13F-HR filed by Rockbridge Investment Management, LCC
Rockbridge Investment Management, LCC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-03, with 662 holding rows worth $421,854,000.
- Accession
- 0001821984-20-000002
- Filer
- CIK 1821984
- Filed
- 2020-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 662 entries on the cover page, a total value of $421,854,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $421,854,000 with VALUE read as thousands by filing date, 13F file number 028-20345. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 718,456 | $40,291,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 452,331 | $39,905,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 748,938 | $30,624,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 326,894 | $27,083,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 414,288 | $16,944,000 | thousands by filing date | |
| VTI | 922908769 | COM | 84,689 | $14,423,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 383,009 | $12,459,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 32,510 | $10,002,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 103,253 | $9,892,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 123,889 | $9,867,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 160,264 | $9,661,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 210,548 | $9,104,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 281,297 | $8,667,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 315,299 | $8,437,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 268,282 | $8,424,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 23,775 | $7,962,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 48,645 | $7,482,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 149,928 | $6,505,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 121,803 | $6,431,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 141,543 | $6,191,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 51,299 | $5,675,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 16,082 | $5,405,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 34,027 | $5,267,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 65,238 | $5,151,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 101,565 | $5,087,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 96,847 | $3,425,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 28,327 | $3,281,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,424 | $3,244,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 54,748 | $2,853,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 92,841 | $2,717,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 15,415 | $2,717,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 44,796 | $2,431,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 18,810 | $2,275,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 21,125 | $2,192,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 22,622 | $1,898,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 23,430 | $1,889,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 55,231 | $1,733,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 15,367 | $1,661,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 15,804 | $1,652,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 15,195 | $1,584,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 42,998 | $1,572,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 29,624 | $1,526,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 441 | $1,389,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 19,645 | $1,380,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 40,805 | $1,370,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 15,249 | $1,266,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 5,344 | $1,216,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 5,612 | $1,098,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 5,091 | $1,094,000 | thousands by filing date | |
| IJH | 464287507 | COM | 5,392 | $999,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 6,648 | $990,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 14,983 | $954,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 11,247 | $917,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 4,368 | $910,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 13,159 | $899,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 14,058 | $825,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 13,890 | $819,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 6,757 | $775,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,981 | $745,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 5,473 | $738,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 13,172 | $731,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 7,711 | $723,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 11,517 | $697,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 3,765 | $678,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 19,203 | $659,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 6,430 | $652,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 7,152 | $647,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 5,377 | $623,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 15,160 | $612,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,411 | $611,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 9,822 | $610,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,295 | $601,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,789 | $594,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,866 | $575,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 15,302 | $563,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,593 | $562,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 370 | $542,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,080 | $529,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 6,528 | $528,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 9,587 | $522,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 16,382 | $501,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,587 | $499,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 5,318 | $491,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,816 | $491,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,357 | $471,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,382 | $467,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 4,315 | $466,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 9,046 | $466,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,041 | $447,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 8,399 | $438,000 | thousands by filing date | |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 4,584 | $420,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 8,421 | $416,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 11,233 | $409,000 | thousands by filing date | |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 14,413 | $393,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,933 | $379,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 10,294 | $378,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 6,273 | $373,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,535 | $367,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,240 | $365,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,930 | $364,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,271 | $353,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,263 | $351,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 5,474 | $338,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,237 | $335,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,287 | $326,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 5,454 | $324,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,285 | $323,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,429 | $319,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,018 | $316,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 7,600 | $294,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 7,291 | $287,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 9,287 | $265,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,574 | $260,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 10,074 | $253,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 2,294 | $250,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,108 | $245,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 38,775 | $242,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 706 | $238,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 4,026 | $231,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 962 | $230,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,349 | $225,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,363 | $221,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 4,164 | $217,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 6,900 | $217,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 2,000 | $211,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,755 | $207,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 7,561 | $207,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 139 | $204,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 3,262 | $201,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,150 | $197,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 5,097 | $182,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,225 | $179,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,679 | $177,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,539 | $177,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 529 | $165,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 3,450 | $162,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,374 | $162,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 2,820 | $162,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 970 | $161,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 816 | $161,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,236 | $160,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 927 | $160,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 3,151 | $159,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 3,112 | $156,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 2,685 | $153,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 2,693 | $153,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 2,723 | $151,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,546 | $149,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 6,723 | $149,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1,405 | $148,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,773 | $144,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 6,769 | $144,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,286 | $138,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 285 | $138,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 2,100 | $135,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 215 | $134,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,342 | $132,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 4,820 | $132,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 5,390 | $130,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 7,500 | $130,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 2,723 | $128,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 458 | $127,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 1,330 | $125,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 667 | $125,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 2,332 | $125,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1,764 | $124,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,220 | $122,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 160 | $122,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 5,047 | $121,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,045 | $119,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 1,453 | $116,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1,287 | $116,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 8,130 | $115,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 721 | $115,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 1,385 | $113,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 1,075 | $112,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 538 | $112,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,037 | $112,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 205 | $111,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 457 | $110,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,371 | $110,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,478 | $109,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 4,265 | $109,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 1,972 | $107,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E869 | DAILY 500 1X ETF | 5,100 | $106,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 325 | $104,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 459 | $101,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 1,950 | $101,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 432 | $101,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 483 | $99,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 60,000 | $98,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 654 | $97,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 746 | $97,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 815 | $96,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 1,680 | $95,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 54 | $92,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 5,000 | $90,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 638 | $88,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 393 | $87,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 2,786 | $85,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 620 | $84,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,375 | $84,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 191 | $84,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 413 | $83,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 1,988 | $83,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 2,011 | $82,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 1,335 | $82,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 940 | $81,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 655 | $80,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 11,996 | $80,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,055 | $80,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 622 | $79,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 255 | $79,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,264 | $79,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 1,442 | $79,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 1,491 | $78,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 2,723 | $78,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 554 | $77,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 2,205 | $76,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 2,290 | $76,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 388 | $75,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 710 | $75,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 320 | $74,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 3,091 | $74,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 2,969 | $74,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1,457 | $73,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 293 | $73,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 1,258 | $72,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 430 | $72,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,000 | $72,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 610 | $71,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 2,741 | $70,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 306 | $69,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,540 | $68,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 635 | $67,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 131 | $66,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 509 | $66,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 2,166 | $66,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 490 | $66,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 183 | $65,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1,004 | $64,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 750 | $64,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 1,036 | $63,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 580 | $62,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 1,156 | $62,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 500 | $61,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 5,950 | $60,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 915 | $60,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 4,450 | $60,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 335 | $59,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 971 | $59,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 4,520 | $58,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 644 | $57,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 625 | $57,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 2,207 | $57,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 400 | $55,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 588 | $54,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 248 | $54,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 605 | $53,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,627 | $53,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 439 | $53,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 3,355 | $53,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 110 | $52,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 467 | $52,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,180 | $52,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 490 | $51,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 140 | $50,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 285 | $50,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 1,396 | $50,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 3,404 | $50,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,812 | $50,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 331 | $49,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 170 | $49,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 475 | $48,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 799 | $48,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 785 | $48,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 220 | $46,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 3,541 | $46,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 1,364 | $45,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 505 | $45,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 1,716 | $45,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 1,704 | $45,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 205 | $44,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 423 | $43,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 780 | $43,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 735 | $43,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 390 | $43,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 3,040 | $43,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,806 | $42,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,304 | $42,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 398 | $42,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 40 | $41,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 82 | $40,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 289 | $40,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 467 | $39,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 228 | $38,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 1,074 | $38,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 234 | $38,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,000 | $38,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 2,925 | $38,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 150 | $37,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 684 | $37,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 1,500 | $37,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 391 | $36,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 820 | $36,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 1,922 | $36,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 4,340 | $36,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 751 | $35,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 328 | $35,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 2,821 | $35,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 221 | $35,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 301 | $34,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 1,261 | $34,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 663 | $34,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 287 | $33,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 140 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 227 | $33,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 765 | $33,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 194 | $32,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 150 | $32,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 389 | $32,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 350 | $32,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 460 | $31,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 600 | $31,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 550 | $30,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 500 | $30,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 200 | $29,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 305 | $29,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 436 | $28,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 84 | $28,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,000 | $28,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 72 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y691 | CMN | 650 | $28,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 138 | $27,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 500 | $27,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 145 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 915 | $27,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 879 | $26,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 238 | $26,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 955 | $26,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 962 | $26,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 965 | $26,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 222 | $26,000 | thousands by filing date | |
