13F-HR filed by VERUS CAPITAL PARTNERS, LLC
VERUS CAPITAL PARTNERS, LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-27, with 1,609 holding rows worth $305,710,000.
- Accession
- 0001796874-20-000003
- Filer
- CIK 1796874
- Filed
- 2020-02-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 1,614 entries on the cover page, a total value of $305,710,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $305,710,000 with VALUE read as thousands by filing date, 13F file number 028-20189. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Prudential Financial Inc 5.625 | 744320805 | PFD | 2,550 | $70,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 715 | $68,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 810 | $68,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,055 | $68,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 472 | $67,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 517 | $67,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,218 | $67,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 570 | $66,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 1,773 | $66,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 917 | $66,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 600 | $65,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 1,295 | $65,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 275 | $65,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 1,600 | $65,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 4,887 | $65,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 1,000 | $64,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 2,949 | $64,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 2,508 | $64,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 1,231 | $63,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 3,125 | $63,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 1,945 | $63,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 42 | $63,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 605 | $63,000 | thousands by filing date | |
| GE CAP RETAIL BK DRAPER UTAH CD | 36157PUL1 | CD | 60 | $63,000 | thousands by filing date | principal |
| PHILLIPS 66 COM | 718546104 | Stock | 560 | $62,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 636 | $62,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 4,250 | $62,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,217 | $62,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 3,900 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 2,226 | $62,000 | thousands by filing date | |
| WELLS FARGO BANK NATIONAL ASSN CD MTHLY | 949763WE2 | CD MTHLY | 60 | $62,000 | thousands by filing date | principal |
| IRON MTN INC DEL COM | 46284V101 | REIT | 1,900 | $61,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 465 | $61,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 4,475 | $61,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,553 | $61,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 9,886 | $61,000 | thousands by filing date | |
| UNITED STATES TREAS NTS 2.375 04/30/2020 | 9128284J6 | Govt Bond | 61 | $61,000 | thousands by filing date | principal |
| FIRSTENERGY CORP | 337932107 | COM | 1,240 | $60,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 2,792 | $60,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 1,850 | $60,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 2,500 | $60,000 | thousands by filing date | |
| SHIMANO INC-UNSPON ADR | 82455C101 | COM | 3,710 | $60,000 | thousands by filing date | |
| MARYLAND ST HEALTH & HIGHER EDL FACILITIES AUTH REV, REV BDS, | 5742162Z9 | Revenue Supported Bonds - non-taxable | 45 | $60,000 | thousands by filing date | principal |
| MARYLAND ST HEALTH & HIGHER ED REV BDS CLBL | 574218RD7 | REV BDS CLBL | 55 | $60,000 | thousands by filing date | principal |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 394 | $59,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,455 | $59,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,104 | $59,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,100 | $59,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 8,252 | $59,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 500 | $59,000 | thousands by filing date | |
| ILLINOIS ST GO BDS M/W | 452152FA4 | GO BDS M/W | 50 | $59,000 | thousands by filing date | principal |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 2,003 | $58,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 715 | $58,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 3,128 | $58,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,600 | $58,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 2,719 | $58,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 515 | $57,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 385 | $57,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 626 | $57,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 1,400 | $57,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R761 | CMN | 2,290 | $57,000 | thousands by filing date | |
