Advisory Solutions Group, LLC

13F filer, CIK 2147643, PLYMOUTH, MN

Advisory Solutions Group, LLC reported $471,910,303 across 293 holdings for the quarter ended 2026-09-30, in a 13F-HR filed 2026-10-14. Its ten largest share positions make up 25.34% of the portfolio.

Accepted 2026-10-14 13:03:07 UTC, ingested 2026-10-14 13:03:28 UTC13F-HR 0001214659-26-012884

Period: 2026-09-30
Reported value: $472M
Holdings: 293
Top 10 weight: 25.34%
New: 99
Sold out: 12

Largest buys vs the previous quarter

Security	Shares change	Approx. value
CGDVadded	+202,732	$9.9M
JGROnew	+98,068	$9.47M
IVVadded	+10,648	$8.15M
AGGnew	+75,165	$7.11M
NVDAadded	+28,953	$6.61M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

Security	Shares change	Approx. value
VTVreduced	-14,840	-$3.21M
XLKreduced	-11,108	-$2.17M
MTUMexited	-4,829	-$1.66M
IEURexited	-18,605	-$1.4M
SPHQreduced	-15,183	-$1.28M

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2026

Share positions as resolved from 13F-HR 0001214659-26-012884, largest first. % of portfolio is the value over $471,283,867, the sum of the share positions whose value is usable for ratios (method).

