13F-HR filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-04-12, with 804 holding rows worth $268,720,000.
- Accession
- 0001742998-21-000005
- Filer
- CIK 1742998
- Filed
- 2021-04-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 804 entries on the cover page, a total value of $268,720,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $268,333,000 with VALUE read as thousands by filing date, 13F file number 028-18846. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMYDA Advisors LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GRUBHUB INC | 400110102 | COM | 177,484 | $10,649,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 766,859 | $9,432,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 744,443 | $7,518,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,318 | $7,172,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC COM | 12448X102 | COM | 5,415,100 | $6,931,000 | thousands by filing date | |
| TIGA ACQUISITION CORP | G88672103 | SHS CL A | 637,487 | $6,400,000 | thousands by filing date | |
| BEAM GLOBAL | 07373B109 | COM | 143,487 | $6,221,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 534,775 | $5,347,000 | thousands by filing date | |
| MOTIVE CAPITAL CORP | G6293A103 | SHS CL A | 531,268 | $5,206,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 348,941 | $4,794,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 479,900 | $4,688,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,189 | $4,514,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 182,734 | $4,352,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP | 52470X109 | COM CL A | 427,745 | $4,200,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,619,020 | $3,756,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 80,055 | $3,623,000 | thousands by filing date | |
| DMY TECHNOLOGY GROUP INC III | 233278100 | COM CLASS A | 331,051 | $3,565,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 78,908 | $3,294,000 | thousands by filing date | |
| RMG ACQUISITION CORP II | G76083107 | CL A SHS | 325,751 | $3,264,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 246,735 | $3,195,000 | thousands by filing date | |
| ISUN INC | 465246106 | COMMON | 205,959 | $2,749,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 17,750 | $2,714,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 259,571 | $2,704,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 271,458 | $2,695,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 135,267 | $2,564,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 240,647 | $2,483,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 48,960 | $2,434,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G105 | COM | 247,200 | $2,432,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 114,721 | $2,430,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G74847107 | SHS CL A | 225,000 | $2,252,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU CO | 242797108 | COM CL A | 207,148 | $2,172,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 24,500 | $2,136,000 | thousands by filing date | |
| REVOLUTION ACCELERTN ACQU CO | 76156P106 | COM CL A | 210,000 | $2,129,000 | thousands by filing date | |
| QVC GROUP INC | 74915M308 | Common, Small Cap Value | 20,000 | $2,033,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 493,000 | $1,952,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 193,860 | $1,886,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 102,988 | $1,880,000 | thousands by filing date | |
| SC HEALTH CORP | G78516203 | COM CL A | 178,400 | $1,798,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,568 | $1,715,000 | thousands by filing date | |
| GOOD WORKS ACQUISITION CORP | 38216X107 | COM | 157,600 | $1,706,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 148,221 | $1,642,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 40,000 | $1,625,000 | thousands by filing date | |
| ACIES ACQUISITION CORP | G0103T105 | CL A | 150,828 | $1,500,000 | thousands by filing date | |
| CROWN ELECTROKINETICS CORP | 228339206 | COM NEW | 342,984 | $1,478,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 80,239 | $1,473,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 22,500 | $1,471,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 350,000 | $1,365,000 | thousands by filing date | |
| TUATARA CAPITAL ACQUISITN CO | G9118J127 | UNIT 99/99/9999 | 127,500 | $1,275,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 6,500 | $1,261,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 206,735 | $1,248,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 84,015 | $1,217,000 | thousands by filing date | |
| Spire Global Inc Com Cl A New | 639358100 | COM | 116,000 | $1,162,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794204 | UNIT 01/19/2026 | 115,000 | $1,156,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775104 | COM | 110,220 | $1,152,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 5,000 | $1,144,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 25,288 | $1,140,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 107,900 | $1,140,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION CORP | 34619R102 | COM | 111,230 | $1,125,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 13,700 | $1,093,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 97,233 | $1,090,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 187,805 | $1,066,000 | thousands by filing date | |
| HEALTHCOR CATALIO ACQU CORP | G44125105 | CL A SHS | 102,500 | $1,025,000 | thousands by filing date | |
| JAWS SPITFIRE ACQUISITION CO | G50740102 | SHS CL A | 100,000 | $1,025,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 12,966 | $1,017,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 7,009 | $1,011,000 | thousands by filing date | |
| NORTHERN STAR INVSTMNT CORP | 66573W107 | COM | 99,846 | $998,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITN CORP | G8201H121 | UNIT 02/26/2026 | 100,000 | $994,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 48,300 | $989,000 | thousands by filing date | |