| GEORGIA-PACIFIC LLC DEBENTURE - UNSECURED M/W CLBL | 373298BP2 | DEBENTURE - UNSECURED M/W CLBL | 43 | $57,000 | thousands by filing date | principal |
| US TREAUSRY | 912828x21 | FIXED | 57 | $57,000 | thousands by filing date | principal |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 400 | $56,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 371 | $56,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 6,115 | $56,000 | thousands by filing date | |
| VERIZON COMMUNIC | 92343VBY9 | Convertible/ | 52 | $56,000 | thousands by filing date | principal |
| HOME DEPOT INC NOTE M/W CLBL | 437076AZ5 | NOTE M/W CLBL | 55 | $56,000 | thousands by filing date | principal |
| iShares Global REIT ETF | 46434V647 | SHS | 1,977 | $55,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,331 | $55,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 1,980 | $55,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,194 | $55,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 11,900 | $55,000 | thousands by filing date | |
| Wachovia Capital Trust III | 92978AAA0 | CALL | 55 | $55,000 | thousands by filing date | principal |
| GS FINANCE CORP NOTE INDEX LNKD | 40056FNA9 | NOTE INDEX LNKD | 50 | $55,000 | thousands by filing date | principal |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 392 | $54,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 550 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 1,031 | $54,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 921 | $53,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 830 | $53,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 885 | $53,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 1,172 | $53,000 | thousands by filing date | |
| MICROSOFT CORP NOTE M/W CLBL | 594918AW4 | NOTE M/W CLBL | 50 | $53,000 | thousands by filing date | principal |
| GS FINANCE CORP NOTE INDEX LNKD | 40056FNB7 | NOTE INDEX LNKD | 50 | $53,000 | thousands by filing date | principal |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 965 | $52,000 | thousands by filing date | |
| EVERGY INC COM | 30034W106 | Stock | 800 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 564 | $52,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,014 | $52,000 | thousands by filing date | |
| BROADCOM CORP/BROADCOM CAYMAN 3.875 01/15/2027 | 11134LAH2 | Corp Bond | 50 | $52,000 | thousands by filing date | principal |
| JPMORGAN CHASE & CO | 46625HJE1 | Convertible/ | 50 | $52,000 | thousands by filing date | principal |
| SYNCHRONY BANK CD | 36160KYG4 | CD | 50 | $52,000 | thousands by filing date | principal |
| STATE BANK OF INDIA NEW YORK CD | 856284R48 | CD | 50 | $52,000 | thousands by filing date | principal |
| GS FINANCE CORP NOTE INDEX LNKD | 40056FNN1 | NOTE INDEX LNKD | 50 | $52,000 | thousands by filing date | principal |
| Automatic Data Processing,Inc. | 053015103 | COM | 300 | $51,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 6,784 | $51,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,415 | $51,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,120 | $51,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 1,022 | $51,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 305 | $51,000 | thousands by filing date | |
| GOLDMAN SACHS BK USA NEW YORK CD | 38143AJP1 | CD | 50 | $51,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP NOTE M/W CLBL | 913017BV0 | NOTE M/W CLBL | 50 | $51,000 | thousands by filing date | principal |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 499 | $50,000 | thousands by filing date | |
| HSBC BANK USA NA | 40434AA66 | CD M/W MTHLY CLBL STEP 2.38%-3 | 50 | $50,000 | thousands by filing date | principal |
| PINNACLE BK NASHVILLE TENN CD | 72345SJK8 | CD | 50 | $50,000 | thousands by filing date | principal |
| UNITED STATES TREASURY NOTES NOTE | 912828W22 | NOTE | 50 | $50,000 | thousands by filing date | principal |
| CONAGRA FOODS INC | 205887102 | COM | 1,425 | $49,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 280 | $49,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 800 | $49,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 916 | $49,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 135 | $49,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 532 | $49,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 3,800 | $49,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 320 | $49,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 1,000 | $49,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 1,974 | $48,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 400 | $48,000 | thousands by filing date | |
| JP MORGAN CHASE FINL CO LLC NOTE INDEX LNKD | 48130WWV9 | NOTE INDEX LNKD | 40 | $48,000 | thousands by filing date | principal |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 642 | $47,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 792 | $47,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 2,458 | $47,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 826 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R753 | SMID CAP STR ETF | 2,005 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 1,900 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1,374 | $46,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 3,050 | $46,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 406 | $46,000 | thousands by filing date | |
