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Disclosery

BB&T SECURITIES, LLC

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13F filer, CIK 1383161, Richmond, VA

BB&T SECURITIES, LLC reported $10,926,919,000 across 1,618 holdings for the quarter ended 2019-09-30, in a 13F-HR filed 2019-10-30. Its ten largest share positions make up 10.53% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000092230-19-000061

Period
2019-09-30
Reported value
$10.9B
Holdings
1,618
Top 10 weight
10.53%
New
102
Sold out
120

Largest buys vs the previous quarter

SecurityShares changeApprox. value
USMVadded+413,178$26.5M
AGGadded+204,144$23.1M
VIGadded+192,874$23.1M
IEFadded+166,648$18.7M
BABadded+575,966$18.7M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
RSPreduced-377,278-$40.8M
EDOWreduced-1,011,327-$24.8M
FLRNreduced-798,152-$24.6M
KMBreduced-146,131-$20.8M
MSFTreduced-139,481-$19.4M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2019

Share positions as resolved from 13F-HR 0000092230-19-000061, largest first. % of portfolio is the value over $10,907,004,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
IMMUNOGEN INCIMMUNOGEN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 68,207 shares; 2018Q4: 67,819 shares; 2019Q1: 90,540 shares; 2019Q2: 88,673 shares; 2019Q3: 86,645 shares 86,645$203K<0.01%-2,028
FCNFTI CONSULTING INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 1,902 shares 1,902$202K<0.01%newTimeline
FIREEYE INCFIREEYE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 22,588 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 15,348 shares 15,348$201K<0.01%new
DWXSPDR INDEX SHS FDSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 7,707 shares; 2018Q4: not reported; 2019Q1: 6,264 shares; 2019Q2: 5,576 shares; 2019Q3: 5,185 shares 5,185$201K<0.01%-391Timeline
HPEHEWLETT PACKARD ENTERPRISE CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 14,332 shares; 2018Q4: not reported; 2019Q1: 17,681 shares; 2019Q2: 39,264 shares; 2019Q3: 14,053 shares 14,053$200K<0.01%-25,211Timeline
NXSTNEXSTAR MEDIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 2,057 shares; 2019Q2: 2,050 shares; 2019Q3: 1,953 shares 1,953$200K<0.01%-97Timeline
HRTXHERON THERAPEUTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,845 shares 10,845$200K<0.01%newTimeline
LDPCOHEN & STEERS LTD DURATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 7,875 shares 7,875$200K<0.01%newTimeline
SEISOLARIS ENERGY INFRAS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 12,129 shares; 2018Q4: not reported; 2019Q1: 12,232 shares; 2019Q2: 13,664 shares; 2019Q3: 14,092 shares 14,092$199K<0.01%+428Timeline
EOSEATON VANCE ENHANCED EQUITYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 10,202 shares; 2018Q4: 12,040 shares; 2019Q1: 12,020 shares; 2019Q2: 12,057 shares; 2019Q3: 11,683 shares 11,683$196K<0.01%-374Timeline
ETWEATON VANCE TAX-MANAGED GLOBQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 21,739 shares; 2019Q1: 22,039 shares; 2019Q2: 23,067 shares; 2019Q3: 20,342 shares 20,342$196K<0.01%-2,725Timeline
NUVEEN TEXAS QUAL MUN INNUVEEN TEXAS QUAL MUN INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 14,408 shares; 2019Q1: 15,565 shares; 2019Q2: 14,103 shares; 2019Q3: 14,103 shares 14,103$196K<0.01%0
NOKNOKIA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 20,423 shares; 2018Q4: 24,732 shares; 2019Q1: 37,381 shares; 2019Q2: 35,256 shares; 2019Q3: 37,964 shares 37,964$194K<0.01%+2,708Timeline
AXIAYAXIA ENERGIA SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 22,879 shares; 2019Q2: 20,316 shares; 2019Q3: 20,336 shares 20,336$191K<0.01%+20Timeline
