13F-HR filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-19, with 821 holding rows worth $367,116,000.
- Accession
- 0001742998-21-000001
- Filer
- CIK 1742998
- Filed
- 2021-01-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 821 entries on the cover page, a total value of $367,116,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $366,742,000 with VALUE read as thousands by filing date, 13F file number 028-18846. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMYDA Advisors LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,880 | $24,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 1,216 | $24,000 | thousands by filing date | |
| NUVEEN PREFERRD AND INCM 2022 TRM CF | 46623C202 | COM | 1,000 | $24,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 380 | $23,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 2,180 | $23,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,500 | $23,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 2,020 | $23,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 1,615 | $23,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 1,279 | $23,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION COR | 29465E106 | CMN | 2,250 | $23,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864106 | COM CL A | 2,300 | $23,000 | thousands by filing date | |
| 17 ED & TECHNOLOGY GROUP INC | 81807M106 | ADS | 1,799 | $23,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,000 | $22,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 800 | $22,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F207 | COM NEW | 4,602 | $22,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 861 | $22,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 900 | $22,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 1,250 | $22,000 | thousands by filing date | |
| CANSORTIUM INC COM | 13809L109 | Stock | 29,000 | $22,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 2,200 | $22,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L108 | COM CL A | 2,100 | $21,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 500 | $20,000 | thousands by filing date | |
| FISKER INC | 33813J106 | CL A COM STK | 1,400 | $20,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 600 | $20,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,450 | $20,000 | thousands by filing date | |
| ABRDN GLOBAL INFRA INCOME FU | 00326W106 | COM SHS BEN INT | 1,112 | $20,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 689 | $20,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 120 | $19,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 960 | $19,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 5,500 | $19,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 1,000 | $19,000 | thousands by filing date | |
| DADA NEXUS LTD NPV ADR | 23344D108 | ADS | 525 | $19,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 1,400 | $19,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 937 | $19,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 1,634 | $19,000 | thousands by filing date | |
| RIVERNORTH CAP AND INCM FD I | 76882B108 | COM | 1,182 | $19,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 400 | $19,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,160 | $18,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 500 | $18,000 | thousands by filing date | call |
| GREEN GROWTH BRANDS IN F | 39305B105 | STOK | 997,000 | $18,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 700 | $17,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 1,200 | $17,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 2,973 | $17,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,500 | $17,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 1,000 | $17,000 | thousands by filing date | put |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 1,620 | $17,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 280 | $16,000 | thousands by filing date | call |
| ANGEL OAK FINL STRATEGIES IN | 03464A100 | COM BEN INT | 1,000 | $16,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 2,700 | $16,000 | thousands by filing date | |
| DERMTECH INC | 24984K105 | COM | 500 | $16,000 | thousands by filing date | |
| SANDBRIDGE ACQUISITION CORP | 799793104 | COM CL A | 1,600 | $16,000 | thousands by filing date | |
| BellRock Brands | 07987E101 | COM | 114,957 | $16,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 70 | $15,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 120 | $15,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 250 | $15,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 608 | $15,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 600 | $15,000 | thousands by filing date | |
| Acreage Holdings Inc | 00489y600 | COM | 5,000 | $15,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 1,569 | $15,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 350 | $14,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,500 | $14,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 1,120 | $14,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 60 | $13,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 250 | $13,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,500 | $13,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 3,581 | $13,000 | thousands by filing date | |
| DATTO HOLDING CORPORATION | 23821D100 | COM | 500 | $13,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,000 | $13,000 | thousands by filing date | |
| RIVERNORTH FLEXIBLE MUN INCO | 76883H104 | COM | 600 | $13,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 1,000 | $13,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 150 | $12,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,500 | $12,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 1,000 | $12,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W111 | SHS | 1,201 | $12,000 | thousands by filing date | |
| FINTECH ACQ IV-A | 31810N104 | COMMON STOCK | 1,100 | $12,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 140 | $11,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 400 | $11,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,000 | $11,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 876 | $11,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 500 | $11,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 700 | $11,000 | thousands by filing date | |
| FIRST TR HIGH YIELD OPPRT 20 | 33741Q107 | COM | 550 | $11,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 1,396 | $11,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN PFD 5.10 E | 313586604 | Preferred | 800 | $11,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 780 | $11,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 600 | $10,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,120 | $10,000 | thousands by filing date | call |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 4,900 | $10,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 4,400 | $10,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 240 | $10,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 2,000 | $10,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 7,000 | $10,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 700 | $10,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 150 | $9,000 | thousands by filing date | put |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 100 | $9,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 1,520 | $9,000 | thousands by filing date | |