| JP MORGAN CHASE BANK NATIONAL CD M/W QTRLY CLBL | 48128LCH0 | CD M/W QTRLY CLBL | 46 | $46,000 | thousands by filing date | principal |
| VANGUARD MALVERN FDS | 922020805 | SHS | 921 | $45,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 946 | $45,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 352 | $45,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 491 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 1,400 | $45,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 4,564 | $45,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 3,935 | $45,000 | thousands by filing date | |
| AON CORP | 037389ak9 | FIXED | 35 | $45,000 | thousands by filing date | principal |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 334 | $44,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 767 | $44,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 2,671 | $44,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,784 | $44,000 | thousands by filing date | |
| AT&T INC 3.4 05/15/2025 | 00206RCN0 | Corp Bond | 42 | $44,000 | thousands by filing date | principal |
| VEREIT INCORPORATION PFD SER F | 92339V209 | Preferred Stock | 1,708 | $44,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 904 | $43,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 1,475 | $43,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 981 | $43,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 220 | $43,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 400 | $43,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 828 | $43,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 229 | $43,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 700 | $43,000 | thousands by filing date | |
| FIRST TR FD VI ETF FIRST TRUST SMID GROWTH STRENGTH | 33738R746 | ETF | 1,957 | $43,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 3,629 | $43,000 | thousands by filing date | |
| MOSAIC CO | 61945cac7 | FIXED | 40 | $43,000 | thousands by filing date | principal |
| UNITED STATES TREASURY NOTES NOTE | 9128282Z2 | NOTE | 43 | $43,000 | thousands by filing date | principal |
| CARDINAL HEALTH INC | 14149Y108 | COM | 838 | $42,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 11,102 | $42,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 490 | $42,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 5,005 | $42,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 600 | $42,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 3,250 | $42,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 2,100 | $42,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 1,805 | $42,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 750 | $42,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 1,228 | $41,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 725 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 253 | $41,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 825 | $41,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 3,090 | $41,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 800 | $40,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 795 | $40,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 345 | $40,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 450 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 646 | $40,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 1,250 | $40,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 700 | $40,000 | thousands by filing date | |
| GINNIE MAE CMO 2018-021 LD | 38380K2N4 | CMO 2018-021 LD | 155 | $40,000 | thousands by filing date | principal |
| Chubb Limited | H1467J104 | COM | 250 | $39,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 544 | $39,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 772 | $39,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 939 | $39,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 261 | $39,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 1,320 | $39,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 245 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 1,000 | $39,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 1,943 | $39,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 2,148 | $39,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,278 | $38,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 5,053 | $38,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 750 | $38,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 17,687 | $38,000 | thousands by filing date | |
| SUNDANCE ENERGY INC | 86725N102 | COM | 1,961 | $38,000 | thousands by filing date | |
