13F-HR filed by III Capital Management
III Capital Management filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 128 holding rows worth $820,193,000.
- Accession
- 0001783139-23-000002
- Filer
- CIK 1783139
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 128 entries on the cover page, a total value of $820,193,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $820,193,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-19553. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIVE NATION ENTERTAINMENT IN | 538034AQ2 | NOTE 2.500% 3/1 | 53,059,000 | $56,659,000 | thousands, detected and multiplied | principal |
| ENVISTA HOLDINGS CORPORATION | 29415FAB0 | BOND | 29,576,000 | $49,902,000 | thousands, detected and multiplied | principal |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 26,495,000 | $41,881,000 | thousands, detected and multiplied | principal |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 996,000 | $40,736,000 | thousands, detected and multiplied | |
| VERADIGM INC | 01988PAF5 | BOND | 27,871,000 | $39,790,000 | thousands, detected and multiplied | principal |
| Granite Construction Inc | 387328AB3 | CV | 29,000,000 | $35,458,000 | thousands, detected and multiplied | principal |
| INSIGHT ENTERPRISES INC | 45765UAB9 | NOTE 0.750% 2/1 | 23,321,000 | $35,081,000 | thousands, detected and multiplied | principal |
| WORKIVA INC | 98139AAB1 | NOTE 1.125% 8/1 | 28,150,000 | $34,803,000 | thousands, detected and multiplied | principal |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 43,000,000 | $27,682,000 | thousands, detected and multiplied | principal |
| SILICON LABORATORIES INC | 826919AD4 | NOTE 0.625% 6/1 | 20,016,000 | $25,124,000 | thousands, detected and multiplied | principal |
| SNAP INC | 83304AAD8 | NOTE 0.250% 5/0 | 27,529,000 | $24,772,000 | thousands, detected and multiplied | principal |
| ZILLOW GROUP INC | 98954MAE1 | NOTE 0.750% 9/0 | 18,500,000 | $19,215,000 | thousands, detected and multiplied | principal |
| WINNEBAGO INDS INC | 974637AB6 | BOND | 18,061,000 | $19,016,000 | thousands, detected and multiplied | principal |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 11,438,000 | $18,086,000 | thousands, detected and multiplied | principal |
| Dynavax Technologies Corp. | 268158AD4 | CCB | 13,238,000 | $16,703,000 | thousands, detected and multiplied | principal |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 15,000,000 | $15,831,000 | thousands, detected and multiplied | principal |
| ATI INC | 01741RAK8 | BOND | 7,675,000 | $15,481,000 | thousands, detected and multiplied | principal |
| VARONIS SYS INC | 922280AB8 | BOND | 14,575,000 | $15,343,000 | thousands, detected and multiplied | principal |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 12,297,000 | $13,702,000 | thousands, detected and multiplied | principal |
| DROPBOX INC | 26210CAD6 | NOTE 3/0 | 15,036,000 | $13,465,000 | thousands, detected and multiplied | principal |
| UNDER ARMOUR INC | 904311AC1 | NOTE 1.500% 6/0 | 11,854,000 | $13,325,000 | thousands, detected and multiplied | principal |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 168,300 | $13,044,000 | thousands, detected and multiplied | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 8,693,000 | $12,790,000 | thousands, detected and multiplied | principal |
| DEXCOM INC | 252131AH0 | NOTE 0.750%12/0 | 4,442,000 | $12,252,000 | thousands, detected and multiplied | principal |
| REDFIN CORP | 75737FAC2 | NOTE 10/1 | 20,087,000 | $11,871,000 | thousands, detected and multiplied | principal |
| RBC BEARINGS INC | 75524B203 | CONV | 115,000 | $11,865,000 | thousands, detected and multiplied | |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 11,160,000 | $10,824,000 | thousands, detected and multiplied | principal |