| GREENBOX POS | 39366L208 | COM NEW | 70,454 | $986,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R126 | COM CL A | 83,250 | $985,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 97,500 | $950,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 80,665 | $945,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 8,585 | $900,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 48,391 | $864,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 85,275 | $840,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 85,553 | $810,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 74,158 | $804,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 86,293 | $793,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 62,444 | $762,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 73,000 | $761,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 14,196 | $742,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554102 | COM CL A | 67,400 | $738,000 | thousands by filing date | |
| VG ACQUISITION CORP | G9446E105 | SHS CL A | 72,009 | $732,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 18,450 | $703,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K103 | COM CL A | 70,650 | $702,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y103 | COM CL A | 69,327 | $695,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 40,000 | $664,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 200,000 | $664,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 7,836 | $663,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 33,443 | $659,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 4,878 | $651,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 20,000 | $641,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 57,624 | $610,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 5,000 | $591,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,500 | $589,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 29,000 | $564,000 | thousands by filing date | |
| CERES ACQUISITION CORP COM CL A | 156734105 | Common Stock | 55,232 | $563,000 | thousands by filing date | |
| WESCO INTERNATIONAL DEP SH 1/1000 (A) | 95082P303 | WESCO INTERNATIONAL DEP SH 1/1000 (A) | 18,000 | $554,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,445 | $540,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 108,030 | $521,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 190,000 | $514,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 50,000 | $513,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION COR | G50737116 | UNIT 99/99/9999 | 50,000 | $507,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 197,236 | $504,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 15,000 | $492,000 | thousands by filing date | |
| CELLNEX TELECOM S A UNSPONSORD | 15117X105 | ADR | 16,650 | $478,000 | thousands by filing date | |
| KISMET ACQUISITION ONE CORP | G52753103 | SHS | 47,061 | $465,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 99,363 | $461,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 39,500 | $450,000 | thousands by filing date | |
| PURECYCLE TECHNOLOGIES INC | 74623V103 | COM | 17,600 | $448,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 50,000 | $439,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 59,400 | $439,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,485 | $437,000 | thousands by filing date | |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 42,580 | $436,000 | thousands by filing date | |
| LANDCADIA HOLDINGS III INC | 51476H100 | COM CL A | 43,500 | $435,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 39,900 | $428,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 2,367 | $422,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 15,000 | $411,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 8,000 | $404,000 | thousands by filing date | |
| LIVEXLIVE MEDIA INC | 53839L208 | COM NEW | 92,269 | $400,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 16,327 | $392,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 6,000 | $384,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 50,000 | $384,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 37,800 | $381,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 37,914 | $375,000 | thousands by filing date | |
| COVA ACQUISITION CORP | G2554Y112 | UNIT 04/01/2021 | 37,100 | $369,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 21,423 | $368,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 56,596 | $367,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 220,321 | $354,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 584 | $347,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 18,511 | $339,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 3,300 | $337,000 | thousands by filing date | |
| AEQUI ACQUISITION CORP | 00775W102 | COM CL A | 35,000 | $337,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 20,000 | $332,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 20,568 | $325,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 13,159 | $322,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,550 | $311,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B117 | COM CL A | 31,600 | $311,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,405 | $310,000 | thousands by filing date | put |
| MAIDEN HOLDINGS LTD | 560292302 | COM | 14,131 | $305,000 | thousands by filing date | |
| NORTH ATLANTIC ACQUISITN COR | G66139117 | UNIT 10/20/2025 | 30,300 | $301,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 10,000 | $298,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 4,000 | $296,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 5,116 | $292,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 6,800 | $289,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B104 | COM | 28,950 | $288,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 10,000 | $287,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,500 | $276,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 50,000 | $275,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 6,294 | $268,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q204 | UNIT 10/01/2025 | 25,000 | $266,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 26,467 | $264,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 2,070 | $260,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,000 | $256,000 | thousands by filing date | |
| COMSOVEREIGN HLDG CORP | 205650203 | COM NEW | 96,000 | $256,000 | thousands by filing date | |
| VITRU LTD | G9440D103 | COM | 17,078 | $253,000 | thousands by filing date | |
