13F-HR filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-10-19, with 824 holding rows worth $144,722,000.
- Accession
- 0001742998-22-000007
- Filer
- CIK 1742998
- Filed
- 2022-10-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 830 entries on the cover page, a total value of $144,722,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $144,345,000 with VALUE read as thousands by filing date, 13F file number 028-18846. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMYDA Advisors LLC
- included managerSender Co & Partners, Inc.
- included managerVazirani Asset Management LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHANGE HEALTHCARE INC | 15912K100 | COM | 733,900 | $20,174,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 79,196 | $7,270,000 | thousands by filing date | |
| HALEON PLC SPON ADS | 405552100 | ADR | 981,337 | $5,976,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 166,950 | $4,075,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 40,000 | $3,985,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 334,817 | $3,341,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 58,034 | $3,182,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 41,540 | $3,161,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 625,578 | $2,940,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 35,570 | $2,644,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 91,000 | $2,522,000 | thousands by filing date | |
| PLAYTIKA HOLDING CORP | 72815L107 | COMMON STOCK | 225,000 | $2,112,000 | thousands by filing date | |
| MAC COPPER LIMITED ORD SHS | G60405100 | Stock | 213,332 | $2,086,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 98,290 | $2,032,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 8,059 | $1,949,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 11,637 | $1,904,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 29,000 | $1,899,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 125,000 | $1,813,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 77,550 | $1,775,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 39,000 | $1,761,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 105,392 | $1,662,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 263,572 | $1,660,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 56,987 | $1,626,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 36,590 | $1,604,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 45,000 | $1,597,000 | thousands by filing date | |
| FERGUSON PLC NEW | G3421J106 | SHS | 15,000 | $1,543,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3,556 | $1,476,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 250,000 | $1,435,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUISITION | 482504107 | CL A | 136,299 | $1,335,000 | thousands by filing date | |
| LIBERTY MEDIA ACQUISTION CORP | 53073L104 | COMMON STOCK | 134,100 | $1,332,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 85,000 | $1,308,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 17,300 | $1,178,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 100,000 | $1,117,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 45,000 | $1,044,000 | thousands by filing date | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 200,000 | $998,000 | thousands by filing date | |
| TERMINIX GLOBAL HOLDINGS INC COM | 88087E100 | Stock | 25,994 | $995,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 130,000 | $973,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 28,000 | $943,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 18,100 | $935,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 85,000 | $884,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 20,000 | $876,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 8,000 | $851,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 85,000 | $850,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 3,123 | $834,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 14,119 | $824,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 6,778 | $776,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,400 | $737,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 69,001 | $690,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 108,000 | $682,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12,000 | $672,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 7,000 | $668,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 74,275 | $643,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 162,487 | $636,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 45,000 | $583,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 2,000 | $539,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 381,838 | $526,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 1,300,150 | $517,000 | thousands by filing date | |
| DRAGONEER GROWTH OPT CORP II | G28315102 | CL A SHS | 50,200 | $491,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 50,000 | $451,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 6,767 | $450,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,380 | $408,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 63,703 | $398,000 | thousands by filing date | |
| APPLOVIN CORP COM CL A | 03831W108 | Stock | 20,375 | $397,000 | thousands by filing date | |
| USHG ACQUISITION CORP | 91748P100 | COMMON STOCK | 40,000 | $394,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 56,550 | $391,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 6,000 | $391,000 | thousands by filing date | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 19,384 | $390,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 5,892 | $359,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 23,700 | $356,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 16,922 | $355,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 60,000 | $348,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 900 | $347,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 25,000 | $347,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 40,151 | $342,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 16,200 | $327,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 5,258 | $323,000 | thousands by filing date | |
