BANK OF MONTREAL /CAN/
Follow13F filer, CIK 927971, TORONTO, Ontario, Canada
BANK OF MONTREAL /CAN/ reported $227,422,668,428 across 3,821 holdings for the quarter ended 2024-09-30, in a 13F-HR filed 2024-11-13. Its ten largest share positions make up 27.75% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0000927971-24-000013
- Period
- 2024-09-30
- Reported value
- $227B
- Holdings
- 3,821
- Top 10 weight
- 27.75%
- New
- 577
- Sold out
- 568
Part of the filer group BANK OF MONTREAL /CAN/
How groups are builtLargest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| AVGOadded | +14,335,935 | $2.48B |
| NVDAadded | +15,793,775 | $1.92B |
| SPYadded | +2,732,872 | $1.56B |
| MAadded | +1,965,782 | $970M |
| FLUTadded | +3,019,376 | $958M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| BURreduced | -2,763,582 | -$2.61B |
| TSLAreduced | -2,828,690 | -$737M |
| CMreduced | -10,443,660 | -$639M |
| RYreduced | -4,750,666 | -$589M |
| BNSreduced | -9,096,456 | -$495M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 3,298 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
The largest 100 of 364. All 364
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| SPYSTATE STR SPDR S&P 500 ETF T SHS | put | 5,728,400 | $3.27B | -148,700 |
| NVDANVIDIA CORPORATION COM | put | 13,308,600 | $1.62B | +11,598,500 |
| QQQINVESCO QQQ TR COM | put | 2,756,100 | $1.34B | -1,667,100 |
| IWMISHARES TR SHS | put | 4,095,000 | $902M | +1,925,000 |
| GLDSPDR GOLD TR GOLD SHS | put | 1,936,400 | $474M | +1,786,300 |
| TLTISHARES TR 20 YR TR BD ETF | call | 4,155,600 | $410M | -4,010,900 |
| AAPLAPPLE INC COM | call | 1,293,400 | $295M | -340,400 |
| XMESPDR SERIES TRUST SHS | call | 3,529,500 | $227M | new |
| SPYSTATE STR SPDR S&P 500 ETF T SHS | call | 344,200 | $197M | -13,800 |
| TSLATESLA INC COM | put | 729,600 | $190M | -249,700 |
| AMZNAMAZON COM INC COM | put | 948,400 | $178M | +385,900 |
| AAPLAPPLE INC COM | put | 727,700 | $166M | +7,900 |
| RYROYAL BK CDA Stock | put | 989,700 | $123M | +496,700 |
| IWMISHARES TR SHS | call | 500,000 | $110M | new |
| AMDADVANCED MICRO DEVICES INC COM | put | 659,300 | $108M | +443,100 |
| EFAISHARES TR MSCI EAFE ETF | put | 1,116,500 | $93.7M | +216,500 |
| RYROYAL BK CDA Stock | call | 742,400 | $92.1M | +592,400 |
| JPMJPMORGAN CHASE & CO COM | put | 436,400 | $91.9M | -420,000 |
| TDTORONTO DOMINION BK ONT Stock | call | 1,436,900 | $91M | -90,500 |
| ENBENBRIDGE INC Stock | call | 1,613,500 | $65.6M | -65,200 |
| BNSBANK NOVA SCOTIA B C Stock | call | 1,167,800 | $63.5M | -74,000 |
| QQQINVESCO QQQ TR COM | call | 129,200 | $62.9M | -360,000 |
| SLFSUN LIFE FINANCIAL INC. Stock | put | 846,300 | $48.9M | +354,800 |
