Skip to content
Disclosery

13F-HR filed by Capricorn Fund Managers Ltd

Capricorn Fund Managers Ltd filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-11, with 82 holding rows worth $288,198,539.

Accession
0001901361-23-000005
Filer
CIK 1901361
Filed
2023-10-11
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2023

A holdings report, 82 entries on the cover page, a total value of $288,198,539 stated on the cover page (in dollars after the unit check, H1), rows summing to $288,198,539 with VALUE read as dollars as filed, 13F file number 028-21977. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
RESMED INC COM761152107Stock230,947$34,150,133dollars as filed
iShares 0-3 Month Treasury Bond ETF46436E718SHS289,089$29,102,555dollars as filed
MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS606822104ADR2,346,931$19,925,444dollars as filed
XPENG INC ADS98422D105ADR727,489$13,356,698dollars as filed
TOYOTA MOTOR CORP ADS892331307ADR51,086$9,182,709dollars as filed
SUMITOMO MITSUI FIN GRP INC86562M209SPONSORED ADR920,334$9,065,290dollars as filed
BAIDU INC SPON ADR REP A056752108ADR54,786$7,360,499dollars as filed
NVIDIA Corp67066G104COM16,900$7,351,331dollars as filed
BILIBILI INC SPONS ADS REP Z090040106ADR486,522$6,699,408dollars as filed
Berkshire Hathaway Inc084670702COM18,515$6,485,805dollars as filed
HONDA MOTOR CO LTD ADR ECH CNV IN 3438128308ADR188,970$6,356,951dollars as filed
NEW ORIENTAL ED & TECHNOLOGY SPON ADR647581206ADR90,476$5,297,370dollars as filed
PAYPALHLDGSINC70450Y103STOK82,717$4,835,636dollars as filed
BHP BILLITON LIMITED SPONSORED ADS088606108ADR76,643$4,359,454dollars as filed
Uber Technologies90353T100COM92,244$4,242,302dollars as filed
META PLATFORMS INC CL A30303M102COM13,980$4,196,936dollars as filed
YUM CHINA HLDGS INC98850P109COM73,507$4,095,810dollars as filed
AMCOR PLCG0250X107ORD420,555$3,852,284dollars as filed
Bank of America Corp060505104COM140,193$3,838,484dollars as filed
Alphabet Inc. Reg. Shares C02079K107COM27,225$3,589,616dollars as filed
Chevron Corporation166764100COM20,172$3,401,403dollars as filed
UnitedHealth Group Inc91324P102COM6,484$3,269,168dollars as filed
NETEASE COM INC SPONSORED ADS64110W102ADR32,200$3,225,152dollars as filed
TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS874060205ADR204,892$3,169,679dollars as filed
SEA LTD81141R100SPONSORD ADS69,900$3,072,105dollars as filed
Amazon.com, Inc023135106COM24,079$3,060,922dollars as filed
EAST WEST BANCORP INC COM27579R104Stock57,096$3,009,530dollars as filed
Broadcom Inc.11135F101COM3,600$2,990,088dollars as filed
SAP SE SPON ADR803054204ADR21,998$2,844,781dollars as filed
BLOCK INC CL A852234103Stock61,736$2,732,435dollars as filed
BERKSHIRE HATHAWAY INC DEL084670108CL A5$2,657,385dollars as filed
LAUDER ESTEE COS INC CL A518439104Stock18,282$2,642,663dollars as filed
WOODSIDE ENERGY GROUP LTD SPONSORED ADR980228308ADR110,810$2,580,765dollars as filed
SIGMA LITHIUM CORPORATION COM826599102Stock79,500$2,578,980dollars as filed
Alphabet Inc. Reg. Shares A02079K305COM19,376$2,535,543dollars as filed
CNH INDL N V SHSN20944109Stock205,466$2,486,139dollars as filed
