Advisor Group, Inc.
Follow13F filer, CIK 1681115, PHOENIX, AZ
Advisor Group, Inc. reported $10,184,241,000 across 5,290 holdings for the quarter ended 2018-12-31, in a 13F-HR filed 2019-02-11. Its ten largest share positions make up 19.6% of the portfolio.
Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001681115-19-000001
- Period
- 2018-12-31
- Reported value
- $10.2B
- Holdings
- 5,290
- Top 10 weight
- 19.6%
- New
- 290
- Sold out
- 256
Largest buys vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| IVVadded | +493,431 | $124M |
| VTVadded | +762,888 | $74.8M |
| VEAadded | +1,874,583 | $69.6M |
| HDVadded | +711,026 | $60M |
| VUGadded | +430,489 | $58M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Largest sells vs the previous quarter
| Security | Shares change | Approx. value |
|---|---|---|
| SPYGreduced | -1,744,959 | -$56.7M |
| IWOreduced | -238,078 | -$40M |
| HYGreduced | -455,441 | -$36.9M |
| SPDR SERIES TRUST BLOOMBERG…reduced | -854,910 | -$28.7M |
| IUSGreduced | -395,144 | -$20.8M |
Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.
Back to all 5,159 share positions
Options
Puts and calls, as filed. The amount and value describe the underlying shares, not the option premium, so they stay out of % of portfolio (H5).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| STATE STR SPDR S&P 500 ETF TSTATE STR SPDR S&P 500 ETF T PUT | put | 161 | $256K | +21 |
| APPLE INCAPPLE INC CALL | call | 29 | $58K | +14 |
| AMAZON COM INCAMAZON COM INC CALL | call | 1 | $50K | new |
| NETFLIX INC.NETFLIX INC. CALL | call | 13 | $44K | +10 |
| META PLATFORMS INCMETA PLATFORMS INC CALL | call | 56 | $39K | +21 |
| ALIBABA GROUP HLDG LTDALIBABA GROUP HLDG LTD CALL | call | 57 | $34K | +47 |
| SHOPIFY INCSHOPIFY INC CALL | call | 8 | $26K | new |
| TWITTER INCTWITTER INC COM | call | 30 | $18K | +10 |
| MASTERCARD INCORPORATEDMASTERCARD INCORPORATED CL A | call | 20 | $16K | new |
| INVESCO QQQ TRINVESCO QQQ TR CALL | call | 10 | $14K | new |
| STATE STR SPDR DOW JONES INDSTATE STR SPDR DOW JONES IND CALL | call | 3 | $12K | new |
| LHC GROUP INCLHC GROUP INC CALL | call | 18 | $10K | new |
| MORGAN STANLEYMORGAN STANLEY Option | call | 40 | $9K | new |
| DROPBOX INCDROPBOX INC CL A | call | 20 | $9K | new |
| GENERAL ELECTRIC COGENERAL ELECTRIC CO COM | call | 70 | $9K | new |
| SELECT SECTOR SPDR TRSELECT SECTOR SPDR TR CALL | call | 100 | $7K | new |
| AUTODESK INCAUTODESK INC CALL | call | 11 | $5K | new |
| CITIGROUP INCCITIGROUP INC CALL | call | 3 | $1K | 0 |
| TESLA INCTESLA INC PUT | put | 10 | $1K | +3 |
| ALPHABET INCALPHABET INC CALL | call | 12 | $1K | new |
| CRISPR THERAPEUTICS AGCRISPR THERAPEUTICS AG NAMEN AKT | call | 10 | $1K | new |
| BAUSCH HEALTH COS INCBAUSCH HEALTH COS INC COM | call | 2 | $1K | 0 |
| IROBOT CORP COMMON STOCKIROBOT CORP COMMON STOCK Cmn | call | 5 | $1K | new |
| MCDERMOTT INTL INC CALLMCDERMOTT INTL INC CALL CALL | call | 100 | $1K | new |
| BANK OF AMER CORPBANK OF AMER CORP CALL | call | 13 | $0 | 0 |
| NVIDIA CORPORATIONNVIDIA CORPORATION CALL | call | 30 | $0 | new |
| MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC CALL | call | 30 | $0 | +25 |
| GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC CALL | call | 20 | $0 | new |
| FREEPORT MCMORAN INCFREEPORT MCMORAN INC CALL | call | 12 | $0 | 0 |
| AEROVIRONMENT INCAEROVIRONMENT INC CALL | call | 5 | $0 | new |
| SELECT SECTOR SPDR TRSELECT SECTOR SPDR TR ST STR TECHN ETF | call | 2 | $0 | new |
| MACYS INCMACYS INC CALL | call | 50 | $0 | 0 |
| TEVA PHARMACEUTICAL INDS LTDTEVA PHARMACEUTICAL INDS LTD CALL | call | 5 | $0 | -5 |
| ALIGN TECHNOLOGY INCALIGN TECHNOLOGY INC COM | call | 6 | $0 | new |
| LIGAND PHARMACEUTICALS INCLIGAND PHARMACEUTICALS INC CALL | call | 4 | $0 | new |
| CERNER CORPCERNER CORP COM | put | 60 | $0 | 0 |
| ACELRX PHARMACEUTICALS INCACELRX PHARMACEUTICALS INC COM | call | 10 | $0 | new |
| TILRAY BRANDS INCTILRAY BRANDS INC Option | call | 10 | $0 | new |
Principal amounts
Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).
