13F-HR filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-10-19, with 824 holding rows worth $144,722,000.
- Accession
- 0001742998-22-000007
- Filer
- CIK 1742998
- Filed
- 2022-10-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 830 entries on the cover page, a total value of $144,722,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,345,000 with VALUE read as thousands by filing date, 13F file number 028-18846. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMYDA Advisors LLC
- included managerSender Co & Partners, Inc.
- included managerVazirani Asset Management LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RYDER SYS INC COM | 783549108 | Stock | 40 | $3,000 | thousands by filing date | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 1,000 | $3,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 1,050 | $3,000 | thousands by filing date | call |
| MODERNA INC | 60770K107 | COM | 30 | $3,000 | thousands by filing date | call |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 80 | $3,000 | thousands by filing date | put |
| PROSHARES TR | 74347G440 | BITCOIN ETF | 316 | $3,000 | thousands by filing date | call |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 600 | $3,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 150 | $3,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 300 | $3,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 300 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 600 | $3,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 400 | $3,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 400 | $3,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 300 | $3,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 600 | $3,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 300 | $3,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 130 | $3,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 300 | $3,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 500 | $3,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 300 | $3,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 200 | $3,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 600 | $3,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 900 | $3,000 | thousands by filing date | |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 3,500 | $3,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 42,000 | $3,000 | thousands by filing date | |
| PROCAPS GROUP SA | L7756P102 | SHS | 500 | $3,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334201 | UNIT 10/29/2027 | 355 | $3,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC VI | 233247204 | UNIT 99/99/9999 | 300 | $3,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 200 | $3,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A111 | UNIT 99/99/9999 | 340 | $3,000 | thousands by filing date | |
| SINGPOINT ORD (PNK) | 82932V201 | COM | 30,000 | $3,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 10 | $2,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 25 | $2,000 | thousands by filing date | call |
| VERMILION ENERGY INC COM | 923725105 | Stock | 100 | $2,000 | thousands by filing date | call |
| SAP SE SPON ADR | 803054204 | ADR | 30 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 25 | $2,000 | thousands by filing date | call |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 200 | $2,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 200 | $2,000 | thousands by filing date | |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 1,500 | $2,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 250 | $2,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 250 | $2,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 500 | $2,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 800 | $2,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 300 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 300 | $2,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 213 | $2,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 300 | $2,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 200 | $2,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 29 | $2,000 | thousands by filing date | call |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 200 | $2,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 500 | $2,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 300 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y319 | CMN | 100 | $2,000 | thousands by filing date | |
| VOLKSWAGEN AG | 928662600 | COM | 150 | $2,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 300 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 200 | $2,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 150 | $2,000 | thousands by filing date | call |
| Telkonet, Inc. | 879604106 | com | 80,850 | $2,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 900 | $2,000 | thousands by filing date | call |
| FORTRESS VALUE ACQUIS CORP I | 34964G107 | COM CL A | 250 | $2,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W137 | RIGHT 99/99/9999 | 19,177 | $2,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817104 | CMN | 219 | $2,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G730 | PRIME 2X DLY JUR | 1,258 | $2,000 | thousands by filing date | |
| SPK AQUISITION CORP | 848651105 | COM | 200 | $2,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 300 | $2,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 74 | $1,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 40 | $1,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 5 | $1,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2 | $1,000 | thousands by filing date | put |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 100 | $1,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 25 | $1,000 | thousands by filing date | call |
| C3 AI INC | 12468P104 | CL A | 100 | $1,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 400 | $1,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 40 | $1,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 300 | $1,000 | thousands by filing date | |
| NEW ORIENTAL ED & TECHNOLOGY SPON ADR | 647581206 | ADR | 48 | $1,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 300 | $1,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 8 | $1,000 | thousands by filing date | call |
| ROKU INC COM CL A | 77543R102 | Stock | 20 | $1,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 20 | $1,000 | thousands by filing date | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 120 | $1,000 | thousands by filing date | call |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 50 | $1,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 40 | $1,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 500 | $1,000 | thousands by filing date | call |
| PARAMOUNT GROUP INC | 69924R108 | COM | 181 | $1,000 | thousands by filing date | call |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 200 | $1,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 200 | $1,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 80 | $1,000 | thousands by filing date | call |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 200 | $1,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 400 | $1,000 | thousands by filing date | |
