13F-HR filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-01-19, with 821 holding rows worth $367,116,000.
- Accession
- 0001742998-21-000001
- Filer
- CIK 1742998
- Filed
- 2021-01-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 821 entries on the cover page, a total value of $367,116,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $366,742,000 with VALUE read as thousands by filing date, 13F file number 028-18846. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMYDA Advisors LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KINSALECAPGROUPINC | 49714P108 | STOK | 84,172 | $16,845,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 63,413 | $14,758,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 474,318 | $13,778,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 95,938 | $13,601,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 86,999 | $9,568,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 124,236 | $9,227,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 434,273 | $8,911,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 161,388 | $8,067,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 437,737 | $7,485,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC COM | 12448X102 | COM | 4,548,889 | $6,595,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 365,814 | $6,006,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 170,700 | $5,998,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 508,900 | $5,597,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION I | 349642108 | COM CL A | 420,541 | $4,512,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 165,200 | $4,395,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761101 | COM CL A | 398,666 | $4,309,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 45,853 | $4,202,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R105 | COM CL A | 372,126 | $4,052,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 56,500 | $4,017,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 508,270 | $3,995,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 105,500 | $3,961,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 189,591 | $3,405,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 372,179 | $3,297,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,672,020 | $3,277,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 140,091 | $3,276,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 80,952 | $3,244,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 287,000 | $3,111,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 14,500 | $3,103,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 118,903 | $3,080,000 | thousands by filing date | |
| ROCKET COS INC | 77311W101 | COM CL A | 150,000 | $3,033,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,700 | $2,979,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 178,625 | $2,943,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU CO | 242797108 | COM CL A | 276,000 | $2,925,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 276,511 | $2,889,000 | thousands by filing date | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 121,861 | $2,769,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 117,597 | $2,683,000 | thousands by filing date | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 142,661 | $2,459,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 58,500 | $2,451,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 10,301 | $2,292,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 144,090 | $2,289,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 138,300 | $2,205,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 75,258 | $2,147,000 | thousands by filing date | |
| TRITERRAS INC | G9103H102 | COM CL A | 194,095 | $2,140,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 68,884 | $2,131,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 124,700 | $2,093,000 | thousands by filing date | |
| QVC GROUP INC | 74915M308 | Common, Small Cap Value | 20,000 | $1,980,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 155,400 | $1,911,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 92,500 | $1,855,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 350,000 | $1,760,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 5,800 | $1,705,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 80,000 | $1,672,000 | thousands by filing date | |
| CF FINANCE ACQUISITION CORP | 15725Q104 | COM CL A A | 139,758 | $1,540,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 58,840 | $1,469,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 139,667 | $1,445,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 107,220 | $1,407,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 76,159 | $1,404,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 54,892 | $1,395,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 35,000 | $1,395,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 79,489 | $1,395,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 79,500 | $1,376,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 25,791 | $1,367,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 106,957 | $1,365,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 17,500 | $1,344,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 124,800 | $1,326,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 18,900 | $1,320,000 | thousands by filing date | |
| SPRING VALEY ACQUISTION III CL A ORD | 85521J109 | COM | 126,900 | $1,314,000 | thousands by filing date | |
| GREEN THUMB INDS INC F | 39342L108 | FGC | 53,000 | $1,298,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPITAL | G0411R106 | COMMON STOCK-FO | 123,600 | $1,286,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 7,000 | $1,268,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 21,148 | $1,268,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 53,367 | $1,267,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 116,288 | $1,251,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 85,000 | $1,250,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 206,735 | $1,248,000 | thousands by filing date | |
| TAILWIND ACQUISITION CORP | 87403Q102 | COM CL A | 120,000 | $1,246,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R104 | COM CL A | 119,000 | $1,245,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 5,000 | $1,224,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 54,521 | $1,180,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 104,100 | $1,165,000 | thousands by filing date | |
| SCVX CORP | G79448208 | COM | 112,523 | $1,158,000 | thousands by filing date | |
| CRESCO LABS INC | 22587m106 | COM | 117,000 | $1,154,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 11,950 | $1,128,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 65,372 | $1,124,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 86,293 | $1,111,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 15,000 | $1,081,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 100,000 | $1,080,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,865 | $1,071,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 12,500 | $1,055,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 5,000 | $1,053,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 199,000 | $1,050,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 36,100 | $1,038,000 | thousands by filing date | |