| TIDAL ETF TR | 886364108 | AWARE ULTRASHR | 753 | $38,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 9,141 | $37,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 3,229 | $37,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 1,056 | $37,000 | thousands by filing date | |
| CVS HEALTH CORPORATION NOTE M/W CLBL | 126650CC2 | NOTE M/W CLBL | 35 | $37,000 | thousands by filing date | principal |
| WHIRLPOOL CORP | 96332HCE7 | NOTE M/W CLBL | 35 | $37,000 | thousands by filing date | principal |
| WP CAREY INC NOTE M/W CLBL | 92936UAC3 | NOTE M/W CLBL | 35 | $37,000 | thousands by filing date | principal |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,050 | $36,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 375 | $36,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,252 | $36,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 1,300 | $36,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 3,000 | $36,000 | thousands by filing date | |
| BELLSOUTH TELEC 6.375 28 DUE 06/01/28 | 079867AW7 | CORPORATE BONDS | 30 | $36,000 | thousands by filing date | principal |
| HYATT HOTELS | 448579ae2 | FIXED | 35 | $36,000 | thousands by filing date | principal |
| Charles Schwab Corp | 808513105 | COM | 731 | $35,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 644 | $35,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 94 | $35,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 892 | $35,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 622 | $35,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 2,056 | $35,000 | thousands by filing date | |
| UNITED STATES TREASURY NOTES NOTE | 912828XH8 | NOTE | 35 | $35,000 | thousands by filing date | principal |
| EDISON INTERNATIONAL NOTE M/W CLBL | 281020AK3 | NOTE M/W CLBL | 35 | $35,000 | thousands by filing date | principal |
| Broadcom Inc. | 11135F101 | COM | 106 | $34,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 1,560 | $34,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 200 | $34,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 662 | $34,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 162 | $34,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 1,700 | $34,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,867 | $34,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 550 | $34,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 1,544 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 1,307 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 1,069 | $34,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 2,516 | $34,000 | thousands by filing date | |
| UNITED STATES TREASURY BILLS BILL | 912796TJ8 | BILL | 34 | $34,000 | thousands by filing date | principal |
| REPUBLIC OF SINGAPORE BOND | Y7996FFH8 | BOND | 45 | $34,000 | thousands by filing date | principal |
| COMPASS BK BIRMINGHAM ALA NOTE | 20449EBT2 | NOTE | 34 | $34,000 | thousands by filing date | principal |
| NOKIA CORP | 654902204 | SPONSORED ADR | 8,895 | $33,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 200 | $33,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 850 | $33,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 750 | $33,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 750 | $33,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 799 | $33,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 4,085 | $33,000 | thousands by filing date | |
| STATE BANK OF INDIA NEW YORK CD | 8562842T0 | CD | 32 | $33,000 | thousands by filing date | principal |
| MARYLAND ST HEALTH & HIGHER ED REV BDS CLBL | 574218LH4 | REV BDS CLBL | 30 | $33,000 | thousands by filing date | principal |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 189 | $32,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 2,000 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 1,401 | $32,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 546 | $32,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 310 | $32,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 514 | $32,000 | thousands by filing date | |
| MARKRAY CORP COM | 570693101 | COM | 1,069,743 | $32,000 | thousands by filing date | |
| MOBILEYE N V AMSTELVEEN CONTRA-DO NOT SELL | 6BM992368 | CONTRA-DO NOT SELL | 500 | $32,000 | thousands by filing date | |
| UNITED STATES TREASURY NOTES NOTE | 9128282J8 | NOTE | 32 | $32,000 | thousands by filing date | principal |
| MIDDLEBYCORP | 596278101 | STOK | 280 | $31,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 223 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 359 | $31,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 363 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 401 | $31,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 3,081 | $31,000 | thousands by filing date | |
| CELANESE US HOLDINGS LLC | 15089QAJ3 | COM | 30 | $31,000 | thousands by filing date | principal |
| iShares MSCI Japan ETF | 46434G822 | SHS | 500 | $30,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 555 | $30,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 400 | $30,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 995 | $30,000 | thousands by filing date | |
