AVIANCE CAPITAL MANAGEMENT, LLC

13F filer, CIK 1412575, SARASOTA, FL

AVIANCE CAPITAL MANAGEMENT, LLC reported $1,454,485,000 across 331 holdings for the quarter ended 2017-09-30, in a 13F-HR filed 2017-11-13. Its ten largest share positions make up 45.88% of the portfolio.

Filed 2017-11-13 (acceptance time not in the bulk data set), ingested 2026-10-07 19:07:28 UTC13F-HR 0001412575-17-000005

Period: 2017-09-30
Reported value: $1.45B
Holdings: 331
Top 10 weight: 45.88%
New: 45
Sold out: 62

Largest buys vs the previous quarter

Security	Shares change	Approx. value
RDVYnew	+468,423	$13M
FVDnew	+429,099	$12.8M
BPadded	+312,966	$12M
ROYAL DUTCH SHELL PLC SPN A…added	+177,399	$11.1M
CVXadded	+90,120	$10.6M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
VZexited	-653,093	-$28.6M
SPYreduced	-84,186	-$21.2M
PowerShares QQQ Trust Unit …reduced	-123,155	-$17.9M
HYDreduced	-558,218	-$17.5M
DIAreduced	-77,935	-$17.4M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2017

Share positions as resolved from 13F-HR 0001412575-17-000005, largest first. % of portfolio is the value over $1,454,485,000, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Latest event	Timeline
NFLTETFIS SER TR I	5,418,209	$140M	9.59%	-389,415		Timeline
VSHYVIRTUS ETF TR II	4,074,512	$102M	7.03%	-325,602		Timeline
HYLSFIRST TR EXCHANGE-TRADED FD	1,990,640	$97.7M	6.71%	+83,384		Timeline
ADVISORSHARES TRADVISORSHARES TR	1,746,881	$85.1M	5.85%	-110,771
DIASTATE STR SPDR DOW JONES IND	239,120	$53.5M	3.68%	-77,935		Timeline
IVVISHARES TR	164,788	$41.7M	2.87%	-58,101		Timeline
SPYSTATE STR SPDR S&P 500 ETF T	159,384	$40M	2.75%	-84,186		Timeline
FPEFIRST TR EXCH TRADED FD III	1,851,118	$37.2M	2.56%	+502,103		Timeline
POWERSHARESPOWERSHARES	1,547,473	$35.8M	2.46%	-92,164
XLFSELECT SECTOR SPDR TR	1,338,345	$34.6M	2.38%	+147,667		Timeline
ROYAL DUTCH SHELL PLC SPN A…ROYAL DUTCH SHELL PLC SPN ADR	419,404	$26.2M	1.8%	+177,399
TAT&T INC	653,060	$25.6M	1.76%	-53,651		Timeline
SRLNSSGA ACTIVE ETF TR	528,406	$25.1M	1.72%	-54,540		Timeline
XLVSELECT SECTOR SPDR TR	303,483	$24.8M	1.71%	-159,968		Timeline
CVXCHEVRON CORPORATION	202,274	$23.8M	1.63%	+90,120		Timeline
KRESPDR SERIES TRUST	387,939	$22M	1.51%	-33,895		Timeline
DVYISHARES TR	226,076	$21.2M	1.46%	-3,358		Timeline
VODVODAFONE GROUP PLC	730,699	$20.8M	1.43%	-73,237		Timeline
PowerShares QQQ Trust Unit …PowerShares QQQ Trust Unit Ser	137,792	$20M	1.38%	-123,155
GLOBAL X FDSGLOBAL X FDS	1,900,162	$19.6M	1.34%	-130,675
VWOVANGUARD INTL EQUITY INDEX F	414,531	$18.1M	1.24%	-27,917		Timeline
ANNALY CAPITAL MANAGEMENTANNALY CAPITAL MANAGEMENT	1,315,572	$16M	1.1%	-146,671
SPFFGLOBAL X FDS	1,207,074	$15.3M	1.05%	-152,102		Timeline
XLYSELECT SECTOR SPDR TR	168,987	$15.2M	1.05%	-5,286		Timeline
ABBVABBVIE INC	166,607	$14.8M	1.02%	-16,486		Timeline
PFFISHARES TR	372,257	$14.4M	0.99%	+3,025		Timeline