| AGRIFY CORP | 00853E107 | COM | 20,158 | $251,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L204 | UNT | 25,000 | $249,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 2,800 | $246,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F109 | CMN | 24,701 | $245,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 24,693 | $244,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 749 | $240,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 21,485 | $238,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 7,180 | $236,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 3,000 | $232,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 14,800 | $231,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 2,200 | $229,000 | thousands by filing date | |
| TOKYO ELECTRON LTD ADR | 889110102 | COM | 2,000 | $218,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 22,700 | $216,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 70,014 | $216,000 | thousands by filing date | |
| VECTOIQ ACQUISITION CORP II | 92244F208 | UNIT 99/99/9999 | 21,144 | $214,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,700 | $213,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 21,570 | $213,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 4,000 | $212,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,320 | $211,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 10,500 | $211,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B125 | UNIT 99/99/9999 | 20,600 | $210,000 | thousands by filing date | |
| RLX TECHNOLOGY INC | 74969N103 | SPONSORED ADS | 20,211 | $209,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 5,313 | $208,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 11,410 | $207,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 20,901 | $207,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 2,314 | $202,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 12,899 | $200,000 | thousands by filing date | |
| WISEKEY INTERNATIONAL HLDS L | 97727L200 | SPON ADS | 14,000 | $200,000 | thousands by filing date | |
| B RILEY PRINCIPAL 150 MERGER | 05601V202 | UNIT 99/99/9999 | 20,000 | $200,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 8,740 | $198,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 10,593 | $198,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 9,458 | $198,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 13,991 | $196,000 | thousands by filing date | |
| SEVEN OAKS ACQUISITION CORP | 81787X106 | COM CL A | 20,200 | $196,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 17,180 | $195,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 12,750 | $190,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 12,110 | $189,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 33,638 | $188,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 4,000 | $186,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 12,336 | $186,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 13,524 | $185,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 18,813 | $185,000 | thousands by filing date | |
| TPCO HOLDING CORP 1:1 EXC 7/11/23 38090M102 | 87270T106 | 1:1 EXC 7/11/23 38090M102 | 25,000 | $185,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 18,445 | $183,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 13,887 | $183,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 45,711 | $182,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 15,600 | $182,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 28,683 | $180,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 13,484 | $178,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 12,434 | $178,000 | thousands by filing date | |
| ABG ACQUISITION CORP I | G00496102 | CL A SHS | 18,054 | $178,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 443 | $175,000 | thousands by filing date | put |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 11,696 | $173,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 18,204 | $172,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 42,251 | $172,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 10,000 | $171,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 20,184 | $170,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 23,668 | $169,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 13,326 | $168,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A204 | UNIT 01/12/2026 | 16,700 | $167,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 16,559 | $164,000 | thousands by filing date | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 7,000 | $163,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 26,771 | $161,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 10,699 | $160,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 10,682 | $159,000 | thousands by filing date | |
| ALPHA CAPITAL ACQUISITION CO | G0316P114 | UNIT 02/16/2026 | 16,000 | $159,000 | thousands by filing date | |
| LUXEXPERIENCE BV | 55406W103 | SPONSORED ADS | 5,600 | $158,000 | thousands by filing date | |
| GENESIS PK ACQUISITION CORP | G38245109 | SHS CL A | 15,000 | $157,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 16,133 | $156,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 115,000 | $155,000 | thousands by filing date | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 1,200 | $154,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 709 | $154,000 | thousands by filing date | call |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 8,299 | $154,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 12,236 | $153,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 13,089 | $153,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 7,555 | $151,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 3,342 | $150,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 7,696 | $147,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 8,134 | $147,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 14,750 | $146,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 15,071 | $145,000 | thousands by filing date | |
| 890 5TH AVE PARTNERS INC | 28250A105 | COM CL A | 15,000 | $145,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 50,000 | $143,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 8,475 | $143,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 9,710 | $143,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 588 | $142,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R105 | COM CL A | 10,400 | $142,000 | thousands by filing date | |