| METAMETA PLATFORMS INC COM | call | 83,400 | $47.3M | +73,600 |
| TDTORONTO DOMINION BK ONT Stock | put | 717,000 | $45.4M | +141,800 |
| VVISA INC COM | put | 161,800 | $44.5M | +79,500 |
| BMOBANK OF MONTREAL Stock | put | 397,000 | $35.9M | +160,200 |
| RCLROYAL CARIBBEAN GROUP Stock | put | 200,000 | $35.5M | -95,000 |
| TSLATESLA INC COM | call | 135,900 | $35.4M | +52,600 |
| CMCANADIAN IMPERIAL BANK OF CO Stock | put | 564,600 | $34.6M | -996,700 |
| MSFTMICROSOFT CORP COM | put | 73,900 | $31.6M | new |
| CMCANADIAN IMPERIAL BANK OF CO Stock | call | 515,300 | $31.5M | -848,200 |
| LLYELI LILLY & CO COM | put | 34,900 | $30.6M | new |
| TUTELUS CORPORATION Stock | call | 1,703,400 | $28.5M | +1,103,400 |
| LENLENNAR CORP Stock | call | 152,000 | $28.4M | new |
| MIDDMIDDLEBY CORP STOK | put | 200,000 | $28.3M | -50,000 |
| TLTISHARES TR 20 YR TR BD ETF | put | 287,300 | $28.3M | -39,600 |
| MSMORGAN STANLEY COM | call | 268,500 | $28M | +38,500 |
| ORCLORACLE CORP COM | put | 159,100 | $26.8M | new |
| ABBVABBVIE INC COM | call | 137,500 | $26.8M | +25,000 |
| WFCWELLS FARGO & CO COM | put | 455,000 | $25.4M | -230,000 |
| BNSBANK NOVA SCOTIA B C Stock | put | 448,300 | $24.4M | +4,300 |
| CPCANADIAN PACIFIC KANSAS CITY Stock | call | 277,900 | $23.7M | new |
| SLFSUN LIFE FINANCIAL INC. Stock | call | 406,300 | $23.5M | -601,700 |
| MCHPMICROCHIP TECHNOLOGY INC. Stock | call | 290,000 | $23.4M | new |
| BACBANK OF AMER CORP COM | put | 562,400 | $22.2M | -1,000,000 |
| GOOGLALPHABET INC COM | put | 133,000 | $21.8M | +131,800 |
| BACBANK OF AMER CORP COM | call | 540,800 | $21.3M | -25,500 |
| BCEBCE INC Stock | put | 603,000 | $21.2M | new |
| TRITHOMSON REUTERS CORP Stock | call | 122,800 | $20.8M | +2,800 |
| KRESPDR SERIES TRUST ST STR SP REGBNK | put | 344,200 | $19.2M | +194,200 |
| MFCMANULIFE FINL CORP COM | put | 610,000 | $18M | +310,000 |
| XLESELECT SECTOR SPDR TR SHS | put | 203,000 | $17.7M | +199,500 |
| HYGISHARES TR IBOXX HI YD ETF | put | 220,000 | $17.7M | -790,800 |
| CCJCAMECO CORP Stock | call | 352,300 | $16.9M | +318,300 |
| JPMJPMORGAN CHASE & CO COM | call | 80,200 | $16.9M | 0 |
| INTCINTEL CORP COM | call | 700,900 | $16.8M | +565,300 |
| XLKSELECT SECTOR SPDR TR SHS | put | 73,900 | $16.6M | 0 |
| BCEBCE INC Stock | call | 466,000 | $16.4M | +52,300 |
| METAMETA PLATFORMS INC COM | put | 27,900 | $15.8M | -57,400 |
| DALDELTA AIR LINES INC Stock | put | 300,000 | $15.5M | 0 |
| NEENEXTERA ENERGY INC COM | call | 180,000 | $15.2M | new |
| APPAPPLOVIN CORP Stock | call | 116,300 | $14.9M | +46,300 |
| XLFSELECT SECTOR SPDR TR SHS | put | 300,000 | $13.5M | -1,994,600 |
