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Disclosery

ACUITY INVESTMENT MANAGEMENT INC

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13F filer, CIK 1424111, TORONTO, Ontario, Canada

ACUITY INVESTMENT MANAGEMENT INC reported $130,156,000 across 156 holdings for the quarter ended 2014-09-30, in a 13F-HR filed 2014-11-12. Its ten largest share positions make up 49.02% of the portfolio.

Filed (acceptance time not in the bulk data set), ingested 13F-HR 0001140361-14-041333

Period
2014-09-30
Reported value
$130M
Holdings
156
Top 10 weight
49.02%
New
13
Sold out
11

Largest buys vs the previous quarter

SecurityShares changeApprox. value
ABBVnew+19,900$1.15M
KMInew+26,600$1.02M
Tnew+21,000$741K
SLFadded+12,900$468K
PRECISION DRILLING CORPadded+41,900$452K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Largest sells vs the previous quarter

SecurityShares changeApprox. value
Market Vectors Etfreduced-34,900-$1.07M
CMreduced-11,100-$997K
INTCexited-31,500-$974K
ENCANA CORPreduced-41,000-$820K
POTASH CORP OF SASKATCHEWANreduced-20,300-$702K

Ranked by the share change valued at this quarter's implied price (value over shares in the 13F). A position sold out is valued at the previous quarter's price, its last report.

Holdings, Q3 2014

Share positions as resolved from 13F-HR 0001140361-14-041333, largest first. % of portfolio is the value over $130,158,000, the sum of the share positions whose value is usable for ratios (method).