| Security | Type | Amount | Value | Change |
|---|---|---|---|---|
| PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1 | principal | 466 | $467K | 0 |
| PROSPECT CAPITAL CORPORATIONPROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 | principal | 80 | $79K | 0 |
| FINISAR CORPFINISAR CORP NOTE 0.500%12/1 | principal | 57 | $54K | 0 |
| PORTFOLIO RECOVERY ASSOCS INPORTFOLIO RECOVERY ASSOCS IN NOTE 3.000% 8/0 | principal | 59 | $54K | 0 |
| PENNYMAC CORPPENNYMAC CORP NOTE 5.375% 5/0 | principal | 52 | $52K | 0 |
| APOLLO COML REAL EST FIN INCAPOLLO COML REAL EST FIN INC NOTE 4.750% 8/2 | principal | 52 | $49K | 0 |
| CALAMP CORPCALAMP CORP NOTE 1.625% 5/1 | principal | 52 | $49K | 0 |
| BLACKROCK CAP INVT CORPBLACKROCK CAP INVT CORP NOTE 5.000% 6/1 | principal | 50 | $49K | 0 |
| HCI GROUP INCHCI GROUP INC NOTE 4.250% 3/0 | principal | 48 | $48K | 0 |
| BLACKSTONE MORTGAGE TRUST INBLACKSTONE MORTGAGE TRUST IN NOTE 4.375% 5/0 | principal | 48 | $47K | 0 |
| PACIRA BIOSCIENCESPACIRA BIOSCIENCES NOTE 2.375% 4/0 | principal | 46 | $46K | +5 |
| NEMNEM 0.00% 10/30/2023 | principal | 44 | $45K | new |
| ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 2.250% 6/0 | principal | 46 | $44K | 0 |
| VIAVI SOLUTIONS INCVIAVI SOLUTIONS INC NOTE 1.000% 3/0 | principal | 44 | $43K | 0 |
| DYCOM INDS INCDYCOM INDS INC NOTE 0.750% 9/1 | principal | 47 | $43K | +39 |
| BARCLAYS BANK PLC 0 09/26/2…BARCLAYS BANK PLC 0 09/26/2023 Corp Bond | principal | 45 | $42K | new |
| AIR TRANS SVCS GROUP INCAIR TRANS SVCS GROUP INC BOND | principal | 42 | $40K | new |
| KB HOME 1.375KB HOME 1.375 NOTE 1.375% 2/0 | principal | 40 | $40K | -10 |
| II VI INCII VI INC NOTE 0.250% 9/0 | principal | 40 | $39K | new |
| TUTOR PERINI CORPTUTOR PERINI CORP NOTE 2.875% 6/1 | principal | 42 | $39K | -5 |
| NEW YORK MTG TRUSTNEW YORK MTG TRUST NOTE 6.250% 1/1 | principal | 39 | $38K | 0 |
| LUMENTUM HLDGS INCLUMENTUM HLDGS INC NOTE 0.250% 3/1 | principal | 29 | $29K | +24 |
| TWITTER INCTWITTER INC NOTE 1.000% 9/1 | principal | 25 | $23K | 0 |
| ILLUMINA INCILLUMINA INC NOTE 0.500% 6/1 | principal | 17 | $22K | 0 |
| ON SEMICONDUCTOR CORPON SEMICONDUCTOR CORP NOTE 1.000%12/0 | principal | 19 | $21K | 0 |
| WORKDAY INCWORKDAY INC NOTE 0.250%10/0 | principal | 16 | $20K | new |
| PRICELINE GRP INCPRICELINE GRP INC NOTE 0.900% 9/1 | principal | 17 | $19K | -2 |
| GUIDEWIRE SOFTWARE INCGUIDEWIRE SOFTWARE INC BOND | principal | 18 | $17K | 0 |
| TESLA INCTESLA INC NOTE 1.250% 3/0 | principal | 14 | $16K | -4 |
| BIOMARIN PHARMACEUTICAL INCBIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/1 | principal | 15 | $16K | +1 |
| CITRIX SYS INCCITRIX SYS INC NOTE 0.500% 4/1 | principal | 11 | $16K | -1 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 | principal | 14 | $14K | 0 |
| RED HAT INCRED HAT INC NOTE 0.250%10/0 | principal | 6 | $14K | 0 |
| ARES CAP CORPARES CAP CORP NOTE 4.375% 1/1 | principal | 13 | $13K | -2 |
| DISH NETWORK CORPORATIONDISH NETWORK CORPORATION NOTE 3.375% 8/1 | principal | 15 | $12K | 0 |
| NUVASIVE INCNUVASIVE INC NOTE 2.250% 3/1 | principal | 12 | $12K | 0 |
| STARWOOD PROPERTY TRUSTSTARWOOD PROPERTY TRUST Convertible Debt | principal | 12 | $12K | 0 |
| AKAMAI TECHNOLOGIES INCAKAMAI TECHNOLOGIES INC DBCV 2/1 | principal | 12 | $12K | 0 |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.000% 1/3 | principal | 11 | $11K | 0 |
| GREENBRIER COS INCGREENBRIER COS INC NOTE 2.875% 2/0 | principal | 11 | $11K | 0 |
| HANNON ARMSTRONG SUST INFR CHANNON ARMSTRONG SUST INFR C NOTE 4.125% 9/0 | principal | 12 | $11K | 0 |
| PDC ENERGY INCPDC ENERGY INC NOTE 1.125% 9/1 | principal | 12 | $11K | 0 |
| ENVESTNET INCENVESTNET INC NOTE 1.75012/1 | principal | 11 | $11K | 0 |
| LIBERTY MEDIA CORP DELLIBERTY MEDIA CORP DEL NOTE 1.375%10/1 | principal | 9 | $10K | 0 |
| ARES CAPITAL CORPARES CAPITAL CORP NOTE 3.750% 2/0 | principal | 10 | $10K | 0 |
| REDWOOD TRUST INCREDWOOD TRUST INC BOND | principal | 11 | $10K | 0 |
