13F-HR filed by Worth Venture Partners, LLC
Worth Venture Partners, LLC filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-16, with 148 holding rows worth $216,503,000.
- Accession
- 0001754001-22-000005
- Filer
- CIK 1696778
- Filed
- 2022-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 148 entries on the cover page, a total value of $216,503,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $216,503,000 with VALUE read as thousands by filing date, 13F file number 028-17947. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDLD Asset Management, LP028-17749
- included managerAIGH Capital Management LLC028-20823
- included managerPB INVESTMENT PARTNERS, L.P.028-21878
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 7,500,000 | $10,596,000 | thousands by filing date | principal |
| UNITED STATES STL CORP | 912909AT5 | NOTE 5.000%11/0 | 3,579,000 | $10,509,000 | thousands by filing date | principal |
| CARNIVAL CORP | 143658BE1 | NOTE 5.750% 4/0 | 3,835,000 | $8,063,000 | thousands by filing date | principal |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 93,572 | $6,252,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235AB4 | NOTE 5.000% 5/0 | 3,012,000 | $6,125,000 | thousands by filing date | principal |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 215,932 | $6,018,000 | thousands by filing date | |
| ARCH RESOURCES INC | 039389AB7 | NOTE 5.250%11/1 | 1,441,000 | $5,482,000 | thousands by filing date | principal |
| DZS INC | 268211109 | COMMON STOCK | 385,979 | $5,354,000 | thousands by filing date | |
| CINEMARK HLDGS INC | 17243VAB8 | NOTE 4.500% 8/1 | 3,619,000 | $5,350,000 | thousands by filing date | principal |
| PHOTRONICS INC | 719405102 | COM | 305,636 | $5,187,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 127,466 | $5,173,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 4,452,000 | $4,787,000 | thousands by filing date | principal |
| ADTRAN INC | 00738A106 | COMMON STOCK | 249,867 | $4,610,000 | thousands by filing date | |
| TRANSPHORM INC | 89386L100 | COM | 609,170 | $4,307,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 1,628,000 | $4,171,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 2,117,000 | $4,026,000 | thousands by filing date | principal |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 705,154 | $3,942,000 | thousands by filing date | |
| LIVENT CORP | 53814LAB4 | BOND | 1,167,000 | $3,651,000 | thousands by filing date | principal |
| ETSY INC | 29786AAJ5 | NOTE 0.125%10/0 | 2,036,000 | $3,302,000 | thousands by filing date | principal |
| CALAMP CORP | 128126109 | COMMON STOCK | 440,646 | $3,221,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 102,410 | $3,151,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 1,909,000 | $3,033,000 | thousands by filing date | principal |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 56,095 | $2,918,000 | thousands by filing date | |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 1,992,000 | $2,826,000 | thousands by filing date | principal |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 320,798 | $2,794,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 24,115 | $2,650,000 | thousands by filing date | |
| VERADIGM INC | 01988PAF5 | BOND | 1,455,000 | $2,582,000 | thousands by filing date | principal |
| NATERA INC | 632307AB0 | BOND | 1,907,000 | $2,556,000 | thousands by filing date | principal |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 1,670,000 | $2,511,000 | thousands by filing date | principal |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 52,525 | $2,490,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 32,920 | $2,451,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 61,539 | $2,423,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 2,400,000 | $2,357,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 783,731 | $2,328,000 | thousands by filing date | |
| COUPA SOFTWARE INC | 22266LAC0 | NOTE 0.125% 6/1 | 2,352,000 | $2,301,000 | thousands by filing date | principal |
| EVOLUS INC | 30052C107 | COM | 201,543 | $2,261,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 19,817 | $2,259,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 560,517 | $2,192,000 | thousands by filing date | |
| LCI INDS | 501812AB7 | NOTE 1.125% 5/1 | 2,353,000 | $2,177,000 | thousands by filing date | principal |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 45,315 | $2,049,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 1,227,000 | $2,043,000 | thousands by filing date | principal |
