13F-HR filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-04-12, with 804 holding rows worth $268,720,000.
- Accession
- 0001742998-21-000005
- Filer
- CIK 1742998
- Filed
- 2021-04-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 804 entries on the cover page, a total value of $268,720,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $268,333,000 with VALUE read as thousands by filing date, 13F file number 028-18846. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMYDA Advisors LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 700 | $25,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 5,893 | $25,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 15,747 | $24,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 4,000 | $24,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 1,250 | $24,000 | thousands by filing date | |
| NEXTGEN ACQUISITION CORP | G65305107 | CL A | 2,500 | $24,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 60 | $23,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 2,675 | $23,000 | thousands by filing date | |
| SRAX INC | 78472M106 | CL A | 5,000 | $23,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H109 | CL A | 2,409 | $23,000 | thousands by filing date | |
| CF FIN ACQUISITION CORP III | 12529D108 | CL A | 2,387 | $23,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 3,616 | $22,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 1,500 | $22,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 5,033 | $22,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 2,200 | $21,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 1,250 | $21,000 | thousands by filing date | call |
| RECHARGE ACQUISITION CORP | 756229100 | CMN | 2,248 | $21,000 | thousands by filing date | |
| ABCELLERA BIOLOGICS INC COM | 00288U106 | Stock | 602 | $20,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,558 | $20,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 2,906 | $20,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 1,241 | $20,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 20,000 | $20,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 6,000 | $19,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 1,659 | $19,000 | thousands by filing date | |
| CREATIVE MEDIA & CMNTY TR | 125525584 | TRUS | 1,500 | $19,000 | thousands by filing date | |
| KLUDEIN I ACQUISITION CORP | 49878L208 | UNIT 99/99/9999 | 1,950 | $19,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 750 | $18,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 5,000 | $18,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 2,300 | $18,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 1,000 | $18,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 1,824 | $18,000 | thousands by filing date | |
| BROADSTONE ACQ CORP; TNT ACQ DT: 9/11/2022; CASH: $10.00 | G1739V100 | SHS CL A | 1,940 | $18,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 75 | $17,000 | thousands by filing date | call |
| FOX CORP | 35137L204 | CL B COM | 500 | $17,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 200 | $17,000 | thousands by filing date | put |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 300 | $17,000 | thousands by filing date | |
| NUMINUS WELLNESS INC | 67054W103 | Common Stock | 20,000 | $17,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 1,760 | $17,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 6,000 | $17,000 | thousands by filing date | |
| C3 AI INC | 12468P104 | CL A | 250 | $16,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,855 | $16,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334201 | UNIT 10/29/2027 | 1,650 | $16,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 600 | $15,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 400 | $15,000 | thousands by filing date | |
| POWERED BRANDS | G7209M124 | UNIT 99/99/9999 | 1,600 | $15,000 | thousands by filing date | |
| PLANTX LIFE INC COM NEW | 72750P105 | Common Stock | 25,000 | $15,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,004 | $14,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 3,350 | $14,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 730 | $14,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 1,395 | $14,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 1,844 | $14,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G206 | UNIT 12/31/2027 | 1,400 | $14,000 | thousands by filing date | |
| EMPOWER LTD | G3R39W102 | CL A COM | 1,500 | $14,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 100 | $13,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 1,100 | $13,000 | thousands by filing date | call |
| FREQUENCY THERAPEUTICS INC | 35803L108 | COM | 1,400 | $13,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,000 | $13,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 1,200 | $13,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 630 | $12,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 250 | $12,000 | thousands by filing date | call |
| COUPANG INC | 22266T109 | CL A | 250 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 876 | $12,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 450 | $12,000 | thousands by filing date | call |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 1,200 | $12,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 1,230 | $12,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 1,220 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 250 | $11,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 1,500 | $11,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 1,100 | $11,000 | thousands by filing date | |
