13F-HR filed by Regency Capital Management Inc.\DE
Regency Capital Management Inc.\DE filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-09, with 138 holding rows worth $142,151,000.
- Accession
- 0001863894-21-000004
- Filer
- CIK 1863894
- Filed
- 2021-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 138 entries on the cover page, a total value of $142,151,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $142,152,000 with VALUE read as thousands by filing date, 13F file number 028-21267. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRegency Capital Management Inc.\DE
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 181,158 | $20,802,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 17,592 | $7,905,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 27,710 | $7,563,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 22,383 | $6,310,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,102 | $5,620,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 195,956 | $5,199,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,488 | $4,888,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 58,819 | $4,307,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 28,758 | $4,069,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 8,346 | $3,882,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 10,691 | $3,509,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 103,820 | $3,469,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 14,052 | $3,130,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 5,423 | $3,098,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 10,988 | $2,980,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 13,851 | $2,810,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 8,195 | $2,781,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 125,422 | $2,574,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 6,539 | $2,322,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 27,355 | $2,217,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 11,179 | $2,162,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 12,831 | $2,125,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 4,982 | $2,117,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 40,444 | $2,097,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 33,483 | $2,065,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,065 | $1,979,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 9,293 | $1,926,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 5,283 | $1,799,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 6,514 | $1,729,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 6,485 | $1,716,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 12,306 | $1,715,000 | thousands by filing date | |
| VTI | 922908769 | COM | 6,644 | $1,475,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 3,353 | $1,445,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 10,405 | $1,289,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,576 | $1,243,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,192 | $1,021,000 | thousands by filing date | |
| FERGUSON PLC NEW | G3421J106 | SHS | 6,599 | $920,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,972 | $846,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,922 | $793,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 6,500 | $752,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 13,235 | $715,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,353 | $590,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 8,331 | $583,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 5,797 | $570,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 6,000 | $493,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 8,000 | $487,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 5,422 | $473,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $411,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 33,000 | $398,000 | thousands by filing date | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 57,000 | $373,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 6,003 | $359,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 12,209 | $355,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 1,012 | $339,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,220 | $322,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 13,598 | $310,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 4,686 | $304,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 4,600 | $261,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 1,039 | $251,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 1,746 | $222,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 670 | $201,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,231 | $189,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 4,128 | $174,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,665 | $169,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 1,562 | $169,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 516 | $165,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 673 | $161,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 257 | $157,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 737 | $132,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 3,130 | $128,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 394 | $120,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 5,000 | $117,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 2,415 | $108,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 1,360 | $96,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 590 | $95,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 350 | $91,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 89 | $88,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 538 | $83,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 4,008 | $77,000 | thousands by filing date | |
| OPUS GENETICS INC | 67577R102 | COMMON STOCK | 15,000 | $77,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 610 | $67,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 2,200 | $65,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 3,455 | $62,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,100 | $59,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,346 | $58,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 184 | $50,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 125 | $49,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 200 | $42,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 645 | $42,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 675 | $40,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 400 | $39,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 170 | $39,000 | thousands by filing date | |
| CONFLUENT INC | 20717M103 | CLASS A COM | 660 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 382 | $38,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,200 | $36,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 510 | $31,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 177 | $28,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 323 | $26,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 22 | $26,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 110 | $23,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 300 | $22,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 200 | $21,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 600 | $20,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 40 | $18,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 150 | $16,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 200 | $15,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 300 | $14,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 50 | $14,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 164 | $12,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 152 | $9,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 39 | $7,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 121 | $7,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 34 | $6,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 7 | $4,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 20 | $4,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 240 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 150 | $4,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 40 | $3,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 7 | $3,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 1 | $2,000 | thousands by filing date | |
| General Electric Company | 369604301 | COM | 22 | $2,000 | thousands by filing date | |
| DOCEBO INC COM | 25609L105 | Stock | 26 | $2,000 | thousands by filing date | |
| IJH | 464287507 | COM | 4 | $1,000 | thousands by filing date | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 21 | $1,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 10 | $1,000 | thousands by filing date | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 17 | $1,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 20 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 12 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 5 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 20 | $1,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Philip Morris International Inc. | 718172109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BECTON DICKINSON & CO | 075887109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ENBRIDGE INC COM | 29250N105 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VIATRIS INC COM | 92556V106 | Stock | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001863894-21-000004 | this filing | 2021-11-09 | acceptance time not in the bulk data set |