VEUVANGUARD INTL EQUITY INDEX F	265,705	$14M	0.96%	-19,919		Timeline
ETFIS SER TR IETFIS SER TR I	544,044	$13.9M	0.95%	-87,843
RITMRITHM CAPITAL CORP	807,605	$13.5M	0.93%	-55,560		Timeline
RDVYFIRST TR EXCHANGE TRADED FD	468,423	$13M	0.9%	new		Timeline
FVDFIRST TR EXCHANGE-TRADED FD	429,099	$12.8M	0.88%	new		Timeline
Invesco S&P 500 Pure GrowthInvesco S&P 500 Pure Growth	127,605	$12.8M	0.88%	-6,234
LVSLAS VEGAS SANDS CORP	193,021	$12.4M	0.85%	-12,007		Timeline
BPBP PLC	313,051	$12M	0.83%	+312,966		Timeline
CCICROWN CASTLE INC	115,606	$11.6M	0.79%	+40,518		Timeline
VGITVANGUARD SCOTTSDALE FDS	166,007	$10.7M	0.74%	-26,006		Timeline
EMLPFIRST TR EXCHANGE-TRADED FD	427,401	$10.6M	0.73%	+226,812		Timeline
VYMVANGUARD WHITEHALL FDS	126,037	$10.2M	0.7%	-16,220		Timeline
SHYGISHARES TR	207,018	$9.9M	0.68%	-33,274		Timeline
NOBLPROSHARES TR	163,977	$9.75M	0.67%	-10,014		Timeline
HYGISHARES TR	99,865	$8.86M	0.61%	-55,856		Timeline
JPMJPMORGAN CHASE & CO	112,496	$8.17M	0.56%	-1,848		Timeline
FMBFIRST TR EXCH TRADED FD III	152,094	$8.1M	0.56%	new		Timeline
XLKSELECT SECTOR SPDR TR	134,369	$7.94M	0.55%	-4,457		Timeline
FTSLFIRST TR EXCHANGE-TRADED FD	146,449	$7.06M	0.49%	-22,385		Timeline
QCOMQUALCOMM INC	135,163	$7.01M	0.48%	+8,438		Timeline
PFXFVANECK ETF TRUST	341,399	$6.86M	0.47%	-34,515		Timeline
SONYSONY GROUP CORP	182,205	$6.8M	0.47%	-10,820		Timeline
PEGPUBLIC SVC ENTERPRISE GROUP	146,542	$6.78M	0.47%	-9,679		Timeline
VGLTVANGUARD SCOTTSDALE FDS	83,735	$6.44M	0.44%	-13,321		Timeline
SKTTANGER INC	260,594	$6.36M	0.44%	new		Timeline
PMPHILIP MORRIS INTL INC	56,089	$6.23M	0.43%	-2,361		Timeline
TIPISHARES TR	53,694	$6.1M	0.42%	-8,310		Timeline
CLAYMORE EXCHANGE TRD FD TRCLAYMORE EXCHANGE TRD FD TR	251,558	$5.69M	0.39%	-32,296
EFAISHARES TR	80,397	$5.51M	0.38%	-10,278		Timeline
AGGISHARES TR	49,158	$5.39M	0.37%	-7,136		Timeline
IXPISHARES TR	81,103	$4.9M	0.34%	+869		Timeline
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADR	112,112	$4.55M	0.31%	-12,715
IXGISHARES TR	67,346	$4.49M	0.31%	-3,219		Timeline
HEEMISHARES INC	160,707	$4.14M	0.28%	-8,215		Timeline
MDYSTATE STR SPDR S&P MIDCAP 40	12,643	$4.13M	0.28%	+510		Timeline
TBFPROSHARES TR	178,111	$3.99M	0.27%	-187,634		Timeline
IGMISHARES TR	25,312	$3.93M	0.27%	-1,266		Timeline
TOTLSSGA ACTIVE ETF TR	76,954	$3.79M	0.26%	-9,747		Timeline
VEAVANGUARD TAX-MANAGED FDS	83,080	$3.61M	0.25%	-12,526		Timeline
XLPSELECT SECTOR SPDR TR	66,236	$3.58M	0.25%	-10,611		Timeline
ITBISHARES TR	97,121	$3.55M	0.24%	-4,261		Timeline
HYMBSPDR SERIES TRUST	62,052	$3.54M	0.24%	-9,647		Timeline
EMBISHARES TR	30,385	$3.54M	0.24%	-4,748		Timeline
BCEBCE INC	75,458	$3.53M	0.24%	+75,323		Timeline
ISHARES GOLD TRUSTISHARES GOLD TRUST	280,744	$3.46M	0.24%	-44,485
DJPBARCLAYS BANK PLC	141,476	$3.29M	0.23%	-22,059		Timeline
IYCISHARES TR	20,023	$3.28M	0.23%	-904		Timeline