| CNQCANADIAN NAT RES LTD MED TER Stock | call | 407,800 | $13.5M | +159,900 |
| BARRICK GOLD CORPBARRICK GOLD CORP COM | call | 662,800 | $13.4M | +6,800 |
| ENBENBRIDGE INC Stock | put | 322,700 | $13.1M | 0 |
| IBMINTERNATIONAL BUSINESS MACHS COM | put | 59,300 | $13.1M | -700 |
| SMSM ENERGY COMPANY Stock | call | 323,000 | $12.9M | 0 |
| CCITIGROUP INC COM | put | 204,400 | $12.6M | -350,000 |
| CCITIGROUP INC COM | call | 200,000 | $12.4M | 0 |
| PBAPEMBINA PIPELINE CORP Stock | call | 293,300 | $12.1M | +20,100 |
| AFLAFLAC INC Stock | call | 108,400 | $12M | +30,000 |
| SCHWCHARLES SCHWAB CORP (THE) COM | call | 185,000 | $11.9M | 0 |
| NFLXNETFLIX INC. COM | put | 16,800 | $11.9M | +6,700 |
| RBLXROBLOX CORP Stock | call | 264,000 | $11.7M | new |
| BURLBURLINGTON STORES INC Stock | call | 42,400 | $11.2M | new |
| EXCEXELON CORP Stock | call | 270,000 | $10.9M | new |
| DASHDOORDASH INC Stock | put | 75,000 | $10.7M | 0 |
| MSMORGAN STANLEY COM | put | 100,000 | $10.4M | -100,000 |
| TRPTC ENERGY CORP COM | put | 220,000 | $10.3M | new |
| MFCMANULIFE FINL CORP COM | call | 339,000 | $10M | -619,600 |
| JOBYJOBY AVIATION INC COMMON STOCK | put | 1,915,200 | $10M | +1,688,500 |
| BXBLACKSTONE INC COM | call | 62,500 | $9.68M | new |
| IPINTERNATIONAL PAPER CO Stock | call | 190,000 | $9.32M | 0 |
| KWEBKRANESHARES TRUST CSI CHI INTERNET | put | 264,500 | $8.97M | +74,500 |
| XLESELECT SECTOR SPDR TR SHS | call | 100,000 | $8.72M | -230,100 |
| FTSFORTIS INC COM | call | 189,000 | $8.6M | -11,000 |
| BURLBURLINGTON STORES INC Stock | put | 31,600 | $8.38M | new |
| DISDISNEY WALT CO COM | put | 85,700 | $8.23M | +100 |
| PPLPPL CORP Stock | call | 246,500 | $8.1M | new |
| DINOHF SINCLAIR CORP Stock | call | 173,500 | $7.86M | new |
| DASHDOORDASH INC Stock | call | 55,000 | $7.82M | 0 |
| DRIDARDEN RESTAURANTS INC Stock | put | 45,400 | $7.57M | new |
| PINSPINTEREST INC Stock | call | 230,000 | $7.47M | new |
| COFCAPITAL ONE FINL CORP COM | put | 50,000 | $7.45M | new |
| ATSATS CORPORATION COM | call | 246,900 | $7.34M | new |
| MUMICRON TECHNOLOGY INC COM | put | 67,200 | $7.22M | +7,200 |
| KKRKKR & CO INC COM | call | 54,200 | $7.16M | new |
| CRWDCROWDSTRIKE HLDGS INC COM | call | 25,000 | $7.15M | new |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
The largest 100 of 159. All 159
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| MICROSTRATEGY INCMICROSTRATEGY INC NOTE 2/1 | principal | 83,141,000 | $117M | +83,135,000 |
| SNAP INCSNAP INC NOTE 0.125% 3/0 | principal | 106,084,000 | $84.9M | +101,344,000 |
| FIRSTENERGY CORPFIRSTENERGY CORP NOTE 4.000% 5/0 | principal | 58,129,000 | $60.8M | +6,060,000 |