| FORTRESS TRANSN INFRASTRUE SRS C PRF | 34960P408 | COM | 16,085 | $313,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 4,906 | $310,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,243 | $309,000 | thousands by filing date | |
| LOGISTIC PROPERTIES OF THE AME USD ORD SHS | G9152V101 | Stock | 28,950 | $286,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 2,942 | $282,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 110,100 | $281,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | 560292302 | COM | 17,817 | $270,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 10,000 | $246,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,400 | $243,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 6,000 | $243,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP | 11134Y101 | CMN | 24,000 | $236,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071102 | COM CL A | 22,745 | $228,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 72,678 | $226,000 | thousands by filing date | |
| HENNESSY CAPITAL INVS CORP V | 42589T107 | COM | 22,887 | $225,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 12,000 | $224,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,000 | $223,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 2,530 | $217,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 2,900 | $215,000 | thousands by filing date | |
| DOORDASH INC CL A | 25809K105 | Stock | 4,080 | $201,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 10,000 | $200,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 7,994 | $192,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 3,050 | $185,000 | thousands by filing date | |
| BTRS HOLDINGS INC | 11778X104 | COM CL 1 | 20,000 | $185,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 13,150 | $183,000 | thousands by filing date | |
| IRONSOURCE LTD NPV | M5R75Y101 | CL A ORD SHS | 52,526 | $180,000 | thousands by filing date | |
| PROSHARES | 74347Y839 | EXCHANGE TRADED | 13,500 | $173,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 25,968 | $171,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,200 | $170,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 8,500 | $165,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 30,000 | $165,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 4,000 | $164,000 | thousands by filing date | |
| Raytheon Technologies Corporation | 75513E101 | COM | 2,000 | $163,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 2,500 | $163,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,050 | $162,000 | thousands by filing date | |
| ALTICE A USA INC | 00165C203 | COM | 60,100 | $162,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 6,984 | $160,000 | thousands by filing date | |
| TH INTERNATIONAL LIMITED | G8656L106 | ORDINARY SHARES | 26,500 | $158,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 2,200 | $157,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 21,385 | $154,000 | thousands by filing date | |
| INNOVATE CORP | 45784J105 | COM | 220,000 | $154,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,469 | $150,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 6,427 | $149,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F109 | CMN | 15,154 | $149,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 10,718 | $146,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 700 | $145,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 11,000 | $144,000 | thousands by filing date | |
| SILO PHARMA INC | 82711P201 | cs | 26,861 | $144,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 600 | $141,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 28,630 | $139,000 | thousands by filing date | |
| HOEGH LNG PAR 8.75 PFDPFD SER A | Y3262R118 | COM | 6,128 | $133,000 | thousands by filing date | |
| NEXTCURE INC | 65343E108 | COM | 48,000 | $132,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 4,945 | $131,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 1,750 | $131,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 2,960 | $130,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 6,750 | $130,000 | thousands by filing date | |
| STELLAR BANCORP INC | 858927106 | COM | 4,397 | $128,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,465 | $127,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,598 | $127,000 | thousands by filing date | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 40,000 | $127,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 3,000 | $127,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 9,400 | $126,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 13,000 | $121,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 10,700 | $120,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 30,300 | $119,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035103 | COM | 12,000 | $119,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y104 | CMN | 12,000 | $119,000 | thousands by filing date | |
| TALKSPACE INC | 87427V103 | COM | 115,000 | $118,000 | thousands by filing date | |
| ZYMERGEN INC | 98985X100 | COM | 42,355 | $117,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 12,946 | $115,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601M100 | 2 CL A SHS | 11,600 | $115,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 400 | $114,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 5,900 | $114,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 2,579 | $113,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 821 | $111,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 700 | $110,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 4,050 | $109,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 5,000 | $107,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 7,400 | $106,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 600 | $104,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 2,900 | $103,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 4,000 | $101,000 | thousands by filing date | |
| Impala Platinum Holdings Ltd | 452553308 | Equity | 11,000 | $101,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | G1962Y102 | SHS CL A | 10,000 | $99,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 1,100 | $98,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 5,875 | $98,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T102 | COM | 9,852 | $98,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,000 | $97,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 11,716 | $94,000 | thousands by filing date | |