VBVANGUARD INDEX FDS	23,149	$3.27M	0.22%	-2,783		Timeline
IJRISHARES TR	43,392	$3.22M	0.22%	-1,984		Timeline
FVFIRST TR EXCHANGE TRADED FD	121,677	$3.18M	0.22%	-14,907		Timeline
VOVANGUARD INDEX FDS	20,476	$3.01M	0.21%	-2,566		Timeline
HEZUISHARES TR	95,642	$2.88M	0.2%	-4,419		Timeline
HDHOME DEPOT INC	17,263	$2.82M	0.19%	+9,236		Timeline
OEFISHARES TR	23,724	$2.64M	0.18%	+889		Timeline
IJHISHARES TR	14,547	$2.6M	0.18%	-2,350		Timeline
Invesco Global Listed Priva…Invesco Global Listed Private Equ…	186,883	$2.37M	0.16%	-23,646
AAPLAPPLE INC	15,061	$2.32M	0.16%	-17,406		Timeline
IBBISHARES TR	6,939	$2.31M	0.16%	-259		Timeline
IXCISHARES TR	66,295	$2.25M	0.15%	new		Timeline
HESS CORPHESS CORP	47,650	$2.23M	0.15%	new
Cyber Security ETFCyber Security ETF	72,862	$2.19M	0.15%	-8,774
Guggenheim S&P 500 Equal We…Guggenheim S&P 500 Equal Weighted…	22,910	$2.19M	0.15%	-2,831
HEDJWISDOMTREE TR	33,785	$2.19M	0.15%	-3,875		Timeline
XHBSPDR SERIES TRUST	53,741	$2.14M	0.15%	-15,012		Timeline
MCDMCDONALDS CORP	13,129	$2.06M	0.14%	+3,980		Timeline
QAINYLIM ETF TR	67,003	$2M	0.14%	-7,868		Timeline
RAYTHEON CORAYTHEON CO	10,320	$1.93M	0.13%	-138
PGPROCTER & GAMBLE CO	21,048	$1.92M	0.13%	+2,257		Timeline
MNANYLIM ETF TR	60,004	$1.85M	0.13%	-7,109		Timeline
WTMFWISDOMTREE TR	46,888	$1.82M	0.12%	-5,220		Timeline
BBHVANECK ETF TRUST	13,131	$1.76M	0.12%	-639		Timeline
SCHWCHARLES SCHWAB CORP (THE)	40,224	$1.76M	0.12%	-46		Timeline
JXIISHARES TR	33,827	$1.72M	0.12%	new		Timeline
GLDSPDR GOLD TR	13,188	$1.6M	0.11%	-1,585		Timeline
POWERSHARES ETF TR IIPOWERSHARES ETF TR II	61,246	$1.59M	0.11%	+2,815
INVESCO FINANCIAL PREFERRED…INVESCO FINANCIAL PREFERRED ETF	83,616	$1.59M	0.11%	-826,637
GDGENERAL DYNAMICS CORP	7,319	$1.5M	0.1%	+3,947		Timeline
VNQIVANGUARD INTL EQUITY INDEX F	24,938	$1.48M	0.1%	-1,259		Timeline
XLBSELECT SECTOR SPDR TR	25,070	$1.42M	0.1%	+22,299		Timeline
POWERSHARES NASDAQ INTERNEPOWERSHARES NASDAQ INTERNE	12,797	$1.41M	0.1%	-41
BNDXVANGUARD CHARLOTTE FDS	25,567	$1.4M	0.1%	-2,574		Timeline
POWERSHARES GLOBAL ETF FDPOWERSHARES GLOBAL ETF FD	60,988	$1.36M	0.09%	-7,502
BSVVANGUARD BD INDEX FDS	16,700	$1.33M	0.09%	-380		Timeline
MSFTMICROSOFT CORP	17,813	$1.33M	0.09%	-3,331		Timeline
WDCWESTERN DIGITAL CORP	15,195	$1.31M	0.09%	-792		Timeline
SMHVANECK ETF TRUST	13,726	$1.28M	0.09%	+460		Timeline
DISDISNEY WALT CO	12,301	$1.21M	0.08%	-1,370		Timeline
DFJWISDOMTREE TR	15,572	$1.17M	0.08%	-768		Timeline
SPHYSPDR SERIES TRUST	42,931	$1.15M	0.08%	-1,427		Timeline
BABAALIBABA GROUP HLDG LTD	6,461	$1.12M	0.08%	-3,451		Timeline
FLRFLUOR CORP	25,566	$1.08M	0.07%	-6,922		Timeline
UNHUNITEDHEALTH GROUP INC	5,306	$1.04M	0.07%	-2,589		Timeline
CMICUMMINS INC	6,013	$1.01M	0.07%	-5,283		Timeline
IBMINTERNATIONAL BUSINESS MACHS	6,739	$978K	0.07%	new		Timeline
KXIISHARES TR	9,379	$955K	0.07%	-434		Timeline
ITAISHARES TR	5,337	$950K	0.07%	new		Timeline