SecurityHistorySharesValue% of portfolioChangeLatest eventTimeline
RYROYAL BK CDAQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 1,127,780 shares; 2013Q3: 1,062,480 shares; 2013Q4: 313,150 shares; 2014Q1: 223,050 shares; 2014Q2: 165,830 shares; 2014Q3: 161,330 shares 161,330$11.5M8.86%-4,500Timeline
TDTORONTO DOMINION BK ONTQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 765,535 shares; 2013Q3: 714,735 shares; 2013Q4: 218,650 shares; 2014Q1: 327,000 shares; 2014Q2: 231,714 shares; 2014Q3: 229,414 shares 229,414$11.3M8.7%-2,300Timeline
BNSBANK NOVA SCOTIA B CQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 1,007,655 shares; 2013Q3: 925,955 shares; 2013Q4: 302,175 shares; 2014Q1: 228,675 shares; 2014Q2: 169,178 shares; 2014Q3: 163,378 shares 163,378$10.1M7.76%-5,800Timeline
SUSUNCOR ENERGY INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 951,684 shares; 2013Q3: 525,928 shares; 2013Q4: 286,712 shares; 2014Q1: 237,712 shares; 2014Q2: 197,411 shares; 2014Q3: 179,311 shares 179,311$6.49M4.99%-18,100Timeline
BMOBANK OF MONTREALQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 422,700 shares; 2013Q3: 410,900 shares; 2013Q4: 122,550 shares; 2014Q1: 92,250 shares; 2014Q2: 81,900 shares; 2014Q3: 79,600 shares 79,600$5.86M4.5%-2,300Timeline
CMCANADIAN IMPERIAL BANK OF COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 366,375 shares; 2013Q3: 381,775 shares; 2013Q4: 112,575 shares; 2014Q1: 81,975 shares; 2014Q2: 67,555 shares; 2014Q3: 56,455 shares 56,455$5.07M3.9%-11,100Timeline
CNQCANADIAN NAT RES LTD MED TERQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 344,710 shares; 2013Q3: 92,300 shares; 2013Q4: 112,600 shares; 2014Q1: 135,300 shares; 2014Q2: 104,961 shares; 2014Q3: 97,261 shares 97,261$3.78M2.9%-7,700Timeline
CNICANADIAN NATL RY COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 241,658 shares; 2013Q3: 193,758 shares; 2013Q4: 146,700 shares; 2014Q1: 91,900 shares; 2014Q2: 47,240 shares; 2014Q3: 48,240 shares 48,240$3.42M2.63%+1,000Timeline
MFCMANULIFE FINL CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 961,808 shares; 2013Q3: 938,008 shares; 2013Q4: 389,700 shares; 2014Q1: 188,100 shares; 2014Q2: 165,102 shares; 2014Q3: 166,402 shares 166,402$3.2M2.46%+1,300Timeline
MGAMAGNA INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 229,450 shares; 2013Q3: 199,550 shares; 2013Q4: 39,500 shares; 2014Q1: 34,800 shares; 2014Q2: 31,867 shares; 2014Q3: 31,767 shares 31,767$3.02M2.32%-100Timeline
BROOKFIELD ASSET MANAGEMENT…BROOKFIELD ASSET MANAGEMENT INQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 55,600 shares; 2014Q2: 55,000 shares; 2014Q3: 50,900 shares 50,900$2.29M1.76%-4,100
STNSTANTEC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 116,200 shares; 2013Q3: 79,300 shares; 2013Q4: 12,200 shares; 2014Q1: 20,700 shares; 2014Q2: 32,300 shares; 2014Q3: 34,700 shares 34,700$2.27M1.74%+2,400Timeline
CANADIAN PACIFIC RAILWAYSCANADIAN PACIFIC RAILWAYSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 100,300 shares; 2013Q3: 70,200 shares; 2013Q4: 15,700 shares; 2014Q1: 11,500 shares; 2014Q2: 8,800 shares; 2014Q3: 10,200 shares 10,200$2.12M1.63%+1,400
GOLDCORP INC NEWGOLDCORP INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 210,110 shares; 2013Q3: 308,210 shares; 2013Q4: 117,100 shares; 2014Q1: 49,700 shares; 2014Q2: 91,100 shares; 2014Q3: 91,100 shares 91,100$2.1M1.61%0
DSGXDESCARTES SYS GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 1,541,428 shares; 2013Q3: 1,358,328 shares; 2013Q4: 354,328 shares; 2014Q1: 219,300 shares; 2014Q2: 131,700 shares; 2014Q3: 131,700 shares 131,700$1.81M1.39%0Timeline
TRANSCANADA CORPTRANSCANADA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 77,200 shares; 2013Q3: 500 shares; 2013Q4: 500 shares; 2014Q1: 34,600 shares; 2014Q2: 34,100 shares; 2014Q3: 31,700 shares 31,700$1.63M1.25%-2,400
LYBLYONDELLBASELL INDUSTRIES NVQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 43,000 shares; 2014Q1: 25,700 shares; 2014Q2: 14,415 shares; 2014Q3: 12,315 shares 12,315$1.34M1.03%-2,100Timeline
TUTELUS CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 38,200 shares; 2014Q3: 38,200 shares 38,200$1.3M1%0Timeline
GENERAL ELEC COGENERAL ELEC COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 63,200 shares; 2013Q3: 56,900 shares; 2013Q4: 5,400 shares; 2014Q1: 4,600 shares; 2014Q2: 39,300 shares; 2014Q3: 48,300 shares 48,300$1.24M0.95%+9,000
OTEXOPEN TEXT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 100 shares; 2013Q3: 56,300 shares; 2013Q4: 18,000 shares; 2014Q1: 33,100 shares; 2014Q2: 19,500 shares; 2014Q3: 21,800 shares 21,800$1.21M0.93%+2,300Timeline
CSCOCISCO SYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 127,700 shares; 2013Q3: 118,200 shares; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 33,300 shares; 2014Q3: 47,200 shares 47,200$1.19M0.91%+13,900Timeline