| PANDORA MEDIA INC | 698354AD9 | BOND | 10,000,000 | $10,257,000 | thousands, detected and multiplied | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 8,999,000 | $9,739,000 | thousands, detected and multiplied | principal |
| BEYOND MEAT INC | 08862E959 | PUT | 223,600 | $9,410,000 | thousands, detected and multiplied | put |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 34,588,000 | $9,117,000 | thousands, detected and multiplied | principal |
| ALGONQUIN PWR UTILS CORP | 015857873 | CONV | 353,591 | $8,374,000 | thousands, detected and multiplied | |
| RAPID7 INC | 753422AD6 | NOTE 2.250% 5/0 | 8,500,000 | $8,170,000 | thousands, detected and multiplied | principal |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 6,500,000 | $6,660,000 | thousands, detected and multiplied | principal |
| MICROSTRATEGY INC | 594972AC5 | NOTE 0.750%12/1 | 10,158,000 | $4,798,000 | thousands, detected and multiplied | principal |
| AMYRIS INC | 03236MAJ0 | BOND | 15,000,000 | $4,757,000 | thousands, detected and multiplied | principal |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 118,500 | $4,658,000 | thousands, detected and multiplied | |
| Booking Holdings Inc. | 09857L108 | COM | 2,050 | $4,131,000 | thousands, detected and multiplied | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 4,000,000 | $3,971,000 | thousands, detected and multiplied | principal |
| GROUPON INC | 399473AF4 | NOTE 1.125% 3/1 | 6,500,000 | $3,839,000 | thousands, detected and multiplied | principal |
| TRAVERE THERAPEUTICS INC | 89422GAA5 | CNV | 4,193,000 | $3,825,000 | thousands, detected and multiplied | principal |
| PROGRESS SOFTWARE CORP | 743312AB6 | NOTE 1.000% 4/1 | 3,500,000 | $3,590,000 | thousands, detected and multiplied | principal |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 38,825 | $3,444,000 | thousands, detected and multiplied | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 138,210 | $3,435,000 | thousands, detected and multiplied | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 93,149 | $3,060,000 | thousands, detected and multiplied | |
| BOYDGAMINGCORP | 103304101 | STOK | 55,500 | $3,026,000 | thousands, detected and multiplied | |
| SNAP INC | 83304AAF3 | NOTE 5/0 | 4,000,000 | $2,805,000 | thousands, detected and multiplied | principal |
| ACROPOLIS INFRASTRUCTURE ACQ | 005029202 | UNIT 99/99/9999 | 269,475 | $2,686,000 | thousands, detected and multiplied | |
| JAZZ INVESTMENTS I LTD | 472145AD3 | NOTE 1.500% 8/1 | 2,670,000 | $2,635,000 | thousands, detected and multiplied | principal |
| M/I HOMES INC | 55305B101 | COM | 56,250 | $2,597,000 | thousands, detected and multiplied | |
| PERFICIENT INC | 71375UAF8 | BOND | 2,829,000 | $2,188,000 | thousands, detected and multiplied | principal |
| BLEUACACIA LTD | G11728121 | UNIT 10/30/2026 | 200,000 | $2,036,000 | thousands, detected and multiplied | |
| VIAVI SOLUTIONS INC | 925550AE5 | BOND | 2,000,000 | $2,001,000 | thousands, detected and multiplied | principal |
| AMYRIS INC | 03236M950 | PUT | 500,000 | $1,925,000 | thousands, detected and multiplied | put |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 43,116 | $1,793,000 | thousands, detected and multiplied | |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 1,500,000 | $1,765,000 | thousands, detected and multiplied | principal |
| MARA HOLDINGS INC | 565788AB2 | NOTE 1.000%12/0 | 7,000,000 | $1,653,000 | thousands, detected and multiplied | principal |
| 2U INC | 90214JAB7 | NOTE 2.250% 5/0 | 2,500,000 | $1,627,000 | thousands, detected and multiplied | principal |
| ELLIOTT OPPORTUNITY II CORP | G30092129 | UNIT 99/99/9999 | 160,305 | $1,617,000 | thousands, detected and multiplied | |
| BURTECH ACQUISITION CORP | 123013203 | UNIT 12/10/2026 | 150,000 | $1,527,000 | thousands, detected and multiplied | |
| AETHERIUM ACQUISITION CORP | 00809J200 | UNIT 12/21/2026 | 150,000 | $1,518,000 | thousands, detected and multiplied | |