| PENNSYLVANIA REAL ESTATE INV | 709102602 | RED PFD SER C | 1,600 | $30,000 | thousands by filing date | |
| CITIBANK NA CD | 17312QX53 | CD | 30 | $30,000 | thousands by filing date | principal |
| CENTIER BK WHITING IND CD M/W ANNL CLBL VAR | 15140RAA7 | CD M/W ANNL CLBL VAR | 30 | $30,000 | thousands by filing date | principal |
| MORGAN STANLEY BK N A SALT LAK CD | 61690UEU0 | CD | 30 | $30,000 | thousands by filing date | principal |
| iShares U.S. Financials ETF | 464287788 | SHS | 209 | $29,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 254 | $29,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 412 | $29,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 400 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 450 | $29,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 1,011 | $28,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 509 | $28,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 350 | $28,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 1,350 | $28,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 258 | $28,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,950 | $28,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 506 | $28,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746XPT4 | NOTE CONV INDEX LNKD | 25 | $28,000 | thousands by filing date | principal |
| BUCKEYE PARTNERS LP NOTE M/W CLBL | 118230AJ0 | NOTE M/W CLBL | 28 | $28,000 | thousands by filing date | principal |
| JACKSONVILLE FLA SPL REV AND REF BDS CLBL | 469487HH8 | SPL REV AND REF BDS CLBL | 25 | $28,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887109 | COM | 100 | $27,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 309 | $27,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 352 | $27,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 391 | $27,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 378 | $27,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 178 | $27,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 550 | $27,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 100 | $27,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 647 | $27,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 709 | $27,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 3,470 | $27,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 1,000 | $27,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 707 | $27,000 | thousands by filing date | |
| INTERCONTINENTAL EXCHANGE INC | 45866FAD6 | CORPORATE BONDS | 25 | $27,000 | thousands by filing date | principal |
| JACKSONVILLE FLA REV BDS | 469487CY6 | REV BDS | 25 | $27,000 | thousands by filing date | principal |
| M & T BANK CORP NOTE PERP M/W CLBL | 55261FAH7 | NOTE PERP M/W CLBL | 25 | $27,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC NOTE MTHLY | 38141EE39 | NOTE MTHLY | 25 | $27,000 | thousands by filing date | principal |
| PORTLAND ORE SECOND LIEN REV AND REF B CLBL | 736742UH8 | SECOND LIEN REV AND REF B CLBL | 25 | $27,000 | thousands by filing date | principal |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 685 | $26,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 1,000 | $26,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 414 | $26,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 3,300 | $26,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 650 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 918 | $26,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 500 | $26,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 750 | $26,000 | thousands by filing date | |
| AXA SA FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 054536107 | ADR | 936 | $26,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP 3.25 08/01/2023 | 666807BG6 | Corp Bond | 25 | $26,000 | thousands by filing date | principal |
| NEXTERA ENERGY 5.00% SER J | 65339K886 | PUBLIC | 1,000 | $26,000 | thousands by filing date | |
| US TREASU NT 2.375 08/24UST NOTE DUE 08/15/24 | 912828D56 | FIX | 25 | $26,000 | thousands by filing date | principal |
| APPLE INC | 037833CU2 | COM | 25 | $26,000 | thousands by filing date | principal |
| AETNA INC NOTE M/W CLBL | 00817YAQ1 | NOTE M/W CLBL | 25 | $26,000 | thousands by filing date | principal |
| AMERICAN EXPRESS | 025816BK4 | Convertible/ | 25 | $26,000 | thousands by filing date | principal |
| JP MORGAN CHASE BANK NA | 48126XV51 | CD M/W CLBL STEP 2%-6.25% | 26 | $26,000 | thousands by filing date | principal |
| PARK CREEK MET DIST COLO REV | 700387CK7 | SR LTD PPTY TAX SUPPORTED CLBL | 25 | $26,000 | thousands by filing date | principal |
| PARK CREEK MET DIST COLO REV | 700387CL5 | SR LTD PPTY TAX SUPPORTED CLBL | 25 | $26,000 | thousands by filing date | principal |
| SHERWIN-WILLIAMS CO NOTE M/W CLBL | 824348AR7 | NOTE M/W CLBL | 25 | $26,000 | thousands by filing date | principal |
| SMUCKER (JM) CO NOTE M/W CLBL | 832696AK4 | NOTE M/W CLBL | 25 | $26,000 | thousands by filing date | principal |
