13F-HR/A filed by Aurora Private Wealth, Inc.
Aurora Private Wealth, Inc. filed this 13F-HR/A for the quarter ended 2019-12-31, filed 2020-02-07, with 202 holding rows worth $282,551,000.
- Accession
- 0001802132-20-000002
- Filer
- CIK 1802132
- Filed
- 2020-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, amendment of type restatement, 202 entries on the cover page, a total value of $282,551,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $282,551,000 with VALUE read as thousands by filing date, 13F file number 028-19753. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 85,567 | $27,697,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 1,530,143 | $25,370,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 183,138 | $20,117,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 670,532 | $19,881,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 238,529 | $13,816,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 336,998 | $8,445,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 22,842 | $6,708,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 152,928 | $6,035,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 73,902 | $5,682,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 89,159 | $5,363,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 20,623 | $4,671,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 94,683 | $4,650,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 123,848 | $3,806,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,968 | $3,637,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 65,764 | $3,320,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 47,638 | $3,074,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 15,674 | $2,855,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 67,990 | $2,657,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 12,272 | $2,609,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 20,307 | $2,536,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 19,029 | $2,281,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 6,725 | $2,191,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 82,012 | $2,162,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 40,461 | $1,940,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 42,836 | $1,847,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 11,660 | $1,839,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 50,481 | $1,778,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 133,074 | $1,763,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 7,196 | $1,740,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 24,671 | $1,722,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 14,665 | $1,648,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,301 | $1,594,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 23,907 | $1,535,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 18,999 | $1,521,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 17,782 | $1,517,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,177 | $1,485,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,212 | $1,480,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 27,847 | $1,363,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 14,703 | $1,337,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,717 | $1,261,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 65,537 | $1,245,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 31,304 | $1,226,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 9,580 | $1,193,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 118,626 | $1,177,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 17,655 | $1,112,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 8,193 | $1,084,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 18,006 | $1,082,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 4,812 | $1,066,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,338 | $1,055,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 17,116 | $1,051,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 6,639 | $980,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 13,129 | $975,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 13,873 | $955,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G104 | OIL GAS BL 3X SH | 26,097 | $954,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 42,850 | $931,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 47,398 | $920,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 15,504 | $916,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,031 | $897,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 57,838 | $868,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 11,199 | $860,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 14,002 | $838,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 8,843 | $837,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,971 | $832,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 3,023 | $831,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 6,099 | $793,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 12,075 | $792,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 78,808 | $783,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,956 | $768,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 80,950 | $755,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 10,369 | $729,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 17,099 | $720,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 11,344 | $714,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 15,575 | $686,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,255 | $673,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 499 | $667,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 36,739 | $661,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 8,106 | $648,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 7,578 | $635,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 8,826 | $613,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,939 | $597,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,052 | $591,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,133 | $589,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 22,652 | $588,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 8,998 | $587,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 13,650 | $574,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 18,508 | $570,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,336 | $569,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 88,250 | $568,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 12,509 | $563,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 33,127 | $552,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,029 | $540,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,896 | $540,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,181 | $535,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 9,168 | $523,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 30,546 | $522,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 10,004 | $510,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 2,568 | $509,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 21,031 | $496,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 38,454 | $493,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,519 | $491,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,057 | $489,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 7,462 | $487,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,654 | $486,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 3,865 | $482,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,700 | $478,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 10,255 | $471,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,752 | $456,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 3,609 | $453,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 9,661 | $445,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 23,387 | $436,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 2,043 | $435,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 7,298 | $430,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 5,648 | $427,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,014 | $424,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 40,933 | $419,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 8,198 | $418,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 3,655 | $417,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 13,763 | $411,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 3,572 | $407,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 3,211 | $391,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,754 | $385,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 6,884 | $378,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 3,539 | $374,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 6,390 | $373,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 989 | $371,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 8,273 | $368,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,652 | $362,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 29,273 | $362,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,085 | $360,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 38,728 | $360,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 5,482 | $351,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 6,153 | $347,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 255 | $342,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 12,557 | $338,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 24,461 | $337,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 9,750 | $329,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,170 | $325,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,628 | $323,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,332 | $321,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 15,455 | $301,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 5,388 | $295,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,241 | $293,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,879 | $291,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 21,838 | $290,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 46,997 | $288,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,493 | $286,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,398 | $283,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 3,038 | $279,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 6,127 | $279,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 2,971 | $276,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 6,204 | $276,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,927 | $275,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 7,146 | $272,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,135 | $269,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,893 | $269,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 16,526 | $266,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 7,880 | $265,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,283 | $264,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,642 | $264,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 973 | $264,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,536 | $258,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,059 | $248,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 3,757 | $247,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 6,805 | $245,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 6,650 | $245,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 2,047 | $243,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 31,140 | $242,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 21,915 | $241,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,362 | $240,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,280 | $238,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,519 | $238,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,666 | $234,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 7,007 | $233,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 5,430 | $233,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,233 | $227,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 2,960 | $227,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 189 | $225,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 11,176 | $224,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 14,892 | $217,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,013 | $215,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 39,247 | $214,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 901 | $212,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 9,645 | $212,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 696 | $210,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 3,741 | $207,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,115 | $206,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 3,788 | $204,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 51,534 | $197,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 30,395 | $178,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 22,381 | $160,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 11,010 | $160,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 32,762 | $148,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 11,654 | $147,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 10,358 | $131,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 10,512 | $129,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 14,749 | $125,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 11,455 | $122,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,828 | $121,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 12,065 | $111,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 16,000 | $97,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 16,311 | $94,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,502 | $71,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001802132-20-000001 | superseded | 2020-02-05 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001802132-20-000002 | this filing | 2020-02-07 | acceptance time not in the bulk data set |