13F-HR filed by Strategic Wealth Investment Group, LLC
Strategic Wealth Investment Group, LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-04-20, with 135 holding rows worth $539,167,985.
- Accession
- 0001802365-23-000002
- Filer
- CIK 1802365
- Filed
- 2023-04-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 135 entries on the cover page, a total value of $539,167,985 stated on the cover page (in dollars after the unit check, H1), rows summing to $539,167,985 with VALUE read as dollars as filed, 13F file number 028-19838. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 29,982 | $34,499,889 | dollars as filed | |
| CITIGROUP INC NOTE QTRLY VAR | 17290AHT0 | NOTE QTRLY VAR | 3,612 | $33,096,537 | dollars as filed | |
| SPY | 78462F103 | SHS | 48,180 | $29,585,969 | dollars as filed | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 44,378 | $24,353,218 | dollars as filed | |
| Apple Inc | 037833100 | COM | 1,272 | $24,224,959 | dollars as filed | |
| VTI | 922908769 | COM | 162,059 | $19,676,405 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 931 | $18,701,274 | dollars as filed | principal |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 148,767 | $16,787,443 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 11,149 | $15,898,035 | dollars as filed | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 9,718 | $14,762,117 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 39,334 | $14,151,455 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 38,823 | $12,913,229 | dollars as filed | |
| ROYAL BANK OF CANADA NOTE INDEX LNKD | 78016H2X7 | NOTE INDEX LNKD | 31,693 | $12,384,202 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 9,472 | $12,223,159 | dollars as filed | principal |
| Coca-Cola Company | 191216100 | COM | 4,259 | $10,971,694 | dollars as filed | |
| GS FINANCE CORP NOTE INDEX LNKD | 40057NS57 | NOTE INDEX LNKD | 5,711 | $10,062,011 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 21,082 | $9,704,309 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 33,152 | $8,781,530 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 12,583 | $8,780,380 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 13,915 | $8,545,618 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 21,320 | $7,745,015 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 311,975 | $7,730,190 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 28,908 | $7,163,899 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 225,000 | $6,771,433 | dollars as filed | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 35,430 | $6,497,805 | dollars as filed | |
| American Express Company | 025816109 | COM | 1,083 | $6,488,094 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 14,233 | $6,266,823 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 4,549 | $6,251,918 | dollars as filed | |
| Boeing Company | 097023105 | COM | 2,870 | $6,140,878 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,575 | $5,572,981 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 131,983 | $5,331,367 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 72,268 | $4,977,663 | dollars as filed | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 95,862 | $4,951,378 | dollars as filed | |
| GOLDMAN SACHS GROUP INC NOTE QTRLY VAR | 38150APK5 | NOTE QTRLY VAR | 5,681 | $4,784,636 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 8,734 | $4,529,884 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 924 | $4,162,789 | dollars as filed | |
| Waste Management, Inc. | 94106L109 | COM | 320,379 | $4,045,821 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 181,056 | $3,939,385 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 77,202 | $3,919,325 | dollars as filed | |
| Vanguard Real Estate | 922908553 | SHS | 146,907 | $3,867,557 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 1,486 | $3,681,152 | dollars as filed | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NVIDIA Corp | 67066G104 | COM | 26,864 | $3,509,356 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 4,785 | $3,467,711 | dollars as filed | principal |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 48,317 | $3,437,915 | dollars as filed | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 788,640 | $3,402,193 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 12,634 | $3,161,439 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 7,138 | $3,114,816 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 1,960 | $3,010,702 | dollars as filed | principal |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 410 | $2,890,719 | dollars as filed | principal |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,369 | $2,857,010 | dollars as filed | |
| CANADIAN IMPERIAL BANK OF COMM NOTE QTRLY VAR | 13607XFG7 | NOTE QTRLY VAR | 3,546 | $2,750,064 | dollars as filed | |
| Adobe Inc | 00724F101 | COM | 547 | $2,189,287 | dollars as filed | principal |
| BARCLAYS BANK PLC NOTE CONV QTRLY VAR | 06749NSH6 | NOTE CONV QTRLY VAR | 2,490 | $2,167,723 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 20,396 | $2,157,472 | dollars as filed | |
| CANADIAN IMPERIAL BANK OF COMM NOTE QTRLY VAR | 13607XGF8 | NOTE QTRLY VAR | 3,506 | $1,960,000 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 46,575 | $1,884,597 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 23,761 | $1,832,426 | dollars as filed | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 10,000 | $1,747,115 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,763 | $1,444,777 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,639 | $1,404,595 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 5,931 | $1,353,312 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 1,720 | $1,334,450 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 19,000 | $1,247,534 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 5,298 | $1,217,876 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 8,683 | $1,178,739 | dollars as filed | |