BEONE MEDICINES LTD SPONSORED ADS07725L102ADR13,735$2,470,514dollars as filed
ZAI LAB LTD ADR98887Q104ADR100,967$2,454,508dollars as filed
Pagaya Technologies Ltd.M7S64L115CL A1,542,000$2,436,360dollars as filed
CHEWYINCCLASSCLASSA16679L109STOK131,136$2,394,543dollars as filed
NextEra Energy,Inc.65339F101COM41,654$2,386,358dollars as filed
American Tower Corporation03027X100COM14,032$2,307,562dollars as filed
Visa Inc92826C839COM9,354$2,151,514dollars as filed
THE REALREAL INC88339P101COM1,000,000$2,110,000dollars as filed
FARFETCH LTD30744W107ORD SH CL A935,776$1,955,772dollars as filed
PROPETRO HLDG CORP74347M108COM166,348$1,768,279dollars as filed
ENTERPRISE PRODS PARTNERS L293792107COM60,904$1,666,942dollars as filed
Johnson & Johnson478160104COM10,461$1,629,301dollars as filed
PEABODY ENGR CORP704551100COM61,000$1,585,390dollars as filed
CORTEVA INC COM22052L104Stock29,800$1,524,568dollars as filed
CVS Health Corporation126650100COM21,640$1,510,905dollars as filed
Linde plcG54950103COM3,949$1,470,410dollars as filed
KE HLDGS INC SPONSORED ADS482497104ADR93,575$1,452,284dollars as filed
RAMACO RES INC75134P600COM CL A130,095$1,429,744dollars as filed
TRIP COM GROUP LTD ADS89677Q107ADR40,781$1,426,112dollars as filed
GENMAB A/S372303206Ordinary Shares, nominal value DKK 1 per share37,007$1,305,237dollars as filed
KOSMOS ENERGY LTD500688106COM157,000$1,284,260dollars as filed
TIDEWATER INC NEW COM88642R109Stock17,000$1,208,190dollars as filed
NOVO-NORDISK A S ADR670100205ADR12,646$1,150,027dollars as filed
IRSA INVERSIONES Y REP S A450047303CMN187,653$1,099,647dollars as filed
MINISO GROUP HLDG LTD SPONSORED ADS66981J102ADR41,414$1,072,623dollars as filed
EQUINOR ASA SPONSORED ADR29446M102ADR31,800$1,042,722dollars as filed
International Business Machines Corporation459200101COM7,204$1,010,721dollars as filed
NIO INC SPON ADS62914V106ADR105,508$953,792dollars as filed
GOLDEN OCEAN GROUP LTDG39637205SHS NEW108,567$855,508dollars as filed
NOBLE CORP PLC ORD SHS AG65431127Stock16,000$810,400dollars as filed
ALCON AG ORD SHSH01301128Stock9,736$750,256dollars as filed
KONINKLIJKE PHILIPS N V NY REGIS SHS NEW500472303ADR33,403$666,056dollars as filed
TECK RESOURCES LTD CL B878742204Stock15,000$646,350dollars as filed
CANADIAN PACIFIC KANSAS CITY COM13646K108Stock7,562$562,688dollars as filed
NEWS CORP NEW65249B208CL B25,712$536,609dollars as filed
CANADIANNATLRYCOF136375102STOK4,762$515,867dollars as filed
Microsoft Corp594918104COM1,582$499,517dollars as filed
ING GROEP N.V. SPONSORED ADR456837103ADR35,000$461,300dollars as filed
RAMACO RES INC75134P501COM CL B36,019$429,707dollars as filed
TALOS ENERGY INC87484T108COM20,000$328,800dollars as filed
MasterCard, Inc57636Q104COM773$306,038dollars as filed
NOKIA CORP654902204SPONSORED ADR76,464$285,975dollars as filed
UBS GROUP AG SHSH42097107Stock11,338$279,482dollars as filed
GDS HLDGS LTD SPONSORED ADS36165L108ADR24,704$270,509dollars as filed
AEGON N V007924103NY REGISTRY SHS14,600$70,080dollars as filed
MEDICINOVA INC58468P206COM NEW30,459$63,659dollars as filed

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001901361-23-000005this filing2023-10-11acceptance time not in the bulk data set