13F-HR/A filed by III Capital Management
III Capital Management filed this 13F-HR/A for the quarter ended 2022-12-31, filed 2023-02-16, with 128 holding rows worth $820,193,000.
- Accession
- 0001783139-23-000003
- Filer
- CIK 1783139
- Filed
- 2023-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, amendment of type restatement, 128 entries on the cover page, a total value of $820,193,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $820,193,000 with VALUE read as dollars as filed, 13F file number 028-19553. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 53,059,000 | $56,659,000 | dollars as filed | principal |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 29,576,000 | $49,902,000 | dollars as filed | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 26,495,000 | $41,881,000 | dollars as filed | principal |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 996,000 | $40,736,000 | dollars as filed | |
| VERADIGM INC | 01988PAF5 | BOND | 27,871,000 | $39,790,000 | dollars as filed | principal |
| Granite Construction Inc | 387328AB3 | CV | 29,000,000 | $35,458,000 | dollars as filed | principal |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 23,321,000 | $35,081,000 | dollars as filed | principal |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 28,150,000 | $34,803,000 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 43,000,000 | $27,682,000 | dollars as filed | principal |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 20,016,000 | $25,124,000 | dollars as filed | principal |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 27,529,000 | $24,772,000 | dollars as filed | principal |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 18,500,000 | $19,215,000 | dollars as filed | principal |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 18,061,000 | $19,016,000 | dollars as filed | principal |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 11,438,000 | $18,086,000 | dollars as filed | principal |
| Dynavax Technologies Corp. | 268158AD4 | CCB | 13,238,000 | $16,703,000 | dollars as filed | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 15,000,000 | $15,831,000 | dollars as filed | principal |
| ATI INC | 01741RAK8 | BOND | 7,675,000 | $15,481,000 | dollars as filed | principal |
| VARONIS SYS INC | 922280AB8 | BOND | 14,575,000 | $15,343,000 | dollars as filed | principal |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 12,297,000 | $13,702,000 | dollars as filed | principal |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 15,036,000 | $13,465,000 | dollars as filed | principal |
| UNDER ARMOUR INC | 904311AC1 | NOTE 1.500% 6/0 | 11,854,000 | $13,325,000 | dollars as filed | principal |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 168,300 | $13,044,000 | dollars as filed | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 8,693,000 | $12,790,000 | dollars as filed | principal |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 4,442,000 | $12,252,000 | dollars as filed | principal |
| REDFIN CORP | 75737FAC2 | NOTE 10/1 | 20,087,000 | $11,871,000 | dollars as filed | principal |
| RBC BEARINGS INC | 75524B203 | CONV | 115,000 | $11,865,000 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 11,160,000 | $10,824,000 | dollars as filed | principal |
| PANDORA MEDIA INC | 698354AD9 | BOND | 10,000,000 | $10,257,000 | dollars as filed | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 8,999,000 | $9,739,000 | dollars as filed | principal |
| BEYOND MEAT INC | 08862E959 | PUT | 223,600 | $9,410,000 | dollars as filed | put |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 34,588,000 | $9,117,000 | dollars as filed | principal |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 353,591 | $8,374,000 | dollars as filed | |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 8,500,000 | $8,170,000 | dollars as filed | principal |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 6,500,000 | $6,660,000 | dollars as filed | principal |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 10,158,000 | $4,798,000 | dollars as filed | principal |
| AMYRIS INC | 03236MAJ0 | BOND | 15,000,000 | $4,757,000 | dollars as filed | principal |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 118,500 | $4,658,000 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 2,050 | $4,131,000 | dollars as filed | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 4,000,000 | $3,971,000 | dollars as filed | principal |