| 1ST COLONIAL BANCORP INC | 319716106 | COM | 8,000 | $94,000 | thousands by filing date | |
| QVC GROUP INC | 74915M308 | Common, Small Cap Value | 2,000 | $91,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 4,669 | $88,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 2,090 | $87,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,400 | $87,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 1,790 | $86,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 1,640 | $86,000 | thousands by filing date | |
| VIZSLA SILVER ORD (ASE) | 92859G202 | COM | 75,000 | $86,000 | thousands by filing date | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 7,000 | $85,000 | thousands by filing date | |
| KNOWBE4 INC | 49926T104 | COMMON STOCK | 4,085 | $85,000 | thousands by filing date | |
| NIXXY INC COM NEW | 75630B303 | Stock | 69,010 | $84,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M102 | COM CL A | 8,400 | $82,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 100 | $79,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 376 | $79,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP II | G9460A104 | CL A SHS | 8,000 | $79,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427113 | UNIT 99/99/9999 | 8,009 | $79,000 | thousands by filing date | |
| GALECTO INC | 36322Q107 | COM | 42,000 | $79,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C100 | CMN | 8,000 | $78,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 3,800 | $77,000 | thousands by filing date | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 6,700 | $76,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 500 | $74,000 | thousands by filing date | |
| CROWN ELECTROKINETICS CORP | 228339206 | COM NEW | 326,400 | $74,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 1,220 | $72,000 | thousands by filing date | |
| GRAYSCALE ETHEREUM TRUST ETF | 389638107 | SHS | 8,000 | $72,000 | thousands by filing date | |
| MERIDIAN MINING UK SOCIETAS ORD | N5626P102 | COM | 200,000 | $69,000 | thousands by filing date | |
| INCANNEX HEALTHCARE LTD | 45333L106 | SPONSORED ADS | 17,450 | $69,000 | thousands by filing date | |
| BLUE SAFARI GRP ACQUISITN CO | G1195R106 | CLASS A ORD SHS | 6,700 | $68,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,622 | $67,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 798 | $66,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 5,000 | $66,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 12,000 | $66,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP 2 | G0371B109 | CMN | 6,560 | $65,000 | thousands by filing date | |
| COURSERA INC COM | 22266M104 | Stock | 6,000 | $64,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 6,400 | $64,000 | thousands by filing date | |
| LIVEONE INC | 53814X102 | COM | 90,000 | $63,000 | thousands by filing date | |
| MGC | 921910873 | COM | 500 | $62,000 | thousands by filing date | |
| GRABHLDGSLTDFCLASSCLASSA | G4124C109 | STOK | 23,700 | $62,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 4,000 | $62,000 | thousands by filing date | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 4,000 | $62,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,100 | $61,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 5,000 | $59,000 | thousands by filing date | |
| TSAKOS ENRG NVGT CM RD PRP SRS F PRF | G9108L165 | COM | 2,439 | $59,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 181 | $58,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 5,500 | $58,000 | thousands by filing date | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 2,500 | $56,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 2,350 | $56,000 | thousands by filing date | |
| COMPUTER SERVICES INC | 20539A105 | COM | 1,000 | $55,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 4,795 | $53,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN PFD O VAR RATE | 313586794 | Preferred | 10,725 | $53,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 187 | $52,000 | thousands by filing date | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 8,500 | $51,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 855 | $51,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 16,500 | $51,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 5,260 | $51,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 263 | $50,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 1,741 | $50,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672103 | SHS CL A | 4,889 | $50,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 300 | $49,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 400 | $49,000 | thousands by filing date | |
| CAREMAX INC | 14171W103 | COM | 7,000 | $49,000 | thousands by filing date | |
| PATHFINDER BANCORP INC MD | 70319R109 | COM | 2,385 | $48,000 | thousands by filing date | |
| PAN AMERICAN SILVER RTS | 697900132 | COM | 83,500 | $48,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 254 | $46,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 705 | $46,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 2,100 | $45,000 | thousands by filing date | |
| ROOT INC OH CLASS A | 77664L207 | COMMON STOCK | 5,800 | $45,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 75,300 | $45,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 3,800 | $44,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 223 | $44,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 800 | $43,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 3,200 | $43,000 | thousands by filing date | |
| PROTAGENIC THERAPEUTICS INC | 74365N103 | COM | 75,000 | $42,000 | thousands by filing date | |
| Karora Resources Inc. | 48575L206 | COM | 20,500 | $42,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 244 | $41,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 600 | $39,000 | thousands by filing date | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 7,500 | $39,000 | thousands by filing date | |