| EDGEWATER BANCORP ORD | 28027J108 | COM | 3,688 | $142,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 2,000 | $141,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 8,839 | $141,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 5,756 | $141,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 9,453 | $140,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 14,550 | $140,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 9,548 | $137,000 | thousands by filing date | |
| PLAYBOY INC | 72814P109 | COM | 7,000 | $137,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,000 | $135,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 9,618 | $135,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 9,386 | $134,000 | thousands by filing date | |
| COLLPLANT BIOTECHNOLOGIES LTD SHS NEW | 19516R107 | Stock | 10,000 | $134,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 9,100 | $133,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 23,563 | $133,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 12,174 | $133,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN PFD O VAR RATE | 313586794 | Preferred | 15,125 | $133,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 29,116 | $131,000 | thousands by filing date | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 2,600 | $130,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 8,798 | $129,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 6,600 | $129,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 16,441 | $128,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 500 | $127,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 5,000 | $127,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 24,016 | $127,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838U108 | COM | 25,303 | $126,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 10,264 | $126,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 9,116 | $124,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 228 | $123,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,200 | $123,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 8,301 | $123,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 2,000 | $122,000 | thousands by filing date | |
| YATSEN HLDG LTD SPONSORED ADS | 985194109 | ADR | 9,900 | $122,000 | thousands by filing date | |
| D8 HOLDINGS CORP | G2614K110 | SHS CL A | 12,330 | $122,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 7,260 | $121,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 2,500 | $121,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 3,153 | $121,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 4,531 | $120,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 4,563 | $120,000 | thousands by filing date | |
| LAZARD GROWTH ACQUISITION CO | G54035129 | UNIT 99/99/9999 | 12,000 | $120,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 15,000 | $119,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 8,934 | $118,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 49,400 | $118,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 48,719 | $117,000 | thousands by filing date | |
| DYNE THERAPEUTICS INC COM | 26818M108 | Stock | 7,500 | $116,000 | thousands by filing date | |
| OUSTER INC | 68989M111 | *W EXP 03/11/202 | 55,700 | $116,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 12,000 | $116,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 8,438 | $115,000 | thousands by filing date | |
| TS INNOVATION ACQUISITN CORP | 87284T100 | COM CL A | 10,638 | $115,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 20,000 | $113,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 6,883 | $111,000 | thousands by filing date | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029126 | UNIT 01/04/2026 | 11,100 | $111,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 7,866 | $108,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W106 | COM CL A | 10,900 | $108,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 10,245 | $106,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E100 | SHS CL A | 8,119 | $105,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 7,133 | $104,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 11,900 | $103,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 4,181 | $102,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 4,369 | $102,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 10,250 | $102,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 7,839 | $101,000 | thousands by filing date | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 3,811 | $101,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 8,748 | $101,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 10,200 | $101,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 3,100 | $100,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 4,569 | $100,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 6,750 | $99,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 7,461 | $99,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 6,741 | $99,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 6,787 | $99,000 | thousands by filing date | |
| CATCHA INVESTMENT CORP | G1962Y128 | UNIT 99/99/9999 | 10,000 | $99,000 | thousands by filing date | |
| GROWTH CAP ACQUISITION CORP | 39986V206 | UNIT 06/01/2027 | 10,000 | $99,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 8,296 | $98,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 23,476 | $98,000 | thousands by filing date | |
| TECHNIP ENERGIES ADR - SPON | 87854Y109 | COM | 6,562 | $98,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 5,034 | $97,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 10,425 | $96,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 300 | $95,000 | thousands by filing date | put |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 3,000 | $95,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 5,300 | $94,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 6,250 | $93,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 30,000 | $93,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 6,750 | $92,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 704 | $92,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 15,628 | $92,000 | thousands by filing date | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 2,500 | $92,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 6,886 | $92,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 6,013 | $91,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 2,000 | $90,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 7,384 | $90,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 4,074 | $90,000 | thousands by filing date | |