JANUS CAPITAL GROUP INCJANUS CAPITAL GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 274,700 shares; 2014Q1: 164,400 shares; 2014Q2: 81,900 shares; 2014Q3: 81,300 shares 81,300$1.18M0.91%-600
CVECENOVUS ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 338,850 shares; 2013Q3: 400 shares; 2013Q4: 111,400 shares; 2014Q1: not reported; 2014Q2: 50,268 shares; 2014Q3: 43,568 shares 43,568$1.17M0.9%-6,700Timeline
ABBVABBVIE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 19,900 shares 19,900$1.15M0.88%newTimeline
PRECISION DRILLING CORPPRECISION DRILLING CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 1,554,700 shares; 2013Q3: 2,065,200 shares; 2013Q4: 524,300 shares; 2014Q1: 367,200 shares; 2014Q2: 62,400 shares; 2014Q3: 104,300 shares 104,300$1.13M0.87%+41,900
GRAN TIERRA ENERGY INCGRAN TIERRA ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 147,900 shares; 2014Q1: 246,400 shares; 2014Q2: 187,139 shares; 2014Q3: 186,739 shares 186,739$1.03M0.79%-400
AEMAGNICO EAGLE MINES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 57,800 shares; 2013Q3: 38,900 shares; 2013Q4: not reported; 2014Q1: 18,200 shares; 2014Q2: 37,328 shares; 2014Q3: 35,400 shares 35,400$1.02M0.79%-1,928Timeline
KMIKINDER MORGAN INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 25,000 shares; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 26,600 shares 26,600$1.02M0.79%newTimeline
GROUPE CGI INCGROUPE CGI INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: 15,300 shares; 2013Q4: 32,700 shares; 2014Q1: 27,300 shares; 2014Q2: 30,386 shares; 2014Q3: 30,086 shares 30,086$1.02M0.78%-300
ENBENBRIDGE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 168,940 shares; 2013Q3: 22,840 shares; 2013Q4: 600 shares; 2014Q1: 300 shares; 2014Q2: 22,400 shares; 2014Q3: 20,600 shares 20,600$986K0.76%-1,800Timeline
AGRIUM INCAGRIUM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 13,600 shares; 2013Q3: 1,200 shares; 2013Q4: not reported; 2014Q1: 6,500 shares; 2014Q2: 12,400 shares; 2014Q3: 10,700 shares 10,700$951K0.73%-1,700
CAECAE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 268,500 shares; 2013Q3: 224,800 shares; 2013Q4: 284,700 shares; 2014Q1: 116,600 shares; 2014Q2: 91,600 shares; 2014Q3: 76,800 shares 76,800$931K0.72%-14,800Timeline
VALEANT PHARMACEUTICALS INTLVALEANT PHARMACEUTICALS INTLQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 77,900 shares; 2013Q3: 86,200 shares; 2013Q4: 35,400 shares; 2014Q1: 15,900 shares; 2014Q2: 6,650 shares; 2014Q3: 6,650 shares 6,650$871K0.67%0
ENSCO PLCENSCO PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 35,200 shares; 2014Q2: 21,600 shares; 2014Q3: 19,800 shares 19,800$819K0.63%-1,800
CRESCENT PT ENERGY CORPCRESCENT PT ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 38,300 shares; 2014Q2: 24,700 shares; 2014Q3: 22,600 shares 22,600$816K0.63%-2,100
ADMARCHER DANIELS MIDLAND COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 2,700 shares; 2014Q2: 11,209 shares; 2014Q3: 15,709 shares 15,709$804K0.62%+4,500Timeline
GILGILDAN ACTIVEWEAR INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 6,500 shares; 2014Q1: 9,000 shares; 2014Q2: 7,395 shares; 2014Q3: 14,395 shares 14,395$788K0.61%+7,000Timeline
Market Vectors EtfMarket Vectors EtfQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: 198,300 shares; 2013Q4: 59,700 shares; 2014Q1: 59,700 shares; 2014Q2: 59,700 shares; 2014Q3: 24,800 shares 24,800$763K0.59%-34,900
TECKTECK RESOURCES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 1,500 shares; 2013Q3: 351,100 shares; 2013Q4: 263,600 shares; 2014Q1: 190,000 shares; 2014Q2: 51,200 shares; 2014Q3: 39,500 shares 39,500$748K0.57%-11,700Timeline
TAT&T INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 23,600 shares; 2013Q3: 23,600 shares; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 21,000 shares 21,000$741K0.57%newTimeline
BTEBAYTEX ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: 32,700 shares; 2013Q4: 12,200 shares; 2014Q1: 47,800 shares; 2014Q2: 21,200 shares; 2014Q3: 19,500 shares 19,500$737K0.57%-1,700Timeline
SILVER WHEATON CORPSILVER WHEATON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 47,100 shares; 2013Q3: 174,900 shares; 2013Q4: 54,700 shares; 2014Q1: 34,400 shares; 2014Q2: 38,100 shares; 2014Q3: 31,700 shares 31,700$632K0.49%-6,400
MCKMCKESSON CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 10,000 shares; 2013Q3: 12,000 shares; 2013Q4: 9,100 shares; 2014Q1: 3,400 shares; 2014Q2: 1,602 shares; 2014Q3: 3,202 shares 3,202$624K0.48%+1,600Timeline
SLFSUN LIFE FINANCIAL INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 3,677 shares; 2014Q3: 16,577 shares 16,577$601K0.46%+12,900Timeline
