13F-HR filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-04-17, with 800 holding rows worth $292,709,000.
- Accession
- 0001742998-19-000003
- Filer
- CIK 1742998
- Filed
- 2019-04-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 804 entries on the cover page, a total value of $292,709,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $292,307,000 with VALUE read as thousands by filing date, 13F file number 028-18846. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerIbex Investors LLC
- included managerQuad Capital Management Advisors LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPARK THERAPEUTICS INC | 84652J103 | COM | 279,993 | $31,885,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 2,109,499 | $24,259,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 204,444 | $22,699,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 461,718 | $16,548,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 87,278 | $15,945,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 130,655 | $12,325,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,595,250 | $8,330,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 118,859 | $6,994,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 248,180 | $5,085,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,825 | $5,030,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,552 | $4,180,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 110,795 | $4,067,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 719,235 | $3,214,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 737,537 | $3,178,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 100,450 | $3,175,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 247,026 | $3,073,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 76,758 | $2,844,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 89,997 | $2,557,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 46,573 | $2,546,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 33,762 | $2,530,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 200,000 | $2,422,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 48,620 | $2,278,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 1,253,526 | $2,068,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 148,543 | $2,028,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 37,300 | $2,011,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 6,000 | $1,980,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 169,494 | $1,939,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 50,319 | $1,869,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 17,384 | $1,807,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 31,682 | $1,749,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 84,146 | $1,714,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 46,405 | $1,684,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 9,600 | $1,573,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,951 | $1,398,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 122,500 | $1,349,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 13,340 | $1,282,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 56,900 | $1,275,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 20,065 | $1,234,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 12,762 | $1,210,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 6,797 | $1,066,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 30,000 | $1,057,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 40,000 | $1,008,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 8,170 | $967,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 15,000 | $941,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 5,000 | $940,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 113,000 | $917,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3,600 | $874,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 16,351 | $822,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,000 | $818,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 4,552 | $817,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 19,474 | $812,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 4,100 | $811,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 100,000 | $800,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 14,886 | $768,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,118 | $755,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 13,800 | $733,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U207 | UNIT 03/31/2021 | 72,181 | $723,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 12,254 | $712,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 8,950 | $700,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 13,000 | $698,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 3,740 | $678,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 25,825 | $659,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 11,150 | $630,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 3,754 | $603,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 18,700 | $593,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 74,451 | $579,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 11,914 | $575,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 159,084 | $556,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,932 | $554,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 12,700 | $554,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 50,000 | $553,000 | thousands by filing date | |
| Cv Sciences Inc Com | 126654102 | COM | 91,356 | $540,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 6,200 | $535,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 39,575 | $518,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 19,998 | $515,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 22,800 | $508,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 14,182 | $508,000 | thousands by filing date | call |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 37,023 | $505,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 7,178 | $495,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 85,200 | $487,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 11,900 | $473,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 250,000 | $470,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 4,500 | $457,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 78,739 | $457,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 78,148 | $454,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,664 | $449,000 | thousands by filing date | |
| WESDOME GOLD MINES LTD COM | 95083R100 | COM | 139,001 | $442,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 10,000 | $436,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 27,500 | $429,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 3,088 | $407,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,048 | $406,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 10,000 | $405,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 40,280 | $404,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 7,864 | $403,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,675 | $393,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 12,283 | $393,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 42,357 | $386,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 104,924 | $381,000 | thousands by filing date | |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 3,000 | $374,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 8,464 | $368,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,000 | $367,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,996 | $365,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 3,000 | $365,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 7,000 | $365,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 35,503 | $364,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 29,194 | $362,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 3,000 | $357,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 27,537 | $356,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 2,992 | $350,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 25,110 | $350,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 39,000 | $338,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 15,381 | $336,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 12,000 | $335,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,850 | $332,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 16,403 | $331,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 17,572 | $331,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 8,000 | $327,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 22,577 | $320,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 149,276 | $320,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 22,162 | $315,000 | thousands by filing date | |