| WAYFAIR INCWAYFAIR INC Convertible bond | principal | 40,731,000 | $60.4M | -22,683,000 |
| SAREPTA THERAPEUTICS INCSAREPTA THERAPEUTICS INC NOTE 1.250% 9/1 | principal | 53,000,000 | $60.2M | 0 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500% 6/1 | principal | 61,023,000 | $53.1M | new |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 | principal | 44,823,000 | $50.2M | new |
| ETSY INCETSY INC NOTE 0.125%10/0 | principal | 50,000,000 | $49.8M | -6,569,000 |
| CHEGG INCCHEGG INC NOTE 0.125% 3/1 | principal | 49,562,000 | $47.6M | +49,557,000 |
| MONGODB INCMONGODB INC NOTE 0.250% 1/1 | principal | 34,210,000 | $47.3M | new |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 0.375% 3/1 | principal | 45,711,000 | $44M | new |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.500%12/1 | principal | 41,868,000 | $41.3M | new |
| PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 0.375% 6/0 | principal | 11,283,000 | $38.1M | +6,474,000 |
| UNITY SOFTWARE INCUNITY SOFTWARE INC NOTE 11/1 | principal | 39,815,000 | $35.6M | new |
| COINBASE GLOBAL INCCOINBASE GLOBAL INC NOTE 0.500% 6/0 | principal | 35,003,000 | $34.7M | 0 |
| POST HLDGS INCPOST HLDGS INC NOTE 2.500% 8/1 | principal | 22,716,000 | $27M | new |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 1.500%12/1 | principal | 22,500,000 | $26.3M | -21,507,000 |
| LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 3.125% 1/1 | principal | 21,095,000 | $25.9M | +1,095,000 |
| BLOCK INCBLOCK INC NOTE 0.250%11/0 | principal | 28,777,000 | $24.9M | new |
| WAYFAIR INCWAYFAIR INC NOTE 0.625%10/0 | principal | 25,314,000 | $24.2M | new |
| RAPID7 INCRAPID7 INC NOTE 0.250% 3/1 | principal | 25,811,000 | $23.4M | -33,799,000 |
| HEALTH CATALYST INCHEALTH CATALYST INC BOND | principal | 23,500,000 | $23.3M | new |
| CALLAWAY GOLF COCALLAWAY GOLF CO NOTE 2.750% 5/0 | principal | 22,000,000 | $22.3M | 0 |
| CHEFS WHSE INCCHEFS WHSE INC NOTE 2.375%12/1 | principal | 19,000,000 | $21.8M | +7,700,000 |
| SIRIUSXM HOLDINGS INCSIRIUSXM HOLDINGS INC NOTE 3.750% 3/1 | principal | 20,494,000 | $21.4M | +12,603,000 |
| DIGITALOCEAN HLDGS INCDIGITALOCEAN HLDGS INC CNV | principal | 23,611,000 | $20.9M | -38,889,000 |
| UPSTART HLDGS INCUPSTART HLDGS INC NOTE 0.250% 8/1 | principal | 23,625,000 | $20.7M | new |
| BLOCK INCBLOCK INC NOTE 5/0 | principal | 22,408,000 | $20.7M | +22,402,000 |
| PARSONS CORP DELPARSONS CORP DEL BOND | principal | 8,956,000 | $20.6M | +1,295,000 |
| HALOZYME THERAPEUTICS INCHALOZYME THERAPEUTICS INC NOTE 1.000% 8/1 | principal | 16,500,000 | $19.6M | +16,004,000 |
| JAZZ INVESTMENTS I LTDJAZZ INVESTMENTS I LTD NOTE 2.000% 6/1 | principal | 19,500,000 | $19.4M | +11,400,000 |