BAKER HUGHES INCBAKER HUGHES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: 49,600 shares; 2013Q4: 10,300 shares; 2014Q1: 10,200 shares; 2014Q2: 8,900 shares; 2014Q3: 8,900 shares 8,900$579K0.44%0
MOALTRIA GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 40,000 shares; 2014Q1: 40,000 shares; 2014Q2: 20,000 shares; 2014Q3: 12,300 shares 12,300$566K0.43%-7,700Timeline
PENGROWTH ENERGY CORPPENGROWTH ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 113,300 shares; 2014Q3: 107,100 shares 107,100$561K0.43%-6,200
WMBWILLIAMS COS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 50,000 shares; 2014Q1: 51,000 shares; 2014Q2: 20,200 shares; 2014Q3: 9,400 shares 9,400$521K0.4%-10,800Timeline
NTELOS HLDGS CORPNTELOS HLDGS CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 92,000 shares; 2014Q2: 51,800 shares; 2014Q3: 47,500 shares 47,500$506K0.39%-4,300
AAPLAPPLE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 8,900 shares; 2013Q3: 5,900 shares; 2013Q4: 1,700 shares; 2014Q1: 1,100 shares; 2014Q2: 4,200 shares; 2014Q3: 5,000 shares 5,000$504K0.39%+800Timeline
PBAPEMBINA PIPELINE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 51,100 shares; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 23,800 shares; 2014Q3: 11,400 shares 11,400$480K0.37%-12,400Timeline
TACTRANSALTA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 40,000 shares; 2014Q2: 48,900 shares; 2014Q3: 44,900 shares 44,900$471K0.36%-4,000Timeline
WFCWELLS FARGO & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 169,500 shares; 2013Q3: 148,200 shares; 2013Q4: 12,900 shares; 2014Q1: 11,100 shares; 2014Q2: 9,000 shares; 2014Q3: 9,000 shares 9,000$467K0.36%0Timeline
NXPINXP SEMICONDUCTORS N VQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 1,045 shares; 2014Q3: 6,745 shares 6,745$462K0.35%+5,700Timeline
HALHALLIBURTON COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 146,700 shares; 2013Q3: 66,825 shares; 2013Q4: 13,581 shares; 2014Q1: 11,181 shares; 2014Q2: 7,838 shares; 2014Q3: 7,138 shares 7,138$461K0.35%-700Timeline
CELESTICA INCCELESTICA INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 28,900 shares; 2014Q1: 35,800 shares; 2014Q2: 44,480 shares; 2014Q3: 44,080 shares 44,080$447K0.34%-400
BLACKSTONE GROUP LP/THEBLACKSTONE GROUP LP/THEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 80,300 shares; 2014Q1: 18,700 shares; 2014Q2: 13,867 shares; 2014Q3: 13,667 shares 13,667$431K0.33%-200
POTASH CORP OF SASKATCHEWANPOTASH CORP OF SASKATCHEWANQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 245,105 shares; 2013Q3: 400 shares; 2013Q4: 400 shares; 2014Q1: 51,700 shares; 2014Q2: 32,700 shares; 2014Q3: 12,400 shares 12,400$429K0.33%-20,300
TIM HORTONS INCTIM HORTONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 37,400 shares; 2013Q3: 28,000 shares; 2013Q4: 13,200 shares; 2014Q1: 11,300 shares; 2014Q2: 11,300 shares; 2014Q3: 5,300 shares 5,300$417K0.32%-6,000
AMATAPPLIED MATLS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 18,700 shares 18,700$404K0.31%newTimeline
COTT CORP QUECOTT CORP QUEQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 57,100 shares 57,100$392K0.3%new
FIRSTSERVICE CORPFIRSTSERVICE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 7,200 shares; 2014Q3: 7,200 shares 7,200$378K0.29%0
VLOVALERO ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: 31,500 shares; 2013Q4: 11,700 shares; 2014Q1: 11,700 shares; 2014Q2: 13,268 shares; 2014Q3: 8,000 shares 8,000$370K0.28%-5,268Timeline
ADVANTAGE OIL & GAS LTDADVANTAGE OIL & GAS LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 72,800 shares; 2014Q3: 72,800 shares 72,800$370K0.28%0
CVSCVS HEALTH CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 87,300 shares; 2013Q3: 53,400 shares; 2013Q4: 18,500 shares; 2014Q1: 7,000 shares; 2014Q2: 4,300 shares; 2014Q3: 4,300 shares 4,300$342K0.26%0Timeline
BDXBECTON DICKINSON & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 3,200 shares; 2014Q1: 2,200 shares; 2014Q2: 3,000 shares; 2014Q3: 3,000 shares 3,000$342K0.26%0Timeline
HBMHUDBAY MINERALS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 17,600 shares; 2013Q3: 108,400 shares; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 37,600 shares; 2014Q3: 37,600 shares 37,600$321K0.25%0Timeline
RPMRPM INTL INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 7,000 shares 7,000$320K0.25%newTimeline
NVDANVIDIA CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 299,600 shares; 2013Q3: 304,600 shares; 2013Q4: 20,900 shares; 2014Q1: 20,900 shares; 2014Q2: 13,000 shares; 2014Q3: 17,100 shares 17,100$316K0.24%+4,100Timeline
MRKMERCK & CO INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 111,300 shares; 2013Q3: 26,400 shares; 2013Q4: 7,200 shares; 2014Q1: 6,700 shares; 2014Q2: 5,300 shares; 2014Q3: 5,300 shares 5,300$314K0.24%0Timeline