Security	Shares	Value	% of portfolio	Change	Timeline
SPYSTATE STR SPDR S&P 500 ETF T	30,392	$23.2M	4.92%	-980	Timeline
IVVISHARES TR	22,673	$17.4M	3.68%	+10,648	Timeline
XLKSELECT SECTOR SPDR TR	61,268	$12M	2.54%	-11,108	Timeline
VNQVANGUARD INDEX FDS	116,850	$10.5M	2.22%	+4,545	Timeline
AAPLAPPLE INC	31,306	$10.4M	2.21%	+15,301	Timeline
CGDVCAPITAL GROUP DIVIDEND VALUE	207,528	$10.1M	2.15%	+202,732	Timeline
STKCOLUMBIA SELIGM PREM TECH GR	180,173	$9.69M	2.06%	+19,254	Timeline
JGROJ P MORGAN EXCHANGE TRADED F	98,068	$9.47M	2.01%	new	Timeline
NVDANVIDIA CORPORATION	38,382	$8.77M	1.86%	+28,953	Timeline
VGITVANGUARD SCOTTSDALE FDS	140,085	$7.94M	1.68%	+4,800	Timeline
QQQINVESCO QQQ TR	10,175	$7.53M	1.6%	+52	Timeline
AGGISHARES TR	75,165	$7.11M	1.51%	new	Timeline
LLYELI LILLY & CO	5,911	$6.84M	1.45%	+1,410	Timeline
MSFTMICROSOFT CORP	13,209	$6.77M	1.44%	+5,368	Timeline
BDYNBLACKROCK ETF TRUST	239,772	$6.68M	1.42%	+3,703	Timeline
BFLXBLACKROCK ETF TRUST	251,719	$6.46M	1.37%	+156,430	Timeline
AVDEAMERICAN CENTY ETF TR	69,882	$6.3M	1.34%	+58,104	Timeline
VTIVANGUARD INDEX FDS	16,438	$6.15M	1.31%	+736	Timeline
DYNFBLACKROCK ETF TRUST	88,112	$6.1M	1.29%	+51,398	Timeline
IMCGISHARES TR	64,352	$6.04M	1.28%	new	Timeline
IMCVISHARES TR	58,088	$5.33M	1.13%	new	Timeline
JAVAJ P MORGAN EXCHANGE TRADED F	66,038	$5.26M	1.12%	new	Timeline
VOOVANGUARD INDEX FDS	7,436	$5.21M	1.11%	+651	Timeline
SCHGSCHWAB STRATEGIC TR	140,078	$5.03M	1.07%	-2,942	Timeline
PDBCINVESCO ACTVELY MNGD ETC FD	247,510	$4.78M	1.01%	+6,163	Timeline
DFAEDIMENSIONAL ETF TRUST	118,809	$4.67M	0.99%	new	Timeline
GOFGUGGENHEIM STRATEGIC OPPORTU	523,345	$4.45M	0.95%	+51,216	Timeline
XLESELECT SECTOR SPDR TR	70,309	$4.32M	0.92%	-6,576	Timeline
VXUSVANGUARD STAR FDS	49,840	$4.23M	0.9%	+3,477	Timeline
VCITVANGUARD SCOTTSDALE FDS	53,390	$4.18M	0.89%	+1,626	Timeline
CRFCORNERSTONE TOTAL RETURN FD	671,321	$4.14M	0.88%	+77,141	Timeline
AMZNAMAZON COM INC	16,027	$3.99M	0.85%	+9,301	Timeline
BSCTINVESCO EXCH TRD SLF IDX FD	218,495	$3.98M	0.84%	new	Timeline
IEFAISHARES TR	40,226	$3.9M	0.83%	+11,033	Timeline
ETOEATON VANCE TAX-ADVANTAGED G	127,461	$3.86M	0.82%	+13,380	Timeline
GOOGLALPHABET INC	11,117	$3.83M	0.81%	+8,613	Timeline
BSCVINVESCO EXCH TRD SLF IDX FD	239,960	$3.78M	0.8%	new	Timeline
IJHISHARES TR	51,598	$3.71M	0.79%	+3,144	Timeline
VVISA INC	9,713	$3.49M	0.74%	+1,182	Timeline
EFVISHARES TR	43,980	$3.48M	0.74%	+11,660	Timeline
DFATDIMENSIONAL ETF TRUST	51,571	$3.43M	0.73%	new	Timeline
AVUVAMERICAN CENTY ETF TR	28,857	$3.4M	0.72%	+25,738	Timeline
FLOTISHARES TR	62,949	$3.21M	0.68%	new	Timeline
ETVEATON VANCE TAX-MANAGED BUY-	208,324	$3.11M	0.66%	+33,165	Timeline
SCHDSCHWAB STRATEGIC TR	92,728	$3.02M	0.64%	+48,145	Timeline
IUSBISHARES TR	64,143	$2.83M	0.6%	+867	Timeline