ISHARES TRISHARES TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 12,606 shares 12,606$189K<0.01%new
GAINGLADSTONE INVT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 10,214 shares; 2018Q4: 10,558 shares; 2019Q1: 12,440 shares; 2019Q2: 12,064 shares; 2019Q3: 15,173 shares 15,173$186K<0.01%+3,109Timeline
INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 17,624 shares; 2018Q4: 17,588 shares; 2019Q1: 17,588 shares; 2019Q2: 15,549 shares; 2019Q3: 15,549 shares 15,549$184K<0.01%0
ABEVAMBEV SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 108,500 shares; 2018Q4: 92,341 shares; 2019Q1: 111,435 shares; 2019Q2: 112,662 shares; 2019Q3: 39,806 shares 39,806$183K<0.01%-72,856Timeline
ARQARQ INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 10,813 shares; 2019Q3: 12,308 shares 12,308$183K<0.01%+1,495Timeline
BDJBLACKROCK ENHANCED EQUITY DIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 18,985 shares; 2019Q3: 19,558 shares 19,558$179K<0.01%+573Timeline
INGING GROEP N.V.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 37,171 shares; 2018Q4: 18,767 shares; 2019Q1: 19,917 shares; 2019Q2: 25,545 shares; 2019Q3: 17,244 shares 17,244$178K<0.01%-8,301Timeline
PBYIPUMA BIOTECHNOLOGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 10,898 shares; 2019Q2: 13,397 shares; 2019Q3: 16,354 shares 16,354$176K<0.01%+2,957Timeline
YRDYIREN DIGITAL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 18,610 shares; 2018Q4: 18,584 shares; 2019Q1: 22,751 shares; 2019Q2: 23,984 shares; 2019Q3: 24,461 shares 24,461$175K<0.01%+477Timeline
CIGCIA ENERGETICA DE MINAS GERAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 59,741 shares; 2019Q1: 57,111 shares; 2019Q2: 51,000 shares; 2019Q3: 51,833 shares 51,833$174K<0.01%+833Timeline
TELARIA INCTELARIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 21,443 shares; 2019Q3: 22,348 shares 22,348$171K<0.01%+905
BRF SABRF SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 18,781 shares 18,781$170K<0.01%new
WHFWHITEHORSE FIN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 12,170 shares; 2018Q4: 12,170 shares; 2019Q1: 12,170 shares; 2019Q2: 12,170 shares; 2019Q3: 12,170 shares 12,170$170K<0.01%0Timeline
BBVABANCO BILBAO VIZCAYA ARGENTAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 27,127 shares; 2018Q4: 21,151 shares; 2019Q1: 25,605 shares; 2019Q2: 25,440 shares; 2019Q3: 32,091 shares 32,091$167K<0.01%+6,651Timeline
TEMPLETON GLOBAL INCOME FDTEMPLETON GLOBAL INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 28,951 shares; 2019Q3: 26,901 shares 26,901$165K<0.01%-2,050
DNOWDNOW INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 21,966 shares; 2018Q4: 21,170 shares; 2019Q1: 20,849 shares; 2019Q2: 18,381 shares; 2019Q3: 14,131 shares 14,131$164K<0.01%-4,250Timeline
PHYSSPROTT ASSET MANAGEMENT LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 11,000 shares; 2018Q4: 11,000 shares; 2019Q1: 11,000 shares; 2019Q2: 11,000 shares; 2019Q3: 13,709 shares 13,709$163K<0.01%+2,709Timeline
TEVATEVA PHARMACEUTICAL INDS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 30,610 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 22,824 shares 22,824$157K<0.01%newTimeline
EODALLSPRING GLOBAL DIVIDEND OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 33,906 shares; 2018Q4: 33,815 shares; 2019Q1: 33,260 shares; 2019Q2: 34,232 shares; 2019Q3: 28,987 shares 28,987$157K<0.01%-5,245Timeline
DELAWARE ENHANCED GLOBAL DI…DELAWARE ENHANCED GLOBAL DIVIDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 11,850 shares; 2018Q4: 14,550 shares; 2019Q1: 14,550 shares; 2019Q2: 15,850 shares; 2019Q3: 15,850 shares 15,850$156K<0.01%0