| GOLDMAN SACHS BDC INCGOLDMAN SACHS BDC INC NOTE 4.500% 4/0 | principal | 10 | $10K | 0 |
| RESTORATION HARDWARE HLDGS IRESTORATION HARDWARE HLDGS I DBCV 7/1 | principal | 9 | $10K | +4 |
| STARWOOD WAYPOINT RESIDENTLSTARWOOD WAYPOINT RESIDENTL NOTE 3.000% 7/0 | principal | 9 | $10K | 0 |
| ADVANCED MICRO DEVICES INCADVANCED MICRO DEVICES INC COM | principal | 4 | $9K | 0 |
| CAESARS ENTMT CORPCAESARS ENTMT CORP NOTE | principal | 7 | $9K | 0 |
| ECHO GLOBAL LOGISTICS INCECHO GLOBAL LOGISTICS INC NOTE | principal | 9 | $9K | 0 |
| MICROCHIP TECHNOLOGY INC.MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 | principal | 6 | $8K | 0 |
| PRICELINE GRP INCPRICELINE GRP INC NOTE 0.350% 6/1 | principal | 6 | $8K | 0 |
| PALO ALTO NETWORKS INCPALO ALTO NETWORKS INC NOTE 7/0 | principal | 5 | $8K | 0 |
| HCI GROUP INCHCI GROUP INC NOTE 3.875% 3/1 | principal | 8 | $8K | 0 |
| ATLAS AIR WORLDWIDE HLDGS INATLAS AIR WORLDWIDE HLDGS IN NOTE 1.875% 6/0 | principal | 7 | $7K | 0 |
| THERAVANCE INCTHERAVANCE INC CORPORATE OBLIG | principal | 6 | $6K | 0 |
| HERCULES CAPITAL INCHERCULES CAPITAL INC DBCV 4.375% 2/0 | principal | 6 | $6K | 0 |
| CTRIP COM INTL LTDCTRIP COM INTL LTD NOTE 1.000% 7/0 | principal | 6 | $6K | 0 |
| ROYAL GOLD INCROYAL GOLD INC NOTE | principal | 6 | $6K | 0 |
| SM ENERGY COSM ENERGY CO NOTE 1.500% 7/0 | principal | 6 | $6K | 0 |
| QUOTIENT TECHNOLOGY INCQUOTIENT TECHNOLOGY INC NOTE 1.750%12/0 | principal | 6 | $6K | new |
| MACQUARIE INFRASTRUCTURE CORMACQUARIE INFRASTRUCTURE COR NOTE 2.875% 7/1 | principal | 6 | $6K | 0 |
| GOLDMAN SACHS GROUP INCGOLDMAN SACHS GROUP INC CNV | principal | 7 | $6K | 0 |
| LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 3.750% 2/1 | principal | 7 | $5K | 0 |
| EXACT SCIENCES CORPEXACT SCIENCES CORP NOTE 1.000% 1/1 | principal | 5 | $5K | 0 |
| ISIS PHARMACEUTICALS INC DELISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 | principal | 5 | $5K | new |
| SYNAPTICS INCSYNAPTICS INC NOTE 0.500% 6/1 | principal | 6 | $5K | 0 |
| FIREEYE INCFIREEYE INC NOTE 1.000% 6/0 | principal | 5 | $5K | 0 |
| WRIGHT MED GROUP INCWRIGHT MED GROUP INC NOTE 2.000% 2/1 | principal | 5 | $5K | new |
| LIVE NATION ENTERTAINMENT INLIVE NATION ENTERTAINMENT IN NOTE 2.500 5/1 | principal | 4 | $5K | 0 |
| SUNPOWER CORPSUNPOWER CORP DBCV 4.000% 1/1 | principal | 6 | $4K | 0 |
| EVOLENT HEALTH INCEVOLENT HEALTH INC NOTE 2.000%12/0 | principal | 4 | $4K | new |
| MICRON TECHNOLOGY INCMICRON TECHNOLOGY INC NOTE 3.000%11/1 | principal | 4 | $4K | 0 |
| RYLAND GROUP 0.250RYLAND GROUP 0.250 NOTE 0.250% 6/0 | principal | 3 | $3K | 0 |
| HERBALIFE LTDHERBALIFE LTD NOTE 2.000% 8/1 | principal | 2 | $3K | 0 |
| SOLARCITY CORPSOLARCITY CORP NOTE 1.625%11/0 | principal | 3 | $3K | 0 |
| SILVER STD RES INCSILVER STD RES INC NOTE 2.875% 2/0 | principal | 3 | $3K | 0 |
| INPHI CORPINPHI CORP NOTE 1.125%12/0 | principal | 3 | $3K | 0 |
| EURONET WORLDWIDE INCEURONET WORLDWIDE INC NOTE 1.50010/0 | principal | 2 | $3K | 0 |
| TESLA INCTESLA INC NOTE 0.250 3/0 | principal | 3 | $3K | 0 |
| NAVISTAR INTL CORP NEWNAVISTAR INTL CORP NEW NOTE 4.750 4/1 | principal | 3 | $3K | 0 |
| LIBERTY INTERACTIVE LLCLIBERTY INTERACTIVE LLC DEB 4.000%11/1 | principal | 3 | $2K | 0 |
| ALZA CORP 7/2ALZA CORP 7/2 SDCV | principal | 1 | $2K | 0 |
| CLOVIS ONCOLOGY INCCLOVIS ONCOLOGY INC NOTE 2.500% 9/1 | principal | 2 | $2K | 0 |
| OASIS PETE INC NEWOASIS PETE INC NEW NOTE | principal | 2 | $2K | 0 |
| WEATHERFORD INTL LTDWEATHERFORD INTL LTD NOTE 5.875% 7/0 | principal | 3 | $2K | 0 |
| VIPSHOP HLDGS LTDVIPSHOP HLDGS LTD NOTE 1.500% 3/1 | principal | 2 | $2K | 0 |
| TERADYNE INCTERADYNE INC NOTE | principal | 1 | $1K | 0 |
| INSULET CORPINSULET CORP NOTE 1.250% 9/1 | principal | 1 | $1K | 0 |
| AEROJET ROCKETDYNE HLDGS INCAEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1 | principal | 1 | $1K | 0 |
| ENSCO JERSEY FIN LTDENSCO JERSEY FIN LTD NOTE 3.000% 1/3 | principal | 1 | $1K | 0 |
Sold out in Q4 2018
Positions in the previous quarter's report that this quarter's report no longer lists.