VTEBVANGUARD MUN BD FDS	58,885	$2.79M	0.59%	new	Timeline
ABBVABBVIE INC	10,491	$2.74M	0.58%	+7,158	Timeline
XLFSELECT SECTOR SPDR TR	47,856	$2.56M	0.54%	-2,871	Timeline
IEMGISHARES INC	31,438	$2.55M	0.54%	+2,494	Timeline
MBBISHARES TR	28,386	$2.54M	0.54%	-2,068	Timeline
AMDADVANCED MICRO DEVICES INC	3,932	$2.41M	0.51%	+2,744	Timeline
JNJJOHNSON & JOHNSON	8,869	$2.35M	0.5%	+5,945	Timeline
QUALISHARES TR	10,287	$2.29M	0.49%	-55	Timeline
WMTWALMART INC	21,727	$2.26M	0.48%	+8,260	Timeline
ESGUISHARES TR	13,474	$2.25M	0.48%	+549	Timeline
XOMEXXONMOBIL HOLDINGS CORP	13,741	$2.24M	0.47%	new	Timeline
TIPISHARES TR	21,269	$2.21M	0.47%	-193	Timeline
SMMDISHARES TR	25,778	$2.2M	0.47%	+878	Timeline
ACNACCENTURE PLC IRELAND	11,536	$2.12M	0.45%	new	Timeline
METAMETA PLATFORMS INC	2,909	$2.11M	0.45%	+1,394	Timeline
BSMVINVESCO EXCH TRD SLF IDX FD	105,648	$2.1M	0.45%	new	Timeline
LQDISHARES TR	20,507	$2.1M	0.44%	+27	Timeline
VTVVANGUARD INDEX FDS	9,593	$2.07M	0.44%	-14,840	Timeline
BNDXVANGUARD CHARLOTTE FDS	43,770	$2.05M	0.44%	+2,963	Timeline
BSMTINVESCO EXCH TRD SLF IDX FD	92,109	$2.05M	0.44%	new	Timeline
IWMISHARES TR	7,236	$2.01M	0.43%	+480	Timeline
EFGISHARES TR	16,509	$1.98M	0.42%	+180	Timeline
FBTCFIDELITY WISE ORIGIN BITCOIN	26,577	$1.93M	0.41%	new	Timeline
XMVMINVESCO EXCHANGE TRADED FD T	27,352	$1.91M	0.4%	new	Timeline
CLSETRUST FOR PROFESSIONAL MANAG	55,084	$1.87M	0.4%	new	Timeline
COSTCOSTCO WHOLESALE CORPORATION	2,019	$1.84M	0.39%	+511	Timeline
SPYXSPDR SERIES TRUST	28,731	$1.8M	0.38%	-557	Timeline
AVGOBROADCOM INC	4,983	$1.75M	0.37%	+3,711	Timeline
IBITISHARES BITCOIN TRUST ETF	36,764	$1.74M	0.37%	+27,845	Timeline
VIGVANGUARD SPECIALIZED FUNDS	7,264	$1.69M	0.36%	+205	Timeline
CSCOCISCO SYS INC	15,066	$1.62M	0.34%	+7,588	Timeline
SPLVINVESCO EXCH TRADED FD TR II	22,936	$1.62M	0.34%	+865	Timeline
BNDVANGUARD BD INDEX FDS	22,920	$1.61M	0.34%	-6	Timeline
CRWDCROWDSTRIKE HLDGS INC	5,696	$1.51M	0.32%	new	Timeline
IAUISHARES GOLD TR	19,255	$1.5M	0.32%	new	Timeline
GOOGALPHABET INC	4,404	$1.5M	0.32%	+2,656	Timeline
BRK-BBERKSHIRE HATHAWAY INC DEL	3,006	$1.5M	0.32%	+1,756	Timeline
USRTISHARES TR	24,278	$1.5M	0.32%	new	Timeline
XLVSELECT SECTOR SPDR TR	8,624	$1.45M	0.31%	+5,450	Timeline
SGOVISHARES TR	14,180	$1.43M	0.3%	new	Timeline
SMIZZACKS TRUST	34,746	$1.42M	0.3%	new	Timeline
BSMSINVESCO EXCH TRD SLF IDX FD	60,124	$1.37M	0.29%	new	Timeline
EMXCISHARES INC	13,749	$1.36M	0.29%	+9,517	Timeline
EICEAGLE POINT INCOME CO	144,704	$1.34M	0.28%	-1,835	Timeline
IWFISHARES TR	10,430	$1.31M	0.28%	+2,159	Timeline
USFRWISDOMTREE TR	25,847	$1.3M	0.28%	+1,524	Timeline
TSMTAIWAN SEMICONDUCTOR MANUFAC	2,780	$1.27M	0.27%	new	Timeline
BKLNINVESCO EXCH TRADED FD TR II	59,173	$1.21M	0.26%	+120	Timeline