PMOFRANKLIN MUN OPPORTUNITIES TQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 15,550 shares; 2019Q2: 15,550 shares; 2019Q3: 11,600 shares 11,600$153K<0.01%-3,950Timeline
BVNCOMPANIA DE MINAS BUENAVENTUQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 11,793 shares; 2019Q2: 10,080 shares; 2019Q3: 10,067 shares 10,067$152K<0.01%-13Timeline
CONCERT PHARMACEUTICALS INCCONCERT PHARMACEUTICALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 25,740 shares 25,740$151K<0.01%new
ITUBITAU UNIBANCO HLDG S AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 17,450 shares; 2018Q4: 23,950 shares; 2019Q1: 18,154 shares; 2019Q2: 18,234 shares; 2019Q3: 17,431 shares 17,431$148K<0.01%-803Timeline
SIDCOMPANHIA SIDERURGICA NACIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 48,627 shares; 2019Q2: 44,583 shares; 2019Q3: 45,544 shares 45,544$144K<0.01%+961Timeline
RRCRANGE RES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 71,681 shares; 2018Q4: 35,809 shares; 2019Q1: 37,228 shares; 2019Q2: 45,186 shares; 2019Q3: 36,882 shares 36,882$143K<0.01%-8,304Timeline
BLACKROCK TCP CAPITAL CORPBLACKROCK TCP CAPITAL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 145,000 shares; 2018Q4: 140,000 shares; 2019Q1: 140,000 shares; 2019Q2: 140,000 shares; 2019Q3: 140,000 shares 140,000$140K<0.01%0
NGLNGL ENERGY PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 26,678 shares; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 10,355 shares; 2019Q3: 10,010 shares 10,010$139K<0.01%-345Timeline
NUVNUVEEN MUN VALUE FD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 13,482 shares; 2019Q1: 14,133 shares; 2019Q2: 14,159 shares; 2019Q3: 13,159 shares 13,159$138K<0.01%-1,000Timeline
NUVEEN CORPORATE INCOME 2023NUVEEN CORPORATE INCOME 2023Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 10,350 shares; 2019Q3: 13,350 shares 13,350$138K<0.01%+3,000
PROVENTION BIO INCPROVENTION BIO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 20,000 shares 20,000$136K<0.01%new
BLACKROCK MUNIHOLDINGS QUALIBLACKROCK MUNIHOLDINGS QUALIQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 11,297 shares; 2018Q4: 11,297 shares; 2019Q1: 10,500 shares; 2019Q2: 10,500 shares; 2019Q3: 10,500 shares 10,500$135K<0.01%0
WPX ENERGY INCWPX ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 25,146 shares; 2018Q4: 14,404 shares; 2019Q1: 11,147 shares; 2019Q2: 10,021 shares; 2019Q3: 12,045 shares 12,045$127K<0.01%+2,024
CENTER COAST BRKFLD MLP ENRGCENTER COAST BRKFLD MLP ENRGQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 19,050 shares; 2018Q4: 18,050 shares; 2019Q1: 18,050 shares; 2019Q2: 18,050 shares; 2019Q3: 17,800 shares 17,800$127K<0.01%-250
IGAVOYA GLBL ADV & PREM OPP FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 12,651 shares; 2018Q4: 11,412 shares; 2019Q1: 11,945 shares; 2019Q2: 11,978 shares; 2019Q3: 12,010 shares 12,010$125K<0.01%+32Timeline
FTFFRANKLIN LTD DURATION INCOMEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 17,108 shares; 2018Q4: 13,350 shares; 2019Q1: 13,357 shares; 2019Q2: 13,828 shares; 2019Q3: 13,275 shares 13,275$125K<0.01%-553Timeline
VLYVALLEY NATL BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 11,200 shares 11,200$123K<0.01%newTimeline
NUVEEN FLOATING RATE INCOME…NUVEEN FLOATING RATE INCOME OPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 12,830 shares; 2019Q3: 12,830 shares 12,830$123K<0.01%0
XBGYXBLACKROCK ENHANCED INTL DIVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 27,182 shares; 2018Q4: 31,623 shares; 2019Q1: 26,078 shares; 2019Q2: 24,745 shares; 2019Q3: 22,733 shares 22,733$123K<0.01%-2,012Timeline
