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BlackRock Inc.

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13F filer, CIK 1364742, New York, NY

BlackRock Inc. reported holdings worth $3,477,455,768,419 (the sum of its rows) across 5,446 holdings for the quarter ended 2023-09-30, in a 13F-HR filed 2023-11-13. The total stated on the cover page is $3,627,977,394,535. Its ten largest share positions make up 22.15% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001306550-23-010335

The cover page states a total of $3,627,977,394,535, 4% more than the sum of the rows, $3,477,455,768,419. This page uses the sum of the rows.

Period
2023-09-30
Value, sum of rows
$3.48T
Stated on the cover page
$3.63T
Holdings
5,446
Top 10 weight
22.15%
New
237
Sold out
291

Largest buys vs the previous quarter

SecurityShares changeApprox. value
SREadded+29,093,678$1.98B
KVUEadded+91,187,354$1.83B
CPRTadded+39,144,887$1.69B
VLTOnew+15,466,356$1.31B
BXadded+10,520,701$1.13B

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
JNJreduced-14,975,373-$2.33B
AAPLreduced-8,233,306-$1.41B
LIFE STORAGE INCexited-9,667,366-$1.29B
TMOreduced-2,048,628-$1.04B
NVDAreduced-2,376,509-$1.03B

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2023

Share positions as resolved from 13F-HR 0001306550-23-010335, largest first. % of portfolio is the value over $3,469,015,108,953, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
VENUS CONCEPT INCVENUS CONCEPT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 1,409 shares; 2023Q3: 1,288 shares 1,288$2.52K<0.01%-121
WLYBWILEY JOHN & SONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 62 shares; 2022Q4: 62 shares; 2023Q1: 62 shares; 2023Q2: 62 shares; 2023Q3: 62 shares 62$2.32K<0.01%0Timeline
WORKSPORT LTDWORKSPORT LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: 3,356 shares; 2023Q1: 3,356 shares; 2023Q2: 1,101 shares; 2023Q3: 1,101 shares 1,101$2.31K<0.01%0
LUNRINTUITIVE MACHINES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 631 shares; 2023Q3: 631 shares 631$2.3K<0.01%0Timeline
SONOMA PHARMACEUTICALS INCSONOMA PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 2,875 shares; 2022Q4: 2,875 shares; 2023Q1: 2,875 shares; 2023Q2: 2,875 shares; 2023Q3: 2,875 shares 2,875$2.22K<0.01%0
LF CAPITAL ACQUISITION CORPLF CAPITAL ACQUISITION CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 562,500 shares; 2022Q4: 562,500 shares; 2023Q1: 562,500 shares; 2023Q2: 562,500 shares; 2023Q3: 562,500 shares 562,500$2.08K<0.01%0
INDIVIOR PLCINDIVIOR PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 90 shares 90$2.08K<0.01%new
THERMOGENESIS HLDGS INCTHERMOGENESIS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: 1,491 shares; 2023Q1: 1,493 shares; 2023Q2: 1,493 shares; 2023Q3: 1,493 shares 1,493$2.06K<0.01%0
EVOKE PHARMA INCEVOKE PHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 7,977 shares; 2022Q4: 7,792 shares; 2023Q1: 1,473 shares; 2023Q2: 1,473 shares; 2023Q3: 1,473 shares 1,473$2.03K<0.01%0
AVALON GLOBOCARE CORPAVALON GLOBOCARE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 2,750 shares; 2023Q2: 2,750 shares; 2023Q3: 2,501 shares 2,501$2.01K<0.01%-249
RHEPREGIONAL HEALTH PPTYS INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 885 shares; 2022Q4: 885 shares; 2023Q1: 885 shares; 2023Q2: 885 shares; 2023Q3: 885 shares 885$1.91K<0.01%0Timeline
AULT ALLIANCE INCAULT ALLIANCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 5,666 shares; 2023Q3: 5,666 shares 5,666$1.86K<0.01%0
FNCHQFINCH THERAPEUTICS GROUP INC CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 341 shares; 2023Q3: 341 shares 341$1.77K<0.01%0Timeline
EDUCEDUCATIONAL DEV CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 16,407 shares; 2022Q4: 16,743 shares; 2023Q1: 17,247 shares; 2023Q2: 4,534 shares; 2023Q3: 1,664 shares 1,664$1.76K<0.01%-2,870Timeline
SONNET BIOTHERAPEUTC HLDNG ISONNET BIOTHERAPEUTC HLDNG IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 594 shares 594$1.7K<0.01%new
CYCLACEL PHARMACE 6percent …CYCLACEL PHARMACE 6percent PFDCONVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 4,697 shares; 2022Q4: 4,697 shares; 2023Q1: 4,697 shares; 2023Q2: 4,697 shares; 2023Q3: 4,697 shares 4,697$1.67K<0.01%0
ALIMERA SCIENCES INCALIMERA SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 12,870 shares; 2022Q4: 13,427 shares; 2023Q1: 13,865 shares; 2023Q2: 535 shares; 2023Q3: 535 shares 535$1.66K<0.01%0
LM FDG AMER INC COM NEWLM FDG AMER INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 3,348 shares; 2022Q4: 3,348 shares; 2023Q1: 3,348 shares; 2023Q2: 3,348 shares; 2023Q3: 3,348 shares 3,348$1.63K<0.01%0
XPLSOLITARIO RESOURCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 40,493 shares; 2022Q4: 39,753 shares; 2023Q1: 39,173 shares; 2023Q2: 39,349 shares; 2023Q3: 2,933 shares 2,933$1.6K<0.01%-36,416Timeline
IBMRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 10,062 shares; 2023Q3: 62 shares 62$1.48K<0.01%-10,000Timeline
IBMQISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 58 shares; 2022Q4: 58 shares; 2023Q1: 58 shares; 2023Q2: 60 shares; 2023Q3: 60 shares 60$1.47K<0.01%0Timeline
IYTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 6 shares 6$1.4K<0.01%newTimeline
SHYDVANECK ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 1,479 shares; 2022Q4: 1,548 shares; 2023Q1: 62 shares; 2023Q2: 63 shares; 2023Q3: 63 shares 63$1.36K<0.01%0Timeline
Ensysce Biosciences IncEnsysce Biosciences IncQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 975 shares; 2023Q2: 975 shares; 2023Q3: 975 shares 975$1.35K<0.01%0
BURNING ROCK BIOTECH LTDBURNING ROCK BIOTECH LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 1,558,060 shares; 2022Q4: 52,067 shares; 2023Q1: 41,917 shares; 2023Q2: 41,917 shares; 2023Q3: 1,383 shares 1,383$1.34K<0.01%-40,534
AVENUE THERAPEUTICS INCAVENUE THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 1,941 shares; 2022Q4: 1,941 shares; 2023Q1: 1,942 shares; 2023Q2: 1,942 shares; 2023Q3: 1,868 shares 1,868$1.32K<0.01%-74
FABTQFAT BRANDS INC COM CL B (DE)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 2,299 shares; 2022Q4: 14 shares; 2023Q1: 14 shares; 2023Q2: 224 shares; 2023Q3: 217 shares 217$1.31K<0.01%-7Timeline
KNOW LABS INCKNOW LABS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: 4,907 shares; 2023Q1: 4,907 shares; 2023Q2: 4,907 shares; 2023Q3: 4,907 shares 4,907$1.23K<0.01%0