| CARVANA CO CL A | 146869102 | Stock | 17,036 | $2,032,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 348,425 | $1,979,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 755,863 | $1,870,000 | thousands by filing date | |
| ISHARES TR | 464287955 | PUT | 127,600 | $1,809,000 | thousands by filing date | put |
| CARDLYTICS INC | 14161W105 | COM | 31,860 | $1,752,000 | thousands by filing date | |
| CNX RES CORP | 12653CAG3 | NOTE 2.250% 5/0 | 884,000 | $1,536,000 | thousands by filing date | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 1,079,000 | $1,476,000 | thousands by filing date | principal |
| Bank of America Corp | 060505104 | COM | 33,783 | $1,393,000 | thousands by filing date | |
| PARSONS CORP DEL | 70202LAB8 | BOND | 1,274,000 | $1,350,000 | thousands by filing date | principal |
| Booking Holdings Inc. | 09857L108 | COM | 531 | $1,247,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 1,177,000 | $1,240,000 | thousands by filing date | principal |
| TECHTARGET INC | 87874R100 | COM | 15,031 | $1,222,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 84,545 | $1,179,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 509,425 | $1,004,000 | thousands by filing date | |
| ALARM COM HLDGS INC | 011642AB1 | NOTE 1/1 | 1,171,000 | $1,003,000 | thousands by filing date | principal |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 134,432 | $975,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 15,900 | $969,000 | thousands by filing date | |
| BLACKLINE INC | 09239BAB5 | NOTE 0.125% 8/0 | 783,000 | $934,000 | thousands by filing date | principal |
| TRANSCODE THERAPEUTICS INC | 89357L105 | CMN | 324,157 | $934,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 128,684 | $928,000 | thousands by filing date | |
| BK Technologies Corp. | 05587G104 | COM | 345,434 | $881,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 546,000 | $861,000 | thousands by filing date | principal |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 19,361 | $848,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 11,038 | $829,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 102,375 | $829,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 768,036 | $822,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 54,457 | $816,000 | thousands by filing date | |
| CAMBIUM NETWORKS CORPORATION | G17766109 | COMMON STOCK-FO | 33,540 | $793,000 | thousands by filing date | |
| NETSTREIT CORP | 64119V303 | COM | 35,280 | $792,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 12,737 | $761,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 439,407 | $756,000 | thousands by filing date | |
| MEDICENNA THERAPEUTICS F | 58490H107 | FOREIGN CANADIAN | 571,489 | $727,000 | thousands by filing date | |
| CONTEXT THERAPEUTICS INC | 21077P108 | COM | 317,729 | $689,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 221,985 | $659,000 | thousands by filing date | |
| INTEL CORP | 458140900 | CALL | 127,600 | $620,000 | thousands by filing date | call |
| MIDDLEBY CORP | 596278AB7 | NOTE 1.000% 9/0 | 426,000 | $588,000 | thousands by filing date | principal |
| MYOMO INC | 62857J201 | COM NEW | 153,936 | $586,000 | thousands by filing date | |
| DOCEBO INC COM | 25609L105 | Stock | 10,945 | $567,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602605 | COM NEW | 17,805 | $492,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 163,905 | $488,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 256,553 | $482,000 | thousands by filing date | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 175,366 | $473,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 52,888 | $465,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 9,459 | $458,000 | thousands by filing date | |
| X4 Pharmaceuticals, Inc. | 98420X103 | COM | 250,144 | $438,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 70,378 | $436,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 16,314 | $431,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K862 | COM | 80,586 | $427,000 | thousands by filing date | |
| CTO REALTY GROWTH INC | 22948Q101 | REIT | 6,180 | $410,000 | thousands by filing date | |
| FRANKLIN WIRELESS CORP | 355184102 | COM | 98,826 | $394,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 1,244,774 | $392,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 1,691,840 | $377,000 | thousands by filing date | |