TAHOE RES INCTAHOE RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 20,000 shares; 2014Q1: 8,600 shares; 2014Q2: 17,800 shares; 2014Q3: 15,400 shares 15,400$313K0.24%-2,400
VETVERMILION ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 30,000 shares; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 3,600 shares; 2014Q3: 5,100 shares 5,100$311K0.24%+1,500Timeline
ORCLORACLE CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 62,950 shares; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 9,435 shares; 2014Q3: 8,035 shares 8,035$308K0.24%-1,400Timeline
SEAGATE TECHNOLOGY HOLDINGSSEAGATE TECHNOLOGY HOLDINGSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 71,300 shares; 2013Q3: 42,600 shares; 2013Q4: 11,500 shares; 2014Q1: 10,700 shares; 2014Q2: 4,200 shares; 2014Q3: 5,300 shares 5,300$304K0.23%+1,100
MEDTRONIC INCMEDTRONIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 13,500 shares; 2013Q3: 18,300 shares; 2013Q4: 8,000 shares; 2014Q1: 7,000 shares; 2014Q2: 4,900 shares; 2014Q3: 4,900 shares 4,900$304K0.23%0
UNHUNITEDHEALTH GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 600 shares; 2014Q2: 600 shares; 2014Q3: 3,400 shares 3,400$293K0.23%+2,800Timeline
TXNTEXAS INSTRS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: 57,000 shares; 2013Q4: 6,500 shares; 2014Q1: 6,500 shares; 2014Q2: 5,800 shares; 2014Q3: 5,800 shares 5,800$277K0.21%0Timeline
DISCOVER FINL SVCSDISCOVER FINL SVCSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 40,000 shares; 2013Q3: 30,500 shares; 2013Q4: 12,200 shares; 2014Q1: 11,200 shares; 2014Q2: 4,300 shares; 2014Q3: 4,300 shares 4,300$277K0.21%0
RHIROBERT HALF INC.Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 9,900 shares; 2014Q1: 9,900 shares; 2014Q2: 5,500 shares; 2014Q3: 5,500 shares 5,500$270K0.21%0Timeline
ELDORADO GOLD CORP NEWELDORADO GOLD CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: 170,300 shares; 2013Q4: 61,500 shares; 2014Q1: not reported; 2014Q2: 40,100 shares; 2014Q3: 40,100 shares 40,100$270K0.21%0
TMOTHERMO FISHER SCIENTIFIC INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 32,600 shares; 2013Q3: 32,600 shares; 2013Q4: 3,500 shares; 2014Q1: 3,500 shares; 2014Q2: 2,200 shares; 2014Q3: 2,200 shares 2,200$268K0.21%0Timeline
NOBLE ENERGY INCNOBLE ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 4,586 shares; 2014Q2: 5,686 shares; 2014Q3: 3,886 shares 3,886$266K0.2%-1,800
IVZINVESCO LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 112,900 shares; 2013Q3: 119,600 shares; 2013Q4: 73,600 shares; 2014Q1: 22,200 shares; 2014Q2: 6,500 shares; 2014Q3: 6,500 shares 6,500$257K0.2%0Timeline
IMOIMPERIAL OIL LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 5,748 shares; 2014Q3: 5,448 shares 5,448$257K0.2%-300Timeline
DISDISNEY WALT COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 2,800 shares 2,800$249K0.19%newTimeline
MMACYS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 7,000 shares; 2013Q3: not reported; 2013Q4: 12,000 shares; 2014Q1: 8,500 shares; 2014Q2: 4,200 shares; 2014Q3: 4,200 shares 4,200$245K0.19%0Timeline
BEPBROOKFIELD RENEWABLE ENERGYQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 78,100 shares; 2013Q3: 41,300 shares; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 5,400 shares; 2014Q3: 8,000 shares 8,000$244K0.19%+2,600Timeline
ACTAVIS PLCACTAVIS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 606 shares; 2014Q3: 1,006 shares 1,006$243K0.19%+400
SYKSTRYKER CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 3,000 shares; 2014Q3: 3,000 shares 3,000$242K0.19%0Timeline
HSICSCHEIN HENRY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 2,139 shares; 2014Q3: 2,039 shares 2,039$238K0.18%-100Timeline
SLBSLB LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 2,300 shares 2,300$234K0.18%newTimeline
PSXPHILLIPS 66Quarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 30,500 shares; 2014Q1: 3,900 shares; 2014Q2: 3,700 shares; 2014Q3: 2,800 shares 2,800$228K0.18%-900Timeline
AWKAMERICAN WTR WKS CO INC NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 4,724 shares; 2014Q3: 4,724 shares 4,724$228K0.18%0Timeline
WABWABTECQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 1,200 shares; 2014Q1: 1,100 shares; 2014Q2: 2,727 shares; 2014Q3: 2,627 shares 2,627$213K0.16%-100Timeline
ECLECOLAB INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 1,832 shares; 2014Q3: 1,832 shares 1,832$211K0.16%0Timeline
PRGOPERRIGO CO PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 1,500 shares; 2014Q3: 1,400 shares 1,400$211K0.16%-100Timeline
CSXCSX CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 58,800 shares; 2014Q1: 12,700 shares; 2014Q2: 9,800 shares; 2014Q3: 6,500 shares 6,500$209K0.16%-3,300Timeline