| Security | Shares before | Value before | Type |
|---|---|---|---|
| CORPORATE CAP TR INCCORPORATE CAP TR INC | 790,419 | $12.1M | shares |
| HYDHYD | 212,060 | $6.6M | shares |
| EXPRESS SCRIPTS HLDG COEXPRESS SCRIPTS HLDG CO | 62,179 | $5.91M | shares |
| PRAXAIR INCPRAXAIR INC | 35,710 | $5.74M | shares |
| ENERGY TRANSFER PARTNERS LPENERGY TRANSFER PARTNERS LP | 219,407 | $4.88M | shares |
| AETNA INC NEWAETNA INC NEW | 21,600 | $4.38M | shares |
| HORIZONS ETF TR IHORIZONS ETF TR I | 160,595 | $4.04M | shares |
| APOLLO INVT CORPAPOLLO INVT CORP | 392,324 | $2.13M | shares |
| CIGNA CORPORATIONCIGNA CORPORATION | 7,384 | $1.54M | shares |
| GSHDGOOSEHEAD INS INC | 36,156 | $1.22M | shares |
| ROCKWELL COLLINS INCROCKWELL COLLINS INC | 8,643 | $1.21M | shares |
| ANDEAVORANDEAVOR | 6,892 | $1.06M | shares |
| Mkt Vctrs J P Mrgn EmMkt Vctrs J P Mrgn Em | 62,608 | $1.03M | shares |
| Spectra Energy PartnersSpectra Energy Partners | 28,280 | $1.01M | shares |
| Vaneck Vectors AMT-Free Int…Vaneck Vectors AMT-Free Inter | 43,310 | $1.01M | shares |
| GRAMERCY PPTY TRGRAMERCY PPTY TR | 33,600 | $923K | shares |
| ALPS ETF TRALPS ETF TR | 27,369 | $908K | shares |
| BARCLAYS BANK PLC 8.125% PBARCLAYS BANK PLC 8.125% P | 33,377 | $868K | shares |
| HORIZONS ETF TR IHORIZONS ETF TR I | 12,507 | $651K | shares |
| THOMSON REUTERS CORPTHOMSON REUTERS CORP | 14,214 | $650K | shares |
| CSWCSW INDUSTRIALS INC | 12,008 | $645K | shares |
| ACXIOM CORPACXIOM CORP | 12,834 | $634K | shares |
| SSGA ACTIVE ETF TRSSGA ACTIVE ETF TR | 8,945 | $618K | shares |
| INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD | 22,809 | $574K | shares |
| NEW YORK REIT INC liquidati…NEW YORK REIT INC liquidation shs | 30,533 | $554K | shares |
| SPIRIT RLTY CAP INC NEWSPIRIT RLTY CAP INC NEW | 64,422 | $519K | shares |
| NORTHWEST NATURAL GAS CONORTHWEST NATURAL GAS CO | 7,572 | $507K | shares |
| CA INC COMCA INC COM | 9,628 | $426K | shares |
| KINDER MORGAN INC DELKINDER MORGAN INC DEL | 11,524 | $383K | shares |
| KOSMOS ENERGY LTDKOSMOS ENERGY LTD | 34,377 | $321K | shares |
| SYNTEL INCSYNTEL INC | 7,125 | $292K | shares |
| PINNACLE FOODS INC DELPINNACLE FOODS INC DEL | 4,330 | $281K | shares |
| DDIVFIRST TR EXCHANGE TRADED FD | 9,980 | $251K | shares |
| DELL TECHNOLOGIES INC CLASS…DELL TECHNOLOGIES INC CLASS CLASS… | 2,266 | $220K | shares |
| INVESCO EXCH TRD SLF IDX FDINVESCO EXCH TRD SLF IDX FD | 9,691 | $205K | shares |
| ETFS Gold TrustETFS Gold Trust | 1,755 | $202K | shares |
| SODASTREAM INTERNATIONALSODASTREAM INTERNATIONAL | 1,407 | $201K | shares |
| RDWRRADWARE LTD | 6,795 | $180K | shares |
| AUDCAUDIOCODES LTD | 15,920 | $160K | shares |
| MCBC HLDGS INCMCBC HLDGS INC | 4,439 | $160K | shares |
| MAZOR ROBOTICS LTDMAZOR ROBOTICS LTD | 2,588 | $151K | shares |
| FGMFIRST TR EXCH TRD ALPHDX FD | 3,098 | $143K | shares |
| ABRDN PHYSICAL SILVER SHARE…ABRDN PHYSICAL SILVER SHARES ETF | 9,701 | $138K | shares |
| XCERRA CORPXCERRA CORP | 8,782 | $126K | shares |
| ETF SER SOLUTIONSETF SER SOLUTIONS | 2,170 | $111K | shares |
| SONIC CORPSONIC CORP | 2,503 | $108K | shares |
| ENERGEN CORPENERGEN CORP | 1,254 | $107K | shares |
| ARES MGMT LP COM SHS REG INTARES MGMT LP COM SHS REG INT | 4,641 | $107K | shares |