HYGISHARES TR	15,373	$1.19M	0.25%	+380	Timeline
VWOVANGUARD INTL EQUITY INDEX F	19,302	$1.14M	0.24%	+660	Timeline
CHICALAMOS CONV OPPORTUNITIES &	99,023	$1.13M	0.24%	+16,305	Timeline
CVXCHEVRON CORPORATION	5,463	$1.12M	0.24%	+682	Timeline
WHWYNDHAM HOTELS & RESORTS INC	15,229	$1.09M	0.23%	+430	Timeline
SMHVANECK ETF TRUST	1,793	$1.09M	0.23%	+996	Timeline
STIPISHARES TR	10,848	$1.08M	0.23%	+1,329	Timeline
XMHQINVESCO EXCHANGE TRADED FD T	9,617	$1.07M	0.23%	new	Timeline
JHMLJOHN HANCOCK EXCHANGE TRADED	11,923	$1.06M	0.23%	0	Timeline
VUGVANGUARD INDEX FDS	11,593	$1.04M	0.22%	+7,912	Timeline
MRVLMARVELL TECHNOLOGY INC	3,917	$1.03M	0.22%	new	Timeline
RIVRIVERNORTH OPPORTUNITIES FD	98,919	$1.02M	0.22%	+14,449	Timeline
ABTABBOTT LABORATORIES	10,146	$1M	0.21%	new	Timeline
PGPROCTER & GAMBLE CO	6,868	$998K	0.21%	+2,930	Timeline
CCDCALAMOS DYNAMIC CONV & INCOM	43,422	$982K	0.21%	+2,881	Timeline
DSIISHARES TR	6,681	$977K	0.21%	-146	Timeline
VOTVANGUARD INDEX FDS	3,328	$972K	0.21%	new	Timeline
SPGIS&P GLOBAL INC	2,414	$952K	0.2%	+80	Timeline
ITOTISHARES TR	5,279	$878K	0.19%	+3,801	Timeline
PANWPALO ALTO NETWORKS INC	2,187	$869K	0.18%	new	Timeline
DGROISHARES TR	11,447	$863K	0.18%	new	Timeline
TSLATESLA INC	2,393	$849K	0.18%	+438	Timeline
BUFTFIRST TR EXCHNG TRADED FD VI	31,483	$831K	0.18%	new	Timeline
JHMDJOHN HANCOCK EXCHANGE TRADED	18,548	$823K	0.17%	0	Timeline
AGGYWISDOMTREE TR	19,281	$794K	0.17%	+11,280	Timeline
XLISELECT SECTOR SPDR TR	4,733	$790K	0.17%	-3,163	Timeline
GLDSPDR GOLD TR	2,067	$787K	0.17%	+510	Timeline
CLMCORNERSTONE STRATEGIC INVEST	122,369	$783K	0.17%	+24,490	Timeline
VBKVANGUARD INDEX FDS	2,287	$773K	0.16%	new	Timeline
MAMASTERCARD INCORPORATED	1,400	$772K	0.16%	+72	Timeline
ROKROCKWELL AUTOMATION INC	1,760	$766K	0.16%	+9	Timeline
JPMJPMORGAN CHASE & CO	2,288	$757K	0.16%	+1,271	Timeline
PDIPIMCO DYNAMIC INCOME FD	53,256	$747K	0.16%	+7,797	Timeline
VYMVANGUARD WHITEHALL FDS	4,777	$741K	0.16%	+3,406	Timeline
ORCLORACLE CORP	5,321	$731K	0.16%	+1,911	Timeline
PFNPIMCO INCOME STRATEGY FD II	115,943	$723K	0.15%	+17,013	Timeline
CGOCALAMOS GLOBAL TOTAL RETURN	55,711	$719K	0.15%	+3,330	Timeline
MKTNFEDERATED HERMES ETF TRUST	25,617	$715K	0.15%	new	Timeline
HGLBHIGHLAND GLOBAL ALLOCATION F	107,866	$712K	0.15%	-5,431	Timeline
SCZISHARES TR	8,372	$707K	0.15%	+486	Timeline
SRVNXG CUSHING MIDSTREAM ENERGY	17,034	$705K	0.15%	+1,651	Timeline
MMM3M CO	4,228	$694K	0.15%	new	Timeline
SHYGISHARES TR	16,620	$686K	0.15%	-1,746	Timeline
PFFISHARES TR	21,608	$637K	0.14%	-308	Timeline
IBMINTERNATIONAL BUSINESS MACHS	2,888	$635K	0.13%	+401	Timeline
NEENEXTERA ENERGY INC	8,298	$628K	0.13%	new	Timeline
HONHONEYWELL INTL INC	2,958	$624K	0.13%	+518	Timeline
GGTGABELLI MULTIMEDIA TR INC	155,983	$621K	0.13%	+6,102	Timeline