ETNEATON CORP PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 5,300 shares; 2014Q1: 1,600 shares; 2014Q2: not reported; 2014Q3: 3,200 shares 3,200$203K0.16%newTimeline
AMEAMETEK INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 31,900 shares; 2014Q1: 5,800 shares; 2014Q2: 5,600 shares; 2014Q3: 3,900 shares 3,900$196K0.15%-1,700Timeline
ROCKET COMPANIES CLA A CLAS…ROCKET COMPANIES CLA A CLASS AQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 3,000 shares; 2014Q1: 3,200 shares; 2014Q2: 2,800 shares; 2014Q3: 3,800 shares 3,800$181K0.14%+1,000
LORILLARD INCLORILLARD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 2,948 shares; 2014Q3: 2,948 shares 2,948$177K0.14%0
PROGRESSIVE WASTE SOLUTIONSPROGRESSIVE WASTE SOLUTIONSQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 140,000 shares; 2013Q3: 170,900 shares; 2013Q4: 61,200 shares; 2014Q1: 17,700 shares; 2014Q2: 6,400 shares; 2014Q3: 6,400 shares 6,400$165K0.13%0
SHAW COMMUNICATIONS INCSHAW COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 8,700 shares; 2014Q3: 5,900 shares 5,900$145K0.11%-2,800
ST JUDE MED INCST JUDE MED INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 2,411 shares; 2014Q3: 2,311 shares 2,311$139K0.11%-100
CCJCAMECO CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 5,700 shares; 2013Q3: 51,400 shares; 2013Q4: 55,000 shares; 2014Q1: 9,600 shares; 2014Q2: 23,655 shares; 2014Q3: 7,800 shares 7,800$138K0.11%-15,855Timeline
THE COOPER COMPANIESTHE COOPER COMPANIESQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 924 shares; 2014Q3: 824 shares 824$129K0.1%-100
RANDGOLD RES LTDRANDGOLD RES LTDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: 7,700 shares; 2013Q4: 2,200 shares; 2014Q1: 2,200 shares; 2014Q2: 1,800 shares; 2014Q3: 1,800 shares 1,800$122K0.09%0
STILLWATER MINING COSTILLWATER MINING COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 8,229 shares; 2014Q3: 7,929 shares 7,929$119K0.09%-300
TALISMAN ENERGY INCTALISMAN ENERGY INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 106,400 shares; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 13,488 shares; 2014Q3: 12,988 shares 12,988$112K0.09%-500
QCOMQUALCOMM INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 69,300 shares; 2013Q3: not reported; 2013Q4: 26,400 shares; 2014Q1: 26,000 shares; 2014Q2: 2,000 shares; 2014Q3: 1,400 shares 1,400$105K0.08%-600Timeline
CVXCHEVRON CORPORATIONQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 3,200 shares; 2014Q2: 2,700 shares; 2014Q3: 800 shares 800$96K0.07%-1,900Timeline
WEB.COM GROUP INCWEB.COM GROUP INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 4,852 shares; 2014Q3: 4,652 shares 4,652$93K0.07%-200
NSCNORFOLK SOUTHN CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 2,800 shares; 2014Q1: 1,100 shares; 2014Q2: 1,100 shares; 2014Q3: 800 shares 800$89K0.07%-300Timeline
PFEPFIZER INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 388,800 shares; 2013Q3: 287,900 shares; 2013Q4: 75,000 shares; 2014Q1: 31,300 shares; 2014Q2: 4,100 shares; 2014Q3: 2,900 shares 2,900$86K0.07%-1,200Timeline
WHITING PETE CORP NEWWHITING PETE CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 1,194 shares; 2014Q3: 1,094 shares 1,094$85K0.07%-100
DELPHI AUTOMOTIVE PLCDELPHI AUTOMOTIVE PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 1,415 shares; 2014Q3: 1,315 shares 1,315$81K0.06%-100
ADIANALOG DEVICES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 153,500 shares; 2013Q3: 59,300 shares; 2013Q4: 5,300 shares; 2014Q1: 2,000 shares; 2014Q2: 1,600 shares; 2014Q3: 1,600 shares 1,600$79K0.06%0Timeline
USBUS BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 10,800 shares; 2013Q3: 19,300 shares; 2013Q4: 9,500 shares; 2014Q1: 7,300 shares; 2014Q2: 1,800 shares; 2014Q3: 1,800 shares 1,800$75K0.06%0Timeline
ALLERGAN INCALLERGAN INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 400 shares 400$71K0.05%new
TSMTAIWAN SEMICONDUCTOR MANUFACQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 222,000 shares; 2013Q3: 122,400 shares; 2013Q4: 5,000 shares; 2014Q1: 3,900 shares; 2014Q2: 3,400 shares; 2014Q3: 3,400 shares 3,400$69K0.05%0Timeline
SUPERIOR ENERGY SVCS INCSUPERIOR ENERGY SVCS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 2,100 shares; 2014Q3: 2,100 shares 2,100$69K0.05%0
FITBFIFTH THIRD BANCORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: 2,600 shares; 2014Q2: 3,400 shares; 2014Q3: 3,400 shares 3,400$68K0.05%0Timeline
DVNDEVON ENERGY CORP NEWQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 1,000 shares; 2014Q3: 1,000 shares 1,000$68K0.05%0Timeline
JPMJPMORGAN CHASE & COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 131,100 shares; 2013Q3: 99,300 shares; 2013Q4: 17,100 shares; 2014Q1: 13,800 shares; 2014Q2: 1,700 shares; 2014Q3: 1,100 shares 1,100$66K0.05%-600Timeline
