BOSTON PRIVATE BANK & TRUST CO

13F filer, CIK 1172928, BOSTON, MA

BOSTON PRIVATE BANK & TRUST CO reported $2,054,919,000 across 1,052 holdings for the quarter ended 2014-09-30, in a 13F-HR filed 2014-10-09. Its ten largest share positions make up 16.82% of the portfolio.

Filed 2014-10-09 (acceptance time not in the bulk data set), ingested 2026-10-07 19:26:03 UTC13F-HR 0001172928-14-000007

Period: 2014-09-30
Reported value: $2.05B
Holdings: 1,052
Top 10 weight: 16.82%
New: 90
Sold out: 32

Largest buys vs the previous quarter

Security	Shares change	Approx. value
HDadded	+48,480	$4.45M
PRICELINE GRP INCadded	+3,588	$4.16M
EPDadded	+94,278	$3.8M
VZadded	+67,357	$3.37M
Cadded	+42,120	$2.18M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
DUKreduced	-44,886	-$3.36M
CLreduced	-32,334	-$2.11M
NVSreduced	-18,285	-$1.72M
XOMreduced	-18,093	-$1.7M
WFCreduced	-30,214	-$1.57M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2014

Share positions as resolved from 13F-HR 0001172928-14-000007, largest first. % of portfolio is the value over $2,054,919,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
WILLIAMS PARTNERS L PWILLIAMS PARTNERS L P	1,554	$82K	<0.01%	0
BMOBANK OF MONTREAL	1,103	$81K	<0.01%	0		Timeline
BARRICK GOLD CORPBARRICK GOLD CORP	5,465	$80K	<0.01%	-2,700
IEMGISHARES INC	1,585	$79K	<0.01%	new		Timeline
CLHCLEAN HARBORS INC	1,460	$79K	<0.01%	+145		Timeline
FITBFIFTH THIRD BANCORP	3,910	$78K	<0.01%	+460		Timeline
AKAMAKAMAI TECHNOLOGIES INC	1,311	$78K	<0.01%	0		Timeline
MAXIM INTEGRATED PRODS INCMAXIM INTEGRATED PRODS INC	2,586	$78K	<0.01%	0
TEEKAY CORPORATIONTEEKAY CORPORATION	1,175	$78K	<0.01%	new
PRECISION CASTPARTS CORPPRECISION CASTPARTS CORP	325	$77K	<0.01%	0
IXJISHARES TR	770	$76K	<0.01%	0		Timeline
HYGISHARES TR	826	$76K	<0.01%	+184		Timeline
EFXEQUIFAX INC	1,000	$75K	<0.01%	0		Timeline
SanDisk CorporationSanDisk Corporation	770	$75K	<0.01%	0
MARKET VECTORS ETF TRMARKET VECTORS ETF TR	1,490	$74K	<0.01%	0
ICFISHARES TR	864	$73K	<0.01%	0		Timeline
ALCOA INCALCOA INC	4,543	$73K	<0.01%	0
POLYPORE INTL INCPOLYPORE INTL INC	1,885	$73K	<0.01%	-25
FLOTISHARES TR	1,425	$72K	<0.01%	+700		Timeline
IOSPINNOSPEC INC	2,000	$72K	<0.01%	0		Timeline
NTRSNORTHERN TR CORP	1,039	$71K	<0.01%	+150		Timeline
VLYVALLEY NATL BANCORP	7,316	$71K	<0.01%	0		Timeline
MCDERMOTT INTL INCMCDERMOTT INTL INC	12,475	$71K	<0.01%	0
NATIONAL OILWELL VARCO INCNATIONAL OILWELL VARCO INC	926	$70K	<0.01%	+345
Plains Group Hldgs LPPlains Group Hldgs LP	2,275	$70K	<0.01%	new
HIIHUNTINGTON INGALLS INDS INC	660	$69K	<0.01%	+70		Timeline
NUSTAR ENERGY LPNUSTAR ENERGY LP	1,050	$69K	<0.01%	0
AMCXAMC GLOBAL MEDIA INC	1,174	$69K	<0.01%	0		Timeline
KRKROGER CO	1,310	$68K	<0.01%	new		Timeline
TRGPTARGA RES CORP	500	$68K	<0.01%	new		Timeline
RUCKUS WIRELESS INCRUCKUS WIRELESS INC	5,080	$68K	<0.01%	+1,400
HOGHARLEY DAVIDSON INC	1,151	$67K	<0.01%	0		Timeline
CANADIAN PACIFIC RAILWAYSCANADIAN PACIFIC RAILWAYS	325	$67K	<0.01%	+225
SEADRILL ORDSEADRILL ORD	2,500	$67K	<0.01%	0
LLOEWS CORP	1,574	$66K	<0.01%	+1,532		Timeline
HBANHUNTINGTON BANCSHARES INC	6,700	$65K	<0.01%	0		Timeline
TAUBMAN CTRS INCTAUBMAN CTRS INC	890	$65K	<0.01%	0
MXIISHARES TR	1,080	$65K	<0.01%	-100		Timeline
ACCESS MIDSTREAM PARTNERS LACCESS MIDSTREAM PARTNERS L	1,025	$65K	<0.01%	+775
ILMNILLUMINA INC	390	$64K	<0.01%	0		Timeline
EWZISHARES INC	1,482	$64K	<0.01%	-100		Timeline
CABLEVISION SYS CORPCABLEVISION SYS CORP	3,597	$63K	<0.01%	0
TSLATESLA INC	255	$62K	<0.01%	0		Timeline
WINDSTREAM HLDGS INCWINDSTREAM HLDGS INC	5,747	$62K	<0.01%	0
UBS Alerian MLP/ MLPIUBS Alerian MLP/ MLPI	1,350	$62K	<0.01%	0
KEURIG GREEN MTN INCKEURIG GREEN MTN INC	480	$62K	<0.01%	-70
FOX CORP CLASS BFOX CORP CLASS B	1,823	$61K	<0.01%	0
NAVIDEA BIOPHARMACEUTICALS INAVIDEA BIOPHARMACEUTICALS I	46,262	$61K	<0.01%	0
IJJISHARES TR	500	$60K	<0.01%	0		Timeline