| GROUPON INC | 399473AF4 | NOTE 1.125% 3/1 | 6,500,000 | $3,839,000 | dollars as filed | principal |
| TRAVERE THERAPEUTICS INC | 89422GAA5 | CNV | 4,193,000 | $3,825,000 | dollars as filed | principal |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 3,500,000 | $3,590,000 | dollars as filed | principal |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 38,825 | $3,444,000 | dollars as filed | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 138,210 | $3,435,000 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 93,149 | $3,060,000 | dollars as filed | |
| BOYDGAMINGCORP | 103304101 | STOK | 55,500 | $3,026,000 | dollars as filed | |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 4,000,000 | $2,805,000 | dollars as filed | principal |
| ACROPOLIS INFRASTRUCTURE ACQ | 005029202 | UNIT 99/99/9999 | 269,475 | $2,686,000 | dollars as filed | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 2,670,000 | $2,635,000 | dollars as filed | principal |
| M/I HOMES INC | 55305B101 | COM | 56,250 | $2,597,000 | dollars as filed | |
| PERFICIENT INC | 71375UAF8 | BOND | 2,829,000 | $2,188,000 | dollars as filed | principal |
| BLEUACACIA LTD | G11728121 | UNIT 10/30/2026 | 200,000 | $2,036,000 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 2,000,000 | $2,001,000 | dollars as filed | principal |
| AMYRIS INC | 03236M950 | PUT | 500,000 | $1,925,000 | dollars as filed | put |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 43,116 | $1,793,000 | dollars as filed | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 1,500,000 | $1,765,000 | dollars as filed | principal |
| MARA HOLDINGS INC | 565788AB2 | NOTE 1.000%12/0 | 7,000,000 | $1,653,000 | dollars as filed | principal |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 2,500,000 | $1,627,000 | dollars as filed | principal |
| ELLIOTT OPPORTUNITY II CORP | G30092129 | UNIT 99/99/9999 | 160,305 | $1,617,000 | dollars as filed | |
| BURTECH ACQUISITION CORP | 123013203 | UNIT 12/10/2026 | 150,000 | $1,527,000 | dollars as filed | |
| AETHERIUM ACQUISITION CORP | 00809J200 | UNIT 12/21/2026 | 150,000 | $1,518,000 | dollars as filed | |
| LUCID GROUP INC | 549498953 | PUT | 600,000 | $1,510,000 | dollars as filed | put |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 10,625 | $1,430,000 | dollars as filed | |
| UNITI GROUP INC | 91325V958 | COM | 820,000 | $1,353,000 | dollars as filed | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 25,769 | $1,273,000 | dollars as filed | |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 2,000,000 | $1,214,000 | dollars as filed | principal |
| THE REALREAL INC | 88339PAD3 | CNV | 3,000,000 | $1,100,000 | dollars as filed | principal |
| NUBIA BRAND INTERNATIONAL CO | 67022R202 | UNIT 11/16/2026 | 100,000 | $1,076,000 | dollars as filed | |
| CARTICA ACQUISITION CORP | G1995D125 | UNIT 04/30/2028 | 100,000 | $1,030,000 | dollars as filed | |
| EON RESOURCES INC | 40472A102 | COM CL A | 100,000 | $1,023,000 | dollars as filed | |
| SHUAA PARTNERS ACQUISTN CORP | G81173125 | UNIT 02/24/2027 | 100,000 | $1,023,000 | dollars as filed | |
| INFINITE ACQUISITION CORP | G48028115 | UNIT 99/99/9999 | 100,000 | $1,020,000 | dollars as filed | |
| UTA ACQUISITION CORPORATION | G9473A125 | UNIT 12/01/2026 | 100,000 | $1,012,000 | dollars as filed | |
| AIMFINITY INVESTMENT CORP I | G0135E100 | TRUS | 100,000 | $1,007,000 | dollars as filed | |
| OPY ACQUISITION CORP I | 671005205 | UNIT 09/22/2026 | 100,000 | $1,000,000 | dollars as filed | |
| WILLIAMS ROWLAND ACQUISITION | 96951B102 | COM | 97,535 | $978,000 | dollars as filed | |
| OMNILIT ACQUISITION CORP | 68218C207 | UNIT 11/08/2026 | 93,697 | $933,000 | dollars as filed | |
| GSR II METEORA ACQUISITN COR | 36263W204 | UNIT 02/24/2027 | 81,799 | $829,000 | dollars as filed | |
| FUTURETECH II ACQUISITION CO | 36119D202 | UNIT 12/23/2022 | 80,000 | $820,000 | dollars as filed | |
| CORSAIR PARTNERING CORP | G2540H124 | UNIT 99/99/9999 | 81,628 | $806,000 | dollars as filed | |
| LAMF GLOBAL VENTURES CORP I | G5338L116 | UNIT 11/05/2026 | 75,000 | $768,000 | dollars as filed | |
| PERCEPTION CAPITAL CORP III | G7185D122 | UNIT 07/08/2026 | 69,000 | $693,000 | dollars as filed | |
| DISH NETWORK CORP-A | 25470M959 | COM | 925,000 | $691,000 | dollars as filed | put |