| BLUESCAPE OPPORTUNITIES ACQU | G1195N105 | COM | 900 | $9,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681105 | COM CL A | 900 | $9,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 700 | $9,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 850 | $9,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 800 | $9,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 900 | $9,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 150 | $8,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 900 | $8,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 550 | $8,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 5,000 | $8,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 168 | $8,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 1,100 | $8,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,200 | $8,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 20 | $7,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 849 | $7,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 100 | $7,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 400 | $7,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 500 | $7,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,900 | $7,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,000 | $7,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 225 | $7,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 500 | $7,000 | thousands by filing date | |
| ROOT INC | 77664L108 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| SKILLZ INC | 83067L109 | COM | 350 | $7,000 | thousands by filing date | |
| INTELLIGENT BIO SOLUTIONS IN | 36151G105 | COM | 950 | $7,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B125 | UNIT 99/99/9999 | 700 | $7,000 | thousands by filing date | |
| VIRIOS THERAPEUTICS INC | 92829J104 | COM | 1,000 | $7,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 700 | $7,000 | thousands by filing date | |
| RICE ACQUISIT- A | 762594109 | COMMON STOCK | 700 | $7,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 200 | $6,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 100 | $6,000 | thousands by filing date | call |
| FASTLY INC | 31188V100 | CL A | 75 | $6,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 900 | $6,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 300 | $6,000 | thousands by filing date | put |
| BRILLIANT ACQUISITION CORP | G1643W137 | RIGHT 99/99/9999 | 17,650 | $6,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 600 | $6,000 | thousands by filing date | |
| LONGVIEW ACQUISITION CORP | 543195101 | COM CL A | 350 | $6,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 600 | $6,000 | thousands by filing date | |
| FAST ACQUISITION CORP. CMN | 311875108 | COM | 634 | $6,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145121 | UNIT 99/99/9999 | 400 | $6,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 140 | $5,000 | thousands by filing date | call |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 5 | $5,000 | thousands by filing date | call |
| NEWMONT CORP | 651639106 | COM | 100 | $5,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 70 | $5,000 | thousands by filing date | put |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 20 | $5,000 | thousands by filing date | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 200 | $5,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 250 | $5,000 | thousands by filing date | call |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 75 | $5,000 | thousands by filing date | call |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 101 | $5,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311206 | CL C | 400 | $5,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 100 | $5,000 | thousands by filing date | |
| CYTODYN INC | 23283M101 | Common Stock | 1,100 | $5,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 600 | $5,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 616 | $5,000 | thousands by filing date | call |
| Fte Networks Inc | 30283R402 | COM | 4,000 | $5,000 | thousands by filing date | |
| BETTER WORLD ACQUISITION COR | 08772B104 | COM | 500 | $5,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 500 | $5,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L100 | CMN | 200 | $5,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 600 | $5,000 | thousands by filing date | |
| ASPEN INSU | G05384162 | Preferred Stock | 200 | $5,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 500 | $5,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 25 | $4,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 9 | $4,000 | thousands by filing date | call |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 880 | $4,000 | thousands by filing date | call |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 12 | $4,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 400 | $4,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 20 | $4,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 200 | $4,000 | thousands by filing date | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 125 | $4,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 101 | $4,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 167 | $4,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 450 | $4,000 | thousands by filing date | call |
| Luckin Coffee Inc | 54951L109 | Equity | 500 | $4,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 290 | $4,000 | thousands by filing date | call |
| PRIME IMPACT ACQUISITION I | G61074103 | SHS CL A | 482 | $4,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 410 | $4,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G103 | COM | 450 | $4,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1 | $3,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 101 | $3,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 26 | $3,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 20 | $3,000 | thousands by filing date | call |
| MERCADOLIBREINC | 58733R102 | STOK | 2 | $3,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 75 | $3,000 | thousands by filing date | call |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 300 | $3,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 237 | $3,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 400 | $3,000 | thousands by filing date | |
| BREEZE HOLDINGS ACQUISITN CO | 106762107 | COM | 300 | $3,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 300 | $3,000 | thousands by filing date | |
| HORIZON ACQUISITION CORPORAT | G46044106 | CMN | 300 | $3,000 | thousands by filing date | |
| CHINA INDUSTRIAL GROUP ORD (PNK) | 169396108 | COM | 1,397,637 | $3,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 300 | $3,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561117 | UNIT 09/21/2025 | 300 | $3,000 | thousands by filing date | |
| LOGIQ INC | 541440103 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| Elanco Animal Health CVR - Rights | 284CVR016 | COMMON STOCKS | 100 | $3,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865202 | UNIT 02/01/2023 | 260 | $3,000 | thousands by filing date | |
| MARIMED ORD | 616537106 | COM | 7,750 | $3,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 100 | $2,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 50 | $2,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 8 | $2,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 9 | $2,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 15 | $2,000 | thousands by filing date | call |