IYHISHARES TR	445	$60K	<0.01%	0		Timeline
OGEOGE ENERGY CORP	1,600	$59K	<0.01%	0		Timeline
HSICSCHEIN HENRY INC	494	$58K	<0.01%	0		Timeline
PACWEST BANCORP DELPACWEST BANCORP DEL	1,418	$58K	<0.01%	0
TBITRUEBLUE INC	2,300	$58K	<0.01%	0		Timeline
AMERICAN DG ENERGY INCAMERICAN DG ENERGY INC	50,000	$58K	<0.01%	0
CMICUMMINS INC	432	$57K	<0.01%	+20		Timeline
CREE INCCREE INC	1,402	$57K	<0.01%	+125
ALLEALLEGION PLC	1,180	$56K	<0.01%	0		Timeline
SPIPSPDR SERIES TRUST	1,000	$56K	<0.01%	0		Timeline
COACH INCCOACH INC	1,543	$55K	<0.01%	-175
KMTKENNAMETAL INC	1,340	$55K	<0.01%	0		Timeline
ATMPBARCLAYS BANK PLC	1,700	$55K	<0.01%	0		Timeline
HOSPIRA INCHOSPIRA INC	1,061	$55K	<0.01%	0
EXPEAGLE MATLS INC	535	$54K	<0.01%	0		Timeline
DESWISDOMTREE TR	832	$54K	<0.01%	0		Timeline
NMLNEUBERGER ENGY INFRSTR & INC	2,500	$54K	<0.01%	0		Timeline
VIACOM INCVIACOM INC	703	$54K	<0.01%	0
LMP CORPORATE LN FD INCLMP CORPORATE LN FD INC	4,663	$54K	<0.01%	0
PIIPOLARIS INC	355	$53K	<0.01%	+45		Timeline
IFFINTERNATIONAL FLAVORS&FRAGRA	550	$53K	<0.01%	0		Timeline
IEIISHARES TR	435	$53K	<0.01%	0		Timeline
EWLISHARES INC	1,636	$53K	<0.01%	new		Timeline
ENLINK MIDSTREAM PARTNERS LPENLINK MIDSTREAM PARTNERS LP	1,750	$53K	<0.01%	new
AETNA INC NEWAETNA INC NEW	655	$53K	<0.01%	0
KINDER MORGAN ENERGY PARTNERKINDER MORGAN ENERGY PARTNER	570	$53K	<0.01%	0
PERFORMANCE SPORTS GROUP LTDPERFORMANCE SPORTS GROUP LTD	3,275	$53K	<0.01%	new
ISRGINTUITIVE SURGICAL INC	112	$52K	<0.01%	+12		Timeline
OKEONEOK INC NEW	800	$52K	<0.01%	new		Timeline
IYEISHARES TR	1,015	$52K	<0.01%	0		Timeline
EQM MIDSTREAM PARTNERS LPEQM MIDSTREAM PARTNERS LP	575	$52K	<0.01%	new
TMTOYOTA MOTOR CORP	435	$51K	<0.01%	0		Timeline
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORP	7,883	$51K	<0.01%	+908
CMGCHIPOTLE MEXICAN GRILL INC	75	$50K	<0.01%	+15		Timeline
XLPSELECT SECTOR SPDR TR	1,110	$50K	<0.01%	-2,990		Timeline
FDSFACTSET RESH SYS INC	414	$50K	<0.01%	0		Timeline
TXTTEXTRON INC	1,385	$50K	<0.01%	+125		Timeline
TECO ENERGY INCTECO ENERGY INC	2,894	$50K	<0.01%	0
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	2,300	$50K	<0.01%	new
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	2,350	$50K	<0.01%	new
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	2,180	$50K	<0.01%	new
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	2,240	$50K	<0.01%	new
STUDENT TRANSPORTATION INCSTUDENT TRANSPORTATION INC	8,000	$50K	<0.01%	new
DRIDARDEN RESTAURANTS INC	947	$49K	<0.01%	0		Timeline
SONSONOCO PRODS CO	1,255	$49K	<0.01%	0		Timeline
MYLAN INCMYLAN INC	1,075	$49K	<0.01%	+375
WESTERN REFNG LOGISTICS LPWESTERN REFNG LOGISTICS LP	1,400	$49K	<0.01%	new
EVREVERCORE INC	1,015	$48K	<0.01%	+75		Timeline
HORNBECK OFFSHORE SVCS INC NHORNBECK OFFSHORE SVCS INC N	1,460	$48K	<0.01%	+300
TIPISHARES TR	420	$47K	<0.01%	+220		Timeline
CNQCANADIAN NAT RES LTD MED TER	1,220	$47K	<0.01%	+220		Timeline
CTASCINTAS CORP	660	$47K	<0.01%	0		Timeline
XLISELECT SECTOR SPDR TR	875	$47K	<0.01%	+475		Timeline
VOXVANGUARD WORLD FD	525	$46K	<0.01%	new		Timeline
PODDINSULET CORP	1,255	$46K	<0.01%	+25		Timeline
NTCTNETSCOUT SYS INC	1,000	$46K	<0.01%	0		Timeline
GBDCGOLUB CAP BDC INC	2,900	$46K	<0.01%	0		Timeline
WLKPWESTLAKE CHEM PARTNERS LP	1,575	$46K	<0.01%	new		Timeline
IPATH S&P GSCI CRUDE OI…IPATH S&P GSCI CRUDE OIL TOTAL	2,037	$46K	<0.01%	0
VGTVANGUARD WORLD FD	445	$45K	<0.01%	0		Timeline
CCJCAMECO CORP	2,570	$45K	<0.01%	new		Timeline
WUWESTERN UN CO	2,800	$45K	<0.01%	0		Timeline
HYTBLACKROCK CORPOR HI YLD FD I	3,785	$45K	<0.01%	0		Timeline
LUVSOUTHWEST AIRLS CO	1,315	$44K	<0.01%	+365		Timeline
BABAALIBABA GROUP HLDG LTD	500	$44K	<0.01%	new		Timeline
GLADSTONE CAPITAL CORPORATI…GLADSTONE CAPITAL CORPORATION	5,000	$44K	<0.01%	0
HUDSON CITY BANCORPHUDSON CITY BANCORP	4,480	$44K	<0.01%	0
EIXEDISON INTL	775	$43K	<0.01%	+400		Timeline
WYWEYERHAEUSER CO	1,343	$43K	<0.01%	0		Timeline