MOTUS GI HLDGS INCMOTUS GI HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 2,617 shares; 2022Q4: 2,617 shares; 2023Q1: 2,617 shares; 2023Q2: 2,617 shares; 2023Q3: 2,617 shares 2,617$1.18K<0.01%0
SCWORX CORP COMSCWORX CORP COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 6,042 shares; 2022Q4: 5,857 shares; 2023Q1: 5,712 shares; 2023Q2: 5,756 shares; 2023Q3: 5,858 shares 5,858$1.18K<0.01%+102
GHGGREENTREE HOSPITALITY GROUPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 12,446 shares; 2022Q4: 12,446 shares; 2023Q1: 11,585 shares; 2023Q2: 10,830 shares; 2023Q3: 257 shares 257$1.12K<0.01%-10,573Timeline
NEMAURA MED INCNEMAURA MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 31,274 shares; 2022Q4: 31,874 shares; 2023Q1: 32,774 shares; 2023Q2: 4,643 shares; 2023Q3: 3,542 shares 3,542$1.12K<0.01%-1,101
IBDTISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 45 shares; 2022Q4: 46 shares; 2023Q1: 46 shares; 2023Q2: 46 shares; 2023Q3: 46 shares 46$1.1K<0.01%0Timeline
IBDXISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 275,000 shares; 2022Q4: 1,813 shares; 2023Q1: 47 shares; 2023Q2: 47 shares; 2023Q3: 47 shares 47$1.1K<0.01%0Timeline
CANGO INC/KY - ADRCANGO INC/KY - ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 42,736 shares; 2022Q4: 42,736 shares; 2023Q1: 39,655 shares; 2023Q2: 39,655 shares; 2023Q3: 931 shares 931$1.1K<0.01%-38,724
IBDVISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 50 shares; 2022Q4: 54 shares; 2023Q1: 54 shares; 2023Q2: 54 shares; 2023Q3: 54 shares 54$1.1K<0.01%0Timeline
IBDUISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 47 shares; 2022Q4: 50 shares; 2023Q1: 50 shares; 2023Q2: 50 shares; 2023Q3: 50 shares 50$1.09K<0.01%0Timeline
IBDWISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 50 shares; 2022Q4: 56 shares; 2023Q1: 56 shares; 2023Q2: 56 shares; 2023Q3: 56 shares 56$1.09K<0.01%0Timeline
WRNWESTERN COPPER & GOLD CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 795 shares 795$1.08K<0.01%newTimeline
SGRPSPAR GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 1,079 shares; 2022Q4: 1,079 shares; 2023Q1: 1,079 shares; 2023Q2: 1,079 shares; 2023Q3: 1,079 shares 1,079$1.04K<0.01%0Timeline
EFADPROSHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 30 shares 30$1.03K<0.01%newTimeline
MIX TELEMATICS LTDMIX TELEMATICS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 180 shares; 2022Q4: 180 shares; 2023Q1: 180 shares; 2023Q2: 180 shares; 2023Q3: 180 shares 180$994<0.01%0
ECORELECTROCORE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 2,384 shares; 2023Q2: 2,384 shares; 2023Q3: 163 shares 163$989<0.01%-2,221Timeline
PRHIPRESURANCE HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 833 shares; 2022Q4: 833 shares; 2023Q1: 833 shares; 2023Q2: 833 shares; 2023Q3: 833 shares 833$958<0.01%0Timeline
BEST INCBEST INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 5,543 shares; 2023Q3: 408 shares 408$906<0.01%-5,135
NAKNORTHERN DYNASTY MINERALS LTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 2,735 shares 2,735$889<0.01%newTimeline
TOUGHBUILT INDS INCTOUGHBUILT INDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 4,354 shares; 2022Q4: 4,354 shares; 2023Q1: 4,354 shares; 2023Q2: 4,354 shares; 2023Q3: 4,354 shares 4,354$849<0.01%0
REGULUS THERAPEUTICS INCREGULUS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 45,614 shares; 2022Q4: 44,689 shares; 2023Q1: 618 shares; 2023Q2: 618 shares; 2023Q3: 618 shares 618$847<0.01%0
SLVISHARES SILVER TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 44 shares; 2023Q3: 41 shares 41$834<0.01%-3Timeline
CASIFCASI PHARMACEUTICALS HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 91,715 shares; 2023Q2: 454 shares; 2023Q3: 324 shares 324$829<0.01%-130Timeline
TOMZTOMI ENVIRONMENTAL SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 881 shares; 2022Q4: 881 shares; 2023Q1: 881 shares; 2023Q2: 881 shares; 2023Q3: 881 shares 881$784<0.01%0Timeline
SOLIGENIX INCSOLIGENIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 1,257 shares; 2023Q2: 1,257 shares; 2023Q3: 1,257 shares 1,257$701<0.01%0
VIRIOS THERAPEUTICS INCVIRIOS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 38,354 shares; 2022Q4: 39,250 shares; 2023Q1: 40,594 shares; 2023Q2: 755 shares; 2023Q3: 755 shares 755$698<0.01%0
SNDLSNDL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 350 shares 350$665<0.01%newTimeline
AIRSPAN NETWORKS HOLDINGS INAIRSPAN NETWORKS HOLDINGS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 50,592 shares; 2022Q4: 80,658 shares; 2023Q1: 83,286 shares; 2023Q2: 4,278 shares; 2023Q3: 4,278 shares 4,278$642<0.01%0
PERASO INCPERASO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 31,921 shares; 2022Q4: 32,561 shares; 2023Q1: 33,521 shares; 2023Q2: 3,296 shares; 2023Q3: 3,296 shares 3,296$618<0.01%0
YUNHONG GREEN CTI LTDYUNHONG GREEN CTI LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 230 shares; 2022Q4: 230 shares; 2023Q1: 230 shares; 2023Q2: 230 shares; 2023Q3: 230 shares 230$610<0.01%0
CQPCHENIERE ENERGY PARTNERS L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 11 shares; 2022Q4: 11 shares; 2023Q1: 11 shares; 2023Q2: 11 shares; 2023Q3: 11 shares 11$596<0.01%0Timeline
MICROMOBILITY.COM INCMICROMOBILITY.COM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 21,345 shares; 2023Q2: 9,906 shares; 2023Q3: 9,906 shares 9,906$583<0.01%0
SINTX TECHNOLOGIES INCSINTX TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: 708 shares; 2023Q1: 709 shares; 2023Q2: 710 shares; 2023Q3: 710 shares 710$575<0.01%0
BEELINE HOLDINGS INC COM NEWBEELINE HOLDINGS INC COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 424 shares; 2023Q3: 424 shares 424$564<0.01%0
VRMEVERIFYME INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 442 shares; 2022Q4: 442 shares; 2023Q1: 442 shares; 2023Q2: 442 shares; 2023Q3: 442 shares 442$517<0.01%0Timeline
CYCLO THERAPEUTICS INCCYCLO THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 362 shares; 2022Q4: 362 shares; 2023Q1: 362 shares; 2023Q2: 362 shares; 2023Q3: 362 shares 362$514<0.01%0
PREDICTIVE ONCOLOGY INCPREDICTIVE ONCOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 152 shares; 2023Q3: 152 shares 152$486<0.01%0
