13F-HR filed by VERUS CAPITAL PARTNERS, LLC
VERUS CAPITAL PARTNERS, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-27, with 1,609 holding rows worth $305,710,000.
- Accession
- 0001796874-20-000003
- Filer
- CIK 1796874
- Filed
- 2020-02-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 1,614 entries on the cover page, a total value of $305,710,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $305,710,000 with VALUE read as thousands by filing date, 13F file number 028-20189. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1,500 | $15,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 600 | $15,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 600 | $15,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 2,000 | $15,000 | thousands by filing date | |
| ARROW INVTS TR | 042765719 | RESV CAP ETF | 150 | $15,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 863 | $15,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 5,000 | $15,000 | thousands by filing date | |
| POTASH CORPORATION OF SASKATCHEWAN INC. | 73755LAL1 | Yankee Bond (denominated & pays in US$) | 15 | $15,000 | thousands by filing date | principal |
| Exelon Generation C | 30161MAH6 | Convertible/ | 15 | $15,000 | thousands by filing date | principal |
| AGRIUM INC | 008916AK4 | DEBENTURE - UNSECURED M/W CLBL | 15 | $15,000 | thousands by filing date | principal |
| REYNOLDS AMERICAN INC NOTE M/W CLBL | 761713AX4 | NOTE M/W CLBL | 15 | $15,000 | thousands by filing date | principal |
| TENNESSEE VALLEY AUTHORITY STRIP | 88059EMZ4 | STRIP | 15 | $15,000 | thousands by filing date | principal |
| GENERAL ELECTRIC CO NOTE | 36966TAL6 | NOTE | 15 | $15,000 | thousands by filing date | principal |
| HCA Healthcare Inc | 40412C101 | COM | 97 | $14,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 200 | $14,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 300 | $14,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 200 | $14,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 222 | $14,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 126 | $14,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 840 | $14,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 553 | $14,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 150 | $14,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 229 | $14,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 396 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 541 | $14,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 500 | $14,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A784 | APTUS DRAWDOWN | 469 | $14,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 250 | $14,000 | thousands by filing date | |
| VIACOM INC SR DEB 7.875 percent 07/30/30 B/E DTD 08/01/00 | 925524AH3 | COUPON BEARING BOND | 10 | $14,000 | thousands by filing date | principal |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 700 | $14,000 | thousands by filing date | |
| LOS ANGELES CALIF DEPT WTR & P PWR SYS REV BDS CLBL | 544495H72 | PWR SYS REV BDS CLBL | 12 | $14,000 | thousands by filing date | principal |
| CALIFORNIA EDL FACS AUTH REV REV BDS | 130178TQ9 | REV BDS | 12 | $14,000 | thousands by filing date | principal |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 203 | $13,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 206 | $13,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 790 | $13,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 479 | $13,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 391 | $13,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 190 | $13,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 517 | $13,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A879 | VAR RATE INVT | 536 | $13,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 200 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 100 | $13,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 925 | $13,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,000 | $13,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 350 | $13,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 257 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 235 | $13,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 600 | $13,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 507 | $13,000 | thousands by filing date | |
| FED NATIONAL MTG ASSN CMO 2003-116 KL | 31393T5D4 | CMO 2003-116 KL | 12 | $13,000 | thousands by filing date | principal |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 100 | $12,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 200 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 63 | $12,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 211 | $12,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 237 | $12,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 400 | $12,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 300 | $12,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 270 | $12,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 800 | $12,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 300 | $12,000 | thousands by filing date | |
| ISABELLA BANK CORP | 464214105 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 511 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 400 | $12,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 300 | $12,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 1,000 | $12,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 100 | $12,000 | thousands by filing date | |
| BELLSOUTH TELECOMMU 7XXX MATURED | 079867AM9 | CORPORATE BONDS | 10 | $12,000 | thousands by filing date | principal |
| Dell Inc. | 247025AE9 | COM | 10 | $12,000 | thousands by filing date | principal |
| GLOBE LIFE INC | 891027AF1 | COM | 10 | $12,000 | thousands by filing date | principal |
| LOUISIANA STATE GO BDS | 5464152W9 | GO BDS | 10 | $12,000 | thousands by filing date | principal |
| SHERIDAN COLO GO BDS CLBL | 823653AZ3 | GO BDS CLBL | 10 | $12,000 | thousands by filing date | principal |
| TIME WARNER COMPANIES INC | 887315AM1 | DEBENTURE - UNSECURED | 10 | $12,000 | thousands by filing date | principal |
| UNITED STATES TREASURY NOTES NOTE | 912828X96 | NOTE | 12 | $12,000 | thousands by filing date | principal |