| E2OPEN PARENT HOLDINGS INC | 29788T103 | COM CL A | 6,500 | $39,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T100 | COM | 4,000 | $39,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 1,408 | $38,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 4,600 | $38,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 2,800 | $37,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 3,200 | $37,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 5,000 | $37,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 5,700 | $37,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N105 | COM | 3,798 | $37,000 | thousands by filing date | |
| SVF INVESTMENT CORP | G8601L102 | CL A SHS | 3,800 | $37,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 487 | $36,000 | thousands by filing date | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 8,921 | $35,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 200 | $35,000 | thousands by filing date | |
| ZIM INTEGRATED SHIPPING SERV | M9T951109 | SHS | 1,500 | $35,000 | thousands by filing date | |
| COLLPLANT BIOTECHNOLOG F | M2R51X116 | FOREIGN ORDINARIES | 5,250 | $35,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 130 | $34,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 3,200 | $34,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 12,371 | $34,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E661 | CMN | 3,000 | $34,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 9,854 | $33,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 2,000 | $33,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 535 | $32,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 500 | $32,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,201 | $31,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 7,500 | $31,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 45,897 | $31,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 3,000 | $31,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 2,000 | $30,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 3,025 | $30,000 | thousands by filing date | |
| INTEGRAL ACQUISITION CORP 1 | 45827K200 | UNIT 05/31/2028 | 3,120 | $30,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 28,025 | $30,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R103 | CMN | 3,137 | $30,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 252 | $29,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,580 | $29,000 | thousands by filing date | |
| TURQUOISE HILL RES LTD | 900435207 | COM | 1,000 | $29,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 400 | $29,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 200 | $28,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 1,000 | $28,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 2,000 | $28,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,400 | $28,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,550 | $27,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 500 | $26,000 | thousands by filing date | |
| PLANET LABS PBC | 72703X106 | COM CL A | 4,840 | $26,000 | thousands by filing date | |
| SNDL INC | 83307B101 | COM | 12,060 | $26,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 2,705 | $26,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 94 | $25,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 30 | $25,000 | thousands by filing date | |
| ALGOMA STL GROUP INC | 015658107 | COM | 4,000 | $25,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 1,000 | $24,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 200 | $24,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 2,000 | $24,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 21,000 | $24,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 4,750 | $24,000 | thousands by filing date | |
| FTAC HERA ACQUISITION CORP | G3728Y129 | UNIT 02/28/2026 | 2,488 | $24,000 | thousands by filing date | |
| POWERED BRANDS | G7209M124 | UNIT 99/99/9999 | 2,460 | $24,000 | thousands by filing date | |
| AMERICAN VRTUAL CLOUD TECH I | 030382204 | COM | 8,100 | $24,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CORP UNIT | 48253T208 | Stock | 2,530 | $24,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 10,000 | $23,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 450 | $23,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 100 | $22,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 569 | $22,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 2,400 | $22,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 122 | $21,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 2,000 | $21,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 140 | $20,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 600 | $20,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 7,591 | $20,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 600 | $20,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,000 | $20,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDG | G9460L126 | CLASS A ORD | 2,109 | $20,000 | thousands by filing date | |
| ARIES I ACQUISITION CORP | G0542N107 | CLASS A ORD SHS | 2,000 | $20,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 162 | $19,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 142 | $19,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,800 | $19,000 | thousands by filing date | |
| NEXTPOINT FINANCIAL ORD | 65345F202 | COM | 6,600 | $19,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,600 | $18,000 | thousands by filing date | |
| SKYX PLATFORMS CORP | 78471E105 | COM | 5,000 | $18,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 120 | $18,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 550 | $18,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 2,400 | $18,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,180 | $18,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,090 | $18,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H109 | CL A | 1,899 | $18,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 800 | $17,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E521 | FUND | 750 | $17,000 | thousands by filing date | |