REMISHARES TR	19,647	$920K	0.06%	-2,418		Timeline
GMEGAMESTOP CORP	44,058	$910K	0.06%	+2,581		Timeline
MMM3M CO	4,006	$841K	0.06%	-38		Timeline
SPDR SERIES TRUST BLOOMBERG…SPDR SERIES TRUST BLOOMBERG BR	22,368	$835K	0.06%	-251
BMYBRISTOL-MYERS SQUIBB CO	12,850	$819K	0.06%	-28,252		Timeline
ROKROCKWELL AUTOMATION INC	4,516	$805K	0.06%	new		Timeline
UNITED TECHNOLOGIES CORPUNITED TECHNOLOGIES CORP	6,873	$798K	0.05%	-23
VVISA INC	7,519	$791K	0.05%	new		Timeline
LMTLOCKHEED MARTIN CORP	2,451	$761K	0.05%	-123		Timeline
SNYSANOFI SA	15,131	$753K	0.05%	+15,026		Timeline
CBRLCRACKER BARREL OLD CTRY STOR	4,678	$709K	0.05%	new		Timeline
VMBSVANGUARD SCOTTSDALE FDS	13,207	$697K	0.05%	-315		Timeline
BIVVANGUARD BD INDEX FDS	8,237	$697K	0.05%	-197		Timeline
HYTBLACKROCK CORPOR HI YLD FD I	59,701	$675K	0.05%	-19,532		Timeline
DEDEERE & CO	5,080	$638K	0.04%	+3,324		Timeline
MORTVANECK ETF TRUST	24,877	$628K	0.04%	-616		Timeline
SWKSTANLEY BLACK & DECKER INC	24,473	$623K	0.04%	new		Timeline
VTVVANGUARD INDEX FDS	6,114	$610K	0.04%	-582		Timeline
SEDGSOLAREDGE TECHNOLOGIES INC	20,723	$592K	0.04%	-4,767		Timeline
VUGVANGUARD INDEX FDS	4,363	$579K	0.04%	-461		Timeline
BLVVANGUARD BD INDEX FDS	5,913	$554K	0.04%	-130		Timeline
DEODIAGEO PLC	3,903	$516K	0.04%	-109		Timeline
XLESELECT SECTOR SPDR TR	7,085	$485K	0.03%	new		Timeline
KANSAS CITY SOUTHERNKANSAS CITY SOUTHERN	4,420	$480K	0.03%	+1,587
EOSEATON VANCE ENHANCED EQUITY	31,981	$478K	0.03%	-786		Timeline
TWO HARBORS INVESTMENT CORPTWO HARBORS INVESTMENT CORP	47,052	$474K	0.03%	-1,041
CHKPCHECK POINT SOFTWARE TECH LT	4,125	$470K	0.03%	-774		Timeline
GENERAL ELEC COGENERAL ELEC CO	18,787	$454K	0.03%	-2,334
EMREMERSON ELEC CO	6,926	$435K	0.03%	+99		Timeline
ITOTISHARES TR	7,045	$406K	0.03%	+556		Timeline
CRMSALESFORCE INC	4,308	$402K	0.03%	+55		Timeline
HYDHYD	12,413	$389K	0.03%	-558,218
IYTISHARES TR	2,084	$372K	0.03%	new		Timeline
TELSTRA CORP LTDTELSTRA CORP LTD	26,332	$361K	0.02%	-631,820
FDNFIRST TR EXCHANGE-TRADED FD	3,056	$313K	0.02%	-289		Timeline
HARRIS CORP INCHARRIS CORP INC	2,295	$302K	0.02%	new
IYHISHARES TR	1,679	$289K	0.02%	new		Timeline
XLISELECT SECTOR SPDR TR	4,042	$287K	0.02%	-502		Timeline
BIDUBAIDU INC	1,139	$282K	0.02%	+448		Timeline
TOLTOLL BROTHERS INC	6,356	$264K	0.02%	+2,522		Timeline
DHID R HORTON INC	6,574	$263K	0.02%	-3,550		Timeline
INTCINTEL CORP	6,734	$256K	0.02%	-178,313		Timeline
LOWLOWES COS INC	3,109	$249K	0.02%	-2,897		Timeline
GMGENERAL MTRS CO	6,127	$247K	0.02%	-7,672		Timeline
TOTALENERGIES SE -SPON ADRTOTALENERGIES SE -SPON ADR	4,517	$242K	0.02%	-107
IGVISHARES TR	1,641	$240K	0.02%	-5,436		Timeline
FMCFMC CORP	2,515	$225K	0.02%	-235		Timeline
MOALTRIA GROUP INC	3,529	$224K	0.02%	-65		Timeline
CSCOCISCO SYS INC	6,670	$224K	0.02%	-217,357		Timeline
CRUSCIRRUS LOGIC INC	4,193	$224K	0.02%	-1,024		Timeline
ADIANALOG DEVICES INC	2,580	$222K	0.02%	-1,155		Timeline
