13F-HR filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-09, with 524 holding rows worth $236,901,000.
- Accession
- 0001742998-20-000006
- Filer
- CIK 1742998
- Filed
- 2020-10-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 524 entries on the cover page, a total value of $236,901,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $236,652,000 with VALUE read as thousands by filing date, 13F file number 028-18846. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMYDA Advisors LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BOINGO WIRELESS INC | 09739C102 | COM | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 8,519 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LONGWEI PETROLEUM INV HLDG L | 543354104 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TORTOISE PIPELINE & ENERGY F | 89148H207 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JUST ENERGY GROUP INC | 48213W408 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHURCHILL CAPITAL CORP IV | 171439102 | CL A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 120 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GTY TECHNOLOGY HOLDINGS INC | 362409104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERTECK ORD (PNK) | 29275X104 | COM | 7,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDELANDS OIL AND GAS ORD | 886405109 | COM | 526,323 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIUS PRODUCTS ORD | 37229R305 | COM | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS/ONESPAWORLD HOLDINGS LIMI11.5000 EXP03/19/2024 | P73684105 | WARR | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPHONIC ORD (OTC) | 45772G105 | COM | 14,472 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LGL SYS ACQUISITION CORP | 50201G106 | COM CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTUS GI HLDGS INC | 62014P108 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLON THERAPEUTICS ORD | 019774108 | COM | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NESCO HLDGS INC | 64083J104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANDINA ACQUISITION CORP III | G04415132 | RIGHT 10/01/2025 | 2,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANSORTIUM EQY WRT EXP 03/21/2021 ON TIUM/U CF | 13809L133 | COM | 39,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y106 | UNIT 99/99/9999 | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTH MTN MERGER CORP | 838884203 | UNIT 99/99/9999 | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACAMAR PARTNERS ACQSITION CO | 004285201 | UNIT 12/30/2025 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-20-000006 | this filing | 2020-10-09 | acceptance time not in the bulk data set |