PROSPECT CAP CORPPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 75,000 shares; 2019Q3: 115,000 shares 115,000$121K<0.01%+40,000
GMEGAMESTOP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 41,536 shares; 2018Q4: 34,977 shares; 2019Q1: 35,406 shares; 2019Q2: 42,646 shares; 2019Q3: 21,600 shares 21,600$120K<0.01%-21,046Timeline
FXNFIRST TR EXCHANGE-TRADED FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 30,844 shares; 2018Q4: 10,266 shares; 2019Q1: 12,081 shares; 2019Q2: 12,644 shares; 2019Q3: 12,284 shares 12,284$120K<0.01%-360Timeline
CHWCALAMOS GBL DYN INCOME FUNDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 14,663 shares; 2018Q4: 14,663 shares; 2019Q1: 15,573 shares; 2019Q2: 17,654 shares; 2019Q3: 14,995 shares 14,995$117K<0.01%-2,659Timeline
RLGTRADIANT LOGISTICS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 29,339 shares; 2018Q4: 29,339 shares; 2019Q1: 24,139 shares; 2019Q2: 24,139 shares; 2019Q3: 22,563 shares 22,563$117K<0.01%-1,576Timeline
FANG HLDGS LTDFANG HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 53,105 shares 53,105$112K<0.01%new
GGBGERDAU SAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 35,129 shares 35,129$111K<0.01%newTimeline
AMERICA FIRST MULTIFAMILY INAMERICA FIRST MULTIFAMILY INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 12,100 shares; 2019Q1: 12,100 shares; 2019Q2: 12,100 shares; 2019Q3: 13,100 shares 13,100$107K<0.01%+1,000
FLEXFLEX LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 10,702 shares; 2018Q4: not reported; 2019Q1: 10,082 shares; 2019Q2: 10,972 shares; 2019Q3: 11,383 shares 11,383$105K<0.01%+411Timeline
ABRDN JAPAN EQUITY FUND INCABRDN JAPAN EQUITY FUND INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 0 shares; 2019Q3: 14,100 shares 14,100$103K<0.01%+14,100
XAODXABRDN TOTAL DYNAMIC DIVIDENDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 13,094 shares; 2018Q4: 13,147 shares; 2019Q1: 12,854 shares; 2019Q2: 13,138 shares; 2019Q3: 12,300 shares 12,300$102K<0.01%-838Timeline
GOLDMAN SACHS MLP INC OPP FDGOLDMAN SACHS MLP INC OPP FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 11,917 shares; 2018Q4: 15,086 shares; 2019Q1: 15,934 shares; 2019Q2: 14,591 shares; 2019Q3: 14,710 shares 14,710$102K<0.01%+119
ARLINGTON ASSET INVST CORPARLINGTON ASSET INVST CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 12,000 shares; 2018Q4: 16,400 shares; 2019Q1: 18,400 shares; 2019Q2: 18,400 shares; 2019Q3: 18,400 shares 18,400$100K<0.01%0
CURIS INCCURIS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 19,304 shares; 2018Q4: 18,994 shares; 2019Q1: 18,994 shares; 2019Q2: 18,994 shares; 2019Q3: 43,994 shares 43,994$99K<0.01%+25,000
INSEEGO CORPINSEEGO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 17,500 shares; 2019Q2: 17,500 shares; 2019Q3: 20,000 shares 20,000$95K<0.01%+2,500
JOFJAPAN SMALLER CAPITALIZATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 11,150 shares; 2018Q4: 11,150 shares; 2019Q1: 10,450 shares; 2019Q2: 10,450 shares; 2019Q3: 10,450 shares 10,450$92K<0.01%0Timeline
EVFEATON VANCE SR INCOME TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 30,415 shares; 2018Q4: 26,906 shares; 2019Q1: 23,406 shares; 2019Q2: 17,900 shares; 2019Q3: 14,500 shares 14,500$89K<0.01%-3,400Timeline
SPRINT CORPSPRINT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 12,021 shares; 2019Q2: 14,229 shares; 2019Q3: 14,406 shares 14,406$86K<0.01%+177
Adverum Biotechnologies, In…Adverum Biotechnologies, Inc.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 15,500 shares 15,500$85K<0.01%new