| CALIFORNIA MUN FIN AUTH REV BDS CLBL | 13048TN90 | REV BDS CLBL | 10 | $12,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC NOTE MTHLY | 38141ES91 | NOTE MTHLY | 10 | $12,000 | thousands by filing date | principal |
| LOS ANGELES CALIF DEPT WTR & P PWR SYS REV BDS CLBL | 544495G81 | PWR SYS REV BDS CLBL | 10 | $12,000 | thousands by filing date | principal |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 63 | $11,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 168 | $11,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 69 | $11,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 187 | $11,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 159 | $11,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 300 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 100 | $11,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 599 | $11,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 152 | $11,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 55 | $11,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 202 | $11,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 200 | $11,000 | thousands by filing date | |
| HEALTHPEAK PROPERTIES INC COM | 42250P103 | REIT | 309 | $11,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 211 | $11,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,000 | $11,000 | thousands by filing date | |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 104 | $11,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 400 | $11,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 500 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 212 | $11,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 372 | $11,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 300 | $11,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 855 | $11,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 1,500 | $11,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 800 | $11,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 100 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 434 | $11,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,840 | $11,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 125 | $11,000 | thousands by filing date | |
| BYD Co Ltd Shs H | Y1023R104 | COM | 2,300 | $11,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 497 | $11,000 | thousands by filing date | |
| INVESCO | 46138J882 | EXCHANGE TRADED | 489 | $11,000 | thousands by filing date | |
| CALIFORNIA ST 5.7 11/01/2021 | 13063BJA1 | Muni Bond | 10 | $11,000 | thousands by filing date | principal |
| UNITED STATES TREAS NTS 2 02/15/2022 | 912828SF8 | Govt Bond | 11 | $11,000 | thousands by filing date | principal |
| ASTRAZENECA PLC NT ISIN US046353AT52 4.000 percent 01/17/29 REG DTD 08/17/18 CLB | 046353AT5 | COUPON BEARING BOND | 10 | $11,000 | thousands by filing date | principal |
| CIELO SA | 171778202 | Common Stock | 5,285 | $11,000 | thousands by filing date | |
| WELLS FARGO | 94974BFN5 | Fixed Income | 10 | $11,000 | thousands by filing date | principal |
| KEYSIGHT TECHNOLOGIES INC NOTE M/W CLBL | 49338LAB9 | NOTE M/W CLBL | 10 | $11,000 | thousands by filing date | principal |
| MORGAN STANLEY | 61747YDU6 | Convertible/ | 10 | $11,000 | thousands by filing date | principal |
| BNSF, LLC | 12189LAQ4 | Convertible/ | 10 | $11,000 | thousands by filing date | principal |
| DENVER COLO CITY & CNTY SCH DI REF BDS | 249174HL0 | REF BDS | 10 | $11,000 | thousands by filing date | principal |
| GOVERNMENT NATIONAL MTG ASSN CMO 2003-110 AL | 38374EN94 | CMO 2003-110 AL | 10 | $11,000 | thousands by filing date | principal |
| LOS ANGELES CALIF UNI SCH DIST GO BDS CLBL | 5446463U4 | GO BDS CLBL | 10 | $11,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 100 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 593 | $10,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 109 | $10,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 25 | $10,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 500 | $10,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 115 | $10,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 400 | $10,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 100 | $10,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 100 | $10,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 80 | $10,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,401 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 138 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 342 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 348 | $10,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 995 | $10,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 489 | $10,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 400 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 288 | $10,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 483 | $10,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 200 | $10,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 8,500 | $10,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 470 | $10,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 483 | $10,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 250 | $10,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 800 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 565 | $10,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 1,875 | $10,000 | thousands by filing date | |
| HP INCORPORATION NOTE M/W CLBL | 428236BQ5 | NOTE M/W CLBL | 10 | $10,000 | thousands by filing date | principal |
| XEROX CORP NOTE M/W CLBL | 984121CP6 | NOTE M/W CLBL | 10 | $10,000 | thousands by filing date | principal |
| TVA | 880591EL2 | Convertible/ | 10 | $10,000 | thousands by filing date | principal |
| AT&T INC NOTE M/W CLBL | 00206RAZ5 | NOTE M/W CLBL | 10 | $10,000 | thousands by filing date | principal |
| AMERANT BANK NATIONAL ASSOCIA CD | 02357QAG2 | CD | 10 | $10,000 | thousands by filing date | principal |
| CUSTOMERS BK PHOENIXVILLE PA CD | 23204HHZ4 | CD | 10 | $10,000 | thousands by filing date | principal |
| EUGENE ORE REV AND REF BDS CLBL | 298191H59 | REV AND REF BDS CLBL | 10 | $10,000 | thousands by filing date | principal |
| HOWARD CNTY MD GO BDS CLBL | 44256PMC4 | GO BDS CLBL | 10 | $10,000 | thousands by filing date | principal |