FLEETCOR TECHNOLOGIES INCFLEETCOR TECHNOLOGIES INC	300	$43K	<0.01%	0
FRCBFIRST REP BK SAN FRANCISCO CAL	875	$43K	<0.01%	0		Timeline
POWERSHARES INDIA ETF TRPOWERSHARES INDIA ETF TR	2,000	$43K	<0.01%	0
KSSKOHLS CORP	690	$42K	<0.01%	0		Timeline
MPLXMPLX LP	700	$41K	<0.01%	new		Timeline
BFHBREAD FINANCIAL HOLDINGS INC	167	$41K	<0.01%	+20		Timeline
LABORATORY CRP OF AMER HLDGSLABORATORY CRP OF AMER HLDGS	400	$41K	<0.01%	0
ALBANY MOLECULAR RESHALBANY MOLECULAR RESH	1,855	$41K	<0.01%	0
MANITOWOC COMPANY INCMANITOWOC COMPANY INC	1,730	$41K	<0.01%	-5
PWRQUANTA SVCS INC	1,110	$40K	<0.01%	+160		Timeline
AVYAVERY DENNISON CORP	900	$40K	<0.01%	0		Timeline
HPFHANCOCK JOHN PFD INCOME FD I	2,000	$40K	<0.01%	0		Timeline
ECPGENCORE CAP GROUP INC	900	$40K	<0.01%	0		Timeline
ENOVIS CORPENOVIS CORP	700	$40K	<0.01%	new
Western Midstream PartnersWestern Midstream Partners	650	$40K	<0.01%	new
SCZISHARES TR	795	$39K	<0.01%	0		Timeline
MTZMASTEC INC	1,260	$39K	<0.01%	+140		Timeline
TTEKTETRA TECH INC NEW	1,575	$39K	<0.01%	+225		Timeline
PIONEER NATURAL RESOURCES COPIONEER NATURAL RESOURCES CO	196	$39K	<0.01%	0
CAVIUM INCCAVIUM INC	775	$39K	<0.01%	-100
CLECO CORP NEWCLECO CORP NEW	800	$39K	<0.01%	0
ALLIANT TECHSYSTEMS INCALLIANT TECHSYSTEMS INC	300	$38K	<0.01%	0
Mallinckrodt PlcMallinckrodt Plc	406	$37K	<0.01%	-20
INVESCO WATER RESOURCES ETFINVESCO WATER RESOURCES ETF	1,500	$37K	<0.01%	0
PETROLEUM & RES CORPPETROLEUM & RES CORP	1,301	$37K	<0.01%	0
REGNREGENERON PHARMACEUTICALS	100	$36K	<0.01%	-100		Timeline
MTDMETTLER TOLEDO INTERNATIONAL	142	$36K	<0.01%	0		Timeline
IPACISHARES TR	725	$36K	<0.01%	new		Timeline
VERINT SYS INCVERINT SYS INC	655	$36K	<0.01%	0
KXIISHARES TR	409	$36K	<0.01%	new		Timeline
ISHARESISHARES	3,095	$36K	<0.01%	new
AJGGALLAGHER ARTHUR J & CO	780	$35K	<0.01%	0		Timeline
EXCEXELON CORP	1,028	$35K	<0.01%	+285		Timeline
BHBBAR HBR BANKSHARES	1,200	$35K	<0.01%	0		Timeline
VMWARE, INC.VMWARE, INC.	370	$35K	<0.01%	0
WABCO HLDGS INCWABCO HLDGS INC	380	$35K	<0.01%	new
DDD3D SYS CORP DEL	750	$35K	<0.01%	0		Timeline
MEDIDATE SOLUTIONS INCMEDIDATE SOLUTIONS INC	780	$35K	<0.01%	-25
SCANA CORP NEWSCANA CORP NEW	708	$35K	<0.01%	0
WEB.COM GROUP INCWEB.COM GROUP INC	1,765	$35K	<0.01%	+275
CEPHEIDCEPHEID	795	$35K	<0.01%	+50
BITAUTO HLDGS LTDBITAUTO HLDGS LTD	449	$35K	<0.01%	0
MFC INDUSTRIAL LTDMFC INDUSTRIAL LTD	4,903	$35K	<0.01%	0
TRMKTRUSTMARK CORP	1,488	$34K	<0.01%	0		Timeline
PETROCHINA CO LTD ADRPETROCHINA CO LTD ADR	262	$34K	<0.01%	0
TALLGRASS ENERGY PARTNERS LPTALLGRASS ENERGY PARTNERS LP	750	$34K	<0.01%	new
EL PASO PIPELINE PARTNERSEL PASO PIPELINE PARTNERS	845	$34K	<0.01%	-1,258
BANK OF IRELAND-SPONS ADRBANK OF IRELAND-SPONS ADR	2,136	$34K	<0.01%	0
EWEDWARDS LIFESCIENCES CORP	325	$33K	<0.01%	+165		Timeline
FBINFORTUNE BRANDS INNOVATIONS I	799	$33K	<0.01%	0		Timeline
GLNGGOLAR LNG LTD	500	$33K	<0.01%	0		Timeline
SIRIUS XM HOLDINGS INCSIRIUS XM HOLDINGS INC	9,500	$33K	<0.01%	0
LIBERTY PROPERTY TRUSTLIBERTY PROPERTY TRUST	1,000	$33K	<0.01%	0
FLEETMATICS GROUP PLCFLEETMATICS GROUP PLC	1,080	$33K	<0.01%	+100
REGENCY ENERGY PARTNERS MLREGENCY ENERGY PARTNERS ML	1,020	$33K	<0.01%	0
CHRWC H ROBINSON WORLDWIDE IN	475	$32K	<0.01%	0		Timeline
ORIOLD REP INTL CORP	2,250	$32K	<0.01%	0		Timeline
DOXAMDOCS LTD	695	$32K	<0.01%	+335		Timeline
NUSNU SKIN ENTERPRISES INC	705	$32K	<0.01%	+175		Timeline
HANESBRANDS INCHANESBRANDS INC	300	$32K	<0.01%	0
CHINA FD INCCHINA FD INC	1,538	$32K	<0.01%	0
AMERICAN RLTY CAP PPTYS INCAMERICAN RLTY CAP PPTYS INC	2,632	$32K	<0.01%	0
ANN INCANN INC	780	$32K	<0.01%	-50
MUMICRON TECHNOLOGY INC	905	$31K	<0.01%	0		Timeline
IVZINVESCO LTD	788	$31K	<0.01%	0		Timeline
KEYKEYCORP	2,300	$31K	<0.01%	0		Timeline
PBIPITNEY BOWES INC	1,253	$31K	<0.01%	0		Timeline
WELLTOWER INCWELLTOWER INC	495	$31K	<0.01%	0
SOLARWINDS INCSOLARWINDS INC	730	$31K	<0.01%	-100