BIPBROOKFIELD INFRASTRUCTURE PAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 16 shares; 2022Q4: 6,766 shares; 2023Q1: 16 shares; 2023Q2: 16 shares; 2023Q3: 16 shares 16$475<0.01%0Timeline
ENSVENSERVCO CORPORATION COMMON STQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 56,213 shares; 2022Q4: 57,058 shares; 2023Q1: 20,972 shares; 2023Q2: 1,201 shares; 2023Q3: 1,201 shares 1,201$458<0.01%0Timeline
CWISPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 3,534 shares; 2022Q4: 3,515 shares; 2023Q1: 3,500 shares; 2023Q2: 3,500 shares; 2023Q3: 18 shares 18$448<0.01%-3,482Timeline
SRX HEALTH SOLUTIONS INC. C…SRX HEALTH SOLUTIONS INC. COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 54,355 shares; 2022Q4: 55,511 shares; 2023Q1: 57,245 shares; 2023Q2: 4,088 shares; 2023Q3: 3,559 shares 3,559$441<0.01%-529
SCKTSOCKET MOBILE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 357 shares; 2022Q4: 357 shares; 2023Q1: 357 shares; 2023Q2: 357 shares; 2023Q3: 357 shares 357$407<0.01%0Timeline
GENIUS GROUP LTD SHS NEWGENIUS GROUP LTD SHS NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 32,727 shares; 2022Q4: 32,727 shares; 2023Q1: 8,229 shares; 2023Q2: 8,229 shares; 2023Q3: 478 shares 478$395<0.01%-7,751
NEUBASE THERAPEUTICS INCNEUBASE THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 464 shares; 2023Q3: 440 shares 440$383<0.01%-24
WSO-BWATSCO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 1 shares; 2023Q3: 1 shares 1$376<0.01%0Timeline
SCHASCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 12,556 shares; 2022Q4: 12,286 shares; 2023Q1: 8,070 shares; 2023Q2: 9 shares; 2023Q3: 9 shares 9$373<0.01%0Timeline
VIRPAX PHARMACEUTICALS INCVIRPAX PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 464 shares; 2022Q4: 464 shares; 2023Q1: 464 shares; 2023Q2: 464 shares; 2023Q3: 464 shares 464$371<0.01%0
XNETXUNLEI LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 210 shares; 2022Q4: 210 shares; 2023Q1: 210 shares; 2023Q2: 210 shares; 2023Q3: 210 shares 210$340<0.01%0Timeline
EFFECTOR THERAPEUTICS INCEFFECTOR THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 31,999 shares; 2022Q4: 34,766 shares; 2023Q1: 53,076 shares; 2023Q2: 554 shares; 2023Q3: 554 shares 554$332<0.01%0
XCEL BRANDS INCXCEL BRANDS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 315 shares; 2022Q4: 315 shares; 2023Q1: 315 shares; 2023Q2: 315 shares; 2023Q3: 315 shares 315$331<0.01%0
EDESA BIOTECH INCEDESA BIOTECH INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 518 shares; 2022Q4: 518 shares; 2023Q1: 518 shares; 2023Q2: 518 shares; 2023Q3: 518 shares 518$327<0.01%0
OXBROXBRIDGE RE HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 9,912 shares; 2022Q4: 10,573 shares; 2023Q1: 10,933 shares; 2023Q2: 1,560 shares; 2023Q3: 232 shares 232$325<0.01%-1,328Timeline
SYNAPTOGENIX INCSYNAPTOGENIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 16,041 shares; 2022Q4: 16,389 shares; 2023Q1: 16,911 shares; 2023Q2: 3,047 shares; 2023Q3: 732 shares 732$322<0.01%-2,315
MYOMYOMO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 281 shares; 2022Q4: 281 shares; 2023Q1: 281 shares; 2023Q2: 281 shares; 2023Q3: 281 shares 281$312<0.01%0Timeline
BAUDAX BIO INC COM PAR $0 01BAUDAX BIO INC COM PAR $0 01Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: 797 shares; 2023Q1: 797 shares; 2023Q2: 797 shares; 2023Q3: 797 shares 797$295<0.01%0
RNTXREIN THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: 189 shares; 2023Q1: 189 shares; 2023Q2: 189 shares; 2023Q3: 189 shares 189$287<0.01%0Timeline
SCHJSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: 84 shares; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 6 shares 6$282<0.01%newTimeline
EFXTENERFLEX LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: 48 shares; 2023Q1: 48 shares; 2023Q2: 48 shares; 2023Q3: 48 shares 48$275<0.01%0Timeline
SHAPEWAYS HOLDINGS ORDSHAPEWAYS HOLDINGS ORDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 75 shares; 2023Q3: 75 shares 75$241<0.01%0
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 9 shares 9$231<0.01%new
JOBY AVIATION INCJOBY AVIATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 180 shares; 2022Q4: 180 shares; 2023Q1: 180 shares; 2023Q2: 180 shares; 2023Q3: 180 shares 180$223<0.01%0
XINRYXINYUAN REAL ESTATE CO LTD SPOQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: 77 shares; 2023Q1: 77 shares; 2023Q2: 77 shares; 2023Q3: 77 shares 77$222<0.01%0Timeline
SUNSUNOCO LP/SUNOCO FIN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 4 shares; 2023Q2: 4 shares; 2023Q3: 4 shares 4$217<0.01%0Timeline
VIVOS THERAPEUTICS INCVIVOS THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 46,079 shares; 2022Q4: 47,107 shares; 2023Q1: 48,649 shares; 2023Q2: 2,327 shares; 2023Q3: 1,037 shares 1,037$199<0.01%-1,290
VEVMQVICINITY MTR CORP (CANADA)Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 209 shares; 2022Q4: 209 shares; 2023Q1: 209 shares; 2023Q2: 209 shares; 2023Q3: 209 shares 209$198<0.01%0Timeline
KUBIENT INC COM USD0.00001KUBIENT INC COM USD0.00001Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 662 shares; 2022Q4: 662 shares; 2023Q1: 662 shares; 2023Q2: 662 shares; 2023Q3: 662 shares 662$198<0.01%0
VACCINEX INCVACCINEX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 172 shares 172$194<0.01%new
Concord Med Svcs Hldgs LtdConcord Med Svcs Hldgs LtdQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 143 shares; 2022Q4: 143 shares; 2023Q1: 143 shares; 2023Q2: 143 shares; 2023Q3: 143 shares 143$183<0.01%0
ESPORTS ENTMT GROUP INCESPORTS ENTMT GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 1,719 shares; 2023Q2: 1,719 shares; 2023Q3: 1,719 shares 1,719$183<0.01%0
ABALLIANCEBERNSTEIN HLDG L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 6 shares; 2023Q3: 6 shares 6$182<0.01%0Timeline
BCICBCP INVESTMENT CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 57,772 shares; 2022Q4: 59,428 shares; 2023Q1: 49,836 shares; 2023Q2: 47,296 shares; 2023Q3: 9 shares 9$173<0.01%-47,287Timeline
LANDOS BIOPHARMA INCLANDOS BIOPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 42 shares; 2023Q3: 42 shares 42$163<0.01%0
EPICQUEST EDUCATN GRP INTL LEPICQUEST EDUCATN GRP INTL LQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 184 shares; 2022Q4: 184 shares; 2023Q1: 184 shares; 2023Q2: 184 shares; 2023Q3: 184 shares 184$155<0.01%0