DOVDOVER CORP	2,298	$210K	0.01%	-207		Timeline
ITWILLINOIS TOOL WKS INC	1,319	$195K	0.01%	-122		Timeline
MANMANPOWERGROUP INC WIS	1,644	$194K	0.01%	-149		Timeline
USMVISHARES TR	3,825	$193K	0.01%	-3,304		Timeline
SJNKSPDR SERIES TRUST	6,894	$193K	0.01%	-2,135		Timeline
CALMCAL MAINE FOODS INC	4,457	$183K	0.01%	-375		Timeline
XOMEXXON MOBIL CORP	2,102	$172K	0.01%	-8,649		Timeline
XYZBLOCK INC	5,818	$168K	0.01%	-1,266		Timeline
CELGENE CORPCELGENE CORP	1,115	$163K	0.01%	-106
TWITTER INCTWITTER INC	9,332	$157K	0.01%	new
IHFISHARES TR	1,048	$155K	0.01%	-102		Timeline
FEXFIRST TR EXCHANGE-TRADED ALP	2,827	$155K	0.01%	-3,161		Timeline
ACTVISION BLIZZARD INCACTVISION BLIZZARD INC	2,371	$153K	0.01%	new
METAMETA PLATFORMS INC	882	$151K	0.01%	-1,391		Timeline
NOCNORTHROP GRUMMAN CORP	526	$151K	0.01%	new		Timeline
RACEFERRARI N V	1,362	$150K	0.01%	-152		Timeline
CACICACI INTL INC	1,080	$150K	0.01%	new		Timeline
CVGWCALAVO GROWERS INC	2,028	$148K	0.01%	-186		Timeline
JPINJ P MORGAN EXCHANGE TRADED F	2,561	$148K	0.01%	-91		Timeline
TCEHYTENCENT HOLDINGS LTD-UNS ADR	3,355	$144K	0.01%	-3,703		Timeline
FXDFIRST TR EXCHANGE-TRADED FD	3,756	$144K	0.01%	-428		Timeline
IXJISHARES TR	1,268	$143K	0.01%	new		Timeline
AWKAMERICAN WTR WKS CO INC NEW	1,727	$140K	0.01%	-158		Timeline
PKGPACKAGING CORP AMER	1,139	$131K	0.01%	new		Timeline
HD SUPPLY HLDGS INCHD SUPPLY HLDGS INC	3,266	$118K	0.01%	-243
FIRST DATA CORP NEW COM CL AFIRST DATA CORP NEW COM CL A	6,507	$117K	0.01%	new
FQF TRFQF TR	3,785	$115K	0.01%	+735
IEMGISHARES INC	2,056	$111K	0.01%	+2,002		Timeline
NVDANVIDIA CORPORATION	620	$111K	0.01%	-1,247		Timeline
PTLCPACER FDS TR	3,978	$108K	0.01%	-385		Timeline
BABOEING CO	399	$101K	0.01%	-32		Timeline
TSNTYSON FOODS INC	1,404	$99K	0.01%	-125		Timeline
PEPPEPSICO INC	878	$98K	0.01%	-87		Timeline
SLBSLB LIMITED	1,406	$98K	0.01%	-118		Timeline
SCCOSOUTHERN COPPER CORP	2,427	$97K	0.01%	-219		Timeline
NCLHNORWEGIAN CRUISE LINE HLDGS	1,761	$95K	0.01%	-139		Timeline
LENLENNAR CORP	1,690	$89K	0.01%	-145		Timeline
INVESCO WATER RESOURCES ETFINVESCO WATER RESOURCES ETF	3,036	$87K	0.01%	-267
BUNGE LTDBUNGE LTD	1,240	$86K	0.01%	-112
SKXSKECHERS U S A INC	3,393	$85K	0.01%	-316		Timeline
ASTEASTEC INDS INC	1,508	$84K	0.01%	-95		Timeline
NABORS INDUSTRIES LTDNABORS INDUSTRIES LTD	10,233	$83K	0.01%	-549
HRLHORMEL FOODS CORP	2,538	$82K	0.01%	-214		Timeline
UNITED STATES STL CORP NEWUNITED STATES STL CORP NEW	3,163	$81K	0.01%	-233
CVSCVS HEALTH CORP	971	$79K	0.01%	-82		Timeline
NUENUCOR CORP	1,402	$79K	0.01%	-115		Timeline
USDUWISDOMTREE TR	2,968	$77K	0.01%	-106		Timeline
PROOFPOINT INCPROOFPOINT INC	851	$74K	0.01%	+82
BGSB & G FOODS INC	2,296	$73K	0.01%	-8,128		Timeline
SBUXSTARBUCKS CORP	1,217	$65K	<0.01%	-1,283		Timeline
RRCRANGE RES CORP	3,112	$61K	<0.01%	-208		Timeline
SYNASYNAPTICS INC	1,542	$60K	<0.01%	-121		Timeline