| DEXCOM INCDEXCOM INC NOTE 0.250%11/1 | principal | 19,911,000 | $19M | +8,419,000 |
| NEOGENOMICS INCNEOGENOMICS INC NOTE 0.250% 1/1 | principal | 20,025,000 | $16.6M | new |
| RAPID7 INCRAPID7 INC NOTE 1.250% 3/1 | principal | 18,000,000 | $16.5M | new |
| SUMMIT HOTEL PROPERTIESSUMMIT HOTEL PROPERTIES NOTE 1.500% 2/1 | principal | 17,033,000 | $16.1M | new |
| INFINERA CORPINFINERA CORP BOND | principal | 15,000,000 | $16M | new |
| DUKE ENERGY CORP NEWDUKE ENERGY CORP NEW CONV BND | principal | 14,927,000 | $15.9M | +4,927,000 |
| WORLD KINECT CORPORATIONWORLD KINECT CORPORATION Convertible | principal | 12,810,000 | $15.6M | new |
| BURLINGTON STORES INCBURLINGTON STORES INC NOTE 1.250%12/1 | principal | 10,502,000 | $15.1M | new |
| DEXCOM INCDEXCOM INC NOTE 0.375% 5/1 | principal | 16,155,000 | $14.3M | new |
| ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 5/0 | principal | 9,500,000 | $14.3M | new |
| CINEMARK HLDGS INCCINEMARK HLDGS INC NOTE 4.500% 8/1 | principal | 7,000,000 | $13.6M | new |
| SEAGATE HDD CAYMANSEAGATE HDD CAYMAN NOTE 3.500% 6/0 | principal | 9,319,000 | $13.1M | new |
| BILL HOLDINGS INCBILL HOLDINGS INC NOTE 4/0 | principal | 14,546,000 | $12.8M | new |
| LANTHEUS HLDGS INCLANTHEUS HLDGS INC Convertible | principal | 8,200,000 | $12.6M | +7,935,000 |
| HAEMONETICS CORPHAEMONETICS CORP NOTE 3/0 | principal | 12,519,000 | $11.6M | -16,956,000 |
| CENTERPOINT ENERGY INCCENTERPOINT ENERGY INC NOTE 4.250% 8/1 | principal | 11,383,000 | $11.5M | new |
| TELADOC HEALTH INCTELADOC HEALTH INC NOTE 1.250% 6/0 | principal | 13,282,000 | $11.5M | new |
| WAYFAIR INCWAYFAIR INC NOTE 3.250% 9/1 | principal | 9,403,000 | $11.4M | +9,400,000 |
| ORMAT TECHNOLOGIES INCORMAT TECHNOLOGIES INC NOTE 2.500% 7/1 | principal | 10,912,000 | $11.3M | +2,800,000 |
| AIRBNB INCAIRBNB INC CLASS A | principal | 11,758,000 | $11M | -9,500,000 |
| PEABODY ENGR CORPPEABODY ENGR CORP NOTE 3.250% 3/0 | principal | 7,400,000 | $10.9M | +4,900,000 |
| BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.250% 5/1 | principal | 11,000,000 | $10.5M | +1,200,000 |
| CERENCE INCCERENCE INC NOTE 3.000% 6/0 | principal | 12,300,000 | $10.2M | 0 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 1.125% 2/1 | principal | 9,765,000 | $9.96M | new |
| DAYFORCE INCDAYFORCE INC NOTE 0.250% 3/1 | principal | 10,547,000 | $9.92M | -3,293,000 |
| ATLANTICA SUSTAINABLE INFRAATLANTICA SUSTAINABLE INFRA NOTE 4.000% 7/1 | principal | 9,983,000 | $9.85M | +8,208,000 |
| NCL CORP LTDNCL CORP LTD BOND | principal | 9,964,000 | $9.73M | -4,258,000 |
| INFINERA CORPINFINERA CORP BOND | principal | 8,000,000 | $8.99M | new |