NANOVIBRONIX INCNANOVIBRONIX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 74 shares; 2023Q2: 74 shares; 2023Q3: 74 shares 74$146<0.01%0
RKDAARCADIA BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 38 shares; 2023Q2: 38 shares; 2023Q3: 38 shares 38$127<0.01%0Timeline
ENDRA LIFE SCIENCES INCENDRA LIFE SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: 102 shares; 2023Q1: 103 shares; 2023Q2: 103 shares; 2023Q3: 103 shares 103$114<0.01%0
CIMG INCCIMG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: 16 shares; 2023Q1: 16 shares; 2023Q2: 16 shares; 2023Q3: 16 shares 16$113<0.01%0
CEMTREX INCCEMTREX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 23 shares; 2023Q2: 23 shares; 2023Q3: 23 shares 23$110<0.01%0
FIRST WAVE BIOPHARMA INCFIRST WAVE BIOPHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 397 shares; 2023Q2: 397 shares; 2023Q3: 376 shares 376$109<0.01%-21
MOATABLE INCMOATABLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 7,947 shares; 2022Q4: 6,217 shares; 2023Q1: 464 shares; 2023Q2: 110 shares; 2023Q3: 93 shares 93$93<0.01%-17
VISIONSYS AI INCVISIONSYS AI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 993 shares; 2022Q4: 48 shares; 2023Q1: 48 shares; 2023Q2: 48 shares; 2023Q3: 48 shares 48$91<0.01%0
ONECONNECT FINL TECHNOLOGY CONECONNECT FINL TECHNOLOGY CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: 592 shares; 2023Q1: 1,835 shares; 2023Q2: 213 shares; 2023Q3: 28 shares 28$87<0.01%-185
NEXIMMUNE INCNEXIMMUNE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 29,343 shares; 2022Q4: 42,470 shares; 2023Q1: 43,868 shares; 2023Q2: 360 shares; 2023Q3: 360 shares 360$76<0.01%0
PROCESSA PHARMACEUTICALS IN…PROCESSA PHARMACEUTICALS INC COM …Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 27,832 shares; 2022Q4: 28,460 shares; 2023Q1: 29,402 shares; 2023Q2: 293 shares; 2023Q3: 293 shares 293$73<0.01%0
AIFCAI FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 173 shares; 2022Q4: 173 shares; 2023Q1: 173 shares; 2023Q2: 173 shares; 2023Q3: 173 shares 173$71<0.01%0Timeline
AMBRAMBER INTL HLDG LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: 63 shares; 2023Q1: 36 shares; 2023Q2: 36 shares; 2023Q3: 36 shares 36$64<0.01%0Timeline
ABACUS GLOBAL MGMT INCABACUS GLOBAL MGMT INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 169 shares 169$64<0.01%new
RWLINVESCO EXCH TRADED FD TR IIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 1 shares 1$63<0.01%newTimeline
GLPGLOBAL PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 2 shares 2$60<0.01%newTimeline
FNDXSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 342 shares; 2022Q4: 316 shares; 2023Q1: 66 shares; 2023Q2: not reported; 2023Q3: 1 shares 1$54<0.01%newTimeline
MRAIMARPAI INC CL A COM NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 81 shares; 2023Q3: 82 shares 82$54<0.01%+1Timeline
HARBOR CUSTOM DEVELOPMENT INHARBOR CUSTOM DEVELOPMENT INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 1,479 shares; 2023Q2: 38 shares; 2023Q3: 38 shares 38$54<0.01%0
JPSTJ P MORGAN EXCHANGE TRADED FQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 1 shares; 2022Q4: 688 shares; 2023Q1: 1 shares; 2023Q2: 34,436 shares; 2023Q3: 1 shares 1$53<0.01%-34,435Timeline
PRESIDIO PPTY TR INCPRESIDIO PPTY TR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 1,536 shares; 2022Q4: 1,536 shares; 2023Q1: 1,536 shares; 2023Q2: 1,536 shares; 2023Q3: 1,536 shares 1,536$52<0.01%0
SCHDSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 821 shares; 2022Q4: 807 shares; 2023Q1: 93 shares; 2023Q2: 525 shares; 2023Q3: 1 shares 1$47<0.01%-524Timeline
TIPZPIMCO ETF TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 1 shares 1$45<0.01%newTimeline
LOGICMARK INCLOGICMARK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 25 shares; 2023Q3: 25 shares 25$45<0.01%0
AENZA S.A.AAENZA S.A.AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: 16 shares; 2023Q1: 16 shares; 2023Q2: 16 shares; 2023Q3: 16 shares 16$40<0.01%0
ROIIRISKON INTL INC COM PAR $0.001Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 46 shares; 2023Q3: 46 shares 46$39<0.01%0Timeline
GREENLANE HLDGS INCGREENLANE HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 54 shares; 2023Q3: 46 shares 46$33<0.01%-8
OBLONG INCOBLONG INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 75 shares; 2023Q2: 75 shares; 2023Q3: 75 shares 75$32<0.01%0
GELGENESIS ENERGY L PQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 3 shares; 2022Q4: 3 shares; 2023Q1: 3 shares; 2023Q2: 3 shares; 2023Q3: 3 shares 3$31<0.01%0Timeline
SALARIUS PHARMACEUTICALS INCSALARIUS PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: 47 shares; 2023Q1: 47 shares; 2023Q2: 47 shares; 2023Q3: 47 shares 47$31<0.01%0
TITAN PHARMACEUTICALS INC DETITAN PHARMACEUTICALS INC DEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 60 shares; 2022Q4: 60 shares; 2023Q1: 60 shares; 2023Q2: 60 shares; 2023Q3: 60 shares 60$28<0.01%0
SPDWSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 4,088 shares; 2022Q4: 3,671 shares; 2023Q1: 119 shares; 2023Q2: not reported; 2023Q3: 1 shares 1$27<0.01%newTimeline
FNDFSCHWAB STRATEGIC TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 380,842 shares; 2022Q4: 374,600 shares; 2023Q1: 281,193 shares; 2023Q2: not reported; 2023Q3: 1 shares 1$27<0.01%newTimeline
RDVYFIRST TR EXCHANGE TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 1 shares 1$26<0.01%newTimeline
DFUSDIMENSIONAL ETF TRUSTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 1 shares 1$25<0.01%newTimeline
STNCHENNESSY FDS TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 1 shares 1$25<0.01%newTimeline
FVDFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 55 shares; 2022Q4: 55 shares; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 1 shares 1$24<0.01%newTimeline
APOLLO STRATEGIC GRWT CPTL IAPOLLO STRATEGIC GRWT CPTL IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 400,000 shares; 2022Q4: 400,000 shares; 2023Q1: 400,000 shares; 2023Q2: 2 shares; 2023Q3: 2 shares 2$21<0.01%0
NULLNULLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 24 shares 24$19<0.01%new
CVRCHICAGO RIVET & MACH COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 126 shares; 2022Q4: 126 shares; 2023Q1: 1 shares; 2023Q2: 2,067 shares; 2023Q3: 1 shares 1$18<0.01%-2,066Timeline