HONHONEYWELL INTL INC	410	$58K	<0.01%	-1,428		Timeline
WALGREENS BOOTS ALLIANCE INCWALGREENS BOOTS ALLIANCE INC	732	$57K	<0.01%	-70
EAELECTRONIC ARTS INC	462	$55K	<0.01%	+142		Timeline
FSLRFIRST SOLAR INC	1,145	$53K	<0.01%	-120		Timeline
JDJD.COM INC	1,282	$49K	<0.01%	-124		Timeline
MAMASTERCARD INCORPORATED	304	$43K	<0.01%	-29		Timeline
PANWPALO ALTO NETWORKS INC	264	$38K	<0.01%	new		Timeline
IWMISHARES TR	214	$32K	<0.01%	+32		Timeline
HIIHUNTINGTON INGALLS INDS INC	115	$26K	<0.01%	-16		Timeline
InvenTrust Properties Corp …InvenTrust Properties Corp REI	7,157	$24K	<0.01%	-700
VTIVANGUARD INDEX FDS	137	$18K	<0.01%	-34,118		Timeline
FXRFIRST TR EXCHANGE-TRADED FD	423	$16K	<0.01%	0		Timeline
RVTYREVVITY INC	228	$16K	<0.01%	0		Timeline
NVMINOVA LTD	535	$15K	<0.01%	0		Timeline
LFUSLITTELFUSE INC	70	$14K	<0.01%	0		Timeline
QRVOQORVO INC	196	$14K	<0.01%	-3,457		Timeline
FXLFIRST TR EXCHANGE-TRADED FD	266	$13K	<0.01%	0		Timeline
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP	363	$12K	<0.01%	new
KLICKULICKE & SOFFA INDS INC	522	$11K	<0.01%	0		Timeline
HIMXHIMAX TECHNOLOGIES INC	905	$10K	<0.01%	new		Timeline
HUNHUNTSMAN CORP	351	$10K	<0.01%	0		Timeline
CRANE COCRANE CO	122	$10K	<0.01%	0
CHEMICAL FINANCIAL CORPCHEMICAL FINANCIAL CORP	183	$10K	<0.01%	0
CTSOCYTOSORBENTS CORP	1,580	$10K	<0.01%	0		Timeline
IBERIABANK CORPIBERIABANK CORP	126	$10K	<0.01%	0
CBRECBRE GROUP INC	241	$9K	<0.01%	0		Timeline
BCPCBALCHEM CORP	107	$9K	<0.01%	0		Timeline
TRNTRINITY INDS INC	258	$8K	<0.01%	0		Timeline
BYDBOYD GAMING CORP	300	$8K	<0.01%	0		Timeline
FELEFRANKLIN ELEC INC	187	$8K	<0.01%	0		Timeline
GBCIGLACIER BANCORP INC NEW	199	$8K	<0.01%	0		Timeline
MZTIMARZETTI COMPANY	68	$8K	<0.01%	0		Timeline
SEAGATE TECHNOLOGY HOLDINGSSEAGATE TECHNOLOGY HOLDINGS	238	$8K	<0.01%	-320,959
HIGHLANDS REIT INCHIGHLANDS REIT INC	22,973	$8K	<0.01%	+15,116
PFEPFIZER INC	209	$7K	<0.01%	-192,531		Timeline
EXELEXELIXIS INC	283	$7K	<0.01%	0		Timeline
HAFCHANMI FINL CORP	218	$7K	<0.01%	0		Timeline
AEGION CORPAEGION CORP	299	$7K	<0.01%	0
TECH DATA CORPTECH DATA CORP	74	$7K	<0.01%	0
TRECORA RESTRECORA RES	545	$7K	<0.01%	0
MEOHMETHANEX CORP	129	$6K	<0.01%	0		Timeline
WTSWATTS WATER TECHNOLOGIES INC	81	$6K	<0.01%	0		Timeline
HWCHANCOCK WHITNEY CORPORATION	123	$6K	<0.01%	0		Timeline
SCSSTEELCASE INC-CLASS A	399	$6K	<0.01%	0		Timeline
KOCOCA COLA CO	101	$5K	<0.01%	-11		Timeline
FLOTISHARES TR	105	$5K	<0.01%	+45		Timeline
XLRESELECT SECTOR SPDR TR	165	$5K	<0.01%	0		Timeline
TSMTAIWAN SEMICONDUCTOR MANUFAC	124	$5K	<0.01%	-182,465		Timeline
DESWISDOMTREE TR	59	$5K	<0.01%	0		Timeline
CHINA MOBILE LIMITEDCHINA MOBILE LIMITED	91	$5K	<0.01%	0
SUPER MICRO COMPUTER INCSUPER MICRO COMPUTER INC	205	$5K	<0.01%	0
CEVACEVA INC	107	$5K	<0.01%	new		Timeline
SPX CORPSPX CORP	183	$5K	<0.01%	0
GIGAMON INCGIGAMON INC	130	$5K	<0.01%	0
DUKDUKE ENERGY CORP NEW	44	$4K	<0.01%	-4		Timeline