| ADDEX THERAPEUTICS LTD | 00654J107 | SPONSORED ADS | 22,500 | $17,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP | 049287204 | UNIT 99/99/9999 | 1,813 | $17,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,100 | $16,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 59 | $16,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,409 | $16,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 250 | $16,000 | thousands by filing date | call |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 4,200 | $16,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 300 | $16,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 666 | $16,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 1,500 | $16,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 100 | $16,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 450 | $16,000 | thousands by filing date | |
| IRON SPARK I INC | 46301G103 | CMN | 1,690 | $16,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CO | 48253T109 | CMN | 1,665 | $16,000 | thousands by filing date | |
| C3 METALS ORD | 22945L105 | COM | 450,000 | $16,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 160 | $15,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 420 | $15,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 225 | $15,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 565 | $15,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME OPRNTS | 69355M107 | COM BEN SHS | 1,200 | $15,000 | thousands by filing date | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 900 | $15,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,600 | $15,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 200 | $15,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 1,000 | $15,000 | thousands by filing date | |
| F-STAR THERAPEUTICS INC | 30315R107 | COM | 3,000 | $15,000 | thousands by filing date | |
| ISUN INC | 465246106 | COMMON | 7,200 | $15,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 500 | $14,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 550 | $14,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 376 | $14,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,600 | $14,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 2,000 | $13,000 | thousands by filing date | |
| ALPHA METALLURGICAL RESOUR I | 020764106 | COM | 100 | $13,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,033 | $13,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 2,000 | $13,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 200 | $13,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 150 | $13,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G206 | UNIT 12/31/2027 | 1,400 | $13,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 422 | $12,000 | thousands by filing date | |
| JFROG LTD ORD SHS | M6191J100 | Stock | 550 | $12,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 400 | $12,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 600 | $12,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 2,600 | $12,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 739 | $12,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 200 | $11,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 63 | $11,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 40 | $11,000 | thousands by filing date | put |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 100 | $11,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 300 | $11,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,200 | $11,000 | thousands by filing date | |
| HIPPO HOLDINGS INC | 433539202 | COMMON STOCK | 600 | $11,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 1,000 | $11,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 600 | $11,000 | thousands by filing date | |
| Barclays Bank PLC | 06747R477 | COM | 550 | $11,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 376 | $10,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 437 | $10,000 | thousands by filing date | call |
| BLACKBAUD INC COM | 09227Q100 | Stock | 234 | $10,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 900 | $10,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 12 | $10,000 | thousands by filing date | put |
| CADENCE BANK | 12740C103 | COM | 400 | $10,000 | thousands by filing date | |
| WESTERN ASSET DIVERSIFIED IN | 95790K109 | COM SHS BEN INT | 800 | $10,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,100 | $10,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 1,408 | $10,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 900 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347G432 | ULTRAPRO SHT QQQ | 170 | $10,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A108 | COM | 1,067 | $10,000 | thousands by filing date | |
| GOGREEN INVESTMENTS CORP | G9461B101 | COM | 1,033 | $10,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP UNIT | 00439D201 | Stock | 1,100 | $10,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 320 | $9,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 30 | $9,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 40 | $9,000 | thousands by filing date | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 657 | $9,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 225 | $9,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 700 | $9,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 800 | $9,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 3,525 | $9,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,000 | $9,000 | thousands by filing date | |
| TRUSTCO BANK CORP NY | 898349204 | COMMON STOCK | 300 | $9,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 3,000 | $9,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K201 | TRUS | 1,000 | $9,000 | thousands by filing date | |
| TWELVE SEAS INVESTMENT CO II | 90118T205 | UNIT 99/99/9999 | 1,000 | $9,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 30 | $8,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,254 | $8,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 50 | $8,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 110 | $8,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 200 | $8,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1,200 | $8,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 700 | $8,000 | thousands by filing date | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 2,000 | $8,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 2,500 | $8,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 469 | $8,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 800 | $8,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,000 | $8,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 700 | $8,000 | thousands by filing date | |
