13F-HR filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-09, with 524 holding rows worth $236,901,000.
- Accession
- 0001742998-20-000006
- Filer
- CIK 1742998
- Filed
- 2020-10-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 524 entries on the cover page, a total value of $236,901,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $236,652,000 with VALUE read as thousands by filing date, 13F file number 028-18846. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMYDA Advisors LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GRUBHUB INC | 400110102 | COM | 391,975 | $28,351,000 | thousands by filing date | |
| QVC GROUP INC | 74915M308 | Common, Small Cap Value | 90,000 | $8,865,000 | thousands by filing date | |
| CLEANSPARK INC | 18452B209 | COM NEW | 535,763 | $6,691,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP V CLA | 31811A101 | COM | 570,333 | $5,880,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 115,910 | $5,775,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 4,072,020 | $5,293,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 488,134 | $5,125,000 | thousands by filing date | |
| BYRNA TECHNOLOGIES INC COM | 12448X102 | COM | 3,054,763 | $4,887,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872109 | COM CL A | 427,669 | $4,883,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 13,067 | $3,841,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 44,908 | $3,818,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 199,800 | $3,720,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145105 | SHS CL A | 301,256 | $3,539,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 222,898 | $3,133,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 282,710 | $3,053,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 310,003 | $2,926,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M102 | COM CL A | 186,731 | $2,913,000 | thousands by filing date | |
| SOCIAL CAP HDOSPHIA HLDG CO | G8250T109 | SHS CL A | 140,674 | $2,671,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 256,614 | $2,648,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 231,075 | $2,345,000 | thousands by filing date | |
| RMG ACQUISITION CORP | 749641106 | CL A | 215,396 | $2,302,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 29,233 | $2,268,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 154,013 | $2,203,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 208,024 | $2,126,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 215,700 | $2,124,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 39,500 | $2,061,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 358,870 | $1,891,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 166,100 | $1,850,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 7,265 | $1,825,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 119,879 | $1,819,000 | thousands by filing date | |
| NETFIN ACQUISITION CORP | G6455A107 | SHS CL A | 172,200 | $1,785,000 | thousands by filing date | |
| LMP Automotive Holdings | 53952P101 | COM | 65,194 | $1,769,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 57,783 | $1,749,000 | thousands by filing date | |
| GREEN THUMB INDS INC F | 39342L108 | FGC | 132,596 | $1,717,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 68,564 | $1,709,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 137,995 | $1,686,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 200,000 | $1,680,000 | thousands by filing date | |
| INSURANCE ACQUISITION CORP | 457867109 | CL A | 139,149 | $1,643,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 150,000 | $1,633,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 90,310 | $1,566,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 350,000 | $1,491,000 | thousands by filing date | |
| QNITY ELECTRONICS INC | 817323207 | COM | 244,985 | $1,462,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 192,279 | $1,461,000 | thousands by filing date | |
| TRULIEVE CANNABIS CORP | 89788C104 | SUB VTG SHS *A* | 78,836 | $1,458,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 38,300 | $1,366,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C104 | COM | 131,700 | $1,349,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 25,000 | $1,347,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 18,000 | $1,311,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 20,500 | $1,306,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 97,500 | $1,291,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 18,300 | $1,270,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 9,000 | $1,253,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 46,512 | $1,245,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 110,811 | $1,234,000 | thousands by filing date | |
| SOFTWARE ACQUISITION GROUP I | 83406B101 | COM CL A | 123,405 | $1,229,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 84,591 | $1,219,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 15,100 | $1,167,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P106 | COM CL A | 115,965 | $1,167,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 166,860 | $1,158,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 32,500 | $1,069,000 | thousands by filing date | |
| GREENLANE HLDGS INC | 395330103 | CL A | 463,259 | $1,037,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISTION CO | G31655114 | UNIT 06/09/2027 | 94,300 | $1,037,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 20,000 | $983,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 30,558 | $982,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 120,407 | $971,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 8,500 | $965,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 300,000 | $945,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 73,793 | $934,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 51,200 | $913,000 | thousands by filing date | |
| STABLE RD ACQUISITION CORP | 85236Q109 | COM CL A | 89,701 | $904,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 34,999 | $871,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 15,385 | $862,000 | thousands by filing date | |