NGGNATIONAL GRID PLC	57	$4K	<0.01%	-6		Timeline
AVTAVNET INC	105	$4K	<0.01%	0		Timeline
HMNHORACE MANN EDUCATORS CORP N	107	$4K	<0.01%	0		Timeline
FULFULLER H B CO	74	$4K	<0.01%	0		Timeline
DDOMINION ENERGY INC	52	$4K	<0.01%	-6		Timeline
THRMGENTHERM INC	119	$4K	<0.01%	0		Timeline
BOHBANK OF HI CORP	49	$4K	<0.01%	0		Timeline
ALPS ETF TRALPS ETF TR	328	$4K	<0.01%	0
TIER REIT COMTIER REIT COM	216	$4K	<0.01%	0
KANSAS CITY LIFE INSURANCEKANSAS CITY LIFE INSURANCE	91	$4K	<0.01%	0
MRKMERCK & CO INC	42	$3K	<0.01%	-14		Timeline
IWFISHARES TR	21	$3K	<0.01%	new		Timeline
OXYOCCIDENTAL PETE CORP	41	$3K	<0.01%	-4		Timeline
PPLPPL CORP	75	$3K	<0.01%	-24		Timeline
AZNASTRAZENECA PLC-SPONS ADR	102	$3K	<0.01%	+6		Timeline
WHITING PETE CORP NEWWHITING PETE CORP NEW	492	$3K	<0.01%	0
LQDISHARES TR	17	$2K	<0.01%	new		Timeline
XLUSELECT SECTOR SPDR TR	39	$2K	<0.01%	new		Timeline
KMBKIMBERLY-CLARK CORP	16	$2K	<0.01%	-5		Timeline
PSAPUBLIC STORAGE	8	$2K	<0.01%	new		Timeline
WELLWELLTOWER INC	28	$2K	<0.01%	-9		Timeline
VTRVENTAS INC	30	$2K	<0.01%	-10		Timeline
FXNFIRST TR EXCHANGE-TRADED FD	117	$2K	<0.01%	-188		Timeline
VRAVERA BRADLEY INC	274	$2K	<0.01%	0		Timeline
ABRAXAS PETROLEUM CORPABRAXAS PETROLEUM CORP	1,300	$2K	<0.01%	0
CARRIZO OIL & GAS INCCARRIZO OIL & GAS INC	118	$2K	<0.01%	0
FXZFIRST TR EXCHANGE-TRADED FD	40	$2K	<0.01%	0		Timeline
CCITIGROUP INC	10	$1K	<0.01%	new		Timeline
SHYISHARES TR	12	$1K	<0.01%	new		Timeline
UPSUNITED PARCEL SVCS INC	10	$1K	<0.01%	new		Timeline
EDCONSOLIDATED EDISON INC	16	$1K	<0.01%	-4		Timeline
METMETLIFE INC	11	$1K	<0.01%	-8,301		Timeline
CMCANADIAN IMPERIAL BANK OF CO	12	$1K	<0.01%	new		Timeline
IWSISHARES TR	6	$1K	<0.01%	new		Timeline
AEPAMERICAN ELEC PWR CO INC	18	$1K	<0.01%	-6		Timeline
OREALTY INCOME CORP	18	$1K	<0.01%	-5		Timeline
GISGENERAL MILLS INC	28	$1K	<0.01%	-2		Timeline
IDVISHARES TR	23	$1K	<0.01%	new		Timeline
DUKE REALTY CORPDUKE REALTY CORP	26	$1K	<0.01%	0
IJSISHARES TR	3	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
SLVISHARES SILVER TR	3	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
FMCCFEDERAL HOME LN MTG	5	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
FNMAFEDERAL NATL MTG ASS 000000	50	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
IWPISHARES TR	4	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
BMOBANK OF MONTREAL	1	$0	0%	0	Value filed as zero, left out of ratios.	Timeline
IJTISHARES TR	3	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
BHFBRIGHTHOUSE FINL INC	2	$0	0%	new	Value filed as zero, left out of ratios.	Timeline
NUVEEN SENIOR INCOME FUNDNUVEEN SENIOR INCOME FUND	71	$0	0%	-50,555	Value filed as zero, left out of ratios.
MAXIM INTEGRATED PRODS INCMAXIM INTEGRATED PRODS INC	7	$0	0%	-5,664	Value filed as zero, left out of ratios.
BROADCOM LTDBROADCOM LTD	2	$0	0%	-7,099	Value filed as zero, left out of ratios.