| AON CORPORATION | 037389AW3 | NOTE M/W CLBL | 25 | $26,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739GBP3 | NOTE M/W CLBL | 25 | $26,000 | thousands by filing date | principal |
| FEDEX CORP NOTE M/W CLBL | 31428XBC9 | NOTE M/W CLBL | 25 | $26,000 | thousands by filing date | principal |
| HARRIS CNTY TEX GO PERM IMPT REF BDS CLBL | 414005GG7 | GO PERM IMPT REF BDS CLBL | 25 | $26,000 | thousands by filing date | principal |
| PLAINS ALL AMER PIPELINE LP/PA NOTE M/W CLBL | 72650RAY8 | NOTE M/W CLBL | 25 | $26,000 | thousands by filing date | principal |
| SYSCO CORP NOTE M/W CLBL | 871829BC0 | NOTE M/W CLBL | 25 | $26,000 | thousands by filing date | principal |
| HSBC USA INC NOTE INDEX LNKD | 40435FZC4 | NOTE INDEX LNKD | 25 | $26,000 | thousands by filing date | principal |
| L3 TECHNOLOGIES INC NOTE M/W CLBL | 502413BD8 | NOTE M/W CLBL | 25 | $26,000 | thousands by filing date | principal |
| WABTEC COM | 929740108 | Stock | 327 | $25,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 380 | $25,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 342 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,000 | $25,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 626 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 555 | $25,000 | thousands by filing date | |
| US TREASUR NT 1 07/28UST NOTE DUE 07/31/28 | 9128282A7 | NOT | 25 | $25,000 | thousands by filing date | principal |
| UNITED STATES TREAS NTS 2 08/15/2025 | 912828K74 | Govt Bond | 25 | $25,000 | thousands by filing date | principal |
| UNITED STATES TREAS NTS 2.125 08/31/2020 | 912828VV9 | Govt Bond | 25 | $25,000 | thousands by filing date | principal |
| HEXO CORP | 428304109 | COM | 15,850 | $25,000 | thousands by filing date | |
| CVS HEALTH CORPORATION NOTE M/W CLBL | 126650DE7 | NOTE M/W CLBL | 25 | $25,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K273 | COM | 366 | $25,000 | thousands by filing date | |
| CHEVRON CORP 2point411percent22 DUE 03 03 22 | 166764AT7 | cb | 25 | $25,000 | thousands by filing date | principal |
| AON PLC (IE) NOTE M/W CLBL | 00185AAJ3 | NOTE M/W CLBL | 25 | $25,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD | 06740KNH6 | CD | 25 | $25,000 | thousands by filing date | principal |
| BURLINGTON NORTHERN SANTA FE L | 12189LAB7 | DEBENTURE - UNSECURED M/W CLBL | 25 | $25,000 | thousands by filing date | principal |
| CAMPBELL SOUP CO NOTE M/W CLBL | 134429AY5 | NOTE M/W CLBL | 25 | $25,000 | thousands by filing date | principal |
| ENERGY NORTHWEST WASH REV BDS | 29270CXQ3 | REV BDS | 25 | $25,000 | thousands by filing date | principal |
| SCOTTSDALE ARIZ MUN PPTY CORP EXCISE TAX REV BDS CLBL | 810489MY7 | EXCISE TAX REV BDS CLBL | 25 | $25,000 | thousands by filing date | principal |
| UNITED STATES TREASURY NOTES NOTE | 9128282F6 | NOTE | 25 | $25,000 | thousands by filing date | principal |
| HSBC USA INC NOTE INDEX LNKD | 40435F2E6 | NOTE INDEX LNKD | 25 | $25,000 | thousands by filing date | principal |
| FARGO N D GO REF AND IMPT BDS REV | 30747MU79 | GO REF AND IMPT BDS REV | 25 | $25,000 | thousands by filing date | principal |
| BMO HARRIS BK NATL ASSN CHICAG | 05573JKB9 | CD M/W CLBL STEP 2%-5.5% | 25 | $25,000 | thousands by filing date | principal |
| ISHARES TR | 464287457 | COM | 278 | $24,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 294 | $24,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,594 | $24,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 400 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 800 | $24,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 230 | $24,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 1,629 | $24,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 2,537 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 790 | $24,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 1,170 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 469 | $24,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 2,760 | $24,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAY COMPANY | 13645RAK0 | Yankee Bond (denominated & pays in US$) | 23 | $24,000 | thousands by filing date | principal |
| ABBOTT LABORATORI | 002824BE9 | Convertible/ | 23 | $24,000 | thousands by filing date | principal |
| OHIO STATE HIGHER EDU GO BDS CLBL | 677522GX6 | HIGHER EDU GO BDS CLBL | 20 | $24,000 | thousands by filing date | principal |
| COMERICAINC | 200340107 | COM | 321 | $23,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 165 | $23,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 705 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 387 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,000 | $23,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 2,100 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 2,175 | $23,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 1,502 | $23,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,500 | $23,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 900 | $23,000 | thousands by filing date | |
| ALTAGAS LTD | 021361100 | COM | 1,480 | $23,000 | thousands by filing date | |