| FORD MOTOR COMPANYFORD MOTOR COMPANY NOTE 3/1 | principal | 9,016,000 | $8.89M | +4,556,000 |
| SOUTHWEST AIRLS COSOUTHWEST AIRLS CO NOTE 1.250% 5/0 | principal | 8,507,000 | $8.61M | +7,365,000 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC NOTE 0.375% 9/0 | principal | 8,159,000 | $8.46M | new |
| BOFA FIN LLCBOFA FIN LLC MTNF 0.600% 5/2 | principal | 7,500,000 | $8.38M | new |
| BLOCK INCBLOCK INC NOTE 0.125% 3/0 | principal | 8,300,000 | $8.13M | new |
| Viavi Solutions IncViavi Solutions Inc Convertible bond | principal | 8,054,000 | $7.96M | 0 |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 1.000% 1/1 | principal | 7,500,000 | $7.83M | +2,900,000 |
| INTERDIGITAL INCINTERDIGITAL INC NOTE 3.500% 6/0 | principal | 4,185,000 | $7.53M | 0 |
| GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 4/1 | principal | 6,796,000 | $7.37M | new |
| ALTAIR ENGR INCALTAIR ENGR INC BOND | principal | 5,000,000 | $7.18M | new |
| CABLE ONE INCCABLE ONE INC NOTE 3/1 | principal | 7,796,000 | $7.17M | -16,691,000 |
| MARRIOTT VACATIONS WORLDWIDEMARRIOTT VACATIONS WORLDWIDE NOTE 3.250%12/1 | principal | 7,500,000 | $6.96M | 0 |
| SOUTHERN COSOUTHERN CO NOTE 3.875%12/1 | principal | 5,918,000 | $6.58M | +3,242,000 |
| BENTLEY SYS INCBENTLEY SYS INC NOTE 0.375% 7/0 | principal | 7,000,000 | $6.52M | new |
| AXON ENTERPRISE INCAXON ENTERPRISE INC NOTE 0.500%12/1 | principal | 3,479,000 | $6.18M | -1,916,000 |
| VENTAS RLTY LTD PARTNERSHIPVENTAS RLTY LTD PARTNERSHIP NOTE 3.750% 6/0 | principal | 4,896,000 | $5.95M | -5,407,000 |
| Shift4 Payments IncShift4 Payments Inc Convertible bond | principal | 5,000,000 | $5.77M | new |
| INTEGER HLDGS CORPINTEGER HLDGS CORP NOTE 2.125% 2/1 | principal | 3,356,000 | $5.25M | -9,000 |
| WAYFAIR INCWAYFAIR INC NOTE 1.000% 8/1 | principal | 5,569,000 | $5.24M | new |
| TECHTARGET INCTECHTARGET INC NOTE 12/1 | principal | 5,300,000 | $5.19M | -77,092,000 |
| INTEGRA LIFESCIENCES HLDGS CINTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 | principal | 5,284,000 | $5.02M | +2,585,000 |
| SPOTIFY USA INCSPOTIFY USA INC NOTE 3/1 | principal | 5,006,000 | $5M | -170,881,000 |
| MAKEMYTRIP LIMITED MAURITIUSMAKEMYTRIP LIMITED MAURITIUS NOTE 2/1 | principal | 2,000,000 | $4.99M | 0 |
| CONMED CORPCONMED CORP NOTE 2.250% 6/1 | principal | 5,324,000 | $4.98M | +1,629,000 |
| PROGRESS SOFTWARE CORPPROGRESS SOFTWARE CORP NOTE 1.000% 4/1 | principal | 4,000,000 | $4.9M | -3,000,000 |
| CNX RES CORPCNX RES CORP NOTE 2.250% 5/0 | principal | 1,953,000 | $4.81M | new |
| ITRON INCITRON INC NOTE 3/1 | principal | 4,567,000 | $4.76M | new |
