13F-HR filed by Capricorn Fund Managers Ltd
Capricorn Fund Managers Ltd filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-09, with 85 holding rows worth $318,497,000.
- Accession
- 0001901361-22-000005
- Filer
- CIK 1901361
- Filed
- 2022-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 85 entries on the cover page, a total value of $318,497,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $318,497,000 with VALUE read as thousands by filing date, 13F file number 028-21977. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 386,937 | $30,951,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Global Healthcare ETF | 464287325 | SHS | 283,044 | $21,327,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI Japan ETF | 46434G822 | SHS | 370,825 | $18,115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares 0-3 Month Treasury Bond ETF | 46436E718 | SHS | 137,096 | $13,747,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 758,000 | $12,507,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 111,600 | $10,306,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 337,315 | $9,212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Visa Inc | 92826C839 | COM | 50,540 | $8,978,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| META PLATFORMS INC CL A | 30303M102 | COM | 59,935 | $8,132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOV INC | 62955J103 | COM | 495,668 | $8,020,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 30,810 | $7,176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 315,000 | $6,606,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 258,360 | $6,193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 254,000 | $6,126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 71,000 | $5,278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 85,000 | $5,005,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 870,220 | $4,786,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 55,000 | $4,363,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Deere & Company | 244199105 | COM | 12,800 | $4,274,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 80,000 | $3,774,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPHENOL CORP NEW | 032095101 | COM | 54,955 | $3,680,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 37,866 | $3,641,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 277,783 | $3,603,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 35,200 | $3,367,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 65,943 | $3,317,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Berkshire Hathaway Inc | 084670702 | COM | 12,375 | $3,304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HESS CORP | 42809H107 | COM | 29,000 | $3,161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 15,016 | $3,121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Costco Wholesale Corporation | 22160K105 | COM | 6,598 | $3,116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 67,654 | $3,055,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Coca-Cola Company | 191216100 | COM | 52,638 | $2,949,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 20,172 | $2,898,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 42,492 | $2,853,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 93,854 | $2,834,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 7,807 | $2,756,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 368,031 | $2,742,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 81,030 | $2,718,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 30,871 | $2,685,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 80,143 | $2,668,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 131,949 | $2,660,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAYPALHLDGSINC | 70450Y103 | STOK | 30,857 | $2,656,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 155,000 | $2,630,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENVESTNET INC | 29404K106 | COM | 58,591 | $2,601,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOLLAR GEN CORP COM | 256677105 | Stock | 10,324 | $2,476,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 108,945 | $2,375,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 46,000 | $2,356,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POSHMARK INC | 73739W104 | COM CL A | 146,698 | $2,299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 130,134 | $2,298,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 284,059 | $2,292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 635,162 | $2,096,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SASOL LTD | 803866300 | SPONSORED ADR | 130,166 | $2,050,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 5 | $2,032,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 4,000 | $2,029,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Texas Instruments Incorporated | 882508104 | COM | 12,000 | $1,857,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189H607 | OIL SERVICES ETF | 8,400 | $1,774,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Salesforce.com, Inc | 79466L302 | COM | 12,167 | $1,750,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 56,500 | $1,736,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Netflix, Inc | 64110L106 | COM | 7,128 | $1,678,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 371,993 | $1,674,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 15,370 | $1,531,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MasterCard, Inc | 57636Q104 | COM | 5,330 | $1,516,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schlumberger Limited | 806857108 | COM | 42,000 | $1,508,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| S&P Global,Inc. | 78409V104 | COM | 4,900 | $1,496,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NextEra Energy,Inc. | 65339F101 | COM | 16,714 | $1,311,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 55,683 | $1,281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 211,968 | $1,217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 17,000 | $1,125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Anglogold Ashanti Plc | 035128206 | Common | 78,458 | $1,084,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COPART INC COM | 217204106 | Stock | 9,900 | $1,053,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intuit Inc. | 461202103 | COM | 2,608 | $1,010,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALEON PLC SPON ADS | 405552100 | ADR | 158,886 | $968,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 13,100 | $839,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 25,000 | $712,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 35,042 | $693,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 5,008 | $588,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARNIVAL PLC ADS | 14365C103 | ADR | 94,627 | $586,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE REALREAL INC | 88339P101 | COM | 384,000 | $576,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 18,562 | $494,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 24,429 | $453,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 11,768 | $378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 22,288 | $373,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amazon.com, Inc | 023135106 | COM | 2,952 | $334,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 94,348 | $306,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 4,012 | $284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 30,000 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001901361-22-000005 | this filing | 2022-11-09 | acceptance time not in the bulk data set |