NJULINNOVATOR ETFS TRUST	7,854	$618K	0.13%	new	Timeline
ESGEISHARES INC	11,330	$614K	0.13%	-229	Timeline
PLTRPALANTIR TECHNOLOGIES INC	3,280	$614K	0.13%	+1,523	Timeline
BINV2023 ETF SERIES TRUST	14,137	$609K	0.13%	new	Timeline
SHLDGLOBAL X FDS	10,131	$609K	0.13%	new	Timeline
EFAXSPDR INDEX SHS FDS	11,311	$606K	0.13%	-297	Timeline
MCDMCDONALDS CORP	2,616	$604K	0.13%	+551	Timeline
IWDISHARES TR	2,431	$603K	0.13%	new	Timeline
CATCATERPILLAR INC	741	$601K	0.13%	new	Timeline
VOVANGUARD INDEX FDS	7,603	$596K	0.13%	new	Timeline
SPHQINVESCO EXCHANGE TRADED FD T	6,903	$580K	0.12%	-15,183	Timeline
BYLDISHARES TR	26,737	$576K	0.12%	-3,133	Timeline
ASMLASML HLDG NV	314	$569K	0.12%	new	Timeline
XARSPDR SERIES TRUST	2,457	$568K	0.12%	+355	Timeline
TFCTRUIST FINL CORP	12,222	$566K	0.12%	new	Timeline
VOEVANGUARD INDEX FDS	2,823	$552K	0.12%	new	Timeline
EWJISHARES INC	5,580	$544K	0.12%	-4,854	Timeline
KOCOCA COLA CO	6,289	$541K	0.11%	+2,379	Timeline
JULWAIM ETF PRODUCTS TRUST	12,771	$530K	0.11%	0	Timeline
ITWILLINOIS TOOL WKS INC	2,041	$525K	0.11%	+633	Timeline
BCIABRDN ETFS	20,039	$518K	0.11%	+5,451	Timeline
HDHOME DEPOT INC	1,809	$515K	0.11%	new	Timeline
OXLCOXFORD LANE CAP CORP	56,226	$507K	0.11%	-6,716	Timeline
SPMCSOUND POINT MERIDIAN CAP INC	58,082	$488K	0.1%	+26,147	Timeline
JANWAIM ETF PRODUCTS TRUST	12,235	$484K	0.1%	0	Timeline
QCOMQUALCOMM INC	2,582	$475K	0.1%	new	Timeline
JANTAIM ETF PRODUCTS TRUST	10,506	$475K	0.1%	0	Timeline
PCNPIMCO CORPORATE & INCM STRG	44,470	$474K	0.1%	+8,864	Timeline
VBRVANGUARD INDEX FDS	2,040	$471K	0.1%	+928	Timeline
SDYSPDR SERIES TRUST	3,183	$466K	0.1%	+1,666	Timeline
HONAHONEYWELL AEROSPACE INC	2,962	$459K	0.1%	+522	Timeline
SPCXSPACE EXPLORATION TECHN CORP	3,031	$457K	0.1%	new	Timeline
GDGENERAL DYNAMICS CORP	1,367	$454K	0.1%	new	Timeline
SRLNSSGA ACTIVE ETF TR	11,104	$449K	0.1%	new	Timeline
BDVLBLACKROCK ETF TRUST	17,097	$447K	0.09%	-1,492	Timeline
WMWASTE MGMT INC DEL	2,116	$431K	0.09%	+226	Timeline
BUFGFIRST TR EXCHNG TRADED FD VI	14,339	$429K	0.09%	new	Timeline
WSMWILLIAMS SONOMA INC	1,880	$429K	0.09%	new	Timeline
ESEVERSOURCE ENERGY	6,659	$427K	0.09%	+63	Timeline
PEPPEPSICO INC	3,355	$425K	0.09%	+373	Timeline
SHVISHARES TR	3,832	$423K	0.09%	-276	Timeline
PJULINNOVATOR ETFS TRUST	8,453	$420K	0.09%	new	Timeline
KMIKINDER MORGAN INC DEL	13,639	$411K	0.09%	new	Timeline
IJSISHARES TR	3,162	$405K	0.09%	+532	Timeline
DTDWISDOMTREE TR	4,330	$405K	0.09%	new	Timeline
SEPWAIM ETF PRODUCTS TRUST	11,868	$402K	0.09%	-90	Timeline
DAVEDAVE INC	1,250	$402K	0.09%	new	Timeline
INTCINTEL CORP	3,236	$389K	0.08%	new	Timeline
RINGISHARES INC	5,016	$384K	0.08%	new	Timeline
FTNTFORTINET INC	2,145	$383K	0.08%	new	Timeline
PFEPFIZER INC	13,423	$383K	0.08%	new	Timeline
