13F-HR filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-04-17, with 800 holding rows worth $292,709,000.
- Accession
- 0001742998-19-000003
- Filer
- CIK 1742998
- Filed
- 2019-04-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 804 entries on the cover page, a total value of $292,709,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $292,307,000 with VALUE read as thousands by filing date, 13F file number 028-18846. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerIbex Investors LLC
- included managerQuad Capital Management Advisors LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DYNAGAS LNG PARTNERS SRS B PRF | Y2188B124 | COM | 347 | $6,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 135 | $5,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 50 | $5,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 258 | $5,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 426 | $5,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 568 | $5,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 355 | $5,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 530 | $5,000 | thousands by filing date | call |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 426 | $5,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 400 | $5,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 426 | $5,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 213 | $5,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 500 | $5,000 | thousands by filing date | |
| CHARLES SCHWAB 5.950per PFD SER D PERP MTY NON CUM CALL 6/01/21 @25 | 808513600 | Preferred | 200 | $5,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 1,000 | $5,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 710 | $5,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 6,000 | $5,000 | thousands by filing date | |
| MEDIGUS LTD SPON ADS NEW | 58471G300 | ADR | 1,790 | $5,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 100 | $4,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 75 | $4,000 | thousands by filing date | put |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 22 | $4,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 60 | $4,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 33 | $4,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 200 | $4,000 | thousands by filing date | call |
| HORMEL FOODS CORP COM | 440452100 | Stock | 100 | $4,000 | thousands by filing date | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 100 | $4,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 36 | $4,000 | thousands by filing date | put |
| STOCK YDS BANCORP INC | 861025104 | COM | 142 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 355 | $4,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 284 | $4,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 284 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 284 | $4,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 426 | $4,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 200 | $4,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 284 | $4,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 126 | $4,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 355 | $4,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 852 | $4,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 426 | $4,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 284 | $4,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 106 | $4,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 200 | $4,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 100 | $4,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 284 | $4,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 213 | $4,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 355 | $4,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 7,000 | $4,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A101 | CL A COM | 500 | $4,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 500 | $4,000 | thousands by filing date | |
| ATTIS INDS INC | 049836208 | COM NEW | 1,500 | $4,000 | thousands by filing date | |
| SHIFTPIXY INC | 82452L104 | COM | 3,500 | $4,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 17 | $3,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 39 | $3,000 | thousands by filing date | put |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 284 | $3,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 250 | $3,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 275 | $3,000 | thousands by filing date | call |
| FLUOR CORP | 343412102 | COM | 100 | $3,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 284 | $3,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 860 | $3,000 | thousands by filing date | call |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 355 | $3,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 284 | $3,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 213 | $3,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 147 | $3,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 1,020 | $3,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 142 | $3,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 262 | $3,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 668 | $3,000 | thousands by filing date | call |
| ELDORADO RESORTS INC | 28470R102 | COM | 70 | $3,000 | thousands by filing date | call |
| CO-DIAGNOSTICS INC | 189763105 | COM | 3,500 | $3,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 2,000 | $3,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 142 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 213 | $3,000 | thousands by filing date | |
| CHINA INDUSTRIAL GROUP ORD (PNK) | 169396108 | COM | 1,397,637 | $3,000 | thousands by filing date | |
| TOUGHBUILT INDS INC | 89157G207 | Cmn | 2,000 | $3,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 1,900 | $3,000 | thousands by filing date | |
| REGULUS RESOURCES ORD | 75915G100 | COM | 2,500 | $3,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 85 | $2,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 45 | $2,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 50 | $2,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 4,100 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 50 | $2,000 | thousands by filing date | call |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 20 | $2,000 | thousands by filing date | call |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 65 | $2,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 100 | $2,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 142 | $2,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 213 | $2,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 213 | $2,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 100 | $2,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 213 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 142 | $2,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 142 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 142 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 213 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 213 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 213 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 213 | $2,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 213 | $2,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 284 | $2,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 213 | $2,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 142 | $2,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 142 | $2,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 142 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 142 | $2,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 142 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 142 | $2,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 9 | $2,000 | thousands by filing date | put |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 213 | $2,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 71 | $2,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 71 | $2,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 142 | $2,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 63 | $2,000 | thousands by filing date | put |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 142 | $2,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 213 | $2,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 215 | $2,000 | thousands by filing date | |
| Astronics Class B Convertible | 046433207 | COM | 67 | $2,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 142 | $2,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 142 | $2,000 | thousands by filing date | |
| MORGAN STANLEY | 61762V200 | Common Stock | 92 | $2,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 145 | $2,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 1,000 | $2,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 150 | $2,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 500 | $2,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 500 | $2,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 426 | $2,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 145 | $2,000 | thousands by filing date | call |
| ATHERSYS INC | 04744L106 | COM | 1,500 | $2,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 142 | $2,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 3,700 | $2,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 6,500 | $2,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 500 | $2,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 284 | $2,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 92 | $2,000 | thousands by filing date | |
| PDL CMNTY BANCORP | 69290X101 | COM | 200 | $2,000 | thousands by filing date | |
| KUSHCO HOLDINGS INC | 50133S103 | COM | 500 | $2,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 285 | $2,000 | thousands by filing date | |