| Empire National Bank | 291883106 | COM | 25,000 | $312,000 | thousands by filing date | |
| INTERNTNL CONS AIRLS A FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 459348108 | AMERICAN DEPOSITORY | 23,626 | $311,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 8,900 | $302,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 10,000 | $301,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 8,750 | $300,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 38,710 | $299,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 18,049 | $299,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 7,500 | $297,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 13,622 | $294,000 | thousands by filing date | |
| PIVOTAL ACQUISITION CORP | 72583A200 | UNIT 12/01/2025 | 28,500 | $290,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 15,000 | $288,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 4,807 | $282,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 12,432 | $276,000 | thousands by filing date | |
| PERSHING SQUARE HL ORDF | G7016V101 | UNLSTD FOREIGN ORDRY | 15,860 | $274,000 | thousands by filing date | |
| MICRON SOLUTIONS INC | 59511X105 | COM | 95,971 | $269,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 37,800 | $266,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 38,210 | $264,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 19,567 | $264,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 12,065 | $262,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 6,622 | $255,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 25,700 | $254,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,750 | $252,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 5,500 | $251,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 1,504 | $249,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 11,000 | $246,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 210,995 | $244,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 17,883 | $242,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 17,142 | $242,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 22,164 | $242,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 21,484 | $239,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 220,000 | $237,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 5,000 | $232,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,040 | $230,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 40,000 | $229,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 850 | $229,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 8,500 | $228,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,699 | $227,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 3,750 | $225,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 9,635 | $225,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 20,587 | $220,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 11,096 | $220,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 19,200 | $216,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 16,126 | $215,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | 560292302 | COM | 13,307 | $215,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 32,480 | $214,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 14,128 | $213,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 6,313 | $212,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 8,569 | $210,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 13,400 | $210,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 13,980 | $208,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 28,858 | $208,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 84,915 | $208,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 17,500 | $206,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 17,100 | $204,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 16,102 | $203,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 7,000 | $203,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 7,250 | $201,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 2,810 | $201,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 22,195 | $198,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 3,750 | $196,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,060 | $193,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,622 | $191,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,500 | $190,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 23,826 | $187,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,800 | $186,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 19,645 | $184,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 4,958 | $184,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 12,480 | $183,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 11,700 | $181,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 6,419 | $181,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 2,180 | $180,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 27,527 | $178,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,550 | $175,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,030 | $175,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 10,085 | $175,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 16,839 | $173,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 21,553 | $170,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 40,800 | $168,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 13,000 | $167,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 3,002 | $166,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 690370101 | COM | 10,000 | $166,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 10,080 | $165,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 7,862 | $163,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,000 | $161,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 2,900 | $160,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 7,713 | $158,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 6,666 | $157,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 17,180 | $154,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 9,877 | $151,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 2,000 | $150,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 23,000 | $150,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 29,300 | $149,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 11,144 | $146,000 | thousands by filing date | |
| US BANCORP | 902973155 | Common Stock | 7,700 | $144,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,100 | $143,000 | thousands by filing date | |
| IANTHUS CAP HLDGS INC F | 45074T102 | COM | 25,575 | $142,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 23,810 | $141,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 5,000 | $141,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 675 | $139,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 399 | $138,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 8,578 | $138,000 | thousands by filing date | |
| REALM THERAPEUTICS PLC | 75606L103 | SPONSORED ADS | 35,242 | $138,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 13,171 | $133,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,500 | $129,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 5,000 | $128,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 5,000 | $127,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP IN DEP 1/1000 SER N | 38148b504 | Preferred | 4,900 | $127,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K190 | DAILY HIGH YLD | 7,395 | $127,000 | thousands by filing date | |
| Nextera Energy Capital | 65339K860 | PFD | 5,000 | $126,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 7,500 | $125,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 3,500 | $124,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 3,500 | $124,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 1,800 | $124,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 50,000 | $124,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 7,500 | $123,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 11,380 | $123,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,550 | $122,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 3,831 | $121,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 8,852 | $120,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,205 | $119,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 9,150 | $119,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 26,902 | $111,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 9,398 | $108,000 | thousands by filing date | put |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 43,800 | $108,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 37,991 | $106,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 5,000 | $105,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 20,500 | $104,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 3,000 | $103,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 9,600 | $103,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 3,610 | $100,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 800 | $100,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 7,206 | $100,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 5,000 | $100,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 4,914 | $99,000 | thousands by filing date | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 4,800 | $99,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 3,700 | $97,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 4,268 | $96,000 | thousands by filing date | put |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 3,000 | $96,000 | thousands by filing date | |