| FUSION ACQUISITION CORP | 36118H105 | CL A | 91,000 | $1,028,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 43,000 | $1,007,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 38,600 | $1,001,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 3,700 | $974,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 12,800 | $962,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 25,000 | $933,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 15,000 | $930,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q105 | COM CL A | 83,900 | $914,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 89,530 | $906,000 | thousands by filing date | |
| GRID DYNAMICS HLDGS INC | 39813G109 | CL A | 71,488 | $900,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 108,000 | $897,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 12,000 | $896,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G105 | COM | 81,000 | $852,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 213,054 | $843,000 | thousands by filing date | |
| NOV INC | 62955J103 | COM | 60,000 | $823,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 42,340 | $793,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 44,076 | $783,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 122,500 | $779,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 14,202 | $768,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 200,000 | $757,000 | thousands by filing date | |
| YARA INTERNATIONAL ADR | 984851204 | COM | 35,000 | $728,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,462 | $713,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,670 | $704,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 10,692 | $696,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 9,900 | $692,000 | thousands by filing date | |
| SPARTAN ACQUISITION CORP II | 846775203 | UNIT 99/99/9999 | 64,000 | $691,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 65,665 | $688,000 | thousands by filing date | |
| WESCO INTERNATIONAL DEP SH 1/1000 (A) | 95082P303 | WESCO INTERNATIONAL DEP SH 1/1000 (A) | 21,000 | $656,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 13,085 | $655,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 200 | $651,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 15,000 | $648,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,209 | $631,000 | thousands by filing date | |
| ZANITE ACQUISITION CORP | 98907K202 | un | 60,000 | $631,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 4,001 | $629,000 | thousands by filing date | |
| MP MATERIALS CORP | 553368101 | COM CL A | 19,147 | $615,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085106 | CL A | 58,900 | $604,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 64,466 | $602,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 69,197 | $587,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 7,650 | $562,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8252P105 | SHS CL A | 45,100 | $561,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 80,000 | $533,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 13,975 | $514,000 | thousands by filing date | |
| GREENROSE ACQUISITION CORP | 395392103 | COM | 50,000 | $506,000 | thousands by filing date | |
| SUBVERSIVE CAPITAL ACQ CL A ORD | 864296108 | COM | 50,000 | $506,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 22,040 | $502,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 17,610 | $488,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 200,000 | $484,000 | thousands by filing date | |
| PANACEA ACQUISITION CORP | 698102100 | CL A | 40,000 | $468,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 220,321 | $458,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 11,800 | $456,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,100 | $453,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 96,397 | $451,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 47,500 | $448,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 43,250 | $443,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 34,420 | $440,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 34,900 | $417,000 | thousands by filing date | |
| Curaleaf Holdings Inc. | 23126M102 | COM | 34,700 | $415,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 161,957 | $414,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 28,050 | $409,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 20,000 | $405,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 50,378 | $403,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 3,210 | $399,000 | thousands by filing date | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 35,000 | $395,000 | thousands by filing date | |
| AJAX I | G0190X100 | COM | 32,500 | $383,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K123 | UNIT 99/99/9999 | 22,500 | $377,000 | thousands by filing date | |
| OTR ACQUISITION CORP | 67113Q204 | UNIT 10/01/2025 | 35,000 | $367,000 | thousands by filing date | |
| CONX CORP | 212873103 | WRNT | 35,000 | $359,000 | thousands by filing date | |
| 4front Ventures Corp | 35086B207 | Com | 393,000 | $357,000 | thousands by filing date | |
| NUVEEN MUNICIPAL CREDIT OPP FU | 670663103 | COM | 26,890 | $348,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 66,600 | $346,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 29,954 | $346,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 31,300 | $344,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 5,000 | $341,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,585 | $337,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 75,000 | $318,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 30,000 | $312,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,350 | $307,000 | thousands by filing date | |
| E.ON AG ADR | 268780103 | ADR | 26,400 | $291,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | 560292302 | COM | 14,131 | $291,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 50,000 | $285,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 7,794 | $280,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 10,000 | $275,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 15,118 | $269,000 | thousands by filing date | |
| INDUS HOLDINGS SUB VOT ORD | 45580N102 | COM | 235,000 | $267,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 6,827 | $264,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 4,000 | $263,000 | thousands by filing date | |
| GENIUS SPORTS LIMITED | 233277102 | SHARES CL A | 15,000 | $263,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 25,260 | $262,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 1,000 | $258,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 10,000 | $258,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 10,000 | $256,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 1,434 | $254,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 23,700 | $253,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 798 | $250,000 | thousands by filing date | put |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 14,950 | $247,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 17,127 | $247,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 100,000 | $247,000 | thousands by filing date | |
