13F-HR filed by Rockbridge Investment Management, LCC
Rockbridge Investment Management, LCC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-03, with 662 holding rows worth $421,854,000.
- Accession
- 0001821984-20-000002
- Filer
- CIK 1821984
- Filed
- 2020-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 662 entries on the cover page, a total value of $421,854,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $421,854,000 with VALUE read as thousands by filing date, 13F file number 028-20345. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ZOETIS INC CL A | 98978V103 | Stock | 43 | $7,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 45 | $7,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 92 | $7,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 69 | $7,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 31 | $7,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 132 | $7,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 234 | $7,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 25 | $6,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 7 | $6,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 44 | $6,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 100 | $6,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 93 | $6,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 60 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 124 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 80 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 179 | $6,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 100 | $6,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 52 | $6,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 161 | $6,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 19 | $6,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 116 | $6,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 663 | $6,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 119 | $5,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 44 | $5,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 52 | $5,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 67 | $5,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 210 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 32 | $5,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 934 | $5,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 20 | $5,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 99 | $5,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 86 | $5,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 437 | $5,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 17 | $4,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 162 | $4,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 22 | $4,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 62 | $4,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 100 | $4,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 20 | $4,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 497 | $4,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 118 | $4,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 275 | $4,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 108 | $4,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 88 | $4,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 35 | $4,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 164 | $4,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 154 | $4,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 168 | $4,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 100 | $4,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 67 | $4,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 20 | $3,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 4 | $3,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 58 | $3,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 8 | $3,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 246 | $3,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 800 | $3,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 30 | $3,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 110 | $3,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 61 | $3,000 | thousands by filing date | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 11 | $3,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 22 | $3,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 57 | $3,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 56 | $3,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 58 | $3,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 272 | $3,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 64 | $3,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 148 | $3,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 28 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 157 | $3,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 372 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 117 | $3,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 122 | $3,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 23 | $3,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 132 | $3,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 142 | $3,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 175 | $3,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 59 | $3,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 62 | $2,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 9 | $2,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 6 | $2,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 63 | $2,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 10 | $2,000 | thousands by filing date | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 53 | $2,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 83 | $2,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 8 | $2,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 59 | $2,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC SUB VTG SHS | 36168Q104 | Stock | 100 | $2,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 155 | $2,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 10 | $2,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 21 | $2,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 133 | $2,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 23 | $2,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 100 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 60 | $2,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 272 | $2,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 52 | $2,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 69 | $2,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 21 | $2,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 257 | $2,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 36 | $2,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 350 | $2,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 2,093 | $2,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 17 | $1,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 5 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 17 | $1,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 130 | $1,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 25 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 34 | $1,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 24 | $1,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 113 | $1,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 61 | $1,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 100 | $1,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 34 | $1,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 15 | $1,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 500 | $1,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 53 | $1,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 19 | $1,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 100 | $1,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 19 | $1,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 26 | $1,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 75 | $1,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 22 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 16 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 7 | $1,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 200 | $1,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 14 | $1,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 142 | $1,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 32 | $1,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 300 | $1,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 56 | $1,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 500 | $1,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 71 | $1,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 85 | $1,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 131 | $1,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 75 | $1,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 112 | $1,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 500 | $1,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 111 | $1,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 350 | $1,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G771 | ETFMG TRAVEL TEC | 50 | $1,000 | thousands by filing date | |
| Pershing Square T 25 WTS Warrants Exp 07/24/25 | 71531R117 | WT | 83 | $1,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Avantis International Small Cap Val ETF | 025072802 | SHS | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Uber Technologies | 90353T100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 174 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JETBLUE AWYS CORP | 477143101 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALKERMES PLC | G01767105 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRONOS GROUP INC | 22717L101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANOS MED INC | 05350V106 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Gold Trust | 464285105 | ISHARES | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVACARE CORP | 461203101 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001821984-20-000002 | this filing | 2020-11-03 | acceptance time not in the bulk data set |