| HUMACYTE INC | 44486Q103 | COM | 400 | $1,000 | thousands by filing date | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 202 | $1,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 23 | $1,000 | thousands by filing date | put |
| SPLUNK INC | 848637104 | COM | 14 | $1,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 100 | $1,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 100 | $1,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 300 | $1,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 100 | $1,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 200 | $1,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 200 | $1,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 200 | $1,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 200 | $1,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 250 | $1,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 100 | $1,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 300 | $1,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 100 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC PFD 1/ | 38144X609 | PREFERR | 100 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS PFD VARIABLE RAT | 38143Y665 | PREFERR | 100 | $1,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 1,600 | $1,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 62 | $1,000 | thousands by filing date | put |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 700 | $1,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 100 | $1,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 100 | $1,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 50 | $1,000 | thousands by filing date | call |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 100 | $1,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 124 | $1,000 | thousands by filing date | put |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 525 | $1,000 | thousands by filing date | |
| GORES HOLDINGS IX INC | 38287A101 | COM | 200 | $1,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y103 | COM | 200 | $1,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 100 | $1,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 200 | $1,000 | thousands by filing date | |
| GOLDEN ARROW MERGER CORP | 380799205 | UNIT 07/31/2026 | 200 | $1,000 | thousands by filing date | |
| 10X CAP VENTURE ACQSTN CORP | G87076108 | COM CL A | 100 | $1,000 | thousands by filing date | |
| FREEDOM ACQUISITION I CORP | G3663X110 | SHS CL A | 200 | $1,000 | thousands by filing date | |
| GALECTO INC | 36322Q107 | COM | 530 | $1,000 | thousands by filing date | call |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 200 | $1,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC 7 | 46131b506 | PFD | 100 | $1,000 | thousands by filing date | |
| CHINA DONGSHENG INTERNATIONAL ORD | 16939T108 | COM | 66,819 | $1,000 | thousands by filing date | |
| FORTRESS TRNSP AND INFR SRS A CM PRF | 34960P200 | COM | 100 | $1,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Apple Inc | 037833100 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| META PLATFORMS INC CL A | 30303M102 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NIKE,Inc. Class B | 654106103 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 6 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| IONQ INC COM | 46222L108 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 38 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DOLLAR TREE INC COM | 256746108 | Stock | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| XPENG INC ADS | 98422D105 | ADR | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIRST SOLAR INC COM | 336433107 | Stock | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ROKU INC COM CL A | 77543R102 | Stock | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 75 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLOCK INC CL A | 852234103 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PITNEY BOWES INC COM | 724479100 | Stock | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NUTANIX INC CL A | 67059N108 | Stock | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LYFT INC | 55087P104 | CL A COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 40 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ADMA BIOLOGICS INC | 000899104 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNITYBIO INC | 45256X103 | COM | 180 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEOGEN CORP | 640491106 | COM | 48 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WM TECHNOLOGY INC | 92971A109 | COM *D* | 110 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 28 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNDER ARMOUR INC | 904311107 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 180 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 25 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WYNN RESORTS LTD | 983134107 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CITRIX SYSTEMS INC | 177376100 | COM | 30 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CITRIX SYSTEMS INC | 177376100 | COM | 104 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ZENDESK INC | 98936J101 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ZENDESK INC | 98936J101 | COM | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GROWGENERATION CORP | 39986L109 | COM | 17 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INVITAE CORP | 46185L103 | COM | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CANOO INC | 13803R102 | COM CL A | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DESKTOP METAL INC | 25058X105 | COM CL A | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 19 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 78 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARCH RESOURCES INC | 03940R107 | CL A | 8 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IROBOT CORP | 462726100 | COM | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 34 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALLEGHANY CORP DEL | 017175100 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SUMMIT THERAPEUTICS INC | 86627T108 | COM | 21 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| YEXT INC | 98585N106 | COM | 67 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 63 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHID IS CAP INC | 68571X301 | COM NEW | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARDELYX INC | 039697107 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HARMONIC INC | 413160102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 130 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TALKSPACE INC | 87427V103 | COM | 563 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 73 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CABALETTA BIO INC | 12674W109 | COMMON STOCK | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 50 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 25 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 66 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IGC PHARMA INC | 45408X308 | COM NEW | 23 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Rafael Holdings Inc Class B | 75062E106 | COM | 165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 24 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Astronics Class B Convertible | 046433207 