CMICUMMINS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 61,900 shares; 2013Q3: 46,700 shares; 2013Q4: 10,000 shares; 2014Q1: 3,400 shares; 2014Q2: 2,100 shares; 2014Q3: 500 shares 500$66K0.05%-1,600Timeline
EOGEOG RES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: 9,500 shares; 2013Q4: 300 shares; 2014Q1: 300 shares; 2014Q2: 600 shares; 2014Q3: 600 shares 600$60K0.05%0Timeline
VMCVULCAN MATLS COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 1,000 shares 1,000$60K0.05%newTimeline
AAGILENT TECHNOLOGIES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 7,500 shares; 2014Q1: 7,500 shares; 2014Q2: 1,000 shares; 2014Q3: 1,000 shares 1,000$57K0.04%0Timeline
ARM HLDGS PLCARM HLDGS PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 83,400 shares; 2013Q3: 70,100 shares; 2013Q4: 7,400 shares; 2014Q1: 2,200 shares; 2014Q2: 1,300 shares; 2014Q3: 1,300 shares 1,300$57K0.04%0
KOCOCA COLA COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 234,600 shares; 2013Q3: 178,800 shares; 2013Q4: 7,800 shares; 2014Q1: 4,400 shares; 2014Q2: 2,100 shares; 2014Q3: 1,300 shares 1,300$56K0.04%-800Timeline
DEVRY INC DELDEVRY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 3,400 shares; 2014Q1: 3,400 shares; 2014Q2: 1,300 shares; 2014Q3: 1,300 shares 1,300$56K0.04%0
ROKROCKWELL AUTOMATION INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 3,300 shares; 2014Q1: 3,300 shares; 2014Q2: 1,900 shares; 2014Q3: 500 shares 500$55K0.04%-1,400Timeline
WALGREEN COWALGREEN COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 85,400 shares; 2013Q3: 60,500 shares; 2013Q4: 7,400 shares; 2014Q1: 7,200 shares; 2014Q2: 3,200 shares; 2014Q3: 900 shares 900$53K0.04%-2,300
GILDGILEAD SCIENCES INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 2,800 shares; 2014Q1: 1,300 shares; 2014Q2: 466 shares; 2014Q3: 466 shares 466$50K0.04%0Timeline
VZVERIZON COMMUNICATIONS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: 1,000 shares; 2014Q3: 1,000 shares 1,000$50K0.04%0Timeline
XILINX INCXILINX INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 13,400 shares; 2013Q3: 19,600 shares; 2013Q4: 6,000 shares; 2014Q1: 5,000 shares; 2014Q2: 4,700 shares; 2014Q3: 1,100 shares 1,100$47K0.04%-3,600
GLAXOSMITHKLINE PLC-ADRGLAXOSMITHKLINE PLC-ADRQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 130,800 shares; 2013Q3: 31,400 shares; 2013Q4: 1,600 shares; 2014Q1: 1,200 shares; 2014Q2: 3,494 shares; 2014Q3: 1,000 shares 1,000$46K0.04%-2,494
PEABODY ENERGY CORPPEABODY ENERGY CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: 27,800 shares; 2014Q1: 26,800 shares; 2014Q2: 24,900 shares; 2014Q3: 3,700 shares 3,700$46K0.04%-21,200
ABENGOA YIELD PLCABENGOA YIELD PLCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: not reported; 2013Q4: not reported; 2014Q1: not reported; 2014Q2: not reported; 2014Q3: 1,200 shares 1,200$44K0.03%new
BHPBHP BILLITON LIMITEDQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: 81,200 shares; 2013Q4: 26,300 shares; 2014Q1: 26,300 shares; 2014Q2: 5,300 shares; 2014Q3: 700 shares 700$41K0.03%-4,600Timeline
ZBHZIMMER BIOMET HOLDINGS INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 9,000 shares; 2013Q3: 12,200 shares; 2013Q4: 5,100 shares; 2014Q1: 4,800 shares; 2014Q2: not reported; 2014Q3: 400 shares 400$40K0.03%newTimeline
BMYBRISTOL-MYERS SQUIBB COQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: not reported; 2013Q3: 62,200 shares; 2013Q4: 5,600 shares; 2014Q1: 3,200 shares; 2014Q2: 700 shares; 2014Q3: 700 shares 700$36K0.03%0Timeline
BRK-BBERKSHIRE HATHAWAY INC DELQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 450 shares; 2013Q3: 350 shares; 2013Q4: 350 shares; 2014Q1: 150 shares; 2014Q2: 150 shares; 2014Q3: 150 shares 150$21K0.02%0Timeline
MSFTMICROSOFT CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 1,100 shares; 2013Q3: 800 shares; 2013Q4: 800 shares; 2014Q1: 500 shares; 2014Q2: 300 shares; 2014Q3: 300 shares 300$14K0.01%0Timeline
BCEBCE INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 1,000 shares; 2013Q3: 700 shares; 2013Q4: 700 shares; 2014Q1: 400 shares; 2014Q2: 300 shares; 2014Q3: 300 shares 300$13K0.01%0Timeline
ENCANA CORPENCANA CORPQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 700 shares; 2013Q3: 330,100 shares; 2013Q4: 102,800 shares; 2014Q1: 89,300 shares; 2014Q2: 41,400 shares; 2014Q3: 400 shares 400$8K0.01%-41,000
YAMANA GOLD INCYAMANA GOLD INCQuarterly shares; oldest to newest; scale is this security's eight-quarter maximum; 2012Q4: restricted; 2013Q1: restricted; 2013Q2: 456,700 shares; 2013Q3: 551,100 shares; 2013Q4: 34,000 shares; 2014Q1: 93,600 shares; 2014Q2: 1,200 shares; 2014Q3: 1,200 shares 1,200$7K0.01%0