| SOUTH MTN MERGER CORP | 838884104 | COM CL A | 80,164 | $837,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K107 | COM CL A | 66,600 | $829,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 322,500 | $799,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 76,331 | $773,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 7,250 | $740,000 | thousands by filing date | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 50,000 | $710,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885202 | UNIT 08/24/2027 | 65,000 | $679,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W207 | COM NEW | 125,000 | $676,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 11,880 | $651,000 | thousands by filing date | |
| SKILLSOFT CORP CL A | 17143G106 | Stock | 61,267 | $646,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 34,600 | $642,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 55,626 | $639,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 60,289 | $639,000 | thousands by filing date | |
| KENSINGTON CAP ACQUISITION C | 490073103 | COM CL A | 38,000 | $636,000 | thousands by filing date | |
| API GROUP CORP COM STK | 00187Y100 | Stock | 43,593 | $620,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 61,552 | $615,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 14,350 | $612,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 51,272 | $606,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896104 | COM CL A | 58,600 | $595,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 23,600 | $594,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 23,500 | $580,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 65,665 | $574,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 20,000 | $562,000 | thousands by filing date | |
| THUNDER BRDG ACQUISTION II L | G8857S116 | CL A SHS | 54,000 | $550,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 35,000 | $543,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 3,000 | $540,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 14,496 | $529,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 35,000 | $523,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K104 | COM | 50,550 | $514,000 | thousands by filing date | |
| BOWX ACQUISITION CORP | 103085205 | UNIT 08/03/2025 | 50,000 | $513,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 22,453 | $509,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 15,000 | $497,000 | thousands by filing date | |
| KRYSTAL BIOTECH INC COM | 501147102 | Stock | 11,148 | $479,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 38,841 | $477,000 | thousands by filing date | |
| TATTOOED CHEF INC CL A | 34986F103 | Stock | 20,000 | $472,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 25,000 | $471,000 | thousands by filing date | |
| CRESCO LABS INC | 22587m106 | COM | 78,089 | $468,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 15,500 | $467,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 200,000 | $458,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 36,123 | $458,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 42,000 | $457,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,000 | $434,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 51,114 | $422,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,650 | $417,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 10,565 | $417,000 | thousands by filing date | |
| WESCO INTERNATIONAL DEP SH 1/1000 (A) | 95082P303 | WESCO INTERNATIONAL DEP SH 1/1000 (A) | 14,500 | $406,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 3,300 | $382,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 13,000 | $382,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,500 | $370,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 11,800 | $362,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 10,000 | $361,000 | thousands by filing date | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 160,157 | $360,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 10,000 | $360,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 50,000 | $354,000 | thousands by filing date | |
| Curaleaf Holdings Inc. | 23126M102 | COM | 48,800 | $354,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 20,000 | $342,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L101 | COM CL A | 34,773 | $342,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 71,170 | $340,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 5,175 | $329,000 | thousands by filing date | |
| RUSH STREET INTERACTIVE INC | 233253103 | COM | 25,164 | $321,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,780 | $315,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 33,500 | $313,000 | thousands by filing date | |
| FALCON CAPITAL ACQUISITN COR | 30606L207 | UNIT 08/20/2027 | 30,000 | $308,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 127,309 | $286,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 20,000 | $284,000 | thousands by filing date | |
| JUNIPER INDL HLDGS INC | 48205G106 | COM CL A | 27,150 | $283,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | 560292302 | COM | 14,131 | $280,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 12,000 | $277,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 9,000 | $276,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 6,600 | $273,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,510 | $273,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP IV | 171439201 | UNIT 99/99/9999 | 27,300 | $273,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 13,165 | $265,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 7,089 | $259,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 10,000 | $254,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y106 | COM CL A | 25,000 | $254,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 203,321 | $252,000 | thousands by filing date | |
