0 | shares |
| GENESEE & WYOMING INCGENESEE & WYOMING INC | 0 | $0 | shares |
| NRTNORTH EUROPEAN OIL RTY TR | 65 | $0 | shares |
| DIEBOLD NXDF INCDIEBOLD NXDF INC | 25 | $0 | shares |
| AQUABOUNTY TECHNOLOGIES INCAQUABOUNTY TECHNOLOGIES INC | 14 | $0 | shares |
| SANOFISANOFI | 42 | $0 | shares |
| CHIMERIX INC COMCHIMERIX INC COM | 1 | $0 | shares |
| GENOCEA BIOSCIENCES INCGENOCEA BIOSCIENCES INC | 375 | $0 | shares |
| BARCLAYS BANK PLCBARCLAYS BANK PLC | 54 | $0 | shares |
| WILLIAM LYON HOMES-CL AWILLIAM LYON HOMES-CL A | 1 | $0 | shares |
| STREAMLINE HEALTH SOLUTIONSSTREAMLINE HEALTH SOLUTIONS | 1 | $0 | shares |
| UBS AG LONDON BRHUBS AG LONDON BRH | 48 | $0 | shares |
| ICONIX BRAND GROUP INC COM …ICONIX BRAND GROUP INC COM NEW | 1 | $0 | shares |
| CONTURA ENERGY INCCONTURA ENERGY INC | 51 | $0 | shares |
| SEQUENTIAL BRNDS GROUP ISEQUENTIAL BRNDS GROUP I | 6 | $0 | shares |
How Q1 2020 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0000909012-20-000057 | base | 2020-04-10 | acceptance time not in the bulk data set |