| REZOLUTE INC | 76200L309 | COMMON STOCK | 104,709 | $354,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 574,000 | $351,000 | thousands by filing date | principal |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,345 | $350,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC | 02376RAF9 | NOTE 6.500% 7/0 | 254,000 | $349,000 | thousands by filing date | principal |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 458,245 | $315,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 594 | $304,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 9,400 | $299,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 10,553 | $298,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 154,143 | $294,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 12,800 | $291,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 7,943 | $283,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 16,050 | $283,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 20,500 | $272,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 2,078 | $270,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 7,038 | $264,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 7,900 | $249,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 7,900 | $231,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 5,000 | $229,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 20,000 | $218,000 | thousands by filing date | |
| PROCESSA PHARMACEUTICALS INC COM NEW | 74275C205 | Stock | 70,954 | $214,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V603 | COM CL A NEW | 62,750 | $207,000 | thousands by filing date | |
| BENTLEY SYS INC | 08265TAB5 | NOTE 0.125% 1/1 | 196,000 | $194,000 | thousands by filing date | principal |
| PARABELLUM ACQUISITION CORP | 69901P109 | COM CL A | 39,221 | $193,000 | thousands by filing date | |
| AMYRIS INC | 03236M950 | PUT | 190,100 | $141,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 21,206 | $140,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 13,504 | $117,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 15,900 | $109,000 | thousands by filing date | |
| CYCLO THERAPEUTICS INC | 23254X110 | *W EXP 12/11/202 | 74,736 | $99,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 66,856 | $88,000 | thousands by filing date | |
| AMPLITECH GROUP INC | 03211Q200 | COM | 25,828 | $87,000 | thousands by filing date | |
| NLS PHARMACEUTICS LTD | H57830111 | *W EXP 02/02/202 | 194,560 | $74,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F959 | COM | 31,500 | $68,000 | thousands by filing date | put |
| AXSOME THERAPEUTICS INC. | 05464T954 | PUT | 109,800 | $63,000 | thousands by filing date | put |
| VROOM INC | 92918V959 | COM | 37,200 | $57,000 | thousands by filing date | put |
| AKEBIA THREAPEUTICS INC | 00972D955 | COM | 63,500 | $51,000 | thousands by filing date | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 63,500 | $46,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P955 | COM | 27,600 | $45,000 | thousands by filing date | put |
| PARABELLUM ACQUISITION CORP | 69901P117 | Common | 139,072 | $16,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS PLC | 05337M904 | COM | 46,600 | $13,000 | thousands by filing date | call |
| BARCLAYS PLC | 06738E954 | PUT | 19,000 | $12,000 | thousands by filing date | put |
| UNITED STATES STEEL CORP | 912909958 | COM | 33,400 | $12,000 | thousands by filing date | put |
| FISKER INC | 33813J956 | PUT | 40,000 | $9,000 | thousands by filing date | put |
| PETVIVO HLDGS INC | 716817119 | *W EXP 08/13/202 | 22,900 | $8,000 | thousands by filing date | |
| CINEMARK HLDGS INC | 17243V952 | PUT | 27,000 | $7,000 | thousands by filing date | put |
| AVAYA HLDGS CORP | 05351X951 | PUT | 10,400 | $6,000 | thousands by filing date | put |
| PEABODY ENGR CORP | 704551950 | PUT | 16,400 | $4,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A950 | PUT | 15,900 | $4,000 | thousands by filing date | put |
| IMAX CORP | 45245E959 | COM | 26,600 | $4,000 | thousands by filing date | put |
| REALOGY HOLDINGS CORP | 75605Y956 | Cmn | 19,800 | $4,000 | thousands by filing date | put |
| AVADEL PHARMACEUTICALS PLC | 05337M954 | COM | 15,900 | $4,000 | thousands by filing date | put |
| GUESS? INC | 401617955 | COM | 13,800 | $3,000 | thousands by filing date | put |
| ATLAS CORP | Y0436Q959 | PUT | 16,900 | $2,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y959 | PUT | 15,500 | $1,000 | thousands by filing date | put |
| AKEBIA THREAPEUTICS INC | 00972D905 | COM | 15,900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464288950 | US AER DEF ETF | 15,900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001754001-22-000005 | this filing | 2022-05-16 | acceptance time not in the bulk data set |