| CABCO FLO RA CALL SR 2004-101 CERT | 12679N203 | COM | 100 | $2,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 5 | $1,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 10 | $1,000 | thousands by filing date | call |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 142 | $1,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 600 | $1,000 | thousands by filing date | put |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 40 | $1,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 13 | $1,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 20 | $1,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 8 | $1,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 250 | $1,000 | thousands by filing date | call |
| INOGEN INC | 45780L104 | COM | 20 | $1,000 | thousands by filing date | put |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 142 | $1,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 30 | $1,000 | thousands by filing date | call |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 142 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 142 | $1,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 284 | $1,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 142 | $1,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 10 | $1,000 | thousands by filing date | call |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 142 | $1,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 34 | $1,000 | thousands by filing date | call |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 142 | $1,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 95 | $1,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 142 | $1,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 142 | $1,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 142 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 142 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 142 | $1,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 142 | $1,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 39 | $1,000 | thousands by filing date | call |
| BlackRock Muniy Michigan | 09254V105 | Fund | 142 | $1,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 142 | $1,000 | thousands by filing date | |
| INMUNE BIO INC | 45782T105 | COM | 200 | $1,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 142 | $1,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 200 | $1,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 142 | $1,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 142 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 142 | $1,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 142 | $1,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 142 | $1,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 142 | $1,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 20 | $1,000 | thousands by filing date | put |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 100 | $1,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 55 | $1,000 | thousands by filing date | put |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 61 | $1,000 | thousands by filing date | put |
| CHICKEN SOUP FOR THE SOUL EN | 16842Q100 | COM | 100 | $1,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 6,300 | $1,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 142 | $1,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 142 | $1,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 142 | $1,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 142 | $1,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 38 | $1,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 71 | $1,000 | thousands by filing date | |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 300 | $1,000 | thousands by filing date | |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 100 | $1,000 | thousands by filing date | |
| HIGHEST PERFORMANCES HOLDINGS - ADR | 69373Y109 | COM | 200 | $1,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 200 | $1,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 157 | $1,000 | thousands by filing date | call |
| NXCHAIN INC | 629471103 | Common Stock | 800 | $1,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 142 | $1,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Merck & Co.,Inc. | 58933Y105 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERON CORP | 374163103 | COM | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PAN AMERN SILVER CORP | 697900108 | COM | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ONEOK INC NEW | 682680103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEA LTD | 81141R100 | SPONSORD ADS | 42 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CARVANA CO CL A | 146869102 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 11 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PG&E CORP COM | 69331C108 | Stock | 43 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CARMAX INC COM | 143130102 | Stock | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 40 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NUTANIX INC CL A | 67059N108 | Stock | 25 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 25 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CRITEO S A SPONS ADS | 226718104 | ADR | 25 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OMEROS CORP | 682143102 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| READY CAPITAL CORP | 75574U101 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| OPKO HEALTH INC | 68375N103 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 40 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BED BATH & BEYOND INC | 690370101 | COM | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 9 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 38 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 21 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BARRICK GOLD CORP | 067901108 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GRUBHUB INC | 400110102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 35 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| VUZIX CORP | 92921W300 | COM NEW | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 213 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NINTENDO LTD FSPONSORED ADR 1 ADR REP 0.25 ORD SHS | 654445303 | Equity | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIACOM INC | 92553P201 | CL B | 30 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NASPERS LTD | 631512209 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMSUNG ELECTRONICS CO., LTD. | 796050888 | Common stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKORN INC | 009728106 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 65 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 18 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 40 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ETFMG | 26924G508 | EXCHANGE TRADED | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INFINERA CORP | 45667G103 | COMMON STOCK | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HIBBETT INC | 428567101 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 13,004 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 2 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| POTNETWORK HLDGS INC | 737636209 | COMMON STOCK | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CZR | 127686103 | Stock | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| QEP RESOURCES INC | 74733V100 | COM | 32 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DENBURY RES INC | 247916208 | COM NEW | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| THERAPEUTICSMD INC | 88338N107 | COM | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| APHRIA INC | 03765K104 | COM | 60 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TIVITY HEALTH INC | 88870R102 | COM | 38 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| U S G CORP | 903293405 | COM NEW | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INTELSAT S A | L5140P101 | COM | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REEDS INC COM | 758338107 | Stock | 325 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIBUNE COMPANY | 896047503 | COMMON | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Second Str Cap Inc | 813630100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SORL Auto Parts Inc | 78461U101 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| 1ST COLONIAL BANCORP INC | 319716106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBOW ED HLDG LTD SPONSORED ADS | 02322P200 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERN OFFSHORE LTD | G65772207 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Bayerische Motoren Werke AG | 072743305 | Equities | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 81 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ENERTECK ORD (PNK) | 29275X104 | COM | 7,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDELANDS OIL AND GAS ORD | 886405109 | COM | 526,323 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIUS PRODUCTS ORD | 37229R305 | COM | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPHONIC ORD (OTC) | 45772G105 | COM | 14,472 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 4 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HC2 HLDGS INC | 404139107 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALLON THERAPEUTICS ORD | 019774108 | COM | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSB FINL CORP NEW | 55352L101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHULTZE SPL PURP ACQUSTN CO COM | 80821R109 | Stock | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOVNANIAN ENTERPRISES CL B ORD | 442487500 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-19-000003 | this filing | 2019-04-17 | acceptance time not in the bulk data set |