| HOWARD CNTY MD GO BDS CLBL | 44256PMK6 | GO BDS CLBL | 10 | $10,000 | thousands by filing date | principal |
| RBS CTZNS NA PROVIDENCE RI CD | 75524KMU5 | CD | 10 | $10,000 | thousands by filing date | principal |
| VALLEY NATIONAL BANK CD | 919853FJ5 | CD | 10 | $10,000 | thousands by filing date | principal |
| FIRST SVGS BK FSB CLARKSVILLE CD | 33621LDZ3 | CD | 10 | $10,000 | thousands by filing date | principal |
| LUTHER BURBANK S&L ASSN CA CD | 550551EN1 | CD | 10 | $10,000 | thousands by filing date | principal |
| MESA ARIZ UTIL SYS REV REV BDS CLBL | 590545YT0 | REV BDS CLBL | 10 | $10,000 | thousands by filing date | principal |
| FRAMINGHAM MASS GO MUN PURP LN BDS CLBL | 3516944B7 | GO MUN PURP LN BDS CLBL | 10 | $10,000 | thousands by filing date | principal |
| CINCINNATI OHIO REV BDS CLBL | 172254PK4 | REV BDS CLBL | 10 | $10,000 | thousands by filing date | principal |
| BAR HARBOR BANKING AND TRUST C CD | 066851WY8 | CD | 10 | $10,000 | thousands by filing date | principal |
| EAST WEST BK PASADENA CALIF CD | 27579TTT7 | CD | 10 | $10,000 | thousands by filing date | principal |
| EASTON MD RETIREMENT CMNTY REV REV BDS CLBL VAR | 277583AP5 | REV BDS CLBL VAR | 10 | $10,000 | thousands by filing date | principal |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 155 | $9,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 37 | $9,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 68 | $9,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 200 | $9,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 308 | $9,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 782 | $9,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 75 | $9,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 92 | $9,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 517 | $9,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 100 | $9,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 98 | $9,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 2,000 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 200 | $9,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 500 | $9,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 300 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 87 | $9,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 500 | $9,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 591 | $9,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,150 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 343 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 178 | $9,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 400 | $9,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 550 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 130 | $9,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 300 | $9,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 217 | $9,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 60 | $9,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1 | $9,000 | thousands by filing date | principal |
| FED NATIONAL MTG ASSN CMO 2003-44 AH | 31393CTV5 | CMO 2003-44 AH | 10 | $9,000 | thousands by filing date | principal |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 184 | $8,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 100 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 170 | $8,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 215 | $8,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 100 | $8,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 63 | $8,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 3,000 | $8,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 79 | $8,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 100 | $8,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 2,000 | $8,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G822 | VIRTUS INFRCAP | 290 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 100 | $8,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 444 | $8,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 100 | $8,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 350 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 150 | $8,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 385 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 300 | $8,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 2,065 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R738 | CMN | 328 | $8,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 6,000 | $8,000 | thousands by filing date | |
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| FALCON MINERALS CORP | 30607B109 | CL A COM | 1,150 | $8,000 | thousands by filing date | |
| nan | 60743E204 | nan | 8,017 | $8,000 | thousands by filing date | |
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| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 80 | $7,000 | thousands by filing date | |
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| ISHARES TR | 464288257 | MSCI ACWI ETF | 80 | $6,000 | thousands by filing date | |
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| Analog Devices,Inc. | 032654105 | COM | 34 | $4,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 26 | $4,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 323 | $4,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 50 | $4,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 100 | $4,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 26 | $4,000 | thousands by filing date | |
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| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 5 | $4,000 | thousands by filing date | |
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| HP INC COM | 40434L105 | Stock | 200 | $4,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 80 | $4,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 200 | $4,000 | thousands by filing date | |
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| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 52 | $3,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 59 | $3,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 500 | $3,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 52 | $3,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 67 | $3,000 | thousands by filing date | |
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| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 360 | $3,000 | thousands by filing date | |