| SANDBRIDGE ACQUISITION CORP | 799793104 | COM CL A | 1,200 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 903 | $10,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 1,500 | $10,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 2,010 | $10,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 400 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 1,000 | $10,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T102 | COM | 1,100 | $10,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 3,000 | $10,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 200 | $9,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 400 | $9,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 150 | $9,000 | thousands by filing date | |
| CRICUT INC | 22658D100 | COM CL A | 500 | $9,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 500 | $9,000 | thousands by filing date | |
| REVIVE THERAPEUTICS LIMITED COM NPV | 761516103 | Listed Stock | 25,000 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 700 | $9,000 | thousands by filing date | |
| CHINA INDUSTRIAL GROUP ORD (PNK) | 169396108 | COM | 1,397,637 | $9,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F100 | COM CL A | 900 | $9,000 | thousands by filing date | |
| EXTREME VEHICLE BATTERY TECH ORD | 30227V105 | COM | 30,000 | $9,000 | thousands by filing date | |
| CHAMPIGNON BRANDS ORD | 15850D100 | COMMON STOCK | 25,000 | $9,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 40 | $8,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 750 | $8,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 150 | $8,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 400 | $8,000 | thousands by filing date | call |
| Up Fintech Holding Ltd | 91531W106 | COM | 500 | $8,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 911 | $8,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 400 | $8,000 | thousands by filing date | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K201 | TRUS | 900 | $8,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 900 | $8,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 750 | $8,000 | thousands by filing date | call |
| SINGPOINT ORD (PNK) | 82932V201 | COM | 4,000 | $8,000 | thousands by filing date | |
| RICE ACQUISIT- A | 762594109 | COMMON STOCK | 865 | $8,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 65 | $7,000 | thousands by filing date | put |
| ADVISORSHARES TR | 00768Y453 | PURE US CANNABIS | 186 | $7,000 | thousands by filing date | put |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 80 | $7,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 509 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 524 | $7,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 359 | $7,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 780 | $7,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 521 | $7,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 470 | $7,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 675 | $7,000 | thousands by filing date | call |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 434 | $7,000 | thousands by filing date | |
| ATLAS CREST INVESTMENT CORP | 049287204 | UNIT 99/99/9999 | 735 | $7,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP UNIT | 00439D201 | Stock | 786 | $7,000 | thousands by filing date | |
| CANSORTIUM INC COM | 13809L109 | Stock | 9,628 | $7,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 700 | $7,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 33 | $6,000 | thousands by filing date | call |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 30 | $6,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 100 | $6,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 400 | $6,000 | thousands by filing date | call |
| BEL FUSE INC | 077347300 | CL B | 346 | $6,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 1,225 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 431 | $6,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,375 | $6,000 | thousands by filing date | call |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 344 | $6,000 | thousands by filing date | |
| Gaotu Techedu Inc | 36257Y109 | COM | 200 | $6,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 2,000 | $6,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 300 | $6,000 | thousands by filing date | call |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 630 | $6,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 632 | $6,000 | thousands by filing date | call |
| ONE | G7000X105 | COM CL A | 550 | $6,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 600 | $6,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582109 | COM | 700 | $6,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 50 | $5,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 26 | $5,000 | thousands by filing date | |
| OSCAR HEALTH INC | 687793109 | CL A | 200 | $5,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 228 | $5,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 600 | $5,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 600 | $5,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION | 91823B117 | *W EXP 01/21/202 | 3,300 | $5,000 | thousands by filing date | |
| Fte Networks Inc | 30283R402 | COM | 4,000 | $5,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N105 | COM | 580 | $5,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 600 | $5,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 500 | $5,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 563 | $5,000 | thousands by filing date | |
| THOMA BRAVO ADVANTAGE | G88272102 | COM CL A | 500 | $5,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 505 | $5,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B203 | UNIT 11/15/2027 | 500 | $5,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 550 | $5,000 | thousands by filing date | |