| INDEXIQ ETF TRINDEXIQ ETF TR | 4,701 | $101K | shares |
| FQF TRFQF TR | 3,973 | $100K | shares |
| ENBRIDGE ENERGY PARTNERS L PENBRIDGE ENERGY PARTNERS L P | 8,573 | $94K | shares |
| BOJANGLES INCBOJANGLES INC | 5,837 | $92K | shares |
| ROYAL BANK SCOTLAND GRP PLC…ROYAL BANK SCOTLAND GRP PLC 6.6% … | 3,568 | $91K | shares |
| FOREST CITY RLTY TR INCFOREST CITY RLTY TR INC | 3,557 | $89K | shares |
| CONVERGYS CORPCONVERGYS CORP | 3,682 | $88K | shares |
| KMG CHEMICALS INCKMG CHEMICALS INC | 1,145 | $86K | shares |
| DEUTSCHE MULTI-MKT INCOME T…DEUTSCHE MULTI-MKT INCOME TR SHS | 9,139 | $82K | shares |
| BCMLBAYCOM CORP | 3,027 | $81K | shares |
| KLX INCKLX INC | 1,264 | $79K | shares |
| NUVEEN BUILD AMER BD OPPTNYNUVEEN BUILD AMER BD OPPTNY | 3,500 | $77K | shares |
| ENDOCYTE INCENDOCYTE INC | 4,262 | $76K | shares |
| INVESTORS REAL ESTATE TRUSTINVESTORS REAL ESTATE TRUST | 11,666 | $69K | shares |
| K2M GROUP HLDGS INCK2M GROUP HLDGS INC | 2,449 | $67K | shares |
| CREDIT SUISSE NASSAU BRHCREDIT SUISSE NASSAU BRH | 2,500 | $66K | shares |
| ISHARES TRISHARES TR | 2,628 | $66K | shares |
| KERYX BIOPHARMACEUTICALSKERYX BIOPHARMACEUTICALS | 19,290 | $65K | shares |
| MACQUARIE GLOBAL INFRASTRUC…MACQUARIE GLOBAL INFRASTRUCTUR | 3,004 | $64K | shares |
| VICRVICOR CORP | 1,353 | $62K | shares |
| CLUBQTOWN SPORTS INTL HLDGS INC | 6,730 | $58K | shares |
| Delta Apparel IncDelta Apparel Inc | 3,204 | $57K | shares |
| WILLSCOT CORPWILLSCOT CORP | 3,303 | $57K | shares |
| MDXGMIMEDX GROUP INC | 9,100 | $56K | shares |
| ACNTASCENT INDUSTRIES CO | 2,366 | $54K | shares |
| ENVISION HEALTHCARE CORPENVISION HEALTHCARE CORP | 1,185 | $53K | shares |
| ELEVATE CREDIT INCELEVATE CREDIT INC | 6,591 | $53K | shares |
| XO GROUP INCXO GROUP INC | 1,478 | $51K | shares |
| PFFDGLOBAL X FDS | 2,068 | $50K | shares |
| CLEARBRIDGE AMERN ENERG MLPCLEARBRIDGE AMERN ENERG MLP | 6,000 | $47K | shares |
| HORIZON GLOBAL CORPHORIZON GLOBAL CORP | 58 | $43K | principal |
| HEEMISHARES INC | 1,578 | $40K | shares |
| ROVI CORPROVI CORP | 42 | $40K | principal |
| ATNIATN INTL INC | 528 | $39K | shares |
| PLSEPULSE BIOSCIENCES INC | 2,662 | $38K | shares |
| ETFS PRECIOUS METALSBASKET …ETFS PRECIOUS METALSBASKET TR ETF… | 651 | $38K | shares |
| KARSKRANESHARES TRUST | 1,700 | $37K | shares |
| ETFETF | 359 | $36K | shares |
| BANK OF AMERICA CORPORATIONBANK OF AMERICA CORPORATION | 2,000 | $36K | shares |
| AMTRUST FINL SVCS INCAMTRUST FINL SVCS INC | 2,379 | $35K | shares |
| IGCIGC PHARMA INC | 5,232 | $33K | shares |
| PINNACLE ENTMT INC NEWPINNACLE ENTMT INC NEW | 939 | $32K | shares |
| ABFLABACUS FCF ETF TR | 750 | $29K | shares |
| VEECO INSTRS INC DELVEECO INSTRS INC DEL | 33 | $28K | principal |
| H&E EQUIPMENT SERVICES INCH&E EQUIPMENT SERVICES INC | 698 | $27K | shares |
| MOMENTA PHARMACEUTICALS INCMOMENTA PHARMACEUTICALS INC | 1,018 | $27K | shares |
| TTM TECHNOLOGIES INCTTM TECHNOLOGIES INC | 16 | $27K | principal |
| STRATEGYSTRATEGY | 621 | $25K | shares |
| BLACKROCK MUNI 2018 TERM TRBLACKROCK MUNI 2018 TERM TR | 1,650 | $25K | shares |
| OCEAN RIG UDW INCOCEAN RIG UDW INC | 711 | $25K | shares |
| GREEN PLAINS INCGREEN PLAINS INC | 26 | $25K | principal |