| SUBVERSIVE CPTL ACQUSTN WRT 08/26/2024 | 864296116 | COM | 150,100 | $247,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN PFD O VAR RATE | 313586794 | Preferred | 15,475 | $239,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 17,200 | $239,000 | thousands by filing date | |
| VITRU LTD | G9440D103 | COM | 16,078 | $234,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 6,294 | $232,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 21,000 | $232,000 | thousands by filing date | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 9,800 | $232,000 | thousands by filing date | |
| VECTOR ACQUISITION CORP | G9442R126 | COM CL A | 23,000 | $232,000 | thousands by filing date | |
| CREATD INC | 225265107 | COM | 55,600 | $231,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 408 | $220,000 | thousands by filing date | |
| AJAX I | G0190X118 | UNIT 99/99/9999 | 17,500 | $217,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 5,862 | $216,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 14,960 | $215,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 10,000 | $213,000 | thousands by filing date | |
| REVOLUTION ACCEL | 76156P205 | UNIT | 20,100 | $209,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 5,000 | $206,000 | thousands by filing date | |
| OBLONG INC | 674434105 | COM | 40,000 | $205,000 | thousands by filing date | |
| COLONNADE ACQUISITION CORP COM | G2283K110 | CL A | 15,000 | $202,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 15,000 | $201,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TE | 09260E105 | COM SHS | 6,880 | $197,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,500 | $195,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 2,500 | $193,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 60,300 | $188,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 45,000 | $187,000 | thousands by filing date | |
| RIVERNORTH MANAGED DUR MUN I | 76882H105 | COM | 9,845 | $175,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 11,700 | $174,000 | thousands by filing date | |
| DOUBLELINE YIELD OPPORTUNITI | 25862D105 | COM | 9,300 | $172,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 55,700 | $169,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 11,740 | $169,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 28,100 | $168,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 4,449 | $168,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 16,650 | $166,000 | thousands by filing date | |
| REKOR SYSTEMS INC | 759419104 | COM | 20,000 | $161,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 25,340 | $160,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 15,600 | $160,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 20,000 | $159,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 31,247 | $159,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 27,346 | $156,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 97,500 | $155,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 1,165 | $154,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F203 | UNIT 99/99/9999 | 13,000 | $154,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 3,170 | $153,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 10,850 | $153,000 | thousands by filing date | |
| FREDDIE MAC | 313400673 | PREFERRED STOCK | 20,679 | $152,000 | thousands by filing date | |
| SUTRO BIOPHARMA INC | 869367102 | COM | 7,000 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 10,000 | $148,000 | thousands by filing date | |
| MULTIPLAN CORPORATION | 62548M100 | COM | 18,549 | $148,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,500 | $145,000 | thousands by filing date | |
| LIVE OAK ACQUISITION CORP II | 53804W205 | UNIT 99/99/9999 | 13,400 | $145,000 | thousands by filing date | |
| PROSHARES TR ULTSHRT QQQ | 74347B243 | CEF | 20,000 | $142,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460G666 | DAILY DJ BEAR | 5,000 | $141,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 794 | $139,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 10,351 | $136,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 10,828 | $135,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 10,000 | $134,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 751 | $133,000 | thousands by filing date | |
| Rodgers Silicon Valley Acquisition Corp | 774873202 | Unit | 10,000 | $133,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 11,200 | $130,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 10,400 | $130,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 40,000 | $130,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 8,560 | $129,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 15,258 | $129,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 10,352 | $128,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 12,680 | $128,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 960 | $126,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 39,193 | $126,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 4,560 | $124,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 24,080 | $124,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,239 | $123,000 | thousands by filing date | |
| PERSHING SQUARE HL ORDF | G7016V101 | UNLSTD FOREIGN ORDRY | 3,500 | $122,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 2,500 | $121,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 8,399 | $120,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 10,316 | $120,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 7,691 | $118,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 10,000 | $117,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 5,546 | $117,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744120 | UNIT 99/99/9999 | 8,510 | $117,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 11,330 | $116,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 4,380 | $112,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 9,483 | $111,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 10,340 | $110,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 2,550 | $109,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 7,690 | $109,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 10,814 | $109,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 15,000 | $109,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 7,799 | $108,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 11,412 | $108,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 16,493 | $107,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 19,556 | $107,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 13,732 | $106,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 12,204 | $106,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 7,900 | $106,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 25,717 | $102,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 30,200 | $101,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 9,496 | $101,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 33,800 | $101,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 8,362 | $100,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 44,151 | $100,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 5,063 | $99,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 139 | $98,000 | thousands by filing date | put |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 7,397 | $98,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 7,650 | $97,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 11,816 | $95,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 6,951 | $94,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 5,701 | $92,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 14,700 | $92,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 25,000 | $92,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 15,095 | $91,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 10,000 | $91,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 6,108 | $90,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 4,916 | $89,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 12,000 | $89,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 5,715 | $88,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 2,400 | $87,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 7,511 | $87,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 3,090 | $87,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 4,420 | $87,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 7,349 | $86,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 15,757 | $85,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 10,204 | $83,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 8,207 | $83,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 11,200 | $83,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 5,646 | $82,000 | thousands by filing date | |
| AEA-BRIDGES IMPACT CORP | G01046104 | CMN | 8,100 | $81,000 | thousands by filing date | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 3,870 | $80,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 10,557 | $79,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 8,900 | $78,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 11,000 | $78,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 5,421 | $77,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 14,636 | $76,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 6,200 | $76,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 5,429 | $76,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 4,400 | $75,000 | thousands by filing date | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 6,300 | $75,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 3,911 | $74,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 4,071 | $73,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 14,666 | $73,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 10,311 | $73,000 | thousands by filing date | |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 2,500 | $72,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 7,200 | $72,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 14,254 | $72,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 4,743 | $71,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 5,611 | $71,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L101 | COM CL A | 5,000 | $71,000 | thousands by filing date | |
| CALAMOS LNG SHR EQT DYNAMIC | 12812C106 | COM | 4,041 | $70,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 8,479 | $70,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 4,479 | $69,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 50,000 | $69,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 5,100 | $69,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 6,920 | $68,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 3,398 | $68,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 4,733 | $68,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 4,000 | $67,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 4,179 | $67,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 5,000 | $67,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 5,780 | $66,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 15,441 | $65,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 500 | $64,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 2,000 | $64,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 2,451 | $64,000 | thousands by filing date | |
| Angel Oak DFS Inc TR | 03462A102 | COM | 3,420 | $63,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 7,202 | $62,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 4,988 | $62,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 6,737 | $62,000 | thousands by filing date | |
| TRITON INTER | G9078F206 | PREFERRED STOCK | 2,300 | $62,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 23,000 | $62,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 3,684 | $61,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 6,900 | $61,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 5,478 | $60,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 3,000 | $60,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 2,040 | $60,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 5,792 | $59,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 12,084 | $59,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 4,130 | $58,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 4,065 | $58,000 | thousands by filing date | |
| TORTOISE ESSENTIAL ASSETS IN | 89148A103 | COM SH BEN INT | 4,500 | $58,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 10,000 | $57,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 5,651 | $57,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 4,300 | $57,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 4,525 | $56,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 240 | $55,000 | thousands by filing date | call |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 5,250 | $55,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 5,000 | $54,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 7,950 | $54,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 4,658 | $54,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 3,123 | $53,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 3,445 | $53,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 1,400 | $53,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 4,500 | $53,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 270 | $52,000 | thousands by filing date | call |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2,680 | $52,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 3,693 | $52,000 | thousands by filing date | |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 2,000 | $51,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 18,800 | $51,000 | thousands by filing date | |
| TSAKOS ENRG NVGT CM RD PRP SRS F PRF | G9108L165 | COM | 2,439 | $51,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 1,501 | $50,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 481 | $50,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 5,302 | $50,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 6,748 | $50,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 3,580 | $50,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS CVR | 014CVR013 | COM | 57,600 | $50,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 533 | $49,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 3,400 | $49,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 5,755 | $49,000 | thousands by filing date | |