| ETSY INCETSY INC NOTE 0.125% 9/0 | principal | 5,500,000 | $4.73M | -25,276,000 |
| Esperion Therapeutics IncEsperion Therapeutics Inc NOTE 4.000%11/15/25 | principal | 4,900,000 | $4.65M | new |
| CHEFS WHSE INCCHEFS WHSE INC BOND | principal | 4,453,000 | $4.54M | 0 |
| GREEN PLAINS INCGREEN PLAINS INC NOTE 2.250% 3/1 | principal | 5,000,000 | $4.22M | 0 |
| CENTURY ALUM COCENTURY ALUM CO NOTE 2.750% 5/0 | principal | 3,750,000 | $4.17M | new |
| Q2 HLDGS INCQ2 HLDGS INC NOTE 0.125%11/1 | principal | 4,200,000 | $4M | +3,200,000 |
| BLOOM ENERGY CORPBLOOM ENERGY CORP Bond | principal | 4,258,000 | $3.95M | +3,608,000 |
| DROPBOX INCDROPBOX INC NOTE 3/0 | principal | 3,500,000 | $3.38M | 0 |
| CRACKER BARREL OLD CTRY STORCRACKER BARREL OLD CTRY STOR cv | principal | 3,510,000 | $3.23M | 0 |
| GRANITE CONSTR INCGRANITE CONSTR INC NOTE 3.750% 5/1 | principal | 1,788,000 | $3.23M | -1,087,000 |
| NUTANIX INCNUTANIX INC Convertible | principal | 2,500,000 | $3.06M | new |
| MIRUM PHARMACEUTICALS INCMIRUM PHARMACEUTICALS INC NOTE 4.000% 5/0 | principal | 2,000,000 | $2.94M | 0 |
| MACOM TECH SOLUTIONS HLDGS IMACOM TECH SOLUTIONS HLDGS I NOTE 0.250% 3/1 | principal | 2,000,000 | $2.84M | 0 |
| CMS ENERGY CORPCMS ENERGY CORP NOTE 3.375% 5/0 | principal | 2,509,000 | $2.69M | +1,009,000 |
Sold out in Q3 2024
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| FSECFIDELITY MERRIMACK STR TR | 715 | $30.4K | shares |
| XBILRBB FD INC | 600 | $30.1K | shares |
| ASHASHLAND INC | 300 | $29.4K | call |
| GLOBALSTAR INCGLOBALSTAR INC | 26,106 | $29.2K | shares |
| CONDUIT PHARMACEUTICALS INCCONDUIT PHARMACEUTICALS INC | 10,000 | $28.4K | shares |
| KRANESHARES TRUSTKRANESHARES TRUST | 1,401 | $28.2K | shares |
| VOR BIOPHARMA INCVOR BIOPHARMA INC | 22,488 | $27.9K | shares |
| VVISA INC | 100 | $27.7K | call |
| PZAINVESCO EXCH TRADED FD TR II | 1,089 | $25.9K | shares |
| IONPROSHARES TR | 821 | $24.7K | shares |
| CLOVCLOVER HEALTH INVESTMENTS CO | 18,550 | $24.5K | shares |
| TKNOALPHA TEKNOVA INC | 12,003 | $23.3K | shares |
| SMBVANECK ETF TRUST | 1,315 | $22.4K | shares |
| HYUPDBX ETF TR | 548 | $22.3K | shares |
| KDRNETF OPPORTUNITIES TRUST | 948 | $22.1K | shares |
| AGZISHARES TR | 200 | $21.6K | shares |
| LASELASER PHOTONICS CORP | 10,000 | $20.7K | shares |
| BIZDVANECK ETF TRUST | 1,200 | $20.5K | shares |
| XBP GLOBAL HOLDINGS INCXBP GLOBAL HOLDINGS INC | 10,000 | $20K | shares |
| SGSWEETGREEN INC | 612 | $19.2K | shares |
| ISHARES U S ETF TRISHARES U S ETF TR | 728 | $19K | shares |
| IVRSISHARES TR | 554 | $18.2K | shares |
| MNANYLIM ETF TR | 565 | $17.9K | shares |
| PIEDMONT LITHIUM INCPIEDMONT LITHIUM INC | 1,475 | $14.8K | shares |