| KAYNE ANDERSON ACQUISITIONKAYNE ANDERSON ACQUISITION | 2,420 | $25K | shares |
| Etfs Phys Platinum EtfEtfs Phys Platinum Etf | 299 | $24K | shares |
| INVESCO EXCH TRADED FD TR IIINVESCO EXCH TRADED FD TR II | 1,500 | $24K | shares |
| INTEL CORPINTEL CORP | 10 | $23K | principal |
| KAPSTONE PAPER AND PACKAGIN…KAPSTONE PAPER AND PACKAGING C | 677 | $23K | shares |
| RAMCO-GERSHENSON PPTYS TRRAMCO-GERSHENSON PPTYS TR | 1,581 | $22K | shares |
| VYGRVOYAGER THERAPEUTICS INC | 1,100 | $21K | shares |
| INPHI CORPINPHI CORP | 21 | $21K | principal |
| CELYAD ONCOLOGY SACELYAD ONCOLOGY SA | 800 | $21K | shares |
| YAHOO INCYAHOO INC | 16 | $21K | principal |
| CHANTICLEER HLDGS INCCHANTICLEER HLDGS INC | 8,450 | $21K | shares |
| WELLS FARGO & COWELLS FARGO & CO | 12 | $20K | principal |
| BLACK HILLS CORPBLACK HILLS CORP | 300 | $19K | shares |
| TACTRANSALTA CORP | 3,200 | $18K | shares |
| LXFRLUXFER HLDGS PLC | 760 | $18K | shares |
| PHH CORPPHH CORP | 1,653 | $18K | shares |
| OSI ETF TROSI ETF TR | 687 | $18K | shares |
| NEVSUN RES LTDNEVSUN RES LTD | 3,880 | $17K | shares |
| LASALLE HOTEL PROPERTIESLASALLE HOTEL PROPERTIES | 500 | $17K | shares |
| PENNYMAC FINANCIAL SERVICE-APENNYMAC FINANCIAL SERVICE-A | 800 | $17K | shares |
| ELDORADO GOLD CORP NEWELDORADO GOLD CORP NEW | 18,512 | $16K | shares |
| SEVEN STARS CLOUD GROUP INCSEVEN STARS CLOUD GROUP INC | 3,920 | $16K | shares |
| ALTYGLOBAL X FDS | 966 | $15K | shares |
| GURUGLOBAL X FDS | 453 | $15K | shares |
| EATON VANCE NY MUNI IIEATON VANCE NY MUNI II | 1,400 | $15K | shares |
| FIRST TR EXCH TRADED FD IIIFIRST TR EXCH TRADED FD III | 258 | $15K | shares |
| VBNDETF SER SOLUTIONS | 302 | $14K | shares |
| BLACKROCK MUN INCOME INVT TRBLACKROCK MUN INCOME INVT TR | 984 | $13K | shares |
| EATON VANCE MICH MUN BD FDEATON VANCE MICH MUN BD FD | 1,000 | $13K | shares |
| ALLSCRIPTS HEALTHCARE SOLUTNALLSCRIPTS HEALTHCARE SOLUTN | 12 | $13K | principal |
| RMR REAL ESTATE INCOME FDRMR REAL ESTATE INCOME FD | 640 | $12K | shares |
| INVESCO QQQ TRINVESCO QQQ TR | 30 | $12K | put |
| CAMBIUM LEARNING GRP INC COMCAMBIUM LEARNING GRP INC COM | 1,000 | $12K | shares |
| SYROS PHARMACEUTICALS INCSYROS PHARMACEUTICALS INC | 1,000 | $12K | shares |
| FRANKLIN LTD DURATION INCM TFRANKLIN LTD DURATION INCM T | 139,510 | $12K | shares |
| STATE STR SPDR DOW JONES INDSTATE STR SPDR DOW JONES IND | 30 | $11K | put |
| JMMNUVEEN MULTI-MKT INCOME FD I | 1,400 | $10K | shares |
| EATON VANCE CALIF MUN BD FDEATON VANCE CALIF MUN BD FD | 1,000 | $10K | shares |
| FIRST TR EXCH TRD ALPHA FD IFIRST TR EXCH TRD ALPHA FD I | 400 | $10K | shares |
| ODONATE THERAPEUTICS INCODONATE THERAPEUTICS INC | 500 | $10K | shares |
| INVESCO EXCHNG TRADED FD TRINVESCO EXCHNG TRADED FD TR | 385 | $10K | shares |
| AIR LEASE CORPAIR LEASE CORP | 6 | $10K | principal |
| RDCMRADCOM LTD | 800 | $9K | shares |
| VANECK ETF TRUSTVANECK ETF TRUST | 226 | $9K | shares |
| XMQTXBLACKROCK MUNIYIELD QLTY II | 658 | $8K | shares |
| CNYAISHARES TR | 300 | $8K | shares |
| CPFL ENERGIA SA SPONS ADRCPFL ENERGIA SA SPONS ADR | 656 | $8K | shares |
| GLOBAL X FDS GLB XGLOBAL X FDS GLB X | 709 | $8K | shares |
| UTMDUTAH MED PRODS INC | 76 | $7K | shares |
| LIFEPOINT HEALTH INCLIFEPOINT HEALTH INC | 118 | $7K | shares |