| CLIMATE CHANGE CRISIS REAL I | 18716C209 | UNIT 99/99 | 25,000 | $251,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 22,000 | $249,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,530 | $243,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 13,500 | $242,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 22,700 | $236,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 35,968 | $233,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 67,500 | $232,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 2,350 | $215,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,000 | $210,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 20,551 | $209,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G204 | UNIT 99/99/9999 | 20,057 | $208,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 1,700 | $206,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 140 | $205,000 | thousands by filing date | |
| ARTIUS ACQUISITION INC | 04316G105 | COM CL A | 20,000 | $198,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 10,200 | $194,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 9,000 | $190,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 8,600 | $190,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,036 | $185,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y103 | COM | 15,290 | $185,000 | thousands by filing date | |
| VITRU LTD | G9440D103 | COM | 14,233 | $184,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 6,294 | $179,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 11,700 | $177,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 17,584 | $176,000 | thousands by filing date | |
| B RILEY PRIN MERGER CORP II | 05600U106 | CL A | 17,300 | $173,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 800 | $172,000 | thousands by filing date | |
| TERRASCEND CORP | 88105E108 | COM | 40,000 | $172,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F203 | UNIT 99/99/9999 | 15,000 | $169,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 25,857 | $166,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744120 | UNIT 99/99/9999 | 15,000 | $166,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 38,913 | $164,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 22,000 | $163,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 89,500 | $160,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 20,000 | $157,000 | thousands by filing date | |
| FREDDIE MAC | 313400673 | PREFERRED STOCK | 22,359 | $157,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,078 | $155,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 976 | $152,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,500 | $150,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 3,357 | $148,000 | thousands by filing date | |
| LIBERTY HEALTH SCIENCES INC COM | 530562107 | Stock | 400,000 | $146,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 3,501 | $145,000 | thousands by filing date | |
| SCULLY ROYALTY LTD | G7T96K107 | COM SHS | 29,613 | $145,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X105 | CL A | 10,070 | $144,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 15,100 | $140,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 1,000 | $137,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 1,852 | $137,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 26,700 | $137,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 4,000 | $135,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 5,000 | $134,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 3,500 | $133,000 | thousands by filing date | |
| 4front Ventures Corp | 35086B207 | Com | 229,555 | $130,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 1,880 | $129,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761200 | UNIT 06/21/2025 | 12,500 | $129,000 | thousands by filing date | |
| KALEYRA INC | 483379103 | COMMON EQUITY | 16,458 | $124,000 | thousands by filing date | |
| EXECUTIVE NETWORK PARTNERING | 30158L209 | UNIT 99/99/9999 | 4,900 | $123,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,500 | $120,000 | thousands by filing date | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 10,700 | $117,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,410 | $115,000 | thousands by filing date | |
| ASANA INC | 04342Y104 | CL A | 4,018 | $115,000 | thousands by filing date | |
| PIVOTAL INVT CORP II | 72582K100 | COM CL A | 10,000 | $115,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,000 | $114,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 15,000 | $113,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 670 | $108,000 | thousands by filing date | |
| FOLEY TRASIMENE ACQUISTN COR | 34431F104 | COM CL A | 10,300 | $106,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 5,000 | $104,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K123 | UNIT 99/99/9999 | 7,500 | $103,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 600 | $99,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 356 | $98,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 2,521 | $98,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION C | 34962V106 | COM CL A | 7,100 | $96,000 | thousands by filing date | |
| ORPHAZYME A S F UNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 687305102 | ADS | 9,300 | $96,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,050 | $94,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 10,000 | $92,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 4,500 | $90,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,000 | $89,000 | thousands by filing date | |
| CC NEUBERGER PRINCIPAL HLDNG | G1992Y114 | COM | 8,550 | $88,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 6,500 | $85,000 | thousands by filing date | |
| CURE PHARMA HOLDING CORP COM | 23127P104 | COM | 57,500 | $81,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130123 | UNIT 03/01/2024 | 7,100 | $75,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 222 | $74,000 | thousands by filing date | put |
| FASTLY INC | 31188V100 | CL A | 800 | $74,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 2,115 | $73,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 16,393 | $72,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 10,000 | $70,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 15,175 | $69,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 10,600 | $66,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 2,200 | $62,000 | thousands by filing date | |