VCSHVANGUARD SCOTTSDALE FDS	4,955	$383K	0.08%	+524	Timeline
IVEISHARES TR	1,668	$381K	0.08%	-562	Timeline
ETENERGY TRANSFER L P	19,228	$380K	0.08%	new	Timeline
EIXEDISON INTL	7,042	$378K	0.08%	0	Timeline
IDEVISHARES TR	4,222	$378K	0.08%	+1,853	Timeline
BITBBITWISE BITCOIN ETF TR	8,249	$374K	0.08%	new	Timeline
IVWISHARES TR	2,614	$372K	0.08%	-1,148	Timeline
BSCRINVESCO EXCH TRD SLF IDX FD	18,374	$359K	0.08%	new	Timeline
FBNDFIDELITY MERRIMACK STR TR	8,194	$355K	0.08%	+1,713	Timeline
PTYPIMCO CORPORATE & INCOME OPP	32,152	$354K	0.08%	+6,215	Timeline
GSYINVESCO ACTIVELY MANAGED EXC	6,998	$349K	0.07%	-660	Timeline
XLYSELECT SECTOR SPDR TR	3,185	$347K	0.07%	-4,103	Timeline
BAIBLACKROCK ETF TRUST	7,255	$342K	0.07%	-2,702	Timeline
FAXABRDN ASIA PACIFIC INCOME FU	25,786	$337K	0.07%	-11,625	Timeline
GSGOLDMAN SACHS GROUP INC	374	$337K	0.07%	new	Timeline
LEUCENTRUS ENERGY CORP	2,399	$335K	0.07%	new	Timeline
DGRWWISDOMTREE TR	3,435	$334K	0.07%	new	Timeline
PMPHILIP MORRIS INTL INC	1,744	$333K	0.07%	new	Timeline
EUSBISHARES TR	7,895	$328K	0.07%	-128	Timeline
VZVERIZON COMMUNICATIONS INC	7,053	$324K	0.07%	+1,187	Timeline
DELLDELL TECHNOLOGIES INC	594	$320K	0.07%	new	Timeline
MCHPMICROCHIP TECHNOLOGY INC.	4,051	$315K	0.07%	+93	Timeline
NXGNXG NEXTGEN INFRASTR INCM FD	5,738	$312K	0.07%	+505	Timeline
GSLCGOLDMAN SACHS ETF TR	2,148	$312K	0.07%	-1,902	Timeline
VWOBVANGUARD WHITEHALL FDS	4,913	$310K	0.07%	+297	Timeline
ARCCARES CAPITAL CORP	16,210	$310K	0.07%	+1,085	Timeline
VLUEISHARES TR	1,548	$307K	0.07%	-1,872	Timeline
VONEVANGUARD SCOTTSDALE FDS	883	$304K	0.06%	new	Timeline
GILDGILEAD SCIENCES INC	2,010	$300K	0.06%	new	Timeline
CHWCALAMOS GBL DYN INCOME FUND	36,535	$295K	0.06%	0	Timeline
EDDMORGAN STANLEY EMERGING MKTS	55,667	$293K	0.06%	new	Timeline
DISDISNEY WALT CO	2,765	$290K	0.06%	+12	Timeline
VGTVANGUARD WORLD FD	2,280	$287K	0.06%	new	Timeline
WFCWELLS FARGO & CO	3,564	$285K	0.06%	+377	Timeline
SPYVSPDR SERIES TRUST	4,639	$284K	0.06%	new	Timeline
VYMIVANGUARD WHITEHALL FDS	2,799	$283K	0.06%	new	Timeline
BINCBLACKROCK ETF TRUST II	5,526	$281K	0.06%	-1,178	Timeline
ETNEATON CORP PLC	650	$279K	0.06%	new	Timeline
EMBISHARES TR	3,061	$278K	0.06%	-854	Timeline
JULTAIM ETF PRODUCTS TRUST	5,684	$277K	0.06%	0	Timeline
LOWLOWES COS INC	1,496	$276K	0.06%	+547	Timeline
LMTLOCKHEED MARTIN CORP	538	$274K	0.06%	-74	Timeline
NOCNORTHROP GRUMMAN CORP	566	$274K	0.06%	-39	Timeline
RSPINVESCO EXCHANGE TRADED FD T	1,310	$273K	0.06%	new	Timeline
AMGNAMGEN INC	644	$272K	0.06%	new	Timeline
MRKMERCK & CO INC	1,784	$259K	0.05%	+158	Timeline
FLINFRANKLIN TEMPLETON ETF TR	7,734	$259K	0.05%	+1,295	Timeline
AVEMAMERICAN CENTY ETF TR	2,731	$257K	0.05%	-9	Timeline
DIVIFRANKLIN TEMPLETON ETF TR	6,000	$256K	0.05%	new	Timeline
HTGCHERCULES CAPITAL INC	15,145	$255K	0.05%	+124	Timeline