| BOVIE MEDICAL CORPBOVIE MEDICAL CORP | 1,000 | $7K | shares |
| GABELLI CONV&INCOM SECS FD IGABELLI CONV&INCOM SECS FD I | 73,296 | $7K | shares |
| TLYSTILLYS INC | 330 | $6K | shares |
| SPUUDIREXION SHARES ETF TRUST | 100 | $6K | shares |
| LATIN AMERN DISCOVERY FD INCLATIN AMERN DISCOVERY FD INC | 531 | $6K | shares |
| HORIZONS ETF TR IHORIZONS ETF TR I | 200 | $6K | shares |
| ARLOARLO TECHNOLOGIES INC | 316 | $5K | shares |
| AMERICAN RAILCAR INDUSTRIESAMERICAN RAILCAR INDUSTRIES | 112 | $5K | shares |
| LOGILITY SUPPLY CHAIN SOLUT…LOGILITY SUPPLY CHAIN SOLUTIONS | 420 | $5K | shares |
| REDFIN CORPREDFIN CORP | 6 | $5K | principal |
| ADMAADMA BIOLOGICS INC | 600 | $4K | shares |
| ORNORION GROUP HLDGS INC | 500 | $4K | shares |
| OCH ZIFF CAP MGMT GROUP CL AOCH ZIFF CAP MGMT GROUP CL A | 2,548 | $4K | shares |
| FAMOUS DAVE'S OF AMERICAFAMOUS DAVE'S OF AMERICA | 600 | $4K | shares |
| OCLARO INCOCLARO INC | 519 | $4K | shares |
| AV HOMES INCAV HOMES INC | 200 | $4K | shares |
| YOUNGEVITY INTL INCYOUNGEVITY INTL INC | 625 | $4K | shares |
| DDR CORPDDR CORP | 353 | $4K | shares |
| LMBLIMBACH HLDGS INC | 230 | $3K | shares |
| BOCBOSTON OMAHA CORP | 100 | $3K | shares |
| SPROSPERO THERAPEUTICS INC | 300 | $3K | shares |
| IPOSRENAISSANCE CAP GREENWICH FD | 120 | $3K | shares |
| UYMPROSHARES TR | 50 | $3K | shares |
| BLACK BOX CORPBLACK BOX CORP | 3,000 | $3K | shares |
| TESSCO TECHNOLOGIES INCTESSCO TECHNOLOGIES INC | 200 | $3K | shares |
| WMI HOLDINGS CORPWMI HOLDINGS CORP | 2,089 | $3K | shares |
| IRONWOOD PHARMACEUTICALS INCIRONWOOD PHARMACEUTICALS INC | 2 | $3K | principal |
| TapImmune IncTapImmune Inc | 279 | $3K | shares |
| ALXALEXANDERS INC | 7 | $2K | shares |
| FMFFIRST TR EXCHANGE-TRADED FD | 44 | $2K | shares |
| LUXOFT HLDG INCLUXOFT HLDG INC | 48 | $2K | shares |
| CHAUDIREXION SHARES ETF TRUST | 100 | $2K | shares |
| AH BELO CORPAH BELO CORP | 429 | $2K | shares |
| DIANTHUS THERAPEUTICS INC C…DIANTHUS THERAPEUTICS INC COM | 194 | $2K | shares |
| USDPUSD PARTNERS LP COM UIT REPSTG | 210 | $2K | shares |
| CRAY INCCRAY INC | 83 | $2K | shares |
| SENOMYX INCSENOMYX INC | 1,183 | $2K | shares |
| BMC STK HLDGS INCBMC STK HLDGS INC | 100 | $2K | shares |
| ISHARES TRISHARES TR | 100 | $2K | shares |
| MAGNEGAS CORPMAGNEGAS CORP | 14,290 | $2K | shares |
| GRIDSUM HLDG INC SPONSORED …GRIDSUM HLDG INC SPONSORED ADR | 300 | $2K | shares |
| DIFFUSION PHARMACEUTICALS INDIFFUSION PHARMACEUTICALS IN | 4,370 | $2K | shares |
| URGUR-ENERGY INC | 1,150 | $1K | shares |
| HCCWARRIOR MET COAL INC | 50 | $1K | shares |
| VEON LTDVEON LTD | 440 | $1K | shares |
| IDTIDT CORP | 105 | $1K | shares |
| BHBIGLARI HLDGS INC | 5 | $1K | shares |
| SEARS HOLDINGS CORP XXXSEARS HOLDINGS CORP XXX | 1,304 | $1K | shares |
| QMOMEA SERIES TRUST | 18 | $1K | shares |
| Atossa Therapeutics IncAtossa Therapeutics Inc | 416 | $1K | shares |
| EXPRESS INCEXPRESS INC | 109 | $1K | shares |
| NAUTILUS INCNAUTILUS INC | 93 | $1K | shares |
| MAXWELL TECHNOLOGIES INCMAXWELL TECHNOLOGIES INC | 152 | $1K | shares |
| LKMLink Motion Inc | 1,250 | $1K | shares |
| SWITCH INCSWITCH INC | 78 | $1K | shares |
| PIONEER ENERGY SVCS CORPPIONEER ENERGY SVCS CORP | 426 | $1K | shares |