| FOX CORP CL A COM | 35137L105 | Stock | 100 | $2,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 50 | $2,000 | thousands by filing date | call |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 30 | $2,000 | thousands by filing date | call |
| RUSH STREET INTERACTIVE INC | 782011100 | COM | 100 | $2,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 417 | $2,000 | thousands by filing date | call |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 300 | $2,000 | thousands by filing date | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 100 | $2,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 200 | $2,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 100 | $2,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y125 | UNIT 99/99/9999 | 245 | $2,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N129 | CL A | 200 | $2,000 | thousands by filing date | |
| CITIC CAPITAL ACQUISITION CO | G21513109 | COM CL A | 200 | $2,000 | thousands by filing date | |
| GORES HOLDINGS VI INC | 38286R204 | UNIT 08/24/2027 | 200 | $2,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 276 | $2,000 | thousands by filing date | |
| CEDAR RLTY SRS C PRF | 150602506 | COM | 100 | $2,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 15 | $1,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 10 | $1,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 300 | $1,000 | thousands by filing date | call |
| ALCOA CORP COM | 013872106 | Stock | 80 | $1,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 40 | $1,000 | thousands by filing date | call |
| SAP SE SPON ADR | 803054204 | ADR | 12 | $1,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 100 | $1,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 10 | $1,000 | thousands by filing date | call |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 11 | $1,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 22 | $1,000 | thousands by filing date | call |
| WAYFAIR INC | 94419L101 | CL A | 8 | $1,000 | thousands by filing date | call |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 220 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 100 | $1,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 50 | $1,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 40 | $1,000 | thousands by filing date | call |
| TILRAY INC | 88688T100 | COM CL 2 | 136 | $1,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 200 | $1,000 | thousands by filing date | call |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 100 | $1,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 200 | $1,000 | thousands by filing date | |
| ALUSSA ENERGY ACQUISITION CO | G0232J101 | SHS CL A | 100 | $1,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561109 | CL A | 100 | $1,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 100 | $1,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 65 | $1,000 | thousands by filing date | put |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L121 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 150 | $1,000 | thousands by filing date | call |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 100 | $1,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 100 | $1,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP UNIT | G01046120 | Stock | 100 | $1,000 | thousands by filing date | |
| CAPITOL INVESTMENT CORP V | 14064F209 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| GLOBIS ACQUISITION CORP | 379582208 | UNIT 11/01/2025 | 100 | $1,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N111 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G74847123 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| ION ACQUISITION CORP 1 LTD | G49392122 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885202 | UNIT 08/24/2027 | 110 | $1,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L122 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| MOUNTAIN CREST ACQUISITION C | 62401M106 | COM | 100 | $1,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lockheed Martin Corporation | 539830109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Microsoft Corp | 594918104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Verizon Communications Inc | 92343V104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Walmart Inc. | 931142103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOROX CO DEL | 189054109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MTG CORP | 313400301 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DATADOGINCCLASSA | 23804L103 | STOK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEA LTD | 81141R100 | SPONSORD ADS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN DIGITAL CORP | 958102105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN DIGITAL CORP | 958102105 | COM | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALCOA CORP COM | 013872106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDEX CORP COM | 31428X106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORD MTR CO COM | 345370860 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOPBUILD COR COM | 89055F103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EBAY INC. COM | 278642103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TYSON FOODS INC CL A | 902494103 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ADMA BIOLOGICS INC | 000899104 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENWORTH FINL INC | 37247D106 | COM SHS | 50 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENWORTH FINL INC | 37247D106 | COM SHS | 54 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WAYFAIR INC | 94419L101 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZYNGA INC. | 98986T108 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VMWARE, INC. | 928563402 | CL A COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APHRIA INC | 03765K104 | COM | 118 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIERRA WIRELESS INC | 826516106 | COM | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TIANRONG INTERNET PRODS | 886307107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| K PLUS S AG | 48265W108 | COMMON STK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 30 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 8,519 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LONGWEI PETROLEUM INV HLDG L | 543354104 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BREEZE HOLDINGS ACQUISITION CORP | 106762123 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25460G690 | DLY SEMICNDTR BR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERTECK ORD (PNK) | 29275X104 | COM | 7,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIUS PRODUCTS ORD | 37229R305 | COM | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPHONIC ORD (OTC) | 45772G105 | COM | 14,472 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTUS GI HLDGS INC | 62014P108 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLON THERAPEUTICS ORD | 019774108 | COM | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NESCO HLDGS INC | 64083J104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANSORTIUM EQY WRT EXP 03/21/2021 ON TIUM/U CF | 13809L133 | COM | 39,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWITCHBACK ENERGY ACQUISTN C | 87105M201 | UNIT 99/99/9999 | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y106 | UNIT 99/99/9999 | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTH MTN MERGER CORP | 838884203 | UNIT 99/99/9999 | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-21-000001 | this filing | 2021-01-19 | acceptance time not in the bulk data set |