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATHERSYS INC NEW COM NEW | 04744L205 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRAWFORD & CO | 224633107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Veru Inc | 92536C103 | Common Stock | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARLOTZ INC | 142552108 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 9 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 13 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HON HAI PRECISION INDUSTRY | 438090805 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XWELL INC COM NEW | 98420U703 | Stock | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 35 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| IVERIC BIO INC | 46583P102 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 51 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 150 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 1,002 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POTNETWORK HLDGS INC | 737636209 | COMMON STOCK | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TTOO | 89853L104 | Stock | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LIFE ELECTRIC VEHICLES HOLDINGS ORD (PNK) | 53185P100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AVAYA HLDGS CORP | 05351X101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 60 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A105 | COM CL A | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ONTRAK INC | 683373104 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEXO CORP | 428304307 | COM NEW | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 22 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLACKROCK CORPOR HI YLD FD I | 09255L114 | RIGHT 10/13/2022 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 3,600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAG GROUP CO COMMON STOCK | 93042P109 | Stock | 430 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMPERIAL PETE INC COM NEW | Y3894J104 | Stock | 99 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Ouster Inc | 68989M103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Allbirds Inc | 01675A109 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIANRONG INTERNET PRODS | 886307107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEANOMICS INC | 45166V106 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDEANOMICS INC | 45166V106 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 1,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| REVLON INC | 761525609 | OPT | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ROSECLIFF ACQUISITION CORP I | 77732R103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 45 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ATLAS CORP | Y0436Q109 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 21 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AEYE INC | 008183105 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CAZOO GROUP LTD | G2007L105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAZOO GROUP LTD | G2007L105 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CAZOO GROUP LTD | G2007L105 | COM | 23 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BAKKT HOLDINGS INC | 05759B107 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BOXED INC | 103174108 | COM | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| D AND Z MEDIA ACQUISITION CO | 23305Q106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DUNE ACQUISITION CORP | 265334102 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLENE INC | 185634102 | COM | 56 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L204 | COM NEW | 30 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA TRUCK INC | 902925106 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONGWEI PETROLEUM INV HLDG L | 543354104 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KHIRON LIFE SCIENCES ORD | 49374L306 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 1,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENSYSCE BIOSCIENCES INC | 293602108 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ION ACQUISITION CORP 3 LTD | G4940J114 | SHS CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAFECT CORP | 212326300 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONTRAFECT CORP | 212326300 | COM | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TPB ACQUISITION CORP I | G8990L101 | COM CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN VRTUAL CLOUD TECH I | 030382204 | COM | 82 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMERICAN VRTUAL CLOUD TECH I | 030382204 | COM | 44 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHURCHILL CAPITAL CORP V | 17144T115 | *W EXP 10/29/202 | 5,050 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAZE HOLDINGS INC | 31423J102 | COMMON STOCK | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CC NEUBERGER PRINCIPAL HOLDN | G1992N100 | SHS CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUE SAFARI GRP ACQUISITN CO | G1195R130 | RIGHT 09/24/2026 | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 26 CAPITAL ACQUISITION CORP | 90138P209 | UNIT 12/31/2027 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORMA THERAPEUTICS HLDGS INC | 34633R104 | SHS | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| QUOTIENT LTD | G73268107 | SHS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED DNA SCIENCES INC | 03815U300 | COMMON | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| COLOR STAR TECHNOLOGY CO LTD | G2287A209 | USD CL A ORD SHS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIRION TECHNOLOGIES INC | 60471A119 | *W EXP 10/20/202 | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 7 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELA TECHNOLOGIES INC | 30162V706 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EVOFEM BIOSCIENCES INC | 30048L203 | COM NEW | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WAITR HLDGS INC | 930752100 | COM | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SOCIAL CAP SUVRETTA HLDS CRP | G8253U103 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BITNILE HOLDINGS INC | 09175M101 | CMN | 40 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENERTECK ORD (PNK) | 29275X104 | COM | 7,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDELANDS OIL AND GAS ORD | 886405109 | COM | 526,323 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIUS PRODUCTS ORD | 37229R305 | COM | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPHONIC ORD (OTC) | 45772G105 | COM | 14,472 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 26 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HOME PLATE ACQUISITION CORP | 43734R202 | UNIT 09/30/2026 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONNET BIOTHERAPEUTC HLDNG I | 83548R204 | cs | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 95 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GLOBAL CORD BLOOD CORPORATIO | G39342953 | PUT | 30 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| META MATERIALS INC | 59134N203 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLON THERAPEUTICS ORD | 019774108 | COM | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-22-000007 | this filing | 2022-10-19 | acceptance time not in the bulk data set |