| MERIDA MERGER CORP I | 58953M106 | COM | 9,206 | $90,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 8,658 | $89,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 1,720 | $89,000 | thousands by filing date | |
| JOFF FINTECH ACQUISITION COR | 46592C209 | UNIT 02/03/2026 | 9,000 | $89,000 | thousands by filing date | |
| MERCER PARK BRAND ACQUISITION ORD | 58810P102 | COM | 8,750 | $88,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 4,974 | $87,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 6,500 | $87,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 6,173 | $85,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 3,799 | $84,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 5,657 | $84,000 | thousands by filing date | |
| CF ACQUISITION CORP IV | 12520T201 | UNIT 12/31/2027 | 8,400 | $84,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 2,969 | $83,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 8,359 | $83,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 4,488 | $83,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 11,052 | $83,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 8,000 | $83,000 | thousands by filing date | |
| Uber Technologies | 90353T100 | COM | 1,500 | $81,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 7,135 | $81,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 3,400 | $81,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 5,558 | $80,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 5,214 | $80,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 4,368 | $79,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 10,359 | $79,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 3,963 | $79,000 | thousands by filing date | |
| BROADSCALE ACQUISITION CORP UNIT EX 020226 | 11134Y200 | Stock | 8,000 | $79,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 7,875 | $78,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 5,618 | $78,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 12,676 | $78,000 | thousands by filing date | |
| PROSHARES TR | 74347G739 | FUND | 3,000 | $78,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 4,761 | $76,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 14,983 | $76,000 | thousands by filing date | |
| FREDDIE MAC | 313400673 | PREFERRED STOCK | 17,379 | $76,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 25,000 | $76,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 2,891 | $75,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 10,990 | $74,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP FUND, I | 184692200 | COM | 3,176 | $74,000 | thousands by filing date | |
| GASLOG PAR 10.1384 PFDPFD SER B | Y2687W124 | PREFERRED STOCK | 3,423 | $74,000 | thousands by filing date | |
| CM LIFE SCIENCES INC | 18978W109 | COM CL A | 5,000 | $74,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 7,778 | $73,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 5,601 | $73,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 5,130 | $73,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 4,551 | $73,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 6,200 | $73,000 | thousands by filing date | |
| Angel Oak DFS Inc TR | 03462A102 | COM | 3,875 | $73,000 | thousands by filing date | |
| PETROS PHARMACEUTICALS INC | 71678J100 | COM | 20,000 | $73,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,600 | $72,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 2,000 | $71,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 5,750 | $71,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 2,774 | $70,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 2,771 | $70,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 4,658 | $70,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 4,840 | $68,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 10,370 | $68,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 12,889 | $68,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 5,686 | $67,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 9,375 | $67,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 5,540 | $66,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 3,600 | $66,000 | thousands by filing date | |
| FORTRESS CAPITAL ACQUISITION | G36427113 | UNIT 99/99/9999 | 6,620 | $66,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 392 | $65,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 3,611 | $65,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 7,273 | $65,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 14,263 | $65,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C104 | SHS CL A | 6,587 | $65,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 3,976 | $63,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 3,471 | $61,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 1,600 | $61,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,734 | $60,000 | thousands by filing date | |
| TRITON INTER | G9078F206 | PREFERRED STOCK | 2,300 | $60,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 496 | $59,000 | thousands by filing date | put |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 2,387 | $59,000 | thousands by filing date | |
| NEW VISTA ACQUISITION CORP | G6529L113 | UNIT 02/01/2026 | 6,000 | $59,000 | thousands by filing date | |
| H I G ACQUISITION CORP | G44898107 | CMN | 6,000 | $59,000 | thousands by filing date | |
| TSAKOS ENRG NVGT CM RD PRP SRS F PRF | G9108L165 | COM | 2,439 | $59,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 2,360 | $58,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP III | 84677R205 | UNIT 99/99/9999 | 5,800 | $58,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N129 | CL A | 5,776 | $58,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 242 | $57,000 | thousands by filing date | call |
| APA CORPORATION COM | 03743Q108 | Stock | 3,195 | $57,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 4,108 | $57,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 4,549 | $57,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 15,645 | $57,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 2,907 | $56,000 | thousands by filing date | |
| MIND MEDICINE (MINDMED) INC | 60255C109 | COMMON STOCK-FO | 20,000 | $55,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 1,593 | $54,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 1,029 | $54,000 | thousands by filing date | |