| SEAGEN INC | 81181C104 | COM | 283 | $49,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 3,100 | $49,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 1,500 | $49,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,970 | $48,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 7,250 | $48,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,327 | $48,000 | thousands by filing date | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 2,378 | $48,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 3,600 | $48,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130123 | UNIT 03/01/2024 | 4,340 | $48,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 640 | $47,000 | thousands by filing date | call |
| DROPBOX INC CL A | 26210C104 | Stock | 2,157 | $47,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 219 | $47,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 3,167 | $47,000 | thousands by filing date | |
| AVEVA GROUP ADR | 05366C100 | COM | 1,000 | $47,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 3,280 | $46,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 3,502 | $46,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 4,095 | $46,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 300 | $45,000 | thousands by filing date | put |
| NEW MTN FIN CORP | 647551100 | COM | 4,000 | $45,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,905 | $45,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 4,310 | $45,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 4,412 | $45,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 4,561 | $45,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 5,020 | $45,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 250 | $44,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 4,250 | $44,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 1,230 | $44,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 3,600 | $44,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 125 | $43,000 | thousands by filing date | put |
| STELLUS CAP INVT CORP | 858568108 | COM | 4,000 | $43,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 2,010 | $43,000 | thousands by filing date | |
| ICONIC BRANDS INC | 45107V306 | COM | 300,000 | $43,000 | thousands by filing date | |
| SEER INC | 81578P106 | COM CL A | 750 | $42,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 3,050 | $42,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 4,000 | $42,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 1,976 | $42,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 3,006 | $41,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 4,000 | $41,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 2,370 | $41,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 3,150 | $41,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 1,500 | $41,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 1,850 | $41,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 1,250 | $40,000 | thousands by filing date | |
| NXG CUSHING MIDSTREAM ENERGY | 231631300 | COM NEW | 1,880 | $40,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 2,078 | $39,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 2,000 | $39,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 3,000 | $39,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 2,303 | $38,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 108 | $37,000 | thousands by filing date | call |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 3,095 | $37,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 500 | $37,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 4,220 | $37,000 | thousands by filing date | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 1,000 | $36,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 3,500 | $36,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 2,700 | $36,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 4,550 | $36,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 2,438 | $35,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,776 | $35,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 4,068 | $35,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 20,000 | $35,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 1,024 | $34,000 | thousands by filing date | |
| WARNER MUSIC GROUP CORP | 934550203 | COM CL A | 900 | $34,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 300 | $34,000 | thousands by filing date | put |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 3,815 | $34,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 2,500 | $33,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 2,776 | $33,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 4,169 | $33,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 150 | $32,000 | thousands by filing date | call |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,544 | $32,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 2,000 | $31,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 7,100 | $31,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 7,120 | $31,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 2,490 | $31,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 2,224 | $31,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 1,699 | $30,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 2,200 | $30,000 | thousands by filing date | |
| BRIDGETOWN HOLDINGS LTD | G1355U113 | COM | 2,000 | $30,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 64,250 | $30,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 2,000 | $29,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 4,200 | $29,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 2,447 | $29,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 1,183 | $29,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 1,182 | $28,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 2,459 | $28,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 1,831 | $28,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 5,057 | $28,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 160 | $28,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 126 | $27,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 2,200 | $27,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 2,058 | $27,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 2,322 | $27,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1,150 | $27,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 6,090 | $27,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 2,110 | $27,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 1,914 | $27,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,219 | $26,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 440 | $26,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 1,250 | $26,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 500 | $26,000 | thousands by filing date | |
| GIGCAPITAL3 INC | 37519D107 | COM | 2,000 | $26,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 650 | $25,000 | thousands by filing date | call |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 1,774 | $25,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 2,070 | $25,000 | thousands by filing date | |
| CRESCENT CAP BDC INC | 225655109 | COM | 1,780 | $25,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 5,550 | $25,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 550 | $25,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 2,857 | $25,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,000 | $24,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-21-000001 | this filing | 2021-01-19 | acceptance time not in the bulk data set |