BABSON CAPITAL CORPORATE INVBABSON CAPITAL CORPORATE INV	2,000	$31K	<0.01%	0
NRG YIELD INCNRG YIELD INC	650	$31K	<0.01%	new
BIVVANGUARD BD INDEX FDS	361	$30K	<0.01%	0		Timeline
NVONOVO-NORDISK A S	630	$30K	<0.01%	0		Timeline
MTBM & T BK CORP	244	$30K	<0.01%	0		Timeline
BONDPIMCO ETF TR	274	$30K	<0.01%	0		Timeline
SCCOSOUTHERN COPPER CORP	1,015	$30K	<0.01%	0		Timeline
IRBTQIROBOT CORP	1,000	$30K	<0.01%	0		Timeline
WELLPOINT INCWELLPOINT INC	250	$30K	<0.01%	0
LYBLYONDELLBASELL INDUSTRIES NV	265	$29K	<0.01%	+155		Timeline
BTIBRITISH AMERN TOB PLC	255	$29K	<0.01%	0		Timeline
VHTVANGUARD WORLD FD	250	$29K	<0.01%	new		Timeline
TDCTERADATA CORP DEL	693	$29K	<0.01%	-357		Timeline
SVB FINANCIAL GROUPSVB FINANCIAL GROUP	255	$29K	<0.01%	0
CHICAGO BRIDGE & IRON CO NVCHICAGO BRIDGE & IRON CO NV	495	$29K	<0.01%	new
Chesapeake Energy Corp PFD …Chesapeake Energy Corp PFD Conv	300	$29K	<0.01%	0
IYWISHARES TR	275	$28K	<0.01%	0		Timeline
GHCGRAHAM HLDGS CO	40	$28K	<0.01%	0		Timeline
JBHTHUNT J B TRANS SVCS INC	383	$28K	<0.01%	0		Timeline
FNBF N B CORP	2,355	$28K	<0.01%	0		Timeline
AEGON N VAEGON N V	3,408	$28K	<0.01%	+2,579
BUCKEYE PARTNERS LP (BPL)BUCKEYE PARTNERS LP (BPL)	350	$28K	<0.01%	0
QUALITY SYS INCQUALITY SYS INC	2,060	$28K	<0.01%	0
BSB BANCORP INC MDBSB BANCORP INC MD	1,500	$28K	<0.01%	0
EMNEASTMAN CHEM CO	337	$27K	<0.01%	+55		Timeline
GRMNGARMIN LTD	521	$27K	<0.01%	0		Timeline
HASIHA SUSTAINABLE INFRA CAP INC	1,920	$27K	<0.01%	+460		Timeline
PNNTPENNANTPARK INVTS CORP	2,500	$27K	<0.01%	0		Timeline
JACOBS ENGINEERING GROUP INCJACOBS ENGINEERING GROUP INC	550	$27K	<0.01%	0
SUNTRUST BANKS INCSUNTRUST BANKS INC	700	$27K	<0.01%	0
VANGUARDVANGUARD	1,000	$27K	<0.01%	new
BCEBCE INC	618	$26K	<0.01%	-776		Timeline
NUVNUVEEN MUN VALUE FD INC	2,722	$26K	<0.01%	+2,022		Timeline
AAPADVANCE AUTO PARTS INC	200	$26K	<0.01%	0		Timeline
CAREFUSION CORPCAREFUSION CORP	574	$26K	<0.01%	+500
PEABODY ENERGY CORPPEABODY ENERGY CORP	2,060	$26K	<0.01%	0
Susser Petroleum Partners, …Susser Petroleum Partners, LP	475	$26K	<0.01%	new
VMRKVIVMARK RESIDENTIAL	400	$25K	<0.01%	0		Timeline
MFCMANULIFE FINL CORP	1,281	$25K	<0.01%	0		Timeline
MKCMCCORMICK & CO INC	375	$25K	<0.01%	0		Timeline
CECELANESE CORP DEL	425	$25K	<0.01%	0		Timeline
CARAVIS BUDGET GROUP INC	450	$25K	<0.01%	0		Timeline
TWNTAIWAN FD INC	1,330	$25K	<0.01%	0		Timeline
BANKRATE INC DELBANKRATE INC DEL	2,205	$25K	<0.01%	+175
ETRENTERGY CORP NEW	310	$24K	<0.01%	-75		Timeline
VRSKVERISK ANALYTICS INC	400	$24K	<0.01%	+50		Timeline
VMCVULCAN MATLS CO	400	$24K	<0.01%	-100		Timeline
WSOWATSCO INC	280	$24K	<0.01%	+45		Timeline
HEHAWAIIAN ELEC INDS INC MTN B	900	$24K	<0.01%	0		Timeline
TWENTY FIRST CENTY FOX INCTWENTY FIRST CENTY FOX INC	693	$24K	<0.01%	0
BJRIBJS RESTAURANTS INC	675	$24K	<0.01%	+25		Timeline
DNOWDNOW INC	780	$24K	<0.01%	+673		Timeline
NEWFIELD EXPL CONEWFIELD EXPL CO	635	$24K	<0.01%	0
ARM HLDGS PLCARM HLDGS PLC	550	$24K	<0.01%	0
SLVISHARES SILVER TR	1,400	$23K	<0.01%	0		Timeline
POWIPOWER INTEGRATIONS INC	430	$23K	<0.01%	0		Timeline
AZTAAZENTA INC	2,220	$23K	<0.01%	0		Timeline
NADNUVEEN QUALITY MUNCP INCOME	1,650	$23K	<0.01%	0		Timeline
BMRNBIOMARIN PHARMACEUTICAL INC	325	$23K	<0.01%	0		Timeline
LIBERTY GLOBAL PLC-ALIBERTY GLOBAL PLC-A	545	$23K	<0.01%	new
INTEGRYS ENERGY GROUP INCINTEGRYS ENERGY GROUP INC	356	$23K	<0.01%	0
ASMLASML HLDG NV	225	$22K	<0.01%	new		Timeline
FEFIRSTENERGY CORP	663	$22K	<0.01%	0		Timeline
FLEXFLEX LTD	2,139	$22K	<0.01%	0		Timeline
IYRISHARES TR	315	$22K	<0.01%	new		Timeline
BLACKROCK MUNIYIELD CALIFOR…BLACKROCK MUNIYIELD CALIFORNIA	1,505	$22K	<0.01%	0
BLUEBIRD BIO INCBLUEBIRD BIO INC	600	$22K	<0.01%	0
HOLLYSYS AUTOMATION TCHNGY LHOLLYSYS AUTOMATION TCHNGY L	975	$22K	<0.01%	0
LIBERTY GLOBAL PLC- CLIBERTY GLOBAL PLC- C	545	$22K	<0.01%	new
AMERIGAS PARTNERS, LPAMERIGAS PARTNERS, LP	474	$22K	<0.01%	new	The CUSIP as filed is malformed.