MSNEMERSON RADIO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 18,978 shares; 2022Q4: 18,608 shares; 2023Q1: 18 shares; 2023Q2: 18 shares; 2023Q3: 18 shares 18$10<0.01%0Timeline
NOVABAY PHARMACEUTICALS INCNOVABAY PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: 21 shares; 2023Q1: 20 shares; 2023Q2: 20 shares; 2023Q3: 20 shares 20$9<0.01%0
OBEOBSIDIAN ENERGY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 1 shares; 2022Q4: 1 shares; 2023Q1: 1 shares; 2023Q2: 1 shares; 2023Q3: 1 shares 1$8<0.01%0Timeline
KALEYRA INCKALEYRA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 465,295 shares; 2023Q2: not reported; 2023Q3: 1 shares 1$7<0.01%new
SUPERIOR DRILLING PRODS INCSUPERIOR DRILLING PRODS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 34,895 shares; 2022Q4: 36,789 shares; 2023Q1: 37,609 shares; 2023Q2: 9 shares; 2023Q3: 9 shares 9$7<0.01%0
GULF RES INCGULF RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 3 shares; 2022Q4: 3 shares; 2023Q1: 3 shares; 2023Q2: 3 shares; 2023Q3: 3 shares 3$6<0.01%0
CROWN ELECTROKINETICS CORPCROWN ELECTROKINETICS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 14 shares 14$6<0.01%new
PALISADE BIO INCPALISADE BIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: 8 shares; 2023Q1: 8 shares; 2023Q2: 9 shares; 2023Q3: 9 shares 9$5<0.01%0
NUBURU INCNUBURU INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 250 shares; 2023Q3: 250 shares 250$5<0.01%0
SATELLOGIC INCSATELLOGIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: 66 shares; 2023Q3: 66 shares 66$4<0.01%0
ADDVANTAGE TECHNOLOGIES GRPADDVANTAGE TECHNOLOGIES GRPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 9,627 shares; 2022Q4: 8,442 shares; 2023Q1: 9 shares; 2023Q2: 9 shares; 2023Q3: 9 shares 9$3<0.01%0
DRUGBRIGHT MINDS BIOSCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: not reported; 2023Q2: not reported; 2023Q3: 1 shares 1$2<0.01%newTimeline
RKTOROCKET ONE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: 1 shares; 2023Q1: 1 shares; 2023Q2: 1 shares; 2023Q3: 1 shares 1$2<0.01%0Timeline
PHIO PHARMACEUTICALS CORPPHIO PHARMACEUTICALS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: not reported; 2022Q4: not reported; 2023Q1: 1 shares; 2023Q2: 1 shares; 2023Q3: 1 shares 1$2<0.01%0
AURORA CANNABIS INC-NEWAURORA CANNABIS INC-NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 1 shares; 2022Q4: 1 shares; 2023Q1: 102 shares; 2023Q2: 2 shares; 2023Q3: 2 shares 2$1<0.01%0
QIWIQIWI PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2021Q4: restricted; 2022Q1: restricted; 2022Q2: restricted; 2022Q3: 1,297 shares; 2022Q4: 1,297 shares; 2023Q1: 1,297 shares; 2023Q2: 1,297 shares; 2023Q3: 1,297 shares 1,297$00%0Value filed as zero, left out of ratios.Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SPYSTATE STR SPDR S&P 500 ETF T SHScall4,191,500$1.79B-5,162,900
GLDSPDR GOLD TR GOLD SHScall7,368,800$1.26B+5,542,000
QQQINVESCO QQQ TR COMcall1,154,500$414M-1,195,700
AMZNAMAZON COM INC COMcall3,098,900$394M+1,941,100
SPYSTATE STR SPDR S&P 500 ETF T SHSput720,000$308M-5,422,900
BABAALIBABA GROUP HLDG LTD SPONSORED ADScall3,427,000$297Mnew
AAPLAPPLE INC COMcall1,677,600$287M+27,100
IWMISHARES TR SHSput1,422,300$251M+1,092,300
COPCONOCOPHILLIPS COMcall1,695,000$203M+1,140,000
NVDANVIDIA CORPORATION COMcall466,000$203M-347,100
ALPHABET INCALPHABET INC CALLcall1,456,500$192M-1,808,900
DALDELTA AIR LINES INC Stockcall5,011,900$185M+2,102,000
MSFTMICROSOFT CORP COMcall585,500$185M-800,700
HYGISHARES TR IBOXX HI YD ETFput2,250,000$166M+505,000
HUMHUMANA INC Stockcall329,500$160M+184,500
MUMICRON TECHNOLOGY INC COMcall2,166,600$147M+1,043,800
UBERUBER TECHNOLOGIES INC COMcall2,567,700$118M-95,200
CMCSACOMCAST CORP NEW COMcall2,559,100$113Mnew
VLOVALERO ENERGY CORP Stockcall788,700$112M-18,000
WMTWALMART INC COMcall629,300$101Mnew
QQQINVESCO QQQ TR COMput275,400$98.7M-661,600
LLYELI LILLY & CO COMcall183,000$98.3M+32,200
AMDADVANCED MICRO DEVICES INC COMcall953,700$98.1M-2,681,600
FCXFREEPORT MCMORAN INC Stockcall2,261,700$84.3M+1,254,700
TMUST-MOBILE US INC COMcall543,800$76.2Mnew
PFEPFIZER INC COMcall2,244,500$74.5M-1,842,500
KVUEKENVUE INC COMcall3,428,500$68.8Mnew
ADBEADOBE INC COMcall130,800$66.7Mnew
INTCINTEL CORP COMcall1,706,200$60.7Mnew
UNHUNITEDHEALTH GROUP INC COMcall115,000$58M-89,600
DVNDEVON ENERGY CORP NEW Stockcall1,110,800$53Mnew
EMBISHARES TR JPMORGAN USD EMGput625,000$51.6Mnew
LMTLOCKHEED MARTIN CORP COMcall115,500$47.2M+75,800
MAMASTERCARD INCORPORATED COMcall114,000$45.1M-57,700
CRMSALESFORCE INC COMcall213,500$43.3M-86,100
ROKROCKWELL AUTOMATION INC Stockcall144,000$41.2Mnew
TSLATESLA INC COMcall156,000$39M-255,700
TLTISHARES TR 20 YR TR BD ETFput440,000$39Mnew
UALUNITED AIRLS HLDGS INC Stockcall852,300$36.1M-257,700
AVGOBROADCOM INC COMcall42,900$35.6Mnew
BUNGE LTDBUNGE LTD COMcall288,000$31.2Mnew
IVVISHARES TR SHSput71,100$30.5M+25,900
IVVISHARES TR SHScall71,100$30.5M+25,900
XRTSPDR SERIES TRUST ETFput500,000$30.4Mnew
MGMMGM RESORTS INTERNATIONAL COMcall788,900$29Mnew
XLESELECT SECTOR SPDR TR SHScall300,000$27.1Mnew
LENLENNAR CORP Stockcall219,400$24.6M-111,600
NFLXNETFLIX INC. COMput60,000$22.7Mnew
SEAGATE TECHNOLOGY HLDNGS PLSEAGATE TECHNOLOGY HLDNGS PL ORD SHSput260,000$17.1Mnew
FTNTFORTINET INC Stockput262,000$15.4Mnew
STELLANTIS N.VSTELLANTIS N.V SHSput650,000$12.4Mnew
FFORD MTR CO Stockput700,000$8.69M+200,000
ARANTERO RESOURCES CORP Stockcall300,000$7.61M0
ALLYALLY FINL INC Stockput225,000$6M-2,410,700
JETSETF SER SOLUTIONS ETFput350,000$5.96Mnew
LQDISHARES TR SHSput50,000$5.1M-950,000
SPRSPIRIT AEROSYSTEMS HLDGS INC COM CL Acall300,000$4.84Mnew
FYBRFRONTIER COMMUNICATIONS PARE COMput300,000$4.7M-370,000
EUFNISHARES TR MSCI EURO FL ETFput225,000$4.25M-175,000
SABRSABRE CORP Stockcall850,000$3.82M-750,000
SPRSPIRIT AEROSYSTEMS HLDGS INC COM CL Aput200,000$3.23M-330,000
ALTERYX, INC (CLASS A)ALTERYX, INC (CLASS A) COM CL Aput70,000$2.64Mnew
EQUITRANS MIDSTREAM CORP NPVEQUITRANS MIDSTREAM CORP NPV COMcall220,000$2.06M-230,000
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP CL A VTGcall130,000$1.1Mnew
VSATVIASAT INC COMput50,000$923Knew
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP CL B NON VTGcall100,000$787K+60,000
INFORMATICA INCINFORMATICA INC COM CL Acall20,000$421K-60,000
HANESBRANDS INCHANESBRANDS INC COMput50,000$198K+20,000