| ORIGIN MATERIALS INC | 68622D106 | COM | 1,669 | $8,000 | thousands by filing date | call |
| ORIGIN AGRITECH LIMITED | G67828205 | SHS NEW | 986 | $8,000 | thousands by filing date | |
| ZENVIA CL A ORD | G9889V101 | COM | 5,000 | $8,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 1,601 | $8,000 | thousands by filing date | call |
| CHURCHILL CAPITAL CORP V | 17144T107 | COM | 900 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 300 | $7,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 77 | $7,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 72 | $7,000 | thousands by filing date | put |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,200 | $7,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 700 | $7,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 700 | $7,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 133 | $7,000 | thousands by filing date | |
| Senti Biosciences, Inc. | 81726A100 | Common Stock | 3,500 | $7,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 799 | $7,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 46 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 600 | $6,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 260 | $6,000 | thousands by filing date | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 840 | $6,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 800 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 600 | $6,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 500 | $6,000 | thousands by filing date | |
| NUVEEN DYNAMIC MUN OPPORTUNITI | 67079X102 | COM SHS | 600 | $6,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 500 | $6,000 | thousands by filing date | |
| NUVEEN CORE PLUS IMPACT FUND | 67080D103 | COM BEN INT | 600 | $6,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 600 | $6,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 105 | $6,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25460G419 | CMN | 100 | $6,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 399 | $6,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 600 | $6,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 700 | $6,000 | thousands by filing date | |
| CORE SCIENTIFIC INC | 21873J108 | Common Stock | 4,788 | $6,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 14 | $5,000 | thousands by filing date | put |
| CARVANA CO CL A | 146869102 | Stock | 250 | $5,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,000 | $5,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 600 | $5,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 700 | $5,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 400 | $5,000 | thousands by filing date | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 2,000 | $5,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 500 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 500 | $5,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 600 | $5,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 600 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 600 | $5,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 500 | $5,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 500 | $5,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 1,340 | $5,000 | thousands by filing date | |
| BANNIX ACQUISITION CORP | 066644121 | RIGHT 07/31/2026 | 100,000 | $5,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION II CO | 553800111 | *W EXP 03/09/202 | 101,995 | $5,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP | 52470X109 | COM CL A | 500 | $5,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y362 | PSYCHEDELICS ETF | 2,000 | $5,000 | thousands by filing date | |
| RECHARGE ACQUISITION CORP | 756229100 | CMN | 570 | $5,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 210 | $4,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 255 | $4,000 | thousands by filing date | call |
| MODERNA INC | 60770K107 | COM | 35 | $4,000 | thousands by filing date | put |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 500 | $4,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 300 | $4,000 | thousands by filing date | call |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 700 | $4,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 170 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 400 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 500 | $4,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 400 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 400 | $4,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 500 | $4,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 300 | $4,000 | thousands by filing date | |
| NERVGEN PHARMA CORP | 64082X203 | COM | 3,400 | $4,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 400 | $4,000 | thousands by filing date | |
| Curaleaf Holdings Inc. | 23126M102 | COM | 900 | $4,000 | thousands by filing date | |
| NOVELSTEM INTERNATIONAL ORD (PNK) | 67001V109 | COM | 25,000 | $4,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 26,500 | $4,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 492 | $4,000 | thousands by filing date | call |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 430 | $4,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 470 | $4,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F208 | UNIT 99/99/9999 | 500 | $4,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 12 | $3,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 19 | $3,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 25 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 125 | $3,000 | thousands by filing date | put |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 100 | $3,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 50 | $3,000 | thousands by filing date | |
| RUM GROUP INC COM CL A | 78137L105 | Stock | 261 | $3,000 | thousands by filing date | call |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 320 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-22-000007 | this filing | 2022-10-19 | acceptance time not in the bulk data set |