13F-HR filed by Aurora Private Wealth, Inc.
Aurora Private Wealth, Inc. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-05, with 61 holding rows worth $120,358,000.
- Accession
- 0001802132-20-000001
- Filer
- CIK 1802132
- Filed
- 2020-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 61 entries on the cover page, a total value of $120,358,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $120,358,000 with VALUE read as thousands by filing date, 13F file number 028-19753. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 78,348 | $25,377,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 15,350,143 | $25,377,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 670,492 | $19,880,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 175,950 | $19,329,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 20,623 | $2,622,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 22,841 | $1,755,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 20,307 | $1,571,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 50,481 | $1,152,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 15,674 | $1,074,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 238,529 | $1,031,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 14,665 | $943,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 47,398 | $920,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 13,873 | $866,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 9,580 | $813,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 19,029 | $803,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 94,683 | $780,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,956 | $762,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 24,671 | $733,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,212 | $718,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,717 | $706,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 18,999 | $656,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 17,099 | $634,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,338 | $605,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 73,902 | $582,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 14,703 | $575,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,968 | $573,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 5,017 | $551,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,336 | $500,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 8,193 | $477,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 336,998 | $430,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 14,002 | $419,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,939 | $410,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 38,454 | $395,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 2,043 | $383,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,700 | $354,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,177 | $337,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,519 | $323,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 8,106 | $320,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 8,198 | $309,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 31,304 | $305,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,014 | $296,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 10,369 | $281,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 65,537 | $275,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 7,301 | $273,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,971 | $265,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 15,504 | $262,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 9,750 | $256,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 12,075 | $228,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 155,436 | $214,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 123,848 | $211,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 989 | $204,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 499 | $201,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 23,387 | $187,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 24,461 | $179,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 32,762 | $129,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 29,273 | $124,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 51,534 | $121,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 22,381 | $79,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 46,997 | $79,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 16,000 | $73,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,502 | $71,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001802132-20-000001 | this filing | 2020-02-05 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001802132-20-000002 | base | 2020-02-07 | acceptance time not in the bulk data set |