AVIANCE CAPITAL MANAGEMENT, LLC: CAT position timeline

AVIANCE CAPITAL MANAGEMENT, LLC held 41,401 CAT shares at 2019-03-31 per its 13F-HR filed 2019-05-15.

the latest 13F is the newest step

1. period ended2019-03-31

   13F 41,401 shares

   Change vs previous 13F -9,182 shares

   0.84% of the 13F portfolio, value $5,609,000.

   13F-HR 0001412575-19-000002 filed by AVIANCE CAPITAL MANAGEMENT, LLC
   Filed 2019-05-15 (acceptance time not in the bulk data set), ingested 2026-10-07 18:56:23 UTC

   Acceptance time not in the bulk data set (spec §4.2).

2. period ended2018-12-31

   13F 50,583 shares

   Change vs previous 13F +50,583 shares

   0.9% of the 13F portfolio, value $6,427,000.

   13F-HR 0001412575-19-000001 filed by AVIANCE CAPITAL MANAGEMENT, LLC
   Filed 2019-02-14 (acceptance time not in the bulk data set), ingested 2026-10-07 19:02:51 UTC

   Acceptance time not in the bulk data set (spec §4.2).

3. period ended2018-09-30

   13F 0 shares

   Change vs previous 13F -8,416 shares

   13F-HR 0001412575-18-000006 filed by AVIANCE CAPITAL MANAGEMENT, LLC
   Filed 2018-10-29 (acceptance time not in the bulk data set), ingested 2026-10-07 19:03:47 UTC

   Acceptance time not in the bulk data set (spec §4.2).

   Exited: the 13F for this period no longer lists the position.

4. period ended2018-06-30

   13F/A 8,416 shares

   Change vs previous 13F -1,945 shares

   0.1% of the 13F portfolio, value $1,142,000.

   13F-HR/A 0001412575-18-000005 filed by AVIANCE CAPITAL MANAGEMENT, LLC
   Filed 2018-08-10 (acceptance time not in the bulk data set), ingested 2026-10-07 19:04:44 UTC

   Acceptance time not in the bulk data set (spec §4.2).

5. period ended2018-03-31

   13F 10,361 shares

   Change vs previous 13F not available

   0.12% of the 13F portfolio, value $1,527,000.

   13F-HR 0001412575-18-000003 filed by AVIANCE CAPITAL MANAGEMENT, LLC
   Filed 2018-05-15 (acceptance time not in the bulk data set), ingested 2026-10-07 19:05:42 UTC

   Acceptance time not in the bulk data set (spec §4.2).