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

The largest 100 of 222. All 222

SecurityTypeAmountValueChange
UBER TECHNOLOGIES INCUBER TECHNOLOGIES INC NOTE 12/1principal93,804,000$87.5M-1,409,000
AIRBNB INCAIRBNB INC CLASS Aprincipal89,100,000$78.4M+2,240,000
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0principal53,012,000$62.5M+38,660,000
SPOTIFY USA INCSPOTIFY USA INC NOTE 3/1principal71,195,000$60.6M+19,640,000
BOX INCBOX INC NOTE 1/1principal45,865,000$49.5M+9,710,000
BOOKING HOLDINGS INCBOOKING HOLDINGS INC NOTE 0.750% 5/0principal26,121,000$43.6M+2,780,000
TYLER TECHNOLOGIES INCTYLER TECHNOLOGIES INC NOTE 0.250% 3/1principal40,535,000$39.1M+23,030,000
IONIS PHARMACEUTICALS INIONIS PHARMACEUTICALS IN NOTE 4/0principal32,392,000$31.6M-18,690,000
PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.375% 6/0principal12,838,000$30.2M+1,675,000
GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BONDprincipal28,854,000$29.2M-2,030,000
BILL HOLDINGS INCBILL HOLDINGS INC NOTE 12/0principal27,795,000$27.9M+1,300,000
BENTLEY SYSTEMS INCBENTLEY SYSTEMS INC NOTE 0.125% 1/1principal28,020,000$27M+750,000
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 12/1principal38,160,000$25.5M+26,825,000
ATI INCATI INC BONDprincipal9,469,000$25.5M+300,000
RINGCENTRAL INCRINGCENTRAL INC NOTE 3/1principal29,096,000$24.5M+400,000
AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0principal23,356,000$24.3M-3,485,000
NRG ENERGY INCNRG ENERGY INC DBCV 2.750% 6/0principal22,047,000$23.3M+600,000
CONFLUENT INCCONFLUENT INC NOTE 1/1principal27,740,000$22.6M+1,100,000
CABLE ONE INCCABLE ONE INC NOTEprincipal29,662,000$22.1M-138,000
BROOKDALE SR LIVING INCBROOKDALE SR LIVING INC NOTE 2.000%10/1principal28,000,000$21.9M0
POST HLDGS INCPOST HLDGS INC NOTE 2.500% 8/1principal18,665,000$18.5Mnew
CYTOKINETICS INCCYTOKINETICS INC NOTE 3.500% 7/0principal21,055,000$17.9Mnew
BENTLEY SYS INCBENTLEY SYS INC NOTE 0.375% 7/0principal19,910,000$17.2M+525,000
ENPHASE ENERGY INCENPHASE ENERGY INC NOTE 3/0principal19,603,000$17.2M+500,000
WAYFAIR INCWAYFAIR INC NOTE 0.625%10/0principal19,885,000$17.1M+600,000
BLOCK INCBLOCK INC NOTE 5/0principal20,235,000$16.9M+200,000
MIDDLEBY CORPMIDDLEBY CORP NOTE 1.000% 9/0principal14,912,000$16.7M+5,430,000
WAYFAIR INCWAYFAIR INC NOTE 1.000% 8/1principal20,180,000$16.5M+14,760,000
Dropbox IncDropbox Inc Convertible bondprincipal17,210,000$16.2M+900,000
FORD MOTOR COMPANYFORD MOTOR COMPANY NOTE 3/1principal15,590,000$15.3M-28,280,000
ROYAL CARIBBEAN GROUPROYAL CARIBBEAN GROUP NOTE 6.000% 8/1principal7,725,000$15.2Mnew
LCI INDSLCI INDS NOTE 1.125% 5/1principal16,125,000$15M+500,000
DEXCOM INCDEXCOM INC NOTE 0.250%11/1principal15,295,000$14.4M-5,840,000
Shift4 Payments IncShift4 Payments Inc Convertible bondprincipal14,438,000$14.2M+925,000
BLOCK INCBLOCK INC NOTE 0.250%11/0principal18,879,000$14.2M-5,760,000
MONGODB INCMONGODB INC NOTE 0.250% 1/1principal7,789,000$13.3M+1,250,000
SHIFT4 PMTS INCSHIFT4 PMTS INC NOTE 0.500% 8/0principal15,540,000$13.3M-19,190,000
SNAP INCSNAP INC NOTE 5/0principal16,880,000$12.5M0
DROPBOX INCDROPBOX INC NOTE 3/0principal12,735,000$12.1M+400,000
SNAP INCSNAP INC NOTE 0.75% 08/01/2026principal13,505,000$11.8M+8,765,000
ENPHASE ENERGY INCENPHASE ENERGY INC NOTE 3/0principal13,700,000$11.3M-6,410,000
CABLE ONE INCCABLE ONE INC NOTE 3/1principal13,738,000$11.2M+487,000
EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/0principal12,995,000$11.2M+7,610,000
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1principal18,508,000$11.1M+1,500,000
HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 1.000% 8/1principal11,560,000$10.8Mnew
SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0principal10,860,000$10.8M+1,730,000
SOLAREDGE TECHNOLOGIES INCSOLAREDGE TECHNOLOGIES INC NOTE 9/1principal11,785,000$10.7M+400,000
OMNICELL COMOMNICELL COM NOTE 0.250% 9/1principal11,733,000$10.6M-22,780,000
PIONEER NAT RES COPIONEER NAT RES CO NOTE 0.250% 5/1principal4,149,000$10.2M-600,000