TREMONT MTG TRTREMONT MTG TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 164,571 shares; 2018Q4: 186,273 shares; 2019Q1: 158,477 shares; 2019Q2: 36,500 shares; 2019Q3: 16,500 shares 16,500$81K<0.01%-20,000
CHINA INDEX HLDGS LTDCHINA INDEX HLDGS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 20,217 shares; 2019Q3: 21,669 shares 21,669$76K<0.01%+1,452
HI-CRUSH PARTNERS LPHI-CRUSH PARTNERS LPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 60,917 shares; 2018Q4: 20,495 shares; 2019Q1: 28,201 shares; 2019Q2: 43,501 shares; 2019Q3: 43,501 shares 43,501$75K<0.01%0
XNROXNEUBERGER R/EST SECS INC FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 10,000 shares; 2018Q4: 10,000 shares; 2019Q1: 10,000 shares; 2019Q2: 10,000 shares; 2019Q3: 12,900 shares 12,900$73K<0.01%+2,900Timeline
WTWISDOMTREE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 10,785 shares; 2019Q2: 11,555 shares; 2019Q3: 13,732 shares 13,732$71K<0.01%+2,177Timeline
TARENA INTL INCTARENA INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 40,855 shares; 2018Q4: 38,395 shares; 2019Q1: 38,032 shares; 2019Q2: 40,757 shares; 2019Q3: 78,161 shares 78,161$70K<0.01%+37,404
BBBLACKBERRY LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 38,433 shares; 2018Q4: 36,600 shares; 2019Q1: 33,800 shares; 2019Q2: 31,100 shares; 2019Q3: 12,800 shares 12,800$67K<0.01%-18,300Timeline
ZYNGA INC.ZYNGA INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 10,200 shares; 2018Q4: 10,200 shares; 2019Q1: 10,400 shares; 2019Q2: 10,800 shares; 2019Q3: 11,300 shares 11,300$65K<0.01%+500
PORTFOLIO RECOVERY ASSOCS INPORTFOLIO RECOVERY ASSOCS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 66,000 shares; 2019Q1: 66,000 shares; 2019Q2: 66,000 shares; 2019Q3: 66,000 shares 66,000$65K<0.01%0
AEGON N VAEGON N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 178,033 shares; 2018Q4: 128,873 shares; 2019Q1: 74,719 shares; 2019Q2: 28,724 shares; 2019Q3: 15,188 shares 15,188$63K<0.01%-13,536
MCDERMOTT INTL INC COMMCDERMOTT INTL INC COMQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: 10,217 shares; 2019Q1: 14,487 shares; 2019Q2: 23,192 shares; 2019Q3: 31,909 shares 31,909$63K<0.01%+8,717
BBCPCONCRETE PUMPING HLDGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 15,590 shares 15,590$62K<0.01%newTimeline
DIXIE GROUP INCDIXIE GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 40,000 shares; 2019Q3: 40,000 shares 40,000$55K<0.01%0
APHRIA INCAPHRIA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 10,625 shares; 2019Q3: 10,375 shares 10,375$55K<0.01%-250
XCMUXMFS HIGH YIELD MUN TRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 10,600 shares; 2018Q4: 10,600 shares; 2019Q1: 10,600 shares; 2019Q2: 10,600 shares; 2019Q3: 10,600 shares 10,600$50K<0.01%0Timeline
MEI PHARMA INCMEI PHARMA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 28,700 shares; 2018Q4: 28,700 shares; 2019Q1: 28,700 shares; 2019Q2: 28,700 shares; 2019Q3: 28,700 shares 28,700$48K<0.01%0
INDEPENDENCE CONTRACT DRIL IINDEPENDENCE CONTRACT DRIL IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 30,000 shares; 2018Q4: 32,389 shares; 2019Q1: 32,089 shares; 2019Q2: 39,169 shares; 2019Q3: 39,169 shares 39,169$47K<0.01%0
MINABERDEEN INTER INCOME FDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 11,750 shares; 2018Q4: 11,750 shares; 2019Q1: 12,277 shares; 2019Q2: 11,750 shares; 2019Q3: 11,750 shares 11,750$45K<0.01%0Timeline
DHFBNY MELLON HIGH YIELD STRATEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 14,160 shares; 2019Q3: 14,160 shares 14,160$43K<0.01%0Timeline
