13F-HR filed by OAK FAMILY ADVISORS, LLC
OAK FAMILY ADVISORS, LLC filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-10, with 144 holding rows worth $274,047,000.
- Accession
- 0001846161-21-000004
- Filer
- CIK 1846161
- Filed
- 2021-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 147 entries on the cover page, a total value of $274,047,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $274,049,000 with VALUE read as thousands by filing date, 13F file number 028-20782. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 195,700 | $83,982,000 | thousands by filing date | put |
| VANGUARD MALVERN FDS | 922020805 | SHS | 237,495 | $12,487,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 57,899 | $7,468,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 58,446 | $6,305,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 55,350 | $6,180,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 181,101 | $5,973,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 93,041 | $5,588,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 66,000 | $5,126,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 34,797 | $4,924,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 380,506 | $4,262,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 199,977 | $4,066,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,159,272 | $3,965,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 58,664 | $3,803,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 82,113 | $3,743,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 35,169 | $3,659,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 10,105 | $3,639,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 93,093 | $3,381,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 103,675 | $3,344,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 383,902 | $3,071,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 10,614 | $2,992,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 209,478 | $2,989,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 58,429 | $2,817,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 57,565 | $2,777,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 165,875 | $2,775,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 56,579 | $2,626,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 226,599 | $2,404,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 107,743 | $2,332,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 15,628 | $2,324,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 126,910 | $2,258,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 39,558 | $2,192,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 94,248 | $2,084,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 17,613 | $2,081,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 53,710 | $2,079,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,074 | $2,061,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 34,230 | $1,914,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 117,784 | $1,789,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 23,320 | $1,771,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 67,494 | $1,726,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 4,886 | $1,686,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 63,818 | $1,686,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 583 | $1,554,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 540 | $1,444,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 29,795 | $1,402,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 33,524 | $1,194,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 30,570 | $1,189,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 42,869 | $1,154,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 11,875 | $1,134,000 | thousands by filing date | |
| RYAN SPECIALTY HOLDINGS INC CL A | 78351F107 | Stock | 32,236 | $1,092,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 24,194 | $1,084,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 37,490 | $1,056,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 12,020 | $965,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 88,670 | $953,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 47,229 | $877,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 6,273 | $874,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,793 | $860,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 16,926 | $803,000 | thousands by filing date | |
| iShares Gold Trust | 464285204 | COM | 23,130 | $773,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 296,098 | $767,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,000 | $710,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 13,009 | $708,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 12,655 | $703,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,990 | $701,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 20,000 | $693,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 12,434 | $688,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 13,520 | $676,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,853 | $644,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 10,000 | $614,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 10,321 | $601,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 4,864 | $567,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 623,780 | $562,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 170 | $558,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 81,581 | $547,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 4,862 | $511,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,115 | $510,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 5,000 | $510,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,400 | $497,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 11,710 | $492,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 176,223 | $483,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 12,118 | $458,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,048 | $455,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 6,206 | $454,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,676 | $442,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 22,386 | $441,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 11,294 | $428,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,651 | $415,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1 | $411,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 8,826 | $409,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 8,002 | $403,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 2,786 | $393,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 26,725 | $390,000 | thousands by filing date | |
| INOTIV INC | 45783Q100 | COM | 13,351 | $390,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,817 | $386,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 10,703 | $382,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 4,427 | $382,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 4,305 | $368,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,750 | $364,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 12,850 | $358,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,500 | $354,000 | thousands by filing date | put |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 11,505 | $350,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 16,777 | $349,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 2,648 | $346,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 6,603 | $336,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 9,206 | $336,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,632 | $336,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,106 | $335,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,263 | $329,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 9,350 | $320,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,480 | $318,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 1,363 | $317,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,421 | $309,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 5,988 | $309,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,125 | $307,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,703 | $306,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,025 | $303,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,852 | $300,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 44,152 | $298,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,190 | $293,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,830 | $288,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,082 | $285,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,536 | $281,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,400 | $281,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 7,218 | $279,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 632 | $271,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,613 | $270,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 9,834 | $264,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 53,706 | $263,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 5,255 | $259,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 2,145 | $258,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 11,193 | $256,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,501 | $255,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 14,181 | $252,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 4,369 | $251,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,518 | $249,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 15,250 | $229,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 5,817 | $226,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 4,445 | $224,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,835 | $223,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 14,429 | $219,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 1,069 | $217,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 935 | $205,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 7,806 | $200,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 38,776 | $158,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 44,746 | $126,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 27,368 | $101,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001846161-21-000004 | this filing | 2021-11-10 | acceptance time not in the bulk data set |