NUTANIX INCNUTANIX INC Convertibleprincipal11,140,000$9.94M+7,740,000
CLOUDFLARE INCCLOUDFLARE INC NOTE 8/1principal11,555,000$9.82M+1,400,000
BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 5.500% 3/1principal11,007,000$9.79M+500,000
ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 5/0principal5,400,000$9.72M+800,000
WAYFAIR INCWAYFAIR INC NOTE 3.250% 9/1principal7,900,000$9.51Mnew
ZSCALER INCZSCALER INC NOTE 0.125% 7/0principal7,757,000$9.32M+1,250,000
UNITY SOFTWARE INCUNITY SOFTWARE INC NOTE 11/1principal11,600,000$9.18M+1,350,000
SNAP INCSNAP INC NOTE 0.125% 3/0principal13,250,000$9.13M+1,100,000
ALARM.COM HLDGS INCALARM.COM HLDGS INC NOTE 1/1principal10,480,000$9.05M+500,000
PELOTON INTERACTIVE INCPELOTON INTERACTIVE INC NOTE 2/1principal11,935,000$8.98M+1,300,000
SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC NOTE 1.250% 9/1principal7,875,000$8.8Mnew
MERCADOLIBRE INCMERCADOLIBRE INC NOTE 2.000% 8/1principal2,975,000$8.64M+500,000
OKTA INCOKTA INC NOTE 0.375% 6/1principal9,922,000$8.64M+3,420,000
CONMED CORPCONMED CORP NOTE 2.250% 6/1principal8,995,000$8.56M-9,435,000
SPLUNK INCSPLUNK INC NOTE 1.125% 6/1principal8,491,000$8.01M+1,325,000
EQT CORPEQT CORP NOTE 1.750% 5/0principal2,840,000$7.88M+500,000
UPWORK INCUPWORK INC NOTE 0.250% 8/1principal9,375,000$7.69M+300,000
DIGITALOCEAN HLDGS INCDIGITALOCEAN HLDGS INC CNVprincipal10,025,000$7.66M+1,525,000
AMERICAN AIRLINES GROUP INCAMERICAN AIRLINES GROUP INC NOTE 6.500% 7/0principal6,735,000$7.19M+1,090,000
WESTERN DIGITAL CORP.WESTERN DIGITAL CORP. NOTE 1.500% 2/0principal7,305,000$7.18M-44,610,000
AFFIRM HLDGS INCAFFIRM HLDGS INC NOTE 11/1principal9,575,000$7.15M+1,500,000
JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 2.000% 6/1principal6,825,000$6.95M+1,200,000
COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.500% 6/0principal9,225,000$6.92M+1,100,000
ZTO EXPRESS CAYMAN INCZTO EXPRESS CAYMAN INC NOTE 1.500% 9/0principal6,875,000$6.67Mnew
BLACKLINE INCBLACKLINE INC NOTE 3/1principal7,740,000$6.67M+1,200,000
DAYFORCE INCDAYFORCE INC NOTE 0.250% 3/1principal7,398,000$6.51M+400,000
ALNYLAM PHARMACEUTICALS INCALNYLAM PHARMACEUTICALS INC NOTE 1.000% 9/1principal6,975,000$6.43Mnew
DRAFTKINGS INC NEWDRAFTKINGS INC NEW CNVprincipal8,500,000$6.43M+1,350,000
SPLUNK INCSPLUNK INC BONDprincipal5,953,000$6.4M-21,583,000
DISH NETWORK CORPORATIONDISH NETWORK CORPORATION BONDprincipal6,660,000$6.39M+925,000
NCL CORP LTDNCL CORP LTD BONDprincipal7,600,000$6.29M+1,000,000
BLOCK INCBLOCK INC NOTE 0.125% 3/0principal6,726,000$6.24M+1,000,000
DATADOG INCDATADOG INC NOTE 0.125% 6/1principal5,054,000$5.93M+500,000
UNITED STATES STL CORPUNITED STATES STL CORP NOTE 5.000%11/0principal2,357,000$5.81M+375,000
EXPEDIA GROUP INCEXPEDIA GROUP INC NOTE 2/1principal6,670,000$5.79M+625,000
LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500%12/1principal6,721,000$5.63M+800,000
HUBSPOT INCHUBSPOT INC NOTE 0.375% 6/0principal3,114,000$5.55M+500,000
TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0principal6,840,000$5.45M+1,200,000
GUARDANT HEALTH INCGUARDANT HEALTH INC NOTE 11/1principal7,740,000$5.32M+1,250,000
INSULET CORPINSULET CORP NOTE 0.375% 9/0principal5,415,000$5.3M+900,000
ETSY INCETSY INC NOTE 0.250% 6/1principal6,975,000$5.27M+1,300,000
MICROSTRATEGY INCMICROSTRATEGY INC NOTE 0.750%12/1principal4,875,000$5.25M+1,100,000
CHART INDS INCCHART INDS INC NOTE 1.000%11/1principal1,745,000$5.07M+300,000
TripAdvisor IncTripAdvisor Inc CONVprincipal5,980,000$5.05M+250,000
ZILLOW GROUP INCZILLOW GROUP INC NOTE 0.750% 9/0principal4,131,000$4.81M+620,000
INSIGHT ENTERPRISES INCINSIGHT ENTERPRISES INC NOTE 0.750% 2/1principal2,201,000$4.68M+200,000
FIVE9 INCFIVE9 INC NOTE 0.500% 6/0principal4,990,000$4.66M+780,000
LYFT INCLYFT INC NOTE 1.500% 5/1principal5,065,000$4.65M+400,000
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1principal4,425,000$4.65M+600,000
DOCUSIGN INCDOCUSIGN INC NOTE 1/1principal4,710,000$4.62M+900,000
ETSY INCETSY INC NOTE 0.125%10/0principal4,532,000$4.6M+650,000