CHESEPEAKE ENERGY CORPCHESEPEAKE ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 15,081 shares; 2018Q4: 13,981 shares; 2019Q1: 28,841 shares; 2019Q2: 27,597 shares; 2019Q3: 26,557 shares 26,557$38K<0.01%-1,040
RESOURCE CAP CORPRESOURCE CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: 30,000 shares; 2019Q3: 30,000 shares 30,000$31K<0.01%0
ARANTERO RESOURCES CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,000 shares 10,000$30K<0.01%newTimeline
Checkpoint Therapeutics Inc…Checkpoint Therapeutics Inc ComQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,000 shares 10,000$25K<0.01%new
MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 11,000 shares; 2018Q4: 11,000 shares; 2019Q1: 11,000 shares; 2019Q2: 11,000 shares; 2019Q3: 11,000 shares 11,000$21K<0.01%0
PROSPECT CAP CORPPROSPECT CAP CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 20,000 shares 20,000$21K<0.01%new
ENCORE CAP GROUP INCENCORE CAP GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 20,000 shares; 2019Q2: 20,000 shares; 2019Q3: 20,000 shares 20,000$19K<0.01%0
ILLUMINA INCILLUMINA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 13,000 shares; 2018Q4: 13,000 shares; 2019Q1: 13,000 shares; 2019Q2: 13,000 shares; 2019Q3: 13,000 shares 13,000$17K<0.01%0
INPHI CORPINPHI CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,000 shares 10,000$16K<0.01%new
GERNGERON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,000 shares 10,000$14K<0.01%newTimeline
LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 12,000 shares; 2018Q4: 12,000 shares; 2019Q1: 12,000 shares; 2019Q2: 12,000 shares; 2019Q3: 12,000 shares 12,000$14K<0.01%0
HERCULES CAPITAL INCHERCULES CAPITAL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: 14,000 shares; 2019Q2: 14,000 shares; 2019Q3: 14,000 shares 14,000$14K<0.01%0
HELIX ENERGY SOLUTIONS GRP IHELIX ENERGY SOLUTIONS GRP IQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 13,000 shares; 2018Q4: 13,000 shares; 2019Q1: 13,000 shares; 2019Q2: 13,000 shares; 2019Q3: 13,000 shares 13,000$13K<0.01%0
VERINT SYS INCVERINT SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 12,000 shares; 2018Q4: 12,000 shares; 2019Q1: 12,000 shares; 2019Q2: 12,000 shares; 2019Q3: 12,000 shares 12,000$12K<0.01%0
ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 13,000 shares; 2018Q4: 13,000 shares; 2019Q1: 13,000 shares; 2019Q2: 13,000 shares; 2019Q3: 13,000 shares 13,000$12K<0.01%0
NUANCE COMMUNICATIONSNUANCE COMMUNICATIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: 11,000 shares; 2018Q4: 11,000 shares; 2019Q1: 11,000 shares; 2019Q2: 11,000 shares; 2019Q3: 11,000 shares 11,000$11K<0.01%0
PENNYMAC CORPPENNYMAC CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2017Q4: restricted; 2018Q1: restricted; 2018Q2: restricted; 2018Q3: not reported; 2018Q4: not reported; 2019Q1: not reported; 2019Q2: not reported; 2019Q3: 10,000 shares 10,000$10K<0.01%new

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

SecurityTypeAmountValueChange
SPYSTATE STR SPDR S&P 500 ETF T SHSput44,500$13.2M+12,600
QQQINVESCO QQQ TR COMcall16,500$3.12M+1,000
QQQINVESCO QQQ TR COMput5,400$1.02Mnew
SPYSTATE STR SPDR S&P 500 ETF T SHScall2,400$713K-7,200
CRONCRONOS GROUP INC COMcall59,800$546K0
EEMISHARES TR MSCI EMG MKT ETFcall10,000$409K-3,500
BARRICK GOLD CORPBARRICK GOLD CORP COMcall23,300$404K0
CIMAREX ENERGY CO COMCIMAREX ENERGY CO COM Stockcall7,000$338K0
AURORA CANNABIS INCAURORA CANNABIS INC COMMON STOCK-FOcall20,000$88K+5,600
ENCANA CORPENCANA CORP COMcall16,200$73Knew

Sold out in Q3 2019

Positions in the previous quarter's report that this quarter's report no longer lists.