TAGLIKEME CORP XXXTAGLIKEME CORP XXX	28,000	$0	0%	0	Value filed as zero, left out of ratios.

Sold out in Q3 2017

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
VZVERIZON COMMUNICATIONS INC	653,093	$28.6M	shares
AIGAMERICAN INTL GROUP INC	106,192	$6.64M	shares
SPDR INDEX SHS FDSSPDR INDEX SHS FDS	110,521	$1.93M	shares
SPDR INDEX SHS FDSSPDR INDEX SHS FDS	102,542	$1.74M	shares
AMZNAMAZON COM INC	337	$326K	shares
ADBEADOBE INC	1,413	$200K	shares
LYGLLOYDS BANKING GROUP PLC	54,017	$191K	shares
GOOGLALPHABET INC	198	$184K	shares
GOOGALPHABET INC	202	$184K	shares
NFLXNETFLIX INC.	916	$137K	shares
FLEXFLEX LTD	7,863	$128K	shares
EEMISHARES TR	2,166	$90K	shares
SPIBSPDR SERIES TRUST	2,216	$76K	shares
FTNTFORTINET INC	1,952	$73K	shares
EOGEOG RES INC	570	$52K	shares
VXUSVANGUARD STAR FDS	879	$46K	shares
SPDWSPDR INDEX SHS FDS	1,560	$45K	shares
SPEMSPDR INDEX SHS FDS	231	$15K	shares
ADNTADIENT PLC	224	$15K	shares
LAM RESEARCH CORPLAM RESEARCH CORP	107	$15K	shares
RTHVANECK ETF TRUST	177	$14K	shares
SPTLSPDR SERIES TRUST	171	$12K	shares
SPSMSPDR SERIES TRUST	140	$12K	shares
GWXSPDR INDEX SHS FDS	371	$12K	shares
IGSBISHARES TR	97	$10K	shares
FTSMFIRST TR EXCHANGE-TRADED FD	159	$10K	shares
SCHFSCHWAB STRATEGIC TR	318	$10K	shares
FIXDFIRST TR EXCHNG TRADED FD VI	191	$10K	shares
AFDMFIRST TR EXCH TRADED FD III	173	$10K	shares
LIONS GATE ENTMNT CORPLIONS GATE ENTMNT CORP	363	$10K	shares
VPLVANGUARD INTL EQUITY INDEX F	131	$9K	shares
SPEUSPDR INDEX SHS FDS	264	$9K	shares
AAOIAPPLIED OPTOELECTRONICS INC	127	$8K	shares
XHRXENIA HOTELS & RESORTS INC	413	$8K	shares
QTECFIRST TR EXCHANGE-TRADED FD	122	$8K	shares
RWRSPDR SERIES TRUST	82	$8K	shares
SPIPSPDR SERIES TRUST	131	$7K	shares
RWXSPDR INDEX SHS FDS	195	$7K	shares
GEMGOLDMAN SACHS ETF TR	206	$6K	shares
FTCSFIRST TR EXCHANGE-TRADED FD	110	$5K	shares
EZUISHARES INC	122	$5K	shares
EBNDSPDR SERIES TRUST	148	$4K	shares
SPLBSPDR SERIES TRUST	104	$4K	shares
ANDEANDERSONS INC	117	$4K	shares
EWXSPDR INDEX SHS FDS	93	$4K	shares
WIPSPDR SERIES TRUST	77	$4K	shares
VONAGE HLDGS CORPVONAGE HLDGS CORP	574	$4K	shares
FEMSFIRST TR EXCH TRD ALPHDX FD	81	$3K	shares
CONVERGYS CORPCONVERGYS CORP	121	$3K	shares
FXUFIRST TR EXCHANGE-TRADED FD	72	$2K	shares
RETAIL PPTYS AMER INCRETAIL PPTYS AMER INC	180	$2K	shares
ORCLORACLE CORP	16	$1K	shares
SPYVSPDR SERIES TRUST	9	$1K	shares
CDECOEUR MNG INC	20	$0	shares
MCHPMICROCHIP TECHNOLOGY INC.	0	$0	shares
ASIXADVANSIX INC	2	$0	shares
TRTOOTSIE ROLL INDS INC	3	$0	shares
ARCONIC INCARCONIC INC	1	$0	shares
SPYGLASS RES CORP COMSPYGLASS RES CORP COM	114	$0	shares
COUNTERPATH CORPCOUNTERPATH CORP	6	$0	shares
Cygnus Oil & Gas CorpCygnus Oil & Gas Corp	200	$0	shares
Hydrogenetics, Inc.Hydrogenetics, Inc.	10,000	$0	shares

How Q3 2017 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001412575-17-000005	base		2017-11-13	acceptance time not in the bulk data set	2026-10-07 19:07:28 UTC