GPNGLOBAL PMTS INC	295	$21K	<0.01%	0		Timeline
HASHASBRO INC	378	$21K	<0.01%	0		Timeline
STZCONSTELLATION BRANDS INC	237	$21K	<0.01%	0		Timeline
CRLCHARLES RIV LABS INTL INC	350	$21K	<0.01%	0		Timeline
VCVINVESCO CALIF VALUE MUN INCO	1,750	$21K	<0.01%	new		Timeline
REYNOLDS AMERICAN INCREYNOLDS AMERICAN INC	364	$21K	<0.01%	-17
AFLAFLAC INC	343	$20K	<0.01%	-25		Timeline
GABGABELLI EQUITY TR INC	3,198	$20K	<0.01%	0		Timeline
PRIPRIMERICA INC	415	$20K	<0.01%	0		Timeline
BCPCBALCHEM CORP	350	$20K	<0.01%	0		Timeline
ROWAN COMPANIES PLCROWAN COMPANIES PLC	800	$20K	<0.01%	0
EPIQ SYSTEMS INCEPIQ SYSTEMS INC	1,140	$20K	<0.01%	0
VINCE HLDG CORPVINCE HLDG CORP	650	$20K	<0.01%	new
MELIMERCADOLIBRE INC	175	$19K	<0.01%	-467		Timeline
ATIATI INC	519	$19K	<0.01%	0		Timeline
LVSLAS VEGAS SANDS CORP	300	$19K	<0.01%	-128		Timeline
CPBTHE CAMPBELLS COMPANY	446	$19K	<0.01%	-40		Timeline
TAPMOLSON COORS BEVERAGE CO	249	$19K	<0.01%	0		Timeline
FLSFLOWSERVE CORP	264	$19K	<0.01%	0		Timeline
MYGNMYRIAD GENETICS INC	500	$19K	<0.01%	0		Timeline
ORANYORANGE-SPON ADR	1,304	$19K	<0.01%	0		Timeline
WPX ENERGY INCWPX ENERGY INC	789	$19K	<0.01%	0
NRTNORTH EUROPEAN OIL RTY TR	900	$19K	<0.01%	0		Timeline
TELEFONICA BRASIL SA FSPONS…TELEFONICA BRASIL SA FSPONSORED A…	973	$19K	<0.01%	0
LinnCo, LLCLinnCo, LLC	671	$19K	<0.01%	-100
ALTISOURCE RESIDENTIAL CORPALTISOURCE RESIDENTIAL CORP	794	$19K	<0.01%	-3,271
CALGON CARBON CORPCALGON CARBON CORP	1,000	$19K	<0.01%	new
CWCURTISS WRIGHT CORP	280	$18K	<0.01%	-16		Timeline
GMGENERAL MTRS CO	550	$18K	<0.01%	0		Timeline
CROXCROCS INC	1,448	$18K	<0.01%	0		Timeline
TTCTORO CO	300	$18K	<0.01%	0		Timeline
GMEGAMESTOP CORP	425	$18K	<0.01%	0		Timeline
QLIK TECHNOLOGIES INCQLIK TECHNOLOGIES INC	675	$18K	<0.01%	-50
SHUTTERFLY INCSHUTTERFLY INC	365	$18K	<0.01%	-90
NEMNEWMONT CORP	751	$17K	<0.01%	-125		Timeline
EENI SPA	363	$17K	<0.01%	0		Timeline
ECECOPETROL S A	538	$17K	<0.01%	0		Timeline
ESSESSEX PPTY TR INC	97	$17K	<0.01%	0		Timeline
HAINHAIN CELESTIAL GROUP INC	166	$17K	<0.01%	0		Timeline
TSITCW STRATEGIC INCOME FD INC	3,040	$17K	<0.01%	new		Timeline
IEPICAHN ENTERPRISES LP	156	$17K	<0.01%	+55		Timeline
GRACE W R & CO DEL NEW COMGRACE W R & CO DEL NEW COM	188	$17K	<0.01%	0
THE ADT CORPORATIONTHE ADT CORPORATION	493	$17K	<0.01%	0
LORILLARD INCLORILLARD INC	282	$17K	<0.01%	0
ICONIX BRAND GROUP INCICONIX BRAND GROUP INC	465	$17K	<0.01%	0
UNMUNUM GROUP	452	$16K	<0.01%	+105		Timeline
DALDELTA AIR LINES INC	450	$16K	<0.01%	0		Timeline
JAZZJAZZ PHARMACEUTICALS PLC	100	$16K	<0.01%	0		Timeline
PHGKONINKLIJKE PHILIPS N V	520	$16K	<0.01%	0		Timeline
AZNASTRAZENECA PLC-SPONS ADR	230	$16K	<0.01%	0		Timeline
XIFRXPLR INFRASTRUCTURE LP	450	$16K	<0.01%	new		Timeline
INGRINGREDION INC	200	$15K	<0.01%	0		Timeline
PNRPENTAIR PLC	235	$15K	<0.01%	-68		Timeline
AESAES CORP	1,030	$15K	<0.01%	new		Timeline
TDYTELEDYNE TECHNOLOGIES INC	157	$15K	<0.01%	0		Timeline
MTRNMATERION CORP	500	$15K	<0.01%	0		Timeline
HYSPIMCO ETF TR	145	$15K	<0.01%	0		Timeline
VRAVERA BRADLEY INC	725	$15K	<0.01%	0		Timeline
DELPHI AUTOMOTIVE PLCDELPHI AUTOMOTIVE PLC	240	$15K	<0.01%	new
Liberty Media CorpLiberty Media Corp	322	$15K	<0.01%	new
IGFISHARES TR	321	$14K	<0.01%	0		Timeline
VECOVEECO INSTRS INC DEL	400	$14K	<0.01%	0		Timeline
NTAPNETAPP INC	331	$14K	<0.01%	+135		Timeline
PBRPETROLEO BRASILEIRO S A	1,000	$14K	<0.01%	0		Timeline
BUNGE LTDBUNGE LTD	170	$14K	<0.01%	0
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORP	600	$14K	<0.01%	-5,000
LIBERTY INTERACTIVE CORPLIBERTY INTERACTIVE CORP	356	$14K	<0.01%	0
ISIS PHARMACEUTICALS INCISIS PHARMACEUTICALS INC	348	$14K	<0.01%	+100
ELECTRO RENT CORPELECTRO RENT CORP	1,000	$14K	<0.01%	new
CELGENE CORPCELGENE CORP	4,220	$14K	<0.01%	0