| Ck Hutchison Holdin-Unsp Adr | 12562Y100 | Equity | 9,250 | $96,000 | thousands by filing date | |
| SUNNYSIDE BANCORP, INC. | 867475105 | Not 13-F Security | 7,500 | $95,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 249 | $94,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 4,563 | $94,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 8,000 | $94,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 2,700 | $92,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 24,000 | $91,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 4,700 | $91,000 | thousands by filing date | |
| AVEDRO INC | 05355N109 | COM | 7,436 | $91,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 6,000 | $90,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 15,000 | $90,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,000 | $89,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,000 | $86,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 8,000 | $86,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 5,000 | $86,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 13,500 | $85,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 15,964 | $85,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 5,442 | $80,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 6,424 | $80,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 2,090 | $79,000 | thousands by filing date | |
| WATFORD HOLDINGS LTD | G94787101 | SHS | 2,979 | $79,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F208 | UNIT 09/30/2025 | 7,800 | $79,000 | thousands by filing date | |
| AGIC CONVERTIBLE & INCOME FUND | 018828707 | ETF | 3,200 | $77,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 3,300 | $76,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 850 | $75,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 4,137 | $75,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 6,053 | $75,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,500 | $74,000 | thousands by filing date | |
| PEOPLES UN | 712704204 | Preferred Stock | 3,000 | $74,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 6,800 | $73,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 3,000 | $71,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 17,000 | $71,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 774 | $70,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 625 | $70,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 2,000 | $70,000 | thousands by filing date | |
| NATIONAL GENERAL HOLDINGS CORP | 636220857 | COM | 3,216 | $70,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 3,162 | $69,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 243 | $68,000 | thousands by filing date | call |
| BARINGS BDC INC | 06759L103 | COM | 7,000 | $68,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 25,000 | $68,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 2,900 | $67,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 3,000 | $66,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 1,846 | $66,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,100 | $66,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 2,000 | $65,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 550 | $64,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 3,350 | $64,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 5,206 | $63,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,272 | $62,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 22,002 | $61,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 3,000 | $61,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,250 | $60,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 1,200 | $59,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 1,650 | $59,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 3,300 | $59,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W107 | COM CLASS A | 5,882 | $59,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 4,750 | $58,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 2,500 | $58,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 1,045 | $57,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 2,172 | $57,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 4,885 | $57,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 1,800 | $56,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 475 | $55,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 425 | $54,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 5,000 | $54,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 1,650 | $54,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 544 | $53,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 2,650 | $53,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 300 | $52,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 189 | $52,000 | thousands by filing date | put |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 842 | $52,000 | thousands by filing date | put |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 17,068 | $52,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 5,300 | $52,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 800 | $52,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 3,000 | $51,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 3,411 | $50,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 25,000 | $50,000 | thousands by filing date | |
| Northern Trust Ser C Prp Mty P | 665859872 | PFD | 2,000 | $50,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 668 | $49,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 994 | $49,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 2,500 | $49,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 1,744 | $49,000 | thousands by filing date | call |
| ELLIE MAE INC | 28849P100 | COM | 500 | $49,000 | thousands by filing date | |
| MAIDEN HLDNG 7.125 SRS C NON CUM PRF | G5753U138 | COM | 10,000 | $48,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 900 | $47,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 2,000 | $47,000 | thousands by filing date | |
| CATASYS INC | 149049504 | COM PAR | 3,895 | $47,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,245 | $46,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 44,276 | $44,000 | thousands by filing date | |
| TSAKOS ENR NVG CUM RED PRP SRS E PRF | G9108L157 | COM | 2,000 | $44,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 781 | $43,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 4,781 | $43,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 800 | $42,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 9,000 | $42,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 750 | $42,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 2,064 | $41,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 984 | $40,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 58,240 | $40,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 500 | $39,000 | thousands by filing date | |
| SECURITY DEVICES INTL ORD | 814196101 | COM | 261,000 | $39,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 1,100 | $38,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 3,000 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 420 | $36,000 | thousands by filing date | put |
| REDFIN CORP | 75737F108 | COM | 1,800 | $36,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 1,489 | $36,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 5,000 | $35,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 12,804 | $35,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 1,562 | $34,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 720 | $34,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 1,000 | $33,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 14,722 | $33,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 1,988 | $33,000 | thousands by filing date | |
| Shore Community Bank | 825112105 | Equity | 2,400 | $33,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 170 | $32,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 1,775 | $31,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,537 | $31,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 1,450 | $30,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 1,380 | $29,000 | thousands by filing date | |