| GENESIS UNICORN CAPITAL CORP | 37187C209 | UNIT 06/30/2026 | 66,400 | $671,000 | dollars as filed | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 22,500 | $666,000 | dollars as filed | |
| Airbnb, Inc. Class A | 009066101 | COM | 7,500 | $641,000 | dollars as filed | |
| JAWS HURRICANE ACQUISITN COR | 47201B202 | UNIT 06/08/2026 | 63,316 | $635,000 | dollars as filed | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 12,500 | $624,000 | dollars as filed | |
| PONO CAP TWO INC | 73245B206 | UNIT 07/31/2027 | 55,787 | $588,000 | dollars as filed | |
| BEYOND MEAT INC | 08862E109 | COM | 46,100 | $567,000 | dollars as filed | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735128 | UNIT 06/17/2026 | 54,355 | $546,000 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 11,845 | $539,000 | dollars as filed | |
| BILANDER ACQUISITION CORP | 09001T205 | UNIT 05/19/2026 | 53,895 | $533,000 | dollars as filed | |
| EVEREST CONSOLIDATOR ACQ COR | 29978K201 | UNIT 99/99/9999 | 50,000 | $510,000 | dollars as filed | |
| LF CAPITAL ACQUISITION CORP | 50202D201 | UNIT 05/15/2028 | 50,000 | $510,000 | dollars as filed | |
| PROOF ACQUISITION CORP I | 74349W203 | UNIT 99/99/9999 | 50,000 | $508,000 | dollars as filed | |
| VMG CONSUMER ACQUISITION COR | 91842V201 | UNIT 11/08/2026 | 50,000 | $508,000 | dollars as filed | |
| JACKSON ACQUISITION CO | 46653C205 | UNIT 99/99/9999 | 50,000 | $507,000 | dollars as filed | |
| CACTUS ACQUISITION CORP 1 LT | G1745A116 | UNIT 08/17/2028 | 49,990 | $505,000 | dollars as filed | |
| VISCOGLIOSI BROS ACQUISTN CO | 92838K209 | UNIT 03/18/2027 | 50,000 | $504,000 | dollars as filed | |
| BANYAN ACQUISITION CORPORATI | 06690B206 | UNIT 09/30/2028 | 45,000 | $499,000 | dollars as filed | |
| VICI PPTYS INC COM | 925652109 | REIT | 15,000 | $486,000 | dollars as filed | |
| DENALI CAPITAL ACQUISITN COR | G6256B122 | UNIT 03/28/2027 | 45,000 | $460,000 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 83,135 | $414,000 | dollars as filed | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 7,725 | $405,000 | dollars as filed | |
| SKYDECK ACQUISITION CORP | G82220107 | UNIT 05/13/2026 | 27,585 | $277,000 | dollars as filed | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 6,460 | $272,000 | dollars as filed | |
| INVESTCORP AI ACQUISITION CO | G49219119 | UNIT 06/01/2028 | 25,000 | $257,000 | dollars as filed | |
| BOOKING HOLDINGS INC | 09857L908 | CALL | 1,500 | $222,000 | dollars as filed | call |
| SABRE CORP COM | 78573M104 | Stock | 32,000 | $197,000 | dollars as filed | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 200,000 | $193,000 | dollars as filed | put |
| INVESCO EXCH TRADED FD TR II | 46138E950 | KBW HIG DV YLD | 1,000,000 | $175,000 | dollars as filed | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,125 | $161,000 | dollars as filed | |
| ARES CAPITAL CORP | 04010L903 | COM | 155,000 | $135,000 | dollars as filed | call |
| WILLIAMS ROWLAND ACQUISITION | 96951B201 | UNIT 12/11/2026 | 12,465 | $124,000 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G901 | COM | 30,000 | $103,000 | dollars as filed | call |
| INVESCO QQQ TR | 46090E953 | PUT | 25,000 | $88,000 | dollars as filed | put |
| SMILEDIRECTCLUB INC | 83192H956 | PUT | 47,500 | $74,000 | dollars as filed | put |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 1,858 | $66,000 | dollars as filed | |
| INVITATION HOMES INC | 46187W957 | COM | 50,000 | $51,000 | dollars as filed | put |
| SmileDirectClub Inc | 83192H106 | COM | 47,500 | $16,000 | dollars as filed | |
| SABRE CORP | 78573M954 | PUT | 200,000 | $14,000 | dollars as filed | put |
| Eon Resources Inc W Exp 11/15/202 | 40472A128 | SPAC Combination | 100,000 | $9,000 | dollars as filed | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 41,795 | $4,000 | dollars as filed | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 98,996 | $3,000 | dollars as filed | |
| WILLIAMS ROWLAND ACQUISITION | 96951B110 | *W EXP 12/11/202 | 48,767 | $2,000 | dollars as filed | |
| UPHEALTH INC 11.5000EXP07/01/2024 | 91532B119 | WARR | 25,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 10,300 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001783139-23-000002 | superseded | 2023-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001783139-23-000003 | this filing | 2023-02-16 | acceptance time not in the bulk data set |