TIME INC NEWTIME INC NEW	617	$14K	<0.01%	+14
DKSDICKS SPORTING GOODS INC	300	$13K	<0.01%	0		Timeline
UPBDUPBOUND GROUP INC	425	$13K	<0.01%	0		Timeline
ANFABERCROMBIE & FITCH CO	360	$13K	<0.01%	0		Timeline
IYZISHARES TR	425	$13K	<0.01%	new		Timeline
XILINX INCXILINX INC	306	$13K	<0.01%	0
TWITTER INCTWITTER INC	250	$13K	<0.01%	0
CHINA MOBILE LIMITEDCHINA MOBILE LIMITED	228	$13K	<0.01%	0
ALLEGHANY CORP DELALLEGHANY CORP DEL	30	$13K	<0.01%	0
KKR & CO LPKKR & CO LP	600	$13K	<0.01%	-1,640
UTI WORLDWIDE INCUTI WORLDWIDE INC	1,225	$13K	<0.01%	0
MERCHANTS BANCSHARES INCMERCHANTS BANCSHARES INC	450	$13K	<0.01%	0
VPLVANGUARD INTL EQUITY INDEX F	200	$12K	<0.01%	0		Timeline
ZTSZOETIS INC	321	$12K	<0.01%	0		Timeline
EGEVEREST GROUP LTD	75	$12K	<0.01%	new		Timeline
TSCOTRACTOR SUPPLY CO	200	$12K	<0.01%	0		Timeline
MURMURPHY OIL CORP	219	$12K	<0.01%	-550		Timeline
BCOBRINKS CO	506	$12K	<0.01%	0		Timeline
ETWEATON VANCE TAX-MANAGED GLOB	1,020	$12K	<0.01%	0		Timeline
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENT	1,150	$12K	<0.01%	0
TRIUMPH GROUP INC NEWTRIUMPH GROUP INC NEW	190	$12K	<0.01%	0
SODASTREAM INTERNATIONALSODASTREAM INTERNATIONAL	400	$12K	<0.01%	0
LIBERTY TRIPADVISOR HLDGS INLIBERTY TRIPADVISOR HLDGS IN	356	$12K	<0.01%	new
PHARMACYCLICS INCPHARMACYCLICS INC	100	$12K	<0.01%	new
ROYAL BANK SCOTLAND GRP PLC…ROYAL BANK SCOTLAND GRP PLC 6.6% …	500	$12K	<0.01%	0
IXNISHARES TR	115	$11K	<0.01%	new		Timeline
MBBISHARES TR	98	$11K	<0.01%	new		Timeline
MGAMAGNA INTL INC	115	$11K	<0.01%	new		Timeline
CFCF INDUSTRIES HOLD	39	$11K	<0.01%	+30		Timeline
TSNTYSON FOODS INC	290	$11K	<0.01%	new		Timeline
SBCFSEACOAST BKG CORP FLA	1,000	$11K	<0.01%	new		Timeline
SEESEALED AIR CORP NEW	313	$11K	<0.01%	0		Timeline
GXCSPDR INDEX SHS FDS	140	$11K	<0.01%	0		Timeline
PACIFIC CONTINENTAL CORPPACIFIC CONTINENTAL CORP	825	$11K	<0.01%	0
UNITED STATES OIL FUND LPUNITED STATES OIL FUND LP	325	$11K	<0.01%	0
ULTRATECH INCULTRATECH INC	500	$11K	<0.01%	0
ROUSE PPTYS INCROUSE PPTYS INC	697	$11K	<0.01%	0
MARKET VECTORS VIETNAM ETFMARKET VECTORS VIETNAM ETF	515	$11K	<0.01%	new
JBLJABIL INC	500	$10K	<0.01%	0		Timeline
GTYGETTY RLTY CORP NEW	600	$10K	<0.01%	0		Timeline
EWAISHARES INC	400	$10K	<0.01%	0		Timeline
RGRSTURM RUGER & CO INC	200	$10K	<0.01%	0		Timeline
AMERICA MOVIL-SPN ADR CL LAMERICA MOVIL-SPN ADR CL L	396	$10K	<0.01%	0
L BRANDS INCL BRANDS INC	150	$10K	<0.01%	0
CST BRANDS INCCST BRANDS INC	276	$10K	<0.01%	0
STATE STREET IG PUBLIC &PRI…STATE STREET IG PUBLIC &PRIVATE C…	400	$10K	<0.01%	0
WESTAR ENERGY INCWESTAR ENERGY INC	280	$10K	<0.01%	new
BEMIS INCBEMIS INC	250	$10K	<0.01%	0
PALL CORPPALL CORP	121	$10K	<0.01%	0
MARKET VECTORS ETF TR JR GO…MARKET VECTORS ETF TR JR GOLD	300	$10K	<0.01%	0
AOAISHARES TR	200	$9K	<0.01%	new		Timeline
TEXTEREX CORP NEW	295	$9K	<0.01%	0		Timeline
WBSWEBSTER FINL CORP	300	$9K	<0.01%	0		Timeline
WEXWEX INC	85	$9K	<0.01%	0		Timeline
TWITITAN INTL INC ILL	770	$9K	<0.01%	0		Timeline
CA INC COMCA INC COM	314	$9K	<0.01%	0
WHITEWAVE FOODS COMPANYWHITEWAVE FOODS COMPANY	250	$9K	<0.01%	new
ROOKLINE BANCORP INC DELROOKLINE BANCORP INC DEL	1,002	$9K	<0.01%	0
ARCELORMITTAL FUNSPONSORED …ARCELORMITTAL FUNSPONSORED ADR 1 …	650	$9K	<0.01%	0
BLUE NILE INCBLUE NILE INC	300	$9K	<0.01%	0
Washington Prime GroupWashington Prime Group	520	$9K	<0.01%	-42
LULULULULEMON ATHLETICA INC	200	$8K	<0.01%	0		Timeline
VACMARRIOTT VACATIONS WORLDWIDE	120	$8K	<0.01%	0		Timeline
ORLYOREILLY AUTOMOTIVE INC	50	$8K	<0.01%	new		Timeline
BBYBEST BUY INC	240	$8K	<0.01%	0		Timeline
TELFYTELEFONICA SA-SPON ADR	499	$8K	<0.01%	0		Timeline
GNRCGENERAC HLDGS INC	200	$8K	<0.01%	0		Timeline
BLACKROCK MUN BD TRBLACKROCK MUN BD TR	500	$8K	<0.01%	0
AQUA AMERICA INCAQUA AMERICA INC	331	$8K	<0.01%	0