| HARVEST HEALTH & REC INC COM SUB VTG | 41755M102 | Common Stock | 7,400 | $23,000 | thousands by filing date | |
| CLEVELAND OHIO MUN SCH SCH DIS GO SCH IMPT BDS | 186392CD6 | GO SCH IMPT BDS | 20 | $23,000 | thousands by filing date | principal |
| VALMONT INDS INC COM | 920253101 | Stock | 150 | $22,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 900 | $22,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 1,500 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 500 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 519 | $22,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 240 | $22,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 130 | $22,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 337 | $22,000 | thousands by filing date | |
| GENWORTH FINL INC FIXED RT | 37247DAN6 | Fixed Income | 21 | $22,000 | thousands by filing date | principal |
| CALIFORNIA EDL FACS AUTH REV REF BDS REV CLBL | 130178R73 | REF BDS REV CLBL | 20 | $22,000 | thousands by filing date | principal |
| ANNE ARUNDEL CNTY MD | 03588HEU6 | CONS GEN IMPT BDS CLBL | 20 | $22,000 | thousands by filing date | principal |
| MARKELGROUPINC | 570535104 | STOK | 18 | $21,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 130 | $21,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 329 | $21,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 500 | $21,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,800 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 203 | $21,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 693 | $21,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 1,320 | $21,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,000 | $21,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,335 | $21,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 3,206 | $21,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC G | 38141GGQ1 | BOND | 20 | $21,000 | thousands by filing date | principal |
| MERCURY GENERAL CORP | 589400ab6 | FIXED | 20 | $21,000 | thousands by filing date | principal |
| WALGREENS BOOTS ALLIANCE INC NOTE M/W CLBL | 931427AH1 | NOTE M/W CLBL | 20 | $21,000 | thousands by filing date | principal |
| EXPEDIA GROUP INC NOTE M/W CLBL | 30212PAJ4 | NOTE M/W CLBL | 20 | $21,000 | thousands by filing date | principal |
| UNITED STATES TREASURY NOTES NOTE | 912828K58 | NOTE | 21 | $21,000 | thousands by filing date | principal |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 300 | $20,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 250 | $20,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 250 | $20,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,000 | $20,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 232 | $20,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 414 | $20,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 1,183 | $20,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,208 | $20,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 1,517 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 924 | $20,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 3,112 | $20,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 300 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 303 | $20,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 595 | $20,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 5,704 | $20,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 3,013 | $20,000 | thousands by filing date | |
| UNITED STATES TREAS NTS 1.375 08/31/23 B/E DTD 08/31/16 | 9128282D1 | TREASURY NOTE | 20 | $20,000 | thousands by filing date | principal |
| UNITED STATES TREASURY NOTES NOTE | 9128282S8 | NOTE | 20 | $20,000 | thousands by filing date | principal |
| GENERAL MOTORS CO NOTE QTRLY VAR | 37045VAR1 | NOTE QTRLY VAR | 20 | $20,000 | thousands by filing date | principal |
| S & S INDPT SCH DIST TEX GO SCH BDS CLBL | 783852BM7 | GO SCH BDS CLBL | 20 | $20,000 | thousands by filing date | principal |
| BROADCOM CORP/BROADCOM CAYMAN NOTE M/W CLBL | 11134LAP4 | NOTE M/W CLBL | 20 | $20,000 | thousands by filing date | principal |
| PENNSYLVANIA ST TPK COMMN SUBORDINATE REV BDS CLBL | 709224QQ5 | SUBORDINATE REV BDS CLBL | 20 | $20,000 | thousands by filing date | principal |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 261 | $19,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 322 | $19,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 454 | $19,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 114 | $19,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 100 | $19,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 350 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 607 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 604 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 400 | $19,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 395 | $19,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 684 | $19,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 300 | $19,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 800 | $19,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 500 | $19,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,000 | $19,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 400 | $19,000 | thousands by filing date | |