| GREENROSE ACQUISITION CORP | 395392103 | COM | 5,500 | $54,000 | thousands by filing date | |
| GO ACQUISITION CORP | 362019101 | CMN | 5,280 | $52,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 5,300 | $52,000 | thousands by filing date | |
| STAR PEAK CORP II | 855179206 | UNIT 99/99/9999 | 5,000 | $52,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744120 | UNIT 99/99/9999 | 3,500 | $52,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 1,268 | $51,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 3,714 | $51,000 | thousands by filing date | |
| SPORTS ENTERTAINMENT ACQU CO | 84918M106 | COM CL A | 5,300 | $51,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP | 722615101 | CL A | 5,000 | $50,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V106 | COM | 5,000 | $50,000 | thousands by filing date | |
| PROVIDENT ACQUISITION CORP | G7282L118 | UNIT 99/99/9999 | 5,000 | $50,000 | thousands by filing date | |
| ENVIRONMENTAL IMPACT ACQU CO | 29408N205 | UNIT 11/05/2025 | 5,000 | $50,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS CVR | 014CVR013 | COM | 57,600 | $50,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 14,785 | $49,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 1,250 | $49,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642108 | COM CL A | 5,000 | $49,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 4,001 | $48,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 3,175 | $48,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 6,438 | $47,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 3,091 | $47,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 345 | $46,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 1,027 | $46,000 | thousands by filing date | call |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 4,082 | $46,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 3,136 | $46,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646301 | COM NEW | 3,502 | $46,000 | thousands by filing date | |
| ST JAMES GOLD CORP | 790014104 | COM | 9,505 | $46,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 31 | $45,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 6,693 | $45,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 4,200 | $45,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 3,653 | $44,000 | thousands by filing date | |
| FIELD TRIP HEALTH LTD | 31656R102 | COM | 10,000 | $44,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 3,403 | $43,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 4,386 | $42,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 38,000 | $42,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRUP INC | 83407F101 | COM CL A | 4,250 | $42,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 3,319 | $41,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 4,260 | $41,000 | thousands by filing date | |
| CORNER GROWTH ACQUISITION CO | G2425N105 | COM | 4,100 | $40,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,000 | $39,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 1,060 | $39,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q205 | UNIT 99/99/9999 | 4,000 | $39,000 | thousands by filing date | |
| THUNDER BRIDGE CAP PRTNRS II | 88605T209 | UNIT 02/15/2028 | 4,000 | $39,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 5,000 | $38,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 12,500 | $38,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 300 | $38,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 2,719 | $38,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 17,000 | $38,000 | thousands by filing date | |
| KUSHCO HOLDINGS INC | 50133S103 | COM | 31,515 | $38,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 3,004 | $36,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 440 | $36,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTAE TRUST R5.5 CUM PRF A NON-CUMULATIVE CALLABLE 07/30/2026 | 65340G304 | Preferred Stock | 1,655 | $35,000 | thousands by filing date | |
| STEM HOLDINGS INC | 85858U107 | COMMON STOCK | 55,234 | $35,000 | thousands by filing date | |
| ALTIMAR ACQUISITION CORP | G03707109 | SHS CL A | 3,530 | $34,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 5,070 | $33,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 1,500 | $33,000 | thousands by filing date | |
| HEALTH SCIENCES ACQ CORP 2 | G4411D109 | ORD SHS | 3,000 | $33,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 40 | $32,000 | thousands by filing date | call |
| GREEN GROWTH BRANDS IN F | 39305B105 | STOK | 997,000 | $32,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E409 | COM | 10,000 | $32,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 2,995 | $31,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 1,816 | $31,000 | thousands by filing date | |
| SIMON PROPERTY GRP ACQ HOLDI | 82880R202 | UNIT 99/99/9999 | 3,137 | $31,000 | thousands by filing date | |
| BellRock Brands | 07987E101 | COM | 317,536 | $31,000 | thousands by filing date | |
| BLUMA WELLNESS. INC. | 096426101 | COM | 30,000 | $31,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 1,960 | $30,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 2,496 | $30,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 2,074 | $30,000 | thousands by filing date | |
| COMPUTE HEALTH ACQUISITIN CO | 204833206 | UNIT 99/99/9999 | 3,000 | $30,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 1,488 | $29,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 1,138 | $29,000 | thousands by filing date | |
| ALTIMETER GROWTH CORP | G0370L108 | CL A | 2,500 | $29,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 12,875 | $29,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 5,638 | $28,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 2,840 | $28,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 2,631 | $27,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,110 | $27,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864106 | COM CL A | 2,800 | $27,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 1,823 | $26,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 2,813 | $26,000 | thousands by filing date | |
| KENSINGTON CAPITAL ACQUISITI | 49006L203 | UNIT 99/99/9999 | 2,550 | $26,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-21-000005 | this filing | 2021-04-12 | acceptance time not in the bulk data set |