| LUCID GROUP INC | 549498953 | PUT | 600,000 | $1,510,000 | thousands, detected and multiplied | put |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 10,625 | $1,430,000 | thousands, detected and multiplied | |
| UNITI GROUP INC | 91325V958 | COM | 820,000 | $1,353,000 | thousands, detected and multiplied | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 25,769 | $1,273,000 | thousands, detected and multiplied | |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 2,000,000 | $1,214,000 | thousands, detected and multiplied | principal |
| THE REALREAL INC | 88339PAD3 | CNV | 3,000,000 | $1,100,000 | thousands, detected and multiplied | principal |
| NUBIA BRAND INTERNATIONAL CO | 67022R202 | UNIT 11/16/2026 | 100,000 | $1,076,000 | thousands, detected and multiplied | |
| CARTICA ACQUISITION CORP | G1995D125 | UNIT 04/30/2028 | 100,000 | $1,030,000 | thousands, detected and multiplied | |
| EON RESOURCES INC | 40472A102 | COM CL A | 100,000 | $1,023,000 | thousands, detected and multiplied | |
| SHUAA PARTNERS ACQUISTN CORP | G81173125 | UNIT 02/24/2027 | 100,000 | $1,023,000 | thousands, detected and multiplied | |
| INFINITE ACQUISITION CORP | G48028115 | UNIT 99/99/9999 | 100,000 | $1,020,000 | thousands, detected and multiplied | |
| UTA ACQUISITION CORPORATION | G9473A125 | UNIT 12/01/2026 | 100,000 | $1,012,000 | thousands, detected and multiplied | |
| AIMFINITY INVESTMENT CORP I | G0135E100 | TRUS | 100,000 | $1,007,000 | thousands, detected and multiplied | |
| OPY ACQUISITION CORP I | 671005205 | UNIT 09/22/2026 | 100,000 | $1,000,000 | thousands, detected and multiplied | |
| WILLIAMS ROWLAND ACQUISITION | 96951B102 | COM | 97,535 | $978,000 | thousands, detected and multiplied | |
| OMNILIT ACQUISITION CORP | 68218C207 | UNIT 11/08/2026 | 93,697 | $933,000 | thousands, detected and multiplied | |
| GSR II METEORA ACQUISITN COR | 36263W204 | UNIT 02/24/2027 | 81,799 | $829,000 | thousands, detected and multiplied | |
| FUTURETECH II ACQUISITION CO | 36119D202 | UNIT 12/23/2022 | 80,000 | $820,000 | thousands, detected and multiplied | |
| CORSAIR PARTNERING CORP | G2540H124 | UNIT 99/99/9999 | 81,628 | $806,000 | thousands, detected and multiplied | |
| LAMF GLOBAL VENTURES CORP I | G5338L116 | UNIT 11/05/2026 | 75,000 | $768,000 | thousands, detected and multiplied | |
| PERCEPTION CAPITAL CORP III | G7185D122 | UNIT 07/08/2026 | 69,000 | $693,000 | thousands, detected and multiplied | |
| DISH NETWORK CORP-A | 25470M959 | COM | 925,000 | $691,000 | thousands, detected and multiplied | put |
| GENESIS UNICORN CAPITAL CORP | 37187C209 | UNIT 06/30/2026 | 66,400 | $671,000 | thousands, detected and multiplied | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 22,500 | $666,000 | thousands, detected and multiplied | |
| Airbnb, Inc. Class A | 009066101 | COM | 7,500 | $641,000 | thousands, detected and multiplied | |
| JAWS HURRICANE ACQUISITN COR | 47201B202 | UNIT 06/08/2026 | 63,316 | $635,000 | thousands, detected and multiplied | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 12,500 | $624,000 | thousands, detected and multiplied | |
| PONO CAP TWO INC | 73245B206 | UNIT 07/31/2027 | 55,787 | $588,000 | thousands, detected and multiplied | |
| BEYOND MEAT INC | 08862E109 | COM | 46,100 | $567,000 | thousands, detected and multiplied | |
| JAWS JUGGERNAUT ACQUISITN CO | G50735128 | UNIT 06/17/2026 | 54,355 | $546,000 | thousands, detected and multiplied | |
| PULTE GROUP INC COM | 745867101 | Stock | 11,845 | $539,000 | thousands, detected and multiplied | |
| BILANDER ACQUISITION CORP | 09001T205 | UNIT 05/19/2026 | 53,895 | $533,000 | thousands, detected and multiplied | |
| EVEREST CONSOLIDATOR ACQ COR | 29978K201 | UNIT 99/99/9999 | 50,000 | $510,000 | thousands, detected and multiplied | |
| LF CAPITAL ACQUISITION CORP | 50202D201 | UNIT 05/15/2028 | 50,000 | $510,000 | thousands, detected and multiplied | |