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| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 600 | $3,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 20 | $3,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 170 | $3,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 1,436 | $3,000 | thousands by filing date | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 100 | $3,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 156 | $3,000 | thousands by filing date | |
| C21 Investments | 12675Q101 | COM | 5,000 | $3,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 50 | $2,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 161 | $2,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 533 | $2,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 15 | $2,000 | thousands by filing date | |
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| PAN AMERN SILVER CORP | 697900108 | COM | 105 | $2,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 16 | $2,000 | thousands by filing date | |
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| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 44 | $2,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 31 | $2,000 | thousands by filing date | |
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| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 40 | $2,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 60 | $2,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 55 | $2,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 345 | $2,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 273 | $2,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 161 | $2,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 150 | $2,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 79 | $2,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 455 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 41 | $2,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 65 | $2,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 210 | $2,000 | thousands by filing date | |
| FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 307305102 | Equity | 125 | $2,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 100 | $2,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 41 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y782 | EMGRING MKTS | 90 | $2,000 | thousands by filing date | |
| Bladex, Inc. Class E | P16994132 | COM | 80 | $2,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 361 | $2,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 172 | $2,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 29 | $2,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 75 | $2,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 250 | $2,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 2 | $2,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 1 | $2,000 | thousands by filing date | principal |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 301 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 87 | $2,000 | thousands by filing date | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 66 | $2,000 | thousands by filing date | |
| US BANCORP DEL DEP $1.625 PFD Ser F | 902973833 | PREFERRED | 67 | $2,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 416 | $2,000 | thousands by filing date | |
| KHIRON LIFE SCIENCES ORD | 49374L306 | COM | 2,125 | $2,000 | thousands by filing date | |
| GREENBOX POS | 39366L109 | COM NEW | 15,384 | $2,000 | thousands by filing date | |
| UNITED STATES TREASURY NOTES NOTE | 912828MP2 | NOTE | 2 | $2,000 | thousands by filing date | principal |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 7 | $1,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 16 | $1,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 42 | $1,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 13 | $1,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 115 | $1,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 66 | $1,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 5 | $1,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 100 | $1,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 10 | $1,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 20 | $1,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 34 | $1,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 30 | $1,000 | thousands by filing date | |
| TRULIEVE CANNABIS CORP | 89788C104 | SUB VTG SHS *A* | 125 | $1,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 25 | $1,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 12 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 33 | $1,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 23 | $1,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 70 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 43 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 21 | $1,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 34 | $1,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 7 | $1,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 3 | $1,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 13 | $1,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 165 | $1,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 30 | $1,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 43 | $1,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 11 | $1,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 18 | $1,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 21 | $1,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 100 | $1,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 43 | $1,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 3 | $1,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 610 | $1,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 45 | $1,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 14 | $1,000 | thousands by filing date | |
| GREEN THUMB INDS INC F | 39342L108 | FGC | 105 | $1,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 20 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 49 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001796874-20-000003 | this filing | 2020-02-27 | acceptance time not in the bulk data set |