| HORIZON ACQUISITION CORP | G46049105 | COM CL A | 600 | $5,000 | thousands by filing date | |
| NUVEEN PREFERRD AND INCM 2022 TRM CF | 46623C202 | COM | 219 | $5,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 50 | $4,000 | thousands by filing date | call |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 4 | $4,000 | thousands by filing date | put |
| CNH INDL N V SHS | N20944109 | Stock | 318 | $4,000 | thousands by filing date | call |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 70 | $4,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 400 | $4,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 25 | $4,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 500 | $4,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 140 | $4,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 150 | $4,000 | thousands by filing date | put |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 480 | $4,000 | thousands by filing date | |
| ADVANCED FLOWER CAP INC | 00109K105 | COM | 200 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 358 | $4,000 | thousands by filing date | call |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 424 | $4,000 | thousands by filing date | call |
| BRILLIANT ACQUISITION CORP | G1643W137 | RIGHT 99/99/9999 | 16,888 | $4,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 500 | $4,000 | thousands by filing date | |
| INSU ACQUISITION CORP III | 457817104 | CMN | 500 | $4,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 400 | $4,000 | thousands by filing date | |
| SPORTS VENTURES ACQUISIN COR | G8372A111 | UNIT 99/99/9999 | 468 | $4,000 | thousands by filing date | |
| FINTECH ACQ IV-A | 31810N104 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G103 | COM | 420 | $4,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 50 | $3,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 5 | $3,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 50 | $3,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 200 | $3,000 | thousands by filing date | put |
| FASTLY INC | 31188V100 | CL A | 50 | $3,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 123 | $3,000 | thousands by filing date | put |
| IMMATICS N.V | N44445109 | SHS | 300 | $3,000 | thousands by filing date | |
| PHENIXFIN CORP | 71742W103 | COM | 100 | $3,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 600 | $3,000 | thousands by filing date | |
| CLS | 14070Y101 | Stock | 400 | $3,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 1,100 | $3,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V | 31810Q107 | COM CL A | 300 | $3,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 160 | $3,000 | thousands by filing date | |
| ARES ACQUISITION CORPORATION | G33032114 | UNIT 99/99/9999 | 300 | $3,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 300 | $3,000 | thousands by filing date | |
| ASCENDANT DIGITAL ACQUISITIO | G05155109 | COM CL A | 400 | $3,000 | thousands by filing date | |
| EHAVE INC COM NEW | 28238M205 | Stock | 25,000 | $3,000 | thousands by filing date | |
| ARK GLOBAL ACQUISITION CORP | 66981N202 | COM | 400 | $3,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 695 | $3,000 | thousands by filing date | call |
| NEW WAVE HOLDINGS CORP | 64913V103 | COM | 50,000 | $3,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 100 | $2,000 | thousands by filing date | call |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 10 | $2,000 | thousands by filing date | put |
| DOORDASH INC CL A | 25809K105 | Stock | 20 | $2,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 36 | $2,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 11 | $2,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 20 | $2,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 185 | $2,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 20 | $2,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 20 | $2,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 20 | $2,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 100 | $2,000 | thousands by filing date | put |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 130 | $2,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 200 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P613 | FUND | 100 | $2,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 100 | $2,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 200 | $2,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 200 | $2,000 | thousands by filing date | call |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 1,300 | $2,000 | thousands by filing date | |
| TIDELANDS OIL AND GAS ORD | 886405109 | COM | 526,323 | $2,000 | thousands by filing date | |
| GIGCAPITAL4 INC | 37518G200 | UNIT 99/99/9999 | 300 | $2,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| KKR ACQUISITION HOLDING I CORP UNIT | 48253T208 | Stock | 200 | $2,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 200 | $2,000 | thousands by filing date | |
| Elanco Animal Health CVR - Rights | 284CVR016 | COMMON STOCKS | 100 | $2,000 | thousands by filing date | |
| SUPERNOVA PARTNERS ACQUISITI | 86846V108 | COM CL A | 275 | $2,000 | thousands by filing date | |
| REVOLUTION ACCELERTN ACQU CO | 76156P106 | COM CL A | 200 | $2,000 | thousands by filing date | call |
| HIGHCAPE CAP ACQUISITION COR | 42984L105 | COM CL A | 250 | $2,000 | thousands by filing date | |
| ION ACQUISITION CORP 1 LTD | G49392122 | UNIT 99/99/9999 | 220 | $2,000 | thousands by filing date | |
| IMMUNITYBIO INC | 45256X103 | COM | 67 | $1,000 | thousands by filing date | call |