Principal amounts

Notes and convertibles filed as a face amount (PRN). A face amount is never added to a share count (H6).

SecurityTypeAmountValueChange
DEALERTRACK TECHNOLOGIES INCDEALERTRACK TECHNOLOGIES INC NOTE 1.500% 3/1principal855,000$1.12M0
NOVELLUS SYS INCNOVELLUS SYS INC NOTE 2.625% 5/1principal291,000$638K-322,000
CEMEX SAB DE CVCEMEX SAB DE CV NOTEprincipal520,000$623K-175,000
MICROCHIP TECHNOLOGY INCMICROCHIP TECHNOLOGY INC SDCV 2.125%12/1principal315,000$589K0
ENDO HEALTH SOLUTIONS INCENDO HEALTH SOLUTIONS INC BONDprincipal235,000$556K0
WABASH NATL CORPWABASH NATL CORP CNVprincipal390,000$519K-215,000
VOLCANO CORPVOLCANO CORP CORPORATE OBLIGprincipal487,000$421K0
FORD MTR CO DELFORD MTR CO DEL NOTE 4.250%11/1principal215,000$369K-50,000
MGM RESORTS INTLMGM RESORTS INTL CORPORATE OBLIGprincipal265,000$335K0

Sold out in Q3 2014

Positions in the previous quarter's report that this quarter's report no longer lists.

SecurityShares beforeValue beforeType
INTCINTEL CORP31,500$974Kshares
COPCONOCOPHILLIPS7,700$660Kshares
RCIROGERS COMMUNICATIONS INC15,700$632Kshares
FRONTIER COMMUNICATIONS CORPFRONTIER COMMUNICATIONS CORP99,100$579Kshares
BELLATRIX EXPLORATION LTDBELLATRIX EXPLORATION LTD52,400$455Kshares
L-3 COMMUNICATIONS HLDGS INCL-3 COMMUNICATIONS HLDGS INC2,000$242Kshares
MSMORGAN STANLEY3,400$110Kshares
XHBSPDR SERIES TRUST3,066$100Kshares
WADDELL & REED FINL INCWADDELL & REED FINL INC1,226$77Kshares
REVANCE THERAPEUTICS INCREVANCE THERAPEUTICS INC1,900$65Kshares
UPSUNITED PARCEL SVCS INC600$62Kshares

How Q3 2014 was built

Available 13F filings of this filer for the quarter and their roles: the base report is the latest original or restatement, NEW HOLDINGS amendments filed after it are added (method).

FilingRoleAmendmentFiledAcceptedIngested
13F-HR 0001140361-14-041333 base2014-11-12acceptance time not in the bulk data set