Sold out in Q3 2023

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 291. All 291

SecurityShares beforeValue beforeType
LIFE STORAGE INCLIFE STORAGE INC9,667,366$1.29Bshares
LIBERTY MEDIA CORP-LIBERTY-CLIBERTY MEDIA CORP-LIBERTY-C13,327,758$1Bshares
BLACK KNIGHT INC COMBLACK KNIGHT INC COM13,154,365$786Mshares
AEROJET ROCKETDYNE HLDGS IN…AEROJET ROCKETDYNE HLDGS INC C12,913,506$709Mshares
PDC ENERGY INCPDC ENERGY INC7,886,398$561Mshares
ARCONIC ROLLED PRODS CORPARCONIC ROLLED PRODS CORP18,483,220$547Mshares
WORLD WRESTLING ENTMT INCWORLD WRESTLING ENTMT INC4,785,731$519Mshares
UNIVAR INCUNIVAR INC14,067,947$504Mshares
IVERIC BIO INCIVERIC BIO INC10,789,526$424Mshares
SYNEOS HEALTH INCSYNEOS HEALTH INC9,930,430$418Mshares
NUVASIVE INCNUVASIVE INC8,767,214$365Mshares
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL10,093,794$330Mshares
TRITON INTL LTDTRITON INTL LTD3,850,372$321Mshares
REATA PHARMACEUTICALS INCREATA PHARMACEUTICALS INC2,538,770$259Mshares
NEXTIER OILFIELD SOLUTIONS …NEXTIER OILFIELD SOLUTIONS INC26,499,751$237Mshares
Anglogold Ashanti PlcAnglogold Ashanti Plc10,174,686$215Mshares
FOCUS FINANCIAL PARTNERS IN…FOCUS FINANCIAL PARTNERS INC.3,947,743$207Mshares
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL5,040,253$165Mshares
CHINOOK THERAPEUTICS INCCHINOOK THERAPEUTICS INC4,263,241$164Mshares
NEXTERA ENERGY INCNEXTERA ENERGY INC3,285,156$161Mshares
EWJISHARES INC2,475,200$153Mcall
KRESPDR SERIES TRUST3,477,100$142Mcall
DICE THERAPEUTICS INCDICE THERAPEUTICS INC2,895,307$135Mshares
HOWARD HUGHES CORPORATIONHOWARD HUGHES CORPORATION1,605,104$127Mshares
JPMJPMORGAN CHASE & CO870,000$127Mcall
KKR &#38; CO INCKKR &#38; CO INC1,903,359$126Mshares
AAPLAPPLE INC577,500$112Mput
STZCONSTELLATION BRANDS INC424,800$105Mcall
PG&#38;E CORPPG&#38;E CORP683,881$102Mshares
LIBERTY MEDIA CORP-BRAVES CLIBERTY MEDIA CORP-BRAVES C2,573,763$102Mshares
MKCMCCORMICK & CO INC1,165,300$102Mcall
URSTADT BIDDLE PROPERTIESURSTADT BIDDLE PROPERTIES4,753,822$101Mshares
NVDANVIDIA CORPORATION236,000$99.8Mput
BGC PARTNERS INCBGC PARTNERS INC22,449,510$99.5Mshares
DISDISNEY WALT CO1,066,700$95.2Mcall
AMC ENTMT HLDGS INCAMC ENTMT HLDGS INC20,566,281$90.5Mshares
RADIUS GLOBAL INFRASTRUCTUR…RADIUS GLOBAL INFRASTRUCTURE INC6,056,004$90.2Mshares
WMWASTE MGMT INC DEL513,000$89Mcall
AMERICAN FINANCE TRUST INCAMERICAN FINANCE TRUST INC13,097,773$88.5Mshares
MSFTMICROSOFT CORP260,000$88.5Mput
ALPHABET INCALPHABET INC693,000$83.8Mput
BLCOBAUSCH PLUS LOMB CORP3,901,399$78.3Mshares
AMZNAMAZON COM INC577,500$75.3Mput
FORGEROCK INCFORGEROCK INC3,622,195$74.4Mshares
AMERICAN ELEC PWR CO INCAMERICAN ELEC PWR CO INC1,396,184$69.4Mshares
BSXBOSTON SCIENTIFIC CORP1,242,000$67.2Mcall
LIBERTY MEDIA CORP DELAWARELIBERTY MEDIA CORP DELAWARE969,728$65.6Mshares
URIUNITED RENTALS INC145,000$64.6Mcall
DHID R HORTON INC521,500$63.5Mcall
MCDMCDONALDS CORP202,400$60.4Mcall
CRH PLC ADSCRH PLC ADS987,248$55Mshares
MRKMERCK & CO INC476,000$54.9Mcall
SHELSHELL PLC832,500$50.3Mcall
FRANCHISE GROUP INCFRANCHISE GROUP INC1,728,778$49.5Mshares
KRKROGER CO1,000,000$47Mcall
DIVERSEY HLDGS LTDDIVERSEY HLDGS LTD5,457,826$45.8Mshares
TOLTOLL BROTHERS INC552,000$43.6Mcall
HLTHILTON WORLDWIDE HLDGS INC296,000$43.1Mcall
FSLRFIRST SOLAR INC186,700$35.5Mcall
FFORD MTR CO2,319,000$35.1Mcall
XLYSELECT SECTOR SPDR TR200,000$34Mput
SHELSHELL PLC554,600$33.5Mput
ADMARCHER DANIELS MIDLAND CO442,500$33.4Mcall
UPSUNITED PARCEL SVCS INC180,000$32.3Mput
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL704,052$28.8Mshares
ACTVISION BLIZZARD INCACTVISION BLIZZARD INC333,000$28.1Mcall
ENVISTA HOLDINGS CORPORATIONENVISTA HOLDINGS CORPORATION16,301,000$27.3Mprincipal
GMGENERAL MTRS CO695,700$26.8Mcall
HYBBISHARES TR555,000$24.9Mshares
QUOTIENT TECHNOLOGY INCQUOTIENT TECHNOLOGY INC6,387,128$24.5Mshares
XLPSELECT SECTOR SPDR TR300,000$22.3Mcall
KRESPDR SERIES TRUST537,500$21.9Mput
TSMTAIWAN SEMICONDUCTOR MANUFAC200,000$20.2Mcall
VISHAY INTERTECHNOLOGY INCVISHAY INTERTECHNOLOGY INC18,389,000$20.1Mprincipal
PCGPG&E CORP1,050,000$18.1Mput
PROTERRA INCPROTERRA INC14,921,893$17.9Mshares
AMYRIS INCAMYRIS INC16,617,129$17.1Mshares
LHXL3HARRIS TECHNOLOGIES INC79,500$15.6Mcall
DA32 LIFE SCNCE TEC ACQSTN CDA32 LIFE SCNCE TEC ACQSTN C1,500,000$15.4Mshares
DEXCOM INCDEXCOM INC4,529,000$14.1Mprincipal
SABRE CORPSABRE CORP273,032$12.8Mshares
XMESPDR SERIES TRUST212,542$10.8Mshares
U S XPRESS ENTERPRISES INCU S XPRESS ENTERPRISES INC1,755,281$10.8Mshares
BKLNINVESCO EXCH TRADED FD TR II500,000$10.5Mput
READY CAPITAL CORPREADY CAPITAL CORP390,421$9.81Mshares
AIR TRANSPORT SERVICES GRP IAIR TRANSPORT SERVICES GRP I450,000$8.49Mput
TLTISHARES TR75,000$7.72Mcall
IBBISHARES TR59,814$7.59Mshares
IBDYISHARES TR300,000$7.54Mshares
COMMUNITY FINL CORP MDCOMMUNITY FINL CORP MD262,459$7.11Mshares
DECIBEL THERAPEUTICS INCDECIBEL THERAPEUTICS INC1,811,483$6.97Mshares
EDVVANGUARD WORLD FD78,968$6.88Mshares
iShares MSCI Frontier 100iShares MSCI Frontier 100251,061$6.49Mshares
MRSHMARSH & MCLENNAN COS INC27,600$5.19Mcall
BERKSHIRE GREY INCBERKSHIRE GREY INC3,398,192$4.79Mshares
KOLDPROSHARES TR II80,000$4.44Mput
FRBKQREPUBLIC FIRST BANCORP INC4,616,327$4.15Mshares
SPLUNK INCSPLUNK INC4,018,000$3.97Mprincipal
ILLUMINA INCILLUMINA INC3,865,000$3.84Mprincipal
BIONANO GENOMICS INCBIONANO GENOMICS INC6,136,883$3.74Mshares

How Q3 2023 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001306550-23-010335 base2023-11-13acceptance time not in the bulk data set