| SUNNOVA ENERGY INTERNATIONAL I | 86745K104 | COM | 2,000 | $60,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865103 | COM CL A | 5,790 | $59,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 788 | $58,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 1,600 | $57,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 4,554 | $56,000 | thousands by filing date | |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 6,200 | $56,000 | thousands by filing date | |
| TRITON INTER | G9078F206 | PREFERRED STOCK | 2,300 | $55,000 | thousands by filing date | |
| CAESARS ENTERTAINMENT INC NE | 12769G100 | COM | 967 | $54,000 | thousands by filing date | call |
| VBI VACCINES INC | 91822J103 | COM NEW | 19,000 | $54,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 5,387 | $53,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 30,944 | $53,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISTION CO | G31655122 | COM CL A | 5,166 | $53,000 | thousands by filing date | |
| EXPERIENCE INVT CORP | 30217C109 | COM CL A | 5,169 | $51,000 | thousands by filing date | |
| UPHEALTH INC | 375036100 | Common Stock | 5,000 | $50,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS CVR | 014CVR013 | COM | 57,600 | $50,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 350 | $48,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 1,000 | $48,000 | thousands by filing date | |
| TSAKOS ENRG NVGT CM RD PRP SRS F PRF | G9108L165 | COM | 2,439 | $48,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 215 | $45,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 760 | $44,000 | thousands by filing date | put |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 2,177 | $44,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 888 | $43,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 660 | $43,000 | thousands by filing date | |
| XP INC CL A | G98239109 | Stock | 1,000 | $41,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 6,000 | $41,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 3,600 | $37,000 | thousands by filing date | |
| AMCI ACQUISITION CORP | 00165R101 | CLASS A | 3,600 | $37,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 1,622 | $36,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 10,000 | $35,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 1,400 | $34,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 321 | $33,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 2,000 | $33,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 346 | $33,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 240 | $33,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 4,400 | $32,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 1,200 | $32,000 | thousands by filing date | |
| SUBVERSIVE REAL EST ACQN REIT RTS | 864298112 | COM | 50,500 | $32,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 800 | $31,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 900 | $31,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 3,500 | $30,000 | thousands by filing date | |
| SUBVERSIVE CPTL ACQUSTN WRT 08/26/2024 | 864296116 | COM | 50,000 | $30,000 | thousands by filing date | |
| SPDR SER TR | 78468R556 | S&P OILGAS EXP | 701 | $29,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 2,000 | $29,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 3,520 | $29,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 55 | $27,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 160 | $27,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 701 | $27,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 25,000 | $27,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 2,200 | $25,000 | thousands by filing date | |
| ENTERGYMISSISSIPPILLC | 29364N108 | PREFERREDSTK | 1,000 | $25,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 500 | $24,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 750 | $24,000 | thousands by filing date | |
| GREEN GROWTH BRANDS IN F | 39305B105 | STOK | 997,000 | $24,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 88 | $23,000 | thousands by filing date | call |
| ARISTA NETWORKS INC | 040413106 | COM | 115 | $23,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U207 | UNIT 03/31/2021 | 1,970 | $23,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 120 | $22,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 501 | $22,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 14,000 | $22,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 1,600 | $21,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 2,600 | $21,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 19 | $20,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 250 | $20,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 160 | $20,000 | thousands by filing date | |
| REPLAY ACQUISITION CORP | G75130107 | COM | 2,008 | $20,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 60 | $19,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 175 | $19,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 350 | $18,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 301 | $17,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 100 | $17,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 2,500 | $17,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 700 | $16,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 500 | $16,000 | thousands by filing date | |
| CHINDATA GROUP HLDGS LTD | 16955F107 | ADS | 1,000 | $16,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 200 | $15,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 150 | $15,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A206 | UNIT 05/24/2026 | 1,420 | $15,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 50 | $14,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 400 | $14,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 120 | $14,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 1,340 | $14,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 688 | $14,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 900 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 300 | $12,000 | thousands by filing date | call |
| DOLLAR TREE INC COM | 256746108 | Stock | 135 | $12,000 | thousands by filing date | |