| ISHARES | 46435U432 | EXCHANGE TRADED | 924 | $26,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 1,208 | $26,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 950 | $26,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 971 | $26,000 | thousands by filing date | |
| MGC | 921910873 | COM | 210 | $25,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 286 | $25,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,332 | $25,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 526 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 758 | $25,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 957 | $25,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 970 | $25,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 419 | $24,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 914 | $24,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 82 | $24,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 650 | $24,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 412 | $23,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 299 | $23,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 900 | $23,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 161 | $23,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,500 | $23,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 61 | $22,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 956 | $22,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 257 | $22,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 342 | $22,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 130 | $22,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 273 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 237 | $22,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,750 | $22,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 48 | $22,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 376 | $21,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 167 | $21,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 850 | $21,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 713 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 127 | $21,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 389 | $21,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 198 | $20,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 262 | $20,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 211 | $20,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,635 | $20,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 400 | $20,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,276 | $20,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 123 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 336 | $20,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,000 | $20,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 100 | $20,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 1,065 | $20,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 60 | $19,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 517 | $19,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 150 | $19,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 627 | $19,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 200 | $19,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 106 | $19,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 555 | $19,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 25 | $18,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 125 | $18,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 159 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 295 | $18,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 120 | $18,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 669 | $18,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,266 | $18,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 280 | $18,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 114 | $17,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 44 | $17,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 119 | $17,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 900 | $17,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 572 | $17,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 446 | $17,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,174 | $17,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 750 | $17,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 200 | $16,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 194 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 389 | $16,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 200 | $16,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 210 | $16,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,100 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 1,108 | $16,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 327 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 200 | $16,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 76 | $15,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 236 | $15,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 937 | $15,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 178 | $15,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 248 | $14,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 127 | $14,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 124 | $14,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 300 | $14,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,300 | $14,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 83 | $14,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 94 | $14,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 1,369 | $14,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 69 | $14,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 35 | $14,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 120 | $14,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 645 | $14,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 113 | $13,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 57 | $13,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 490 | $13,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,073 | $13,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 45 | $13,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 323 | $13,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 600 | $13,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 99 | $12,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 262 | $12,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 260 | $12,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 307 | $12,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 149 | $12,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 284 | $12,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 164 | $12,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 1,332 | $12,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 100 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 160 | $12,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 295 | $11,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 140 | $11,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 35 | $11,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 445 | $11,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 101 | $11,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,144 | $11,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 159 | $10,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 1,000 | $10,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 166 | $10,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 156 | $10,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 101 | $10,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 162 | $10,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,066 | $10,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 44 | $10,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 177 | $10,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 275 | $10,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 18 | $10,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 199 | $9,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 109 | $9,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 116 | $9,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 26 | $9,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 108 | $9,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 61 | $9,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 139 | $9,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 343 | $9,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 327 | $9,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 905 | $9,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 30 | $8,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 83 | $8,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 73 | $8,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 90 | $8,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 50 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 321 | $8,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 100 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 82 | $8,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 35 | $8,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 81 | $8,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 272 | $8,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 77 | $7,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 80 | $7,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 27 | $7,000 | thousands by filing date | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 61 | $7,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 128 | $7,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 30 | $7,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 142 | $7,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 600 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001821984-20-000002 | this filing | 2020-11-03 | acceptance time not in the bulk data set |