| VGT | 92204A702 | SHS | 107,869 | $1,164,139 | dollars as filed | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 232,737 | $1,098,241 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 27,817 | $1,080,854 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 17,021 | $1,065,870 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 24,729 | $1,064,856 | dollars as filed | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 35,815 | $1,007,795 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 3,552 | $972,999 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,614 | $971,370 | dollars as filed | |
| ROYAL BANK OF CANADA NOTE INDEX LNKD | 78016HUY4 | NOTE INDEX LNKD | 31,530 | $935,562 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 8,836 | $865,534 | dollars as filed | |
| VANECK ETF TRUST | 92189H805 | RARE EAR STR ETF | 96,406 | $792,778 | dollars as filed | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 1,189 | $685,565 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 4,514 | $669,146 | dollars as filed | |
| BALL CORP | 058498106 | COM | 2,168 | $631,781 | dollars as filed | principal |
| Tesla Motors, Inc | 88160R101 | COM | 65,579 | $627,567 | dollars as filed | |
| HP INC COM | 40434L105 | Stock | 6,144 | $625,742 | dollars as filed | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 14,013 | $593,278 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 360 | $575,597 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 83,912 | $556,730 | dollars as filed | |
| BARCLAYS BANK PLC NOTE CONV QTRLY VAR | 06749NE99 | NOTE CONV QTRLY VAR | 2,243 | $546,070 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 194,342 | $534,531 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 9,033 | $445,388 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 101,296 | $439,822 | dollars as filed | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 43,956 | $438,974 | dollars as filed | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 123,638 | $437,697 | dollars as filed | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 45,788 | $425,461 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 11,464 | $418,128 | dollars as filed | |
| CITIGRP GLOBAL MKTS HLDGS INC NOTE INDEX LNKD | 17331CWS2 | NOTE INDEX LNKD | 3,674 | $407,048 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3,020 | $393,367 | dollars as filed | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 509,226 | $364,969 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 21,022 | $355,642 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 4,780 | $344,687 | dollars as filed | |
| Vanguard Value ETF | 922908744 | SHS | 176,877 | $343,919 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 12,027 | $338,491 | dollars as filed | principal |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 5,931 | $335,836 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 286,769 | $330,750 | dollars as filed | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 79,641 | $317,962 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 10,959 | $313,778 | dollars as filed | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 10,368 | $304,602 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 30,034 | $302,678 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 200 | $302,305 | dollars as filed | principal |
| IJH | 464287507 | COM | 9,903 | $297,317 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 86,026 | $291,222 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 38,087 | $282,778 | dollars as filed | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 616 | $264,783 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 156,400 | $258,847 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 5,304 | $254,302 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 10,000 | $246,530 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 3,573 | $242,387 | dollars as filed | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 40,131 | $241,068 | dollars as filed | |
| XCELENERGY INC | 98389B100 | COM | 3,219,705 | $239,547 | dollars as filed | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 2,750 | $238,029 | dollars as filed | principal |
| Danaher Corporation | 235851102 | COM | 4,586 | $232,885 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 3,025 | $230,954 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 378,122 | $229,663 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 2,985 | $225,835 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 77,238 | $217,956 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 106,609 | $207,343 | dollars as filed | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 33,996 | $206,385 | dollars as filed | principal |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 43,452 | $201,410 | dollars as filed | |
| BEAL BK USA LAS VEGAS NEV CD | 07371DNH6 | CD | 2,525 | $199,667 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 1,914 | $110,900 | dollars as filed | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 600 | $57,035 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 18,553 | $47,295 | dollars as filed | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 5,003 | $46,490 | dollars as filed | |
| ATHERSYS INC NEW COM NEW | 04744L205 | COM | 1,965 | $17,236 | dollars as filed | |
| TALON METALS CORP | G86659102 | SHS CAD | 57,004 | $5,130 | dollars as filed | |
| BLUE BIOFUELS INC COM | 09530q102 | COM | 2,755 | $1,657 | dollars as filed | |
| NOVA MENTIS LIFE SCIENCE CORP COM | 66980V106 | COM | 24,795 | $413 | dollars as filed | |
| PHI Group Inc | 69338D208 | COM | 28,176 | $158 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001802365-23-000002 | this filing | 2023-04-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001802365-23-000003 | base | 2023-04-24 | acceptance time not in the bulk data set |