| United States Oil Fund LP | 91232N207 | COM | 450 | $12,000 | thousands by filing date | call |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 2,000 | $12,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,800 | $12,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q204 | Cmn | 1,125 | $12,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP III | G04415108 | SHS | 1,225 | $12,000 | thousands by filing date | |
| LANDCADIA HLDGS II INC | 51476X204 | UNIT 05/09/2026 | 800 | $12,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 180 | $11,000 | thousands by filing date | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 300 | $11,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 1,500 | $11,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 150 | $10,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 55 | $10,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 64 | $10,000 | thousands by filing date | |
| CHURCHILL CAP CORP III | 17144C112 | *W EXP 03/01/202 | 5,282 | $10,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 150 | $9,000 | thousands by filing date | call |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,300 | $9,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 500 | $9,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 38,000 | $9,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 200 | $8,000 | thousands by filing date | call |
| Duke Energy Corporation | 26441C204 | COM | 100 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 50 | $8,000 | thousands by filing date | put |
| FOX CORP CL A COM | 35137L105 | Stock | 300 | $8,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 165 | $8,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,400 | $8,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 309 | $8,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 4,900 | $8,000 | thousands by filing date | |
| MALACCA STRAITS ACQUISITION | G5859B125 | UNIT 99/99/9999 | 900 | $8,000 | thousands by filing date | |
| ELIXINOL GLOBAL LT ORDF | Q34632101 | COM | 78,600 | $8,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M201 | UNIT 99/99/9999 | 505 | $8,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP III | 31811A309 | UNIT 12/01/2023 | 800 | $8,000 | thousands by filing date | |
| FANNIE MAE NON CUMULATIVE H PFD | 313586885 | COM | 600 | $8,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 62 | $7,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 830 | $7,000 | thousands by filing date | call |
| CRONOS GROUP INC | 22717L101 | COM | 1,400 | $7,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y125 | UNIT 99/99/9999 | 700 | $7,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 30 | $6,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 100 | $6,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 30 | $6,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 150 | $6,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 55 | $6,000 | thousands by filing date | call |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 200 | $6,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,402 | $6,000 | thousands by filing date | call |
| GOLDMAN SACHS PFD VARIABLE RAT | 38143Y665 | PREFERR | 300 | $6,000 | thousands by filing date | |
| BRDTLA 7.625 31 DEC 2049 A - PFD | 112714209 | EQUITIES | 500 | $6,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 288 | $6,000 | thousands by filing date | |
| PRIME IMPACT ACQUISITION I | G61074111 | UNIT 10/01/2030 | 600 | $6,000 | thousands by filing date | |
| CHINA INDUSTRIAL GROUP ORD (PNK) | 169396108 | COM | 1,397,637 | $6,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 1,890 | $6,000 | thousands by filing date | |
| CANSORTIUM INC COM | 13809L109 | Stock | 19,720 | $6,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G103 | COM | 600 | $6,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L122 | UNIT 99/99/9999 | 600 | $6,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 20 | $5,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 20 | $5,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 190 | $5,000 | thousands by filing date | call |
| TAUBMAN CTRS INC | 876664103 | COM | 180 | $5,000 | thousands by filing date | |
| LUKOIL PJSC | 69343P105 | COM | 100 | $5,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 800 | $5,000 | thousands by filing date | |
| Fte Networks Inc | 30283R402 | COM | 4,000 | $5,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 100 | $5,000 | thousands by filing date | call |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 500 | $5,000 | thousands by filing date | |
| TUSCAN HOLDINGS CORP | 90069K203 | UNIT 99/99/9999 | 500 | $5,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 50 | $4,000 | thousands by filing date | call |
| DATADOGINCCLASSA | 23804L103 | STOK | 40 | $4,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 100 | $4,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 300 | $4,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 200 | $4,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 99 | $4,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 150 | $4,000 | thousands by filing date | put |
| TILRAY INC | 88688T100 | COM CL 2 | 1,000 | $4,000 | thousands by filing date | |
| TELIA CO UNSPON ADR | 87960M205 | COM | 554 | $4,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 400 | $4,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 300 | $4,000 | thousands by filing date | |
| METACRINE INC | 59101E103 | COM | 400 | $4,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP UNIT EX | G23726121 | Stock | 400 | $4,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 20 | $3,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 300 | $3,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 112 | $3,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 55 | $3,000 | thousands by filing date | put |
| BENTLEY SYS INC COM CL B | 08265T208 | Stock | 100 | $3,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 100 | $3,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 100 | $3,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 500 | $3,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 300 | $3,000 | thousands by filing date | |