| POINTER TELOCATION LTD | M7946T104 | SHS | 1,800 | $28,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 650 | $27,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 138 | $27,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 3,600 | $26,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 2,300 | $26,000 | thousands by filing date | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 1,000 | $26,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 410 | $25,000 | thousands by filing date | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 700 | $25,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 299 | $25,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 500 | $25,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 497 | $25,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 2,700 | $25,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,493 | $24,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 300 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 570 | $24,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 225 | $23,000 | thousands by filing date | put |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,775 | $23,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,562 | $23,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 500 | $23,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 599 | $23,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 1,060 | $22,000 | thousands by filing date | |
| RA MED SYS INC | 74933X104 | COM | 6,500 | $22,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 426 | $21,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 451 | $21,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 386 | $20,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 1,100 | $20,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 700 | $20,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 108 | $19,000 | thousands by filing date | call |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 1,136 | $19,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 550 | $19,000 | thousands by filing date | put |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 600 | $19,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 353 | $18,000 | thousands by filing date | |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 12,900 | $18,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 8,106 | $18,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 320 | $17,000 | thousands by filing date | put |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 800 | $17,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 100 | $17,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,000 | $17,000 | thousands by filing date | call |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 300 | $17,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 360 | $17,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 5,000 | $17,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 1,800 | $17,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,270 | $16,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 140 | $16,000 | thousands by filing date | put |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,065 | $16,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 100 | $16,000 | thousands by filing date | call |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 284 | $16,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 1,775 | $16,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 120 | $16,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,494 | $16,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 62,500 | $16,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 560 | $15,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 1,080 | $15,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 1,136 | $15,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,775 | $15,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 8,660 | $15,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 355 | $14,000 | thousands by filing date | |
| KALEIDO BIOSCIENCES INC | 483347100 | COM | 1,000 | $14,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 12,800 | $14,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 1,400 | $14,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 544 | $13,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 148 | $13,000 | thousands by filing date | call |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 426 | $13,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 681 | $13,000 | thousands by filing date | |
| IBERIABANK CORP DSHS 1/400 PFD | 450828504 | PREFERR | 500 | $13,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 225 | $12,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 20,000 | $12,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 497 | $12,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 1,065 | $12,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 2,500 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 400 | $12,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 254 | $12,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 1,200 | $12,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 472 | $11,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 598 | $11,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 410 | $11,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 2,114 | $11,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CORP | 80821R208 | UNIT EX 123123 | 1,150 | $11,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 100 | $10,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 852 | $10,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,139 | $10,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 2,000 | $10,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 4,270 | $10,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 7,500 | $10,000 | thousands by filing date | |
| Tuanche Limited | 89856T104 | American Depositary Shares | 1,500 | $10,000 | thousands by filing date | |
| IBERIABANK C 6.625 PFD SE | 450828207 | PFD | 400 | $10,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 586 | $9,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1,775 | $9,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 284 | $9,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 923 | $9,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 568 | $9,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 639 | $9,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 75 | $9,000 | thousands by filing date | call |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 300 | $9,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 200 | $9,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T200 | UNIT 11/26/2025 | 900 | $9,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 160 | $8,000 | thousands by filing date | call |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 21 | $8,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 26 | $8,000 | thousands by filing date | put |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 1,600 | $8,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 37 | $7,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 52 | $7,000 | thousands by filing date | put |
| LADDER CAP CORP CL A | 505743104 | REIT | 426 | $7,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 568 | $7,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 99 | $7,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 366 | $7,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 361 | $7,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 500 | $7,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 300 | $7,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 2,000 | $7,000 | thousands by filing date | |
| Trovagene Inc | 897238606 | COM | 2,000 | $7,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N106 | COM | 5,000 | $7,000 | thousands by filing date | |
| GRAF INDUSTRIAL CORP | 384278206 | COM | 700 | $7,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 120 | $6,000 | thousands by filing date | put |
| INVESCO QQQ TR | 46090E103 | COM | 38 | $6,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 19 | $6,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 165 | $6,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 100 | $6,000 | thousands by filing date | call |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 355 | $6,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 639 | $6,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 220 | $6,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 570 | $6,000 | thousands by filing date | call |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 7,400 | $6,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 14,549 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-19-000003 | this filing | 2019-04-17 | acceptance time not in the bulk data set |