| CNRGSPDR SERIES TRUST | 223 | $14.4K | shares |
| CTEXPROSHARES TR | 568 | $13.5K | shares |
| USEPINNOVATOR ETFS TRUST | 400 | $13.5K | shares |
| VSHYVIRTUS ETF TR II | 622 | $13.4K | shares |
| INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR II | 620 | $13.3K | shares |
| PABPGIM ETF TR | 301 | $12.6K | shares |
| BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC | 12,000 | $11.9K | principal |
| PNOVINNOVATOR ETFS TRUST | 300 | $10.9K | shares |
| CYBIN INCCYBIN INC | 35,800 | $10.2K | shares |
| BIOXCEL THERAPEUTICS INCBIOXCEL THERAPEUTICS INC | 7,100 | $9.51K | put |
| ONDPROSHARES TR | 310 | $9.09K | shares |
| EMHCSPDR SERIES TRUST | 368 | $8.85K | shares |
| FFIUSPINNAKER ETF SERIES | 400 | $8.8K | shares |
| MDEVFIRST TR EXCHANGE TRADED FD | 400 | $8.57K | shares |
| DIREXION SHS ETF TRDIREXION SHS ETF TR | 2,000 | $7.92K | shares |
| GOLDGOLD COM INC | 217 | $7.45K | shares |
| VISION MARINE TECHNOLOGIES IVISION MARINE TECHNOLOGIES I | 10,000 | $7.42K | shares |
| YMAGTIDAL TRUST II | 340 | $7.13K | shares |
| NEW YORK LIFE INVESTMENTS ETNEW YORK LIFE INVESTMENTS ET | 276 | $6.57K | shares |
| AMPLIFY ETF TRAMPLIFY ETF TR | 300 | $6K | shares |
| GOLDMAN SACHS ETF TRGOLDMAN SACHS ETF TR | 172 | $5.83K | shares |
| OILKPROSHARES TR | 112 | $5.43K | shares |
| HTRBHARTFORD FDS EXCHANGE TRADED | 152 | $5.15K | shares |
| TBFPROSHARES TR | 215 | $5.12K | shares |
| JGROJ P MORGAN EXCHANGE TRADED F | 58 | $4.41K | shares |
| GCOWPACER FDS TR | 122 | $4.25K | shares |
| VCLNVIRTUS ETF TR II | 200 | $3.81K | shares |
| SPGMSPDR INDEX SHS FDS | 58 | $3.53K | shares |
| FTHIFIRST TR EXCHANGE TRADED FD | 144 | $3.26K | shares |
| PUIINVESCO EXCHANGE TRADED FD T | 88 | $3.18K | shares |
| FTGCFIRST TR EXCHANGE TRAD FD VI | 104 | $2.53K | shares |
| FSD PHARMA INCFSD PHARMA INC | 11,163 | $2.41K | shares |
| NAUTICUS ROBOTICS INCNAUTICUS ROBOTICS INC | 15,000 | $2.16K | shares |
| MAKXPROSHARES TR | 48 | $1.83K | shares |
| EDIVSPDR INDEX SHS FDS | 41 | $1.47K | shares |
| ARKQARK ETF TR | 25 | $1.38K | shares |
| VINTAGE WINE ESTATES INCVINTAGE WINE ESTATES INC | 123,801 | $1.21K | shares |
| ZROZPIMCO ETF TR | 15 | $1.18K | shares |
| OPPJWISDOMTREE TR | 32 | $920 | shares |
| VINTAGE WINE ESTATES INCVINTAGE WINE ESTATES INC | 1,015 | $381 | shares |
| PROSHARES TR IIPROSHARES TR II | 15 | $297 | shares |
| XSLVINVESCO EXCH TRADED FD TR II | 4 | $175 | shares |
| FITESPDR SERIES TRUST | 2 | $113 | shares |
| MULLEN AUTOMOTIVE INCMULLEN AUTOMOTIVE INC | 10,000 | $0 | shares |
How Q3 2024 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0000927971-24-000013 | base | 2024-11-13 | acceptance time not in the bulk data set |