DEMWISDOMTREE TR	4,471	$247K	0.05%	new	Timeline
SASEABRIDGE GOLD INC	8,670	$246K	0.05%	-20	Timeline
IEFISHARES TR	2,743	$245K	0.05%	+238	Timeline
THROBLACKROCK ETF TRUST	5,524	$243K	0.05%	-3,869	Timeline
IJRISHARES TR	1,775	$242K	0.05%	new	Timeline
SITMSITIME CORP	370	$241K	0.05%	new	Timeline
FIRST TR EXCHNG TRADED FD VIFIRST TR EXCHNG TRADED FD VI	25,671	$241K	0.05%	new
NFLXNETFLIX INC.	3,412	$237K	0.05%	new	Timeline
IGOVISHARES TR	5,952	$237K	0.05%	+482	Timeline
RTXRTX CORPORATION	1,246	$231K	0.05%	new	Timeline
HDVISHARES TR	8,205	$229K	0.05%	+368	Timeline
XEVVXEATON VANCE LIMITED DURATION	26,906	$227K	0.05%	+1,695	Timeline
COROBLACKROCK ETF TRUST	6,226	$226K	0.05%	+744	Timeline
HASIHA SUSTAINABLE INFRA CAP INC	6,295	$225K	0.05%	new	Timeline
AKREPROFESIONALLY MANAGED PORTFO	4,242	$223K	0.05%	0	Timeline
JEPQJ P MORGAN EXCHANGE TRADED F	3,607	$221K	0.05%	new	Timeline
BCATBLACKROCK CAP ALLOCATION TER	15,991	$219K	0.05%	+2,620	Timeline
SPMDSPDR SERIES TRUST	3,443	$217K	0.05%	new	Timeline
BXBLACKSTONE INC	1,934	$217K	0.05%	+40	Timeline
AIQGLOBAL X FDS	3,309	$216K	0.05%	0	Timeline
USMVISHARES TR	2,199	$214K	0.05%	-121	Timeline
GOVTISHARES TR	9,714	$212K	0.05%	new	Timeline
IGIBISHARES TR	4,216	$212K	0.05%	new	Timeline
BILSPDR SERIES TRUST	2,285	$209K	0.04%	-1,928	Timeline
DFACDIMENSIONAL ETF TRUST	4,682	$208K	0.04%	-792	Timeline
DALDELTA AIR LINES INC	2,442	$204K	0.04%	+238	Timeline
GEGE AEROSPACE	652	$204K	0.04%	new	Timeline
SRESEMPRA	2,609	$203K	0.04%	+69	Timeline
KIOKKR INCOME OPPORTUNITIES FD	19,022	$196K	0.04%	new	Timeline
DNPDNP SELECT INCOME FD INC	19,455	$186K	0.04%	+5,465	Timeline
NBXGNEUBERGER NEXT GENERATION	11,806	$185K	0.04%	0	Timeline
FTHYFIRST TR HIGH YIELD OPPRT 20	13,968	$179K	0.04%	0	Timeline
ZTRVIRTUS TOTAL RETURN FD INC	24,100	$145K	0.03%	+9,407	Timeline
USARUSA RARE EARTH INC	10,000	$141K	0.03%	new	Timeline
OPPRIVERNORTH DOUBLELINE STRATE	19,423	$134K	0.03%	+5,818	Timeline
XEXGXEATON VANCE TAX-MANAGED GLOB	14,137	$133K	0.03%	+3,027	Timeline
IEIVANHOE ELECTRIC INC	13,273	$132K	0.03%	new	Timeline
XAODXABRDN TOTAL DYNAMIC DIVIDEND	12,196	$124K	0.03%	new	Timeline
RABROOKFIELD REAL ASSETS INCOM	10,597	$122K	0.03%	new	Timeline
HEQJOHN HANCOCK DIVERSIFIED INC	10,402	$116K	0.02%	0	Timeline
XEFRXEATON VANCE SR FLTNG RTE TR	10,156	$106K	0.02%	new	Timeline
PNBKPATRIOT NATL BANCORP INC	100,000	$92K	0.02%	new	Timeline
ECCEAGLE POINT CR CO	22,228	$76.9K	0.02%	-1,380	Timeline
CCIFCARLYLE CREDIT INCOME FUND	30,445	$74K	0.02%	-10,049	Timeline
FSCOFS CREDIT OPPORTUNITIES CORP	12,593	$65K	0.01%	new	Timeline
OCCIOFS CREDIT COMPANY INC	23,639	$54.1K	0.01%	+4,507	Timeline
MINABERDEEN INTER INCOME FD	18,450	$42.8K	0.01%	+873	Timeline
RPAYREPAY HLDGS CORP	10,000	$36.2K	0.01%	new	Timeline