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE	250	$8K	<0.01%	0
ROYAL BANK OF SCOTLAND GROU…ROYAL BANK OF SCOTLAND GROUP PLC	333	$8K	<0.01%	0
BIOSCRIP INCBIOSCRIP INC	1,150	$8K	<0.01%	0
SWIFT ENERGY COSWIFT ENERGY CO	825	$8K	<0.01%	0
LIBERTY MEDIA CORP DELAWARELIBERTY MEDIA CORP DELAWARE	161	$8K	<0.01%	-46
AMIRA NATURE FOODS LTDAMIRA NATURE FOODS LTD	500	$8K	<0.01%	0
NUVEEN CA DIV ADVANTG MUN FDNUVEEN CA DIV ADVANTG MUN FD	600	$8K	<0.01%	0
PHMPULTE GROUP INC	375	$7K	<0.01%	+175		Timeline
WABWABTEC	90	$7K	<0.01%	new		Timeline
HUMHUMANA INC	50	$7K	<0.01%	new		Timeline
SAMBOSTON BEER INC	33	$7K	<0.01%	0		Timeline
AORTARTIVION INC	750	$7K	<0.01%	0		Timeline
MBTMOBILE TELESYSTEMS PJSC	451	$7K	<0.01%	0		Timeline
EMFTEMPLETON EMERGING MKTS FD	381	$7K	<0.01%	new		Timeline
ABBNYABB LTD-SPON ADR	330	$7K	<0.01%	0		Timeline
CAJPYCANON INC-SPONS ADR	207	$7K	<0.01%	0		Timeline
SHAW COMMUNICATIONS INCSHAW COMMUNICATIONS INC	285	$7K	<0.01%	0
CONTINENTAL RES INCCONTINENTAL RES INC	110	$7K	<0.01%	new
DFJWISDOMTREE TR	130	$7K	<0.01%	0		Timeline
NTT DOCOMO INCNTT DOCOMO INC	391	$7K	<0.01%	0
ORCHIDS PAPER PRODUCTS COORCHIDS PAPER PRODUCTS CO	275	$7K	<0.01%	0
QIHOO 360 TECHNOLOGY CO LTDQIHOO 360 TECHNOLOGY CO LTD	110	$7K	<0.01%	new
AMARIN CORP PLCAMARIN CORP PLC	6,000	$7K	<0.01%	0
PHH CORPPHH CORP	325	$7K	<0.01%	0
LACLEDE GROUP INC/THELACLEDE GROUP INC/THE	146	$7K	<0.01%	0
Crestwood Equity PartnersCrestwood Equity Partners	670	$7K	<0.01%	0
ICEINTERCONTINENTAL EXCHANGE IN	31	$6K	<0.01%	0		Timeline
VOTVANGUARD INDEX FDS	60	$6K	<0.01%	0		Timeline
VBKVANGUARD INDEX FDS	46	$6K	<0.01%	0		Timeline
FASTFASTENAL CO	125	$6K	<0.01%	0		Timeline
RNRRENAISSANCERE HLDGS LTD	57	$6K	<0.01%	0		Timeline
GGNGAMCO GLOBAL GOLD NAT RES &	610	$6K	<0.01%	0		Timeline
VVXV2X INC	296	$6K	<0.01%	new		Timeline
NWSNEWS CORP NEW	352	$6K	<0.01%	0		Timeline
STKCOLUMBIA SELIGM PREM TECH GR	315	$6K	<0.01%	0		Timeline
ALEALLETE INC	133	$6K	<0.01%	0		Timeline
BOTTOMLINE TECH INC DELBOTTOMLINE TECH INC DEL	200	$6K	<0.01%	0
HEQJOHN HANCOCK DIVERSIFIED INC	315	$6K	<0.01%	0		Timeline
CVGWCALAVO GROWERS INC	125	$6K	<0.01%	0		Timeline
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP	180	$6K	<0.01%	new
DIAMOND OFFSHORE DRILLING INDIAMOND OFFSHORE DRILLING IN	174	$6K	<0.01%	-58
RED HAT INCRED HAT INC	100	$6K	<0.01%	new
NENNEW ENGLAND RLTY ASSOC LTD P	120	$6K	<0.01%	0		Timeline
KINDRED BIOSCIENCES INC COMKINDRED BIOSCIENCES INC COM	700	$6K	<0.01%	new
GANNETT INCGANNETT INC	173	$5K	<0.01%	0
FMSFRESENIUS MEDICAL CARE AG	141	$5K	<0.01%	0		Timeline
EATBRINKER INTL INC	90	$5K	<0.01%	-90		Timeline
RIORIO TINTO PLC	111	$5K	<0.01%	0		Timeline
SLFSUN LIFE FINANCIAL INC.	144	$5K	<0.01%	0		Timeline
HIWHIGHWOODS PPTYS INC	128	$5K	<0.01%	0		Timeline
TUTELUS CORPORATION	156	$5K	<0.01%	0		Timeline
EWHISHARES INC	250	$5K	<0.01%	0		Timeline
CHINA PETROLEUM AND CHEMICA…CHINA PETROLEUM AND CHEMICAL-A	57	$5K	<0.01%	0
STARZSTARZ	161	$5K	<0.01%	0
ALERIAN MLP ETFALERIAN MLP ETF	270	$5K	<0.01%	0
NAVIOS MARITIME PART LPNAVIOS MARITIME PART LP	300	$5K	<0.01%	0
ATLANTIC PWR CORPATLANTIC PWR CORP	2,000	$5K	<0.01%	0
HGTXUHUGOTON ROYALTY TST UBI	566	$5K	<0.01%	0		Timeline
PEPCO HOLDINGS INCPEPCO HOLDINGS INC	200	$5K	<0.01%	0
ULTRA PETROLEUM CORPULTRA PETROLEUM CORP	200	$5K	<0.01%	0
EZCHIP SEMICONDUCTOR LIMITEDEZCHIP SEMICONDUCTOR LIMITED	200	$5K	<0.01%	0
METABOLIX INCMETABOLIX INC	5,308	$5K	<0.01%	0
ADBEADOBE INC	55	$4K	<0.01%	new		Timeline
CIENCIENA CORP	235	$4K	<0.01%	new		Timeline
TENNECO INCTENNECO INC	83	$4K	<0.01%	0
CLNECLEAN ENERGY FUELS CORP	500	$4K	<0.01%	0		Timeline
BBBLACKBERRY LTD	402	$4K	<0.01%	+300		Timeline
NABORS INDUSTRIES LTDNABORS INDUSTRIES LTD	188	$4K	<0.01%	0
H & Q LIFE SCIENCES INVSH & Q LIFE SCIENCES INVS	183	$4K	<0.01%	0