The largest 100 of 120. All 120

SecurityShares beforeValue beforeType
HARRIS CORP INCHARRIS CORP INC63,832$12.1Mshares
ARRAY BIOPHARMA INC COMARRAY BIOPHARMA INC COM174,800$8.1Mshares
FTXRFIRST TR EXCHANGE TRADED FD225,436$5.38Mshares
L3 TECHNOLOGIES INCL3 TECHNOLOGIES INC17,686$4.33Mshares
NJRNEW JERSEY RES CORP76,500$3.81Mshares
CORPPIMCO ETF TR32,666$3.51Mshares
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THE70,240$3.12Mshares
RED HAT INCRED HAT INC13,638$2.56Mshares
TORCHMARK CORPTORCHMARK CORP28,123$2.52Mshares
VLUEISHARES TR29,409$2.39Mshares
BKHBLACK HILLS CORP27,000$2.11Mshares
ANADARKO PETROLEUM CORPANADARKO PETROLEUM CORP27,294$1.93Mshares
BT GROUP-ADRBT GROUP-ADR134,533$1.72Mshares
FANGDIAMONDBACK ENERGY INC12,800$1.39Mcall
HFF INCHFF INC29,100$1.32Mshares
UMBFUMB FINL CORP15,599$1.03Mshares
DOMINION ENERGY INCDOMINION ENERGY INC19,582$984Kshares
IFFINTERNATIONAL FLAVORS&FRAGRA6,000$871Kshares
ALTABA INCALTABA INC12,363$857Kshares
AMERIGAS PARTNERS MLPAMERIGAS PARTNERS MLP20,900$727Kshares
EXASEXACT SCIENCES CORP5,990$707Kshares
FXIISHARES TR15,691$671Kshares
GBXGREENBRIER COS INC19,535$593Kshares
EESWISDOMTREE TR16,103$577Kshares
TOTAL SYS SVCS INCTOTAL SYS SVCS INC4,489$575Kshares
ORANYORANGE-SPON ADR35,732$561Kshares
SBHSALLY BEAUTY HLDGS INC41,285$550Kshares
RMAXRE/MAX HLDGS INC17,565$540Kshares
AIZASSURANT INC4,714$501Kshares
LQDISHARES TR4,000$497Kput
HPFHANCOCK JOHN PFD INCOME FD I20,705$476Kshares
FIRST DATA CORP NEW COM CL AFIRST DATA CORP NEW COM CL A16,592$449Kshares
HOSPITALITY PROPERTIES TRUSTHOSPITALITY PROPERTIES TRUST17,146$428Kshares
TECKTECK RESOURCES LTD18,127$418Kshares
DGICADONEGAL GROUP INC26,051$398Kshares
BEBLOOM ENERGY CORP32,331$396Kshares
CNOOC LIMITEDCNOOC LIMITED2,281$388Kshares
DXCDXC TECHNOLOGY CO6,875$379Kshares
RGENREPLIGEN CORP4,409$378Kshares
OSGOCTAVE SPECIALTY GROUP INC21,200$357Kshares
FICOFAIR ISAAC CORP1,118$351Kshares
CANOPY GROWTH CORPCANOPY GROWTH CORP8,600$346Kcall
CDCVICTORY PORTFOLIOS II7,387$336Kshares
SINOPEC SHANGHAI PETROCHEMICSINOPEC SHANGHAI PETROCHEMIC8,345$333Kshares
ACGLARCH CAP GROUP LTD8,656$320Kshares
HCSGHEALTHCARE SVCS GROUP INC9,843$298Kshares
NOAHNOAH HLDGS LTD6,958$296Kshares
HHYATT HOTELS CORP3,797$289Kshares
NEKTAR THERAPEUTICSNEKTAR THERAPEUTICS7,963$283Kshares
OKTAOKTA INC2,261$279Kshares