| PROOF ACQUISITION CORP I | 74349W203 | UNIT 99/99/9999 | 50,000 | $508,000 | thousands, detected and multiplied | |
| VMG CONSUMER ACQUISITION COR | 91842V201 | UNIT 11/08/2026 | 50,000 | $508,000 | thousands, detected and multiplied | |
| JACKSON ACQUISITION CO | 46653C205 | UNIT 99/99/9999 | 50,000 | $507,000 | thousands, detected and multiplied | |
| CACTUS ACQUISITION CORP 1 LT | G1745A116 | UNIT 08/17/2028 | 49,990 | $505,000 | thousands, detected and multiplied | |
| VISCOGLIOSI BROS ACQUISTN CO | 92838K209 | UNIT 03/18/2027 | 50,000 | $504,000 | thousands, detected and multiplied | |
| BANYAN ACQUISITION CORPORATI | 06690B206 | UNIT 09/30/2028 | 45,000 | $499,000 | thousands, detected and multiplied | |
| VICI PPTYS INC COM | 925652109 | REIT | 15,000 | $486,000 | thousands, detected and multiplied | |
| DENALI CAPITAL ACQUISITN COR | G6256B122 | UNIT 03/28/2027 | 45,000 | $460,000 | thousands, detected and multiplied | |
| GOPRO INC | 38268T103 | CL A | 83,135 | $414,000 | thousands, detected and multiplied | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 7,725 | $405,000 | thousands, detected and multiplied | |
| SKYDECK ACQUISITION CORP | G82220107 | UNIT 05/13/2026 | 27,585 | $277,000 | thousands, detected and multiplied | |
| BATH & BODY WORKS INC COM | 070830104 | Stock | 6,460 | $272,000 | thousands, detected and multiplied | |
| INVESTCORP AI ACQUISITION CO | G49219119 | UNIT 06/01/2028 | 25,000 | $257,000 | thousands, detected and multiplied | |
| BOOKING HOLDINGS INC | 09857L908 | CALL | 1,500 | $222,000 | thousands, detected and multiplied | call |
| SABRE CORP COM | 78573M104 | Stock | 32,000 | $197,000 | thousands, detected and multiplied | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 200,000 | $193,000 | thousands, detected and multiplied | put |
| INVESCO EXCH TRADED FD TR II | 46138E950 | KBW HIG DV YLD | 1,000,000 | $175,000 | thousands, detected and multiplied | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,125 | $161,000 | thousands, detected and multiplied | |
| ARES CAPITAL CORP | 04010L903 | COM | 155,000 | $135,000 | thousands, detected and multiplied | call |
| WILLIAMS ROWLAND ACQUISITION | 96951B201 | UNIT 12/11/2026 | 12,465 | $124,000 | thousands, detected and multiplied | |
| BIOMARIN PHARMACEUTICAL INC | 09061G901 | COM | 30,000 | $103,000 | thousands, detected and multiplied | call |
| INVESCO QQQ TR | 46090E953 | PUT | 25,000 | $88,000 | thousands, detected and multiplied | put |
| SMILEDIRECTCLUB INC | 83192H956 | PUT | 47,500 | $74,000 | thousands, detected and multiplied | put |
| VICTORIAS SECRET AND CO COMMON STOCK | 926400102 | Stock | 1,858 | $66,000 | thousands, detected and multiplied | |
| INVITATION HOMES INC | 46187W957 | COM | 50,000 | $51,000 | thousands, detected and multiplied | put |
| SmileDirectClub Inc | 83192H106 | COM | 47,500 | $16,000 | thousands, detected and multiplied | |
| SABRE CORP | 78573M954 | PUT | 200,000 | $14,000 | thousands, detected and multiplied | put |
| Eon Resources Inc W Exp 11/15/202 | 40472A128 | SPAC Combination | 100,000 | $9,000 | thousands, detected and multiplied | |
| EFFECTOR THERAPEUTICS INC | 28202V116 | *W EXP 12/31/202 | 41,795 | $4,000 | thousands, detected and multiplied | |
| BIGBEAR AI HLDGS INC | 08975B117 | *W EXP 12/08/202 | 98,996 | $3,000 | thousands, detected and multiplied | |
| WILLIAMS ROWLAND ACQUISITION | 96951B110 | *W EXP 12/11/202 | 48,767 | $2,000 | thousands, detected and multiplied | |
| UPHEALTH INC 11.5000EXP07/01/2024 | 91532B119 | WARR | 25,000 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
| ANZU SPECIAL ACQUISITIN CORP | 03737A119 | *W EXP 01/27/202 | 10,300 | $0 | thousands, detected and multiplied | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001783139-23-000002 | this filing | 2023-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001783139-23-000003 | base | 2023-02-16 | acceptance time not in the bulk data set |