| ZOES KITCHEN INCZOES KITCHEN INC | 80 | $1K | shares |
| TAITTAITRON COMPONENTS INC CL A | 560 | $1K | shares |
| AMERICAN NATL BANKSHARES INCAMERICAN NATL BANKSHARES INC | 17 | $1K | shares |
| MDC PARTNERS INCMDC PARTNERS INC | 128 | $1K | shares |
| NAVIOS MARITIME ACQUISITIONNAVIOS MARITIME ACQUISITION | 1,675 | $1K | shares |
| SUMMER INFANT INCSUMMER INFANT INC | 660 | $1K | shares |
| APPLIANCE RECYCLING CTRS AMEAPPLIANCE RECYCLING CTRS AME | 1,575 | $1K | shares |
| WSI INDS INCWSI INDS INC | 75 | $1K | shares |
| PROSHARES TRPROSHARES TR | 15 | $1K | shares |
| ISHARES TRISHARES TR | 29 | $1K | shares |
| SUPERVALU INCSUPERVALU INC | 34 | $1K | shares |
| NAVIOS MARITIME HOLDINGS INCNAVIOS MARITIME HOLDINGS INC | 62 | $1K | shares |
| VIVEVE MED INCVIVEVE MED INC | 500 | $1K | shares |
| KINDRED BIOSCIENCES INC COMKINDRED BIOSCIENCES INC COM | 100 | $1K | shares |
| INCYTE CORPINCYTE CORP | 1 | $1K | principal |
| MLIMUELLER INDS INC | 7 | $0 | shares |
| TBBKBANCORP INC DEL | 50 | $0 | shares |
| HRTGHERITAGE INSURANCE HLDGS INC | 24 | $0 | shares |
| CNOBCONNECTONE BANCORP INC | 12 | $0 | shares |
| RFLRAFAEL HLDGS INC | 52 | $0 | shares |
| NNBRNN INC | 12 | $0 | shares |
| SPDR GOLD TRSPDR GOLD TR | 8 | $0 | call |
| NETFLIX INC.NETFLIX INC. | 50 | $0 | put |
| BLOCK INCBLOCK INC | 1 | $0 | put |
| REIS INCREIS INC | 4 | $0 | shares |
| VERTEX ENERGY INCVERTEX ENERGY INC | 8 | $0 | shares |
| CIVITAS SOLUTIONS INCCIVITAS SOLUTIONS INC | 7 | $0 | shares |
| IMPMQIMPAC MTG HLDGS INC COM STK NE | 14 | $0 | shares |
| APOLLO ENDOSURGERY INCAPOLLO ENDOSURGERY INC | 5 | $0 | shares |
| MECHEL PAOMECHEL PAO | 150 | $0 | shares |
| SERVICESOURCE INTL LLCSERVICESOURCE INTL LLC | 102 | $0 | shares |
| GOLDEN STAR RES LTD CDAGOLDEN STAR RES LTD CDA | 500 | $0 | shares |
| OVASCIENCE INCOVASCIENCE INC | 52 | $0 | shares |
| ENBRIDGE ENERGY MANAGEMENT LENBRIDGE ENERGY MANAGEMENT L | 1 | $0 | shares |
| HUDSON GLOBAL INCHUDSON GLOBAL INC | 26 | $0 | shares |
| THE BANK OF PRINCETONTHE BANK OF PRINCETON | 4 | $0 | shares |
| ROYTLPACIFIC COAST OIL TR | 100 | $0 | shares |
| WORLD WRESTLING ENTERTAINME…WORLD WRESTLING ENTERTAINMENT CMN… | 1 | $0 | put |
| HOUGHTON MIFFLIN HARCOURT COHOUGHTON MIFFLIN HARCOURT CO | 14 | $0 | shares |
| PROSHARES TRPROSHARES TR | 1 | $0 | shares |
| RXI PHARMACEUTICALS CORP NEWRXI PHARMACEUTICALS CORP NEW | 19 | $0 | shares |
| PDL CMNTY BANCORPPDL CMNTY BANCORP | 7 | $0 | shares |
| ENERGOUS CORPENERGOUS CORP | 1 | $0 | call |
| GREEN BANCORP INCGREEN BANCORP INC | 18 | $0 | shares |
| BIOLASE INCBIOLASE INC | 73 | $0 | shares |
| WESTMORELAND RESOURCE PARTN…WESTMORELAND RESOURCE PARTNE COM … | 71 | $0 | shares |
| PROSHARES TRPROSHARES TR | 1 | $0 | shares |
| U S GOLD CORPU S GOLD CORP | 2 | $0 | shares |
| XPRESSPA GROUP INCXPRESSPA GROUP INC | 10 | $0 | shares |
| PARKER DRILLING CO.PARKER DRILLING CO. | 4 | $0 | shares |
| GULFMARK OFFSHORE INCGULFMARK OFFSHORE INC | 52 | $0 | shares |
How Q4 2018 was built
Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).
| Filing | Role | Amendment | Filed | Accepted | Ingested |
|---|---|---|---|---|---|
| 13F-HR 0001681115-19-000001 | base | 2019-02-11 | acceptance time not in the bulk data set |