| CRONOS GROUP INC | 22717L101 | COM | 176 | $1,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 50 | $1,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 180 | $1,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 50 | $1,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 94 | $1,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 50 | $1,000 | thousands by filing date | put |
| ETFMG | 26924G508 | EXCHANGE TRADED | 52 | $1,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 1,202 | $1,000 | thousands by filing date | call |
| CHURCHILL CAPITAL CORP V | 17144T107 | COM | 200 | $1,000 | thousands by filing date | |
| DUNE ACQUISITION CORP | 265334102 | COM | 200 | $1,000 | thousands by filing date | |
| FORTRESS VALUE ACQUIS CORP I | 34964G107 | COM CL A | 200 | $1,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 1,500 | $1,000 | thousands by filing date | |
| 26 CAPITAL ACQUISITION CORP | 90138P209 | UNIT 12/31/2027 | 100 | $1,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y125 | UNIT 99/99/9999 | 145 | $1,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 500 | $1,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 600 | $1,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 115 | $1,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU CO | 242797108 | COM CL A | 100 | $1,000 | thousands by filing date | call |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 100 | $1,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 100 | $1,000 | thousands by filing date | |
| SOARING EAGLE ACQUISITION CO | G8354H100 | UNIT 02/23/2026 | 100 | $1,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 100 | $1,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP UNIT | G01046120 | Stock | 100 | $1,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F209 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 100 | $1,000 | thousands by filing date | |
| ATLAS CREST INVT CORP | 049284102 | COM | 195 | $1,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 100 | $1,000 | thousands by filing date | call |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 100 | $1,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N111 | UNIT 99/99/9999 | 125 | $1,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G74847123 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| REVOLUTION ACCEL | 76156P205 | UNIT | 100 | $1,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885202 | UNIT 08/24/2027 | 110 | $1,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ADMA BIOLOGICS INC | 000899104 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMESTOP CORP | 36467W109 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLINK CHARGING CO | 09354A100 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VARIAN MED SYS INC | 92220P105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YEXT INC | 98585N106 | COM | 67 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SOCIEDAD QUIMICA Y MINERA DE | 833636111 | RIGHT 04/19/2021 | 191 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTODYN INC | 23283M101 | Common Stock | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Gaotu Techedu Inc | 36257Y109 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Luckin Coffee Inc | 54951L109 | Equity | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 810 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 25 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 60 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VYNE THERAP. | 92941V209 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 87 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AYRO INC | 054748108 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TIANRONG INTERNET PRODS | 886307107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LONGWEI PETROLEUM INV HLDG L | 543354104 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATARI ORDF | F04280107 | UNLSTD FOREIGN ORDRY | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNDIAL GROWERS INC | 86730L109 | COM | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TZP STRATEGIES ACQUISTN CORP | G91595127 | UNIT 01/06/2026 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN ARROW MERGER CORP | 380799205 | UNIT 07/31/2026 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Uxin Ltd | 91818X108 | ADS | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COLLECTIVE GROWTH CORP | 19424L101 | COM CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONCORD ACQUISITION CORP | 206071102 | COM CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERTECK ORD (PNK) | 29275X104 | COM | 7,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIUS PRODUCTS ORD | 37229R305 | COM | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPHONIC ORD (OTC) | 45772G105 | COM | 14,472 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVERBOX ENGAGED MERGER CO | 82836L200 | UNIT 03/31/2028 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GORES METROPOULOS II INC | 382873206 | UNIT 01/31/2028 | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORUM MERGER III CORP | 349885103 | COM CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTUS GI HLDGS INC | 62014P108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENVERIC BIOSCIENCES INC | 29405E109 | COM NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLON THERAPEUTICS ORD | 019774108 | COM | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTAS MEDIA ACQUISITION CO | 92840T107 | COM CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCAP ACQUISITION CORP | 55282t208 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FALCON CAPITAL ACQUISITN COR | 30606L108 | COM CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANSORTIUM EQY WRT EXP 03/21/2021 ON TIUM/U CF | 13809L133 | COM | 39,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-21-000005 | this filing | 2021-04-12 | acceptance time not in the bulk data set |