| CSMC MORTGAGE-BACKED TRUST CMO 2006-2 6-A-3 | 225470ZF3 | CMO 2006-2 6-A-3 | 90 | $19,000 | thousands by filing date | principal |
| Eaton Corp. Plc | G29183103 | COM | 187 | $18,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 170 | $18,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 925 | $18,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 600 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 384 | $18,000 | thousands by filing date | |
| BAE SYS PLC SPONSORED ADR | 05523R107 | ADUS | 600 | $18,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 659 | $18,000 | thousands by filing date | |
| TEXAS STATE GO REF BDS | 882723V30 | GO REF BDS | 15 | $18,000 | thousands by filing date | principal |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 384 | $17,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 375 | $17,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 168 | $17,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 99 | $17,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 772 | $17,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 414 | $17,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 150 | $17,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 502 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 285 | $17,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 260 | $17,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 300 | $17,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 120 | $17,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 500 | $17,000 | thousands by filing date | |
| SELECT NOTES TRUS VAR 33 DUE 06 15 33 | 81619PAD9 | CORPORATE BONDS | 20 | $17,000 | thousands by filing date | principal |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 1,717 | $17,000 | thousands by filing date | |
| UTAH ST | 917542TX0 | Convertible/ | 15 | $17,000 | thousands by filing date | principal |
| SUMMIT CNTY COLO SCH DIST NO R GO BDS CLBL | 866045NE3 | GO BDS CLBL | 15 | $17,000 | thousands by filing date | principal |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 1,330 | $16,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 61 | $16,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 79 | $16,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 173 | $16,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 280 | $16,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 192 | $16,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 308 | $16,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 244 | $16,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 300 | $16,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 153 | $16,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 500 | $16,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 640 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 594 | $16,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 119 | $16,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 600 | $16,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 224 | $16,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 130 | $16,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,150 | $16,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 601 | $16,000 | thousands by filing date | |
| PROCURE SPACE ETF | 74280R205 | ETF | 605 | $16,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 500 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 303 | $16,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061821 | CANNABIS ETF | 1,081 | $16,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 2,056 | $16,000 | thousands by filing date | |
| JPMORGAN CHASE FINL CO LLC | 46625HJJ0 | Fixed Income | 15 | $16,000 | thousands by filing date | principal |
| TIFFANY & COpoint 3point8percent24 DUE 10 01 24 | 886546AB6 | cb | 15 | $16,000 | thousands by filing date | principal |
| CVS HEALTH CORPORATION NOTE M/W CLBL | 126650CF5 | NOTE M/W CLBL | 15 | $16,000 | thousands by filing date | principal |
| KEURIG DR PEPPER INC NOTE M/W CLBL | 26138EAS8 | NOTE M/W CLBL | 15 | $16,000 | thousands by filing date | principal |
| EAGLE MATERIALS INC NOTE M/W CLBL | 26969PAA6 | NOTE M/W CLBL | 15 | $16,000 | thousands by filing date | principal |
| Danaher Corporation | 235851102 | COM | 95 | $15,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 200 | $15,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 822 | $15,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 112 | $15,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 91 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 447 | $15,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 200 | $15,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 589 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001796874-20-000003 | this filing | 2020-02-27 | acceptance time not in the bulk data set |