13F-HR filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-01-22, with 762 holding rows worth $286,137,000.
- Accession
- 0001742998-19-000001
- Filer
- CIK 1742998
- Filed
- 2019-01-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 764 entries on the cover page, a total value of $286,137,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $285,783,000 with VALUE read as thousands by filing date, 13F file number 028-18846. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerIbex Investors LLC
- included managerQuad Capital Management Advisors LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 415 | $9,000 | thousands by filing date | call |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 412 | $9,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 432 | $9,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 593 | $9,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 263 | $9,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 2,657 | $9,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 1,732 | $9,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 652 | $9,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 528 | $9,000 | thousands by filing date | |
| GRAF INDUSTRIAL CORP | 384278206 | COM | 1,000 | $9,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 225 | $8,000 | thousands by filing date | |
| MVB FINANCIAL CORP | 553810102 | COMMON STOCK | 486 | $8,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 920 | $8,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 63 | $8,000 | thousands by filing date | call |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 57 | $8,000 | thousands by filing date | call |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 720 | $8,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 586 | $7,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 130 | $7,000 | thousands by filing date | call |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 270 | $7,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 416 | $7,000 | thousands by filing date | call |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 675 | $7,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 7,000 | $7,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 500 | $7,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 5,511 | $7,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 600 | $7,000 | thousands by filing date | |
| AURORA MOBILE LTD | 051857100 | ADS | 1,000 | $7,000 | thousands by filing date | |
| HANCOCK JAFFE LABORATORIES I | 41015N106 | COM | 5,000 | $7,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 50 | $6,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 1,381 | $6,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 99 | $6,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 201 | $6,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 562 | $6,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 500 | $6,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS SRS B PRF | Y2188B124 | COM | 347 | $6,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 50 | $5,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 150 | $5,000 | thousands by filing date | call |
| BRINKER INTL INC COM | 109641100 | Stock | 135 | $5,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 100 | $5,000 | thousands by filing date | put |
| APACHE CORP | 037411105 | COM | 200 | $5,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 405 | $5,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 700 | $5,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 60 | $5,000 | thousands by filing date | put |
| CARVER BANCORP ORD | 146875604 | COM | 2,000 | $5,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 200 | $5,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 10,000 | $5,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 60 | $4,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 200 | $4,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 50 | $4,000 | thousands by filing date | call |
| SUZANO S A SPON ADS | 86959K105 | ADR | 250 | $4,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 200 | $4,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 150 | $4,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 126 | $4,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 168 | $4,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,327 | $4,000 | thousands by filing date | |
| ASTRO AEROSPACE LTD COM | 04636R104 | Stock | 9,644 | $4,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 56 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 100 | $3,000 | thousands by filing date | put |
| NUTANIX INC CL A | 67059N108 | Stock | 73 | $3,000 | thousands by filing date | call |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 225 | $3,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 270 | $3,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 42 | $3,000 | thousands by filing date | call |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 384 | $3,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 60 | $3,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 37 | $3,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 162 | $3,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 1,000 | $3,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 121 | $3,000 | thousands by filing date | put |
| GRITSTONE BIO INC | 39868T105 | COM | 200 | $3,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 64 | $3,000 | thousands by filing date | call |
| TRONOX LTD | Q9235V101 | SHS CL A | 508 | $3,000 | thousands by filing date | call |
| TRUSTCO BK CORP N Y | 898349105 | COM | 450 | $3,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 6,000 | $3,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 500 | $3,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 200 | $3,000 | thousands by filing date | |
| CABCO FLO RA CALL SR 2004-101 CERT | 12679N203 | COM | 200 | $3,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 200 | $2,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 365 | $2,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 250 | $2,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 60 | $2,000 | thousands by filing date | call |
| WHIRLPOOL CORP COM | 963320106 | Stock | 25 | $2,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 100 | $2,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 100 | $2,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD | 72200R107 | COM | 225 | $2,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 45 | $2,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 180 | $2,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 440 | $2,000 | thousands by filing date | put |
| RENASANT CORP | 75970E107 | COM | 90 | $2,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 147 | $2,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 135 | $2,000 | thousands by filing date | call |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 135 | $2,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 26 | $2,000 | thousands by filing date | put |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 270 | $2,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 180 | $2,000 | thousands by filing date | |
| Astronics Class B Convertible | 046433207 | COM | 67 | $2