Options

Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).

Security	Type	Amount	Value	Change
AMDADVANCED MICRO DEVICES INC COM	put	800	$489K	+100
NVDANVIDIA CORPORATION COM	call	600	$137K	0

Sold out in Q3 2026

Positions in the previous quarter's report that this quarter's report no longer lists.

Security	Shares before	Value before	Type
SPYSTATE STR SPDR S&P 500 ETF T	2,400	$1.79M	put
MTUMISHARES TR	4,829	$1.66M	shares
IEURISHARES TR	18,605	$1.4M	shares
XOMEXXON MOBIL CORP	7,864	$1.08M	shares
XLBSELECT SECTOR SPDR TR	8,458	$430K	shares
TJXTJX COS INC NEW	1,792	$272K	shares
SLPSIMULATIONS PLUS INC	14,400	$264K	call
MOALTRIA GROUP INC	3,259	$234K	shares
TLHISHARES TR	2,278	$229K	shares
DIASTATE STR SPDR DOW JONES IND	383	$200K	shares
FCTFIRST TR SR FLTG RATE INCOME	16,340	$158K	shares
SLPSIMULATIONS PLUS INC	400	$7.32K	shares

How Q3 2026 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

Filing	Role	Amendment	Filed	Accepted	Ingested
13F-HR 0001214659-26-012884	base		2026-10-14	2026-10-14 13:03:07 UTC	2026-10-14 13:03:28 UTC