| HYCROFT MINING HOLDING CORP | 44862P109 | COM | 350 | $3,000 | thousands by filing date | |
| SUSTAINABLE OPPORTNTS ACQ CO | G8598Y109 | ORD SHS A | 300 | $3,000 | thousands by filing date | |
| TUSCAN HLDGS CORP II | 90070A103 | COM | 362 | $3,000 | thousands by filing date | |
| EQUITY DISTR ACQUISITION CORP UNIT EX 090925 | 29465E205 | Stock | 330 | $3,000 | thousands by filing date | |
| PMV CONSUMER ACQUISITION CORP UNIT EX 083127 | 693486201 | Stock | 400 | $3,000 | thousands by filing date | |
| NEW PROVIDENCE ACQUISITION | 64822P205 | UNIT 09/01/2024 | 332 | $3,000 | thousands by filing date | |
| CEDAR RLTY SRS C PRF | 150602506 | COM | 200 | $3,000 | thousands by filing date | |
| ORISUN ACQUISITION CORP | 68632T109 | COM | 297 | $3,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 31 | $2,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 20 | $2,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 100 | $2,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 62 | $2,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 250 | $2,000 | thousands by filing date | call |
| DAVITA INC COM | 23918K108 | Stock | 29 | $2,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 600 | $2,000 | thousands by filing date | |
| CYTODYN INC | 23283M101 | Common Stock | 1,000 | $2,000 | thousands by filing date | |
| GRAYSCALE ETHEREUM CLASSIC TRUST | 38963Q107 | USD | 400 | $2,000 | thousands by filing date | |
| WHOLE EARTH BRANDS INC | 96684W100 | COM CL A | 240 | $2,000 | thousands by filing date | |
| BRILLIANT ACQUISITION CORP | G1643W137 | RIGHT 99/99/9999 | 11,000 | $2,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP II | G89554110 | UNIT 06/14/2027 | 200 | $2,000 | thousands by filing date | |
| FINSERV ACQUISITION CORP | 318085107 | CL A | 276 | $2,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| ARCLIGHT CLEAN TRANSITION CO | G04561117 | UNIT 09/21/2025 | 200 | $2,000 | thousands by filing date | |
| Elanco Animal Health CVR - Rights | 284CVR016 | COMMON STOCKS | 100 | $2,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 276 | $2,000 | thousands by filing date | |
| PROPTECH ACQUISITION CORP | 74349F101 | COM CL A | 200 | $2,000 | thousands by filing date | |
| GORES HLDGS IV INC | 382865202 | UNIT 02/01/2023 | 200 | $2,000 | thousands by filing date | |
| OAKTREE ACQUISITION CORP | G67145121 | UNIT 99/99/9999 | 200 | $2,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 60 | $1,000 | thousands by filing date | call |
| FIVE9 INC | 338307101 | COM | 10 | $1,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 43 | $1,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 100 | $1,000 | thousands by filing date | put |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 10 | $1,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 200 | $1,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 160 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 40 | $1,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 75 | $1,000 | thousands by filing date | call |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 220 | $1,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 100 | $1,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 800 | $1,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 50 | $1,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 120 | $1,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 144 | $1,000 | thousands by filing date | call |
| Luckin Coffee Inc | 54951L109 | Equity | 400 | $1,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 1,100 | $1,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 90 | $1,000 | thousands by filing date | |
| WTS/DERMTECH INC. 11.5000EXP03/23/2024 | 24984K113 | WARR | 2,500 | $1,000 | thousands by filing date | |
| TWC TECH HLDGS II CORP | 90117G204 | UNIT 09/10/2025 | 100 | $1,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T129 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288118 | UNIT 08/24/2025 | 100 | $1,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 130 | $1,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N111 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864205 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| GORES METROPOULOS INC | 382872208 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 100 | $1,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896203 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| International Business Machines Corporation | 459200101 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPY | 78462F103 | SHS | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL ELEC CO | 369604103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN DIGITAL CORP | 958102105 | COM | 14 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDISON INTL COM | 281020107 | Stock | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADMA BIOLOGICS INC | 000899104 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELADOC HEALTH INC | 87918A105 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CRONOS GROUP INC | 22717L101 | COM | 108 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LIVENT CORP | 53814L108 | COM | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SURO CAP CORP | 86887Q109 | COM NEW | 84 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TWITTER INC | 90184L102 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANOPY GROWTH CORP | 138035100 | COM | 14 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TILRAY INC | 88688T100 | COM CL 2 | 70 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 34 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460G708 | DAIL MS BRAZ ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMP CORP | 128126109 | COMMON STOCK | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 26 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| APHRIA INC | 03765K104 | COM | 124 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIANRONG INTERNET PRODS | 886307107 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 90 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-20-000006 | this filing | 2020-10-09 | acceptance time not in the bulk data set |