VERSUM MATLS INCVERSUM MATLS INC5,260$272Kshares
PXHINVESCO EXCH TRADED FD TR II12,489$269Kshares
ABIOMED INCABIOMED INC1,036$269Kshares
ITGARTNER INC1,670$268Kshares
ERICTELEFONAKTIEBOLAGET LM ERICS28,269$268Kshares
ZZILLOW GROUP INC5,738$266Kshares
ERIEERIE INDTY CO1,041$264Kshares
WESWESTERN MIDSTREAM PARTNERS L8,573$263Kshares
CSLCARLISLE COS INC1,830$256Kshares
LITGLOBAL X FDS9,840$256Kshares
COUPA SOFTWARE INCORPORATEDCOUPA SOFTWARE INCORPORATED2,008$254Kshares
BFHBREAD FINANCIAL HOLDINGS INC1,796$251Kshares
COMPANHIA BRASILEIRA DE DISTCOMPANHIA BRASILEIRA DE DIST10,208$249Kshares
CFRCULLEN FROST BANKERS INC2,654$248Kshares
SERVICEMASTER GLOBAL HOLDINGSERVICEMASTER GLOBAL HOLDING4,774$248Kshares
LEALEAR CORP1,776$247Kshares
IAC INTERACTIVECORPIAC INTERACTIVECORP1,089$236Kshares
WISDOMTREE DYNAMIC LONG/SHO…WISDOMTREE DYNAMIC LONG/SHORT8,492$235Kshares
FMSFRESENIUS MEDICAL CARE AG5,942$233Kshares
FIRST TR EXCHANGE TRADED FDFIRST TR EXCHANGE TRADED FD6,478$232Kshares
DWASINVESCO EXCH TRADED FD TR II4,269$230Kshares
CWENCLEARWAY ENERGY INC13,636$229Kshares
TXTTEXTRON INC4,299$228Kshares
UAUNDER ARMOUR INC10,241$227Kshares
MLCOMELCO RESORTS AND ENTMNT LTD10,489$227Kshares
RDNRADIAN GROUP INC9,863$225Kshares
ZENDESK INCZENDESK INC2,532$225Kshares
MDRXVERADIGM INC. COMMON STOCK(DE)19,201$223Kshares
EHCENCOMPASS HEALTH CORP3,509$222Kshares
CECOCECO ENVIRONMENTAL CORP23,053$221Kshares
TDOCTELADOC HEALTH INC3,324$220Kshares
UAAUNDER ARMOUR INC8,687$220Kshares
OXYOCCIDENTAL PETE CORP4,300$216Kcall
XTISHARES TR5,550$214Kshares
AMERICAN NATL BANKSHARES INCAMERICAN NATL BANKSHARES INC5,541$214Kshares
VOYAVOYA FINANCIAL INC3,851$212Kshares
NEUNEWMARKET CORP529$212Kshares
2U INC2U INC5,628$211Kshares
HSIIHEIDRICK & STRUGGLES INTL IN6,999$209Kshares
GDOTGREEN DOT CORP4,270$208Kshares
UALUNITED AIRLS HLDGS INC2,365$207Kshares
EMEEMCOR GROUP INC2,333$205Kshares
THRMGENTHERM INC4,869$203Kshares
FKUFIRST TR EXCH TRD ALPHDX FD5,596$203Kshares
XEROX CORPXEROX CORP5,754$203Kshares
OPPEWISDOMTREE TR6,730$202Kshares
PDBCINVESCO ACTVELY MNGD ETC FD10,169$166Kshares
EOLSEVOLUS INC11,000$160Kshares
BEBLOOM ENERGY CORP13,000$159Kcall
TGNATEGNA INC10,412$157Kshares

How Q3 2019 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0000092230-19-000061 base2019-10-30acceptance time not in the bulk data set