13F-HR filed by Portfolio Strategies, Inc.
Portfolio Strategies, Inc. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-09-25, with 262 holding rows worth $145,045,000.
- Accession
- 0001753271-18-000002
- Filer
- CIK 1753271
- Filed
- 2018-09-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 262 entries on the cover page, a total value of $145,045,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $145,045,000 with VALUE read as thousands by filing date, 13F file number 028-18904. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287168 | COM | 163,266 | $16,091,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 289,635 | $15,287,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 82,908 | $13,658,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 222,485 | $8,610,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 188,567 | $8,244,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 171,067 | $7,262,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 57,047 | $6,517,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 39,222 | $6,062,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 34,209 | $5,226,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 94,021 | $5,056,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 59,776 | $5,010,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 69,516 | $4,905,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 21,128 | $3,588,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 67,405 | $3,382,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 23,173 | $2,546,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 58,175 | $2,404,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 32,869 | $2,365,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 83,123 | $1,970,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,260 | $1,836,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 10,556 | $1,252,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 23,818 | $1,190,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 8,820 | $1,188,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 33,028 | $1,050,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,898 | $1,040,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 12,313 | $1,030,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 13,523 | $1,023,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 14,802 | $988,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 17,557 | $973,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 5,347 | $928,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 21,999 | $913,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 12,665 | $825,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 4,307 | $810,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 8,593 | $712,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 6,823 | $697,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 4,448 | $614,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 4,651 | $518,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 7,813 | $500,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2,739 | $420,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 9,093 | $353,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,055 | $348,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,832 | $348,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,464 | $323,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 3,686 | $315,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 7,628 | $281,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 4,274 | $258,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 772 | $248,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,754 | $245,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 958 | $209,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 5,786 | $205,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,259 | $196,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 2,955 | $190,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 658 | $178,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 900 | $159,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,913 | $154,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,181 | $147,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,114 | $131,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 2,374 | $109,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,494 | $107,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,951 | $107,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 1,808 | $85,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 750 | $82,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 775 | $82,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 1,135 | $79,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 721 | $77,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 1,676 | $73,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,280 | $72,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 652 | $69,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 1,000 | $68,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 1,667 | $68,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,090 | $67,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 724 | $67,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 339 | $64,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 55,000 | $60,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 490 | $59,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,000 | $58,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 49 | $57,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 556 | $55,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 55,000 | $54,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 335 | $52,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,232 | $49,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 425 | $48,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 835 | $46,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 523 | $42,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 330 | $41,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 626 | $40,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,018 | $39,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 254 | $39,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 460 | $39,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 200 | $39,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 986 | $38,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 510 | $38,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 289 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 228 | $36,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 1,500 | $35,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,663 | $33,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 450 | $33,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 250 | $32,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 117 | $31,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 300 | $31,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,620 | $31,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 300 | $31,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 175 | $30,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 224 | $29,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 55 | $28,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,000 | $28,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 175 | $27,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 215 | $27,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 265 | $27,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 105 | $26,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 460 | $26,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 371 | $26,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 250 | $25,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 228 | $25,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 330 | $25,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 352 | $25,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 2,000 | $25,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 1,000 | $25,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 450 | $23,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 280 | $23,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 213 | $23,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 375 | $21,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 113 | $21,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 250 | $21,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,300 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 250 | $21,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 525 | $21,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 800 | $21,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 150 | $21,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 61 | $20,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 306 | $20,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 675 | $19,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 300 | $19,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 650 | $18,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 112 | $17,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 350 | $17,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 50 | $17,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 15 | $16,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 15 | $16,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 50 | $15,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 85 | $15,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 873 | $15,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 111 | $15,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 250 | $15,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 100 | $14,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 90 | $14,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 59 | $14,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 104 | $13,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 600 | $13,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 325 | $13,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 110 | $13,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 335 | $13,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 220 | $13,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 77 | $12,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 76 | $12,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 825 | $12,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 750 | $12,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 237 | $11,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 594 | $11,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 180 | $11,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 115 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 207 | $11,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 825 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 200 | $11,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 700 | $11,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 150 | $11,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 530 | $11,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 215 | $11,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 244 | $10,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,000 | $10,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 150 | $10,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 479 | $10,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 65 | $10,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 200 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 195 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 85 | $9,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 128 | $9,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 75 | $9,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 154 | $8,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 100 | $8,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 150 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 138 | $8,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 637 | $8,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 96 | $7,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 479 | $7,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 150 | $7,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 300 | $7,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 200 | $7,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 759 | $7,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 727 | $7,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 400 | $7,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 81 | $6,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 70 | $6,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 300 | $6,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 105 | $6,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 285 | $6,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 30 | $6,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 149 | $6,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 453 | $6,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 30 | $5,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 50 | $5,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 80 | $5,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 83 | $5,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 57 | $5,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 451 | $5,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 157 | $5,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 200 | $5,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 752 | $5,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 100 | $5,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 400 | $5,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 41 | $4,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 84 | $4,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 102 | $4,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 630 | $4,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 75 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 30 | $3,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 200 | $3,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 1,467 | $3,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 33 | $3,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 48 | $2,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 131 | $2,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 100 | $2,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 300 | $2,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 39 | $2,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 108 | $2,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 25 | $2,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 65 | $2,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 500 | $2,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 207 | $2,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 400 | $2,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 15 | $1,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 12 | $1,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 24 | $1,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 12 | $1,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 50 | $1,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 50 | $1,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 25 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 55 | $1,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 800 | $1,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 550 | $1,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 100 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 37 | $1,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 510 | $1,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Wells Fargo & Company | 949746101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMUCKER J M CO | 832696405 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIOT PLATFORMS INC | 767292105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMTC CORP | 832682207 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 3,320 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001753271-18-000002 | this filing | 2018-09-25 | acceptance time not in the bulk data set |