SMITH & WESSON BRANDS, INC.SMITH & WESSON BRANDS, INC.	450	$4K	<0.01%	0
CORE LABORATORIES N VCORE LABORATORIES N V	25	$4K	<0.01%	-40
iShares Msci SingaporeiShares Msci Singapore	325	$4K	<0.01%	0
SHVISHARES TR	25	$3K	<0.01%	0		Timeline
RITEAID CORPRITEAID CORP	600	$3K	<0.01%	0
MUSAMURPHY USA INC	50	$3K	<0.01%	0		Timeline
RYROYAL BK CDA	45	$3K	<0.01%	-500		Timeline
OSKOSHKOSH CORP	65	$3K	<0.01%	new		Timeline
NAVINAVIENT CORPORATION	190	$3K	<0.01%	0		Timeline
NBIXNEUROCRINE BIOSCIENCES INC	200	$3K	<0.01%	0		Timeline
BHP BILLITON- ADRBHP BILLITON- ADR	54	$3K	<0.01%	0
CNOOC LIMITEDCNOOC LIMITED	20	$3K	<0.01%	0
FIREEYE INCFIREEYE INC	100	$3K	<0.01%	0
SEARS HOLDINGS CORP XXXSEARS HOLDINGS CORP XXX	127	$3K	<0.01%	0
MAXWELL TECHNOLOGIES INCMAXWELL TECHNOLOGIES INC	300	$3K	<0.01%	0
VALARIS ORDVALARIS ORD	42	$3K	<0.01%	0
IRON MTN INC NEW REITIRON MTN INC NEW REIT	97	$3K	<0.01%	0
LINEAR TECHNOLOGY CORPLINEAR TECHNOLOGY CORP	60	$3K	<0.01%	0
KYOCYKYOCERA CORP ADR(RP 1 SHS)	60	$3K	<0.01%	0		Timeline
CALPINE CORPCALPINE CORP	149	$3K	<0.01%	0
ENGILITY HLDGS INCENGILITY HLDGS INC	94	$3K	<0.01%	0
KINDER MORGAN INC DELKINDER MORGAN INC DEL	797	$3K	<0.01%	-256
KRISPY KREME DOUGHNUTS INCKRISPY KREME DOUGHNUTS INC	200	$3K	<0.01%	0
DEPT TECHNOLOGY INCDEPT TECHNOLOGY INC	350	$3K	<0.01%	0
TEJON RANCH CO-CW16TEJON RANCH CO-CW16	1,388	$3K	<0.01%	+442
ESRTEMPIRE ST RLTY TR INC	100	$2K	<0.01%	0		Timeline
CAGCONAGRA BRANDS INC	46	$2K	<0.01%	0		Timeline
EMBISHARES TR	14	$2K	<0.01%	0		Timeline
KMIKINDER MORGAN INC DEL	41	$2K	<0.01%	0		Timeline
SLMSLM CORP	190	$2K	<0.01%	0		Timeline
CFRCULLEN FROST BANKERS INC	22	$2K	<0.01%	0		Timeline
CORCENCORA INC	25	$2K	<0.01%	0		Timeline
RJFRAYMOND JAMES FINL INC	37	$2K	<0.01%	0		Timeline
WCCWESCO INTL INC	20	$2K	<0.01%	0		Timeline
DNPDNP SELECT INCOME FD INC	200	$2K	<0.01%	0		Timeline

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

Security	Type	Amount	Value	Change
HOSPITALITY PPTYS TRHOSPITALITY PPTYS TR COM	principal	1,107,000	$1.11M	0

Sold out in Q3 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
IWBISHARES TR	5,500	$606K	shares
FOREST LABS INCFOREST LABS INC	2,486	$246K	shares
XTNSPDR SERIES TRUST	1,850	$174K	shares
CHASE CORPCHASE CORP	3,000	$102K	shares
FAMILY DLR STORES INCFAMILY DLR STORES INC	990	$65K	shares
Spectra Energy PartnersSpectra Energy Partners	1,122	$60K	shares
HILLSHIRE BRANDS COHILLSHIRE BRANDS CO	840	$52K	shares
PHYSSPROTT ASSET MANAGEMENT LP	4,120	$45K	shares
CIENA CORPCIENA CORP	35,000	$35K	principal
TECHNIPFMC PLCTECHNIPFMC PLC	550	$34K	shares
MICROS SYS INCMICROS SYS INC	425	$29K	shares
Guggenheim S&P 500 Equal We…Guggenheim S&P 500 Equal Weighted…	330	$25K	shares
CMRECOSTAMARE INC	1,000	$23K	shares
POWERSHARES ETF TRUST IIPOWERSHARES ETF TRUST II	1,000	$23K	shares
AMERIGAS PARTNERS MLPAMERIGAS PARTNERS MLP	474	$22K	shares
FSPFRANKLIN STR PPTYS CORP	1,500	$19K	shares
AWRAMER STATES WTR CO	300	$10K	shares
ANGOANGIODYNAMICS INC	445	$7K	shares
CPFL ENERGIA SA SPONS ADRCPFL ENERGIA SA SPONS ADR	403	$7K	shares
CMACOMERICA INC	125	$6K	shares
BLDPBALLARD PWR SYS INC NEW	1,050	$4K	shares
EWWISHARES INC	38	$3K	shares
HTGCHERCULES CAPITAL INC	190	$3K	shares
ISHARESISHARES	164	$3K	shares
PARTNERRE LTDPARTNERRE LTD	30	$3K	shares
RRYDER SYS INC	18	$2K	shares
EIDOISHARES TR	76	$2K	shares
Swisher Hygiene IncSwisher Hygiene Inc	117	$1K	shares
XEVVXEATON VANCE LIMITED DURATION	1	$0	shares
ICG GROUP INCICG GROUP INC	7	$0	shares
ENTROPIC COMMUNICATIONS INCENTROPIC COMMUNICATIONS INC	19	$0	shares
GABELLI HLTHCARE & WELLNESS…GABELLI HLTHCARE & WELLNESS TRUST	18	$0	shares

How Q3 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001172928-14-000007	base		2014-10-09	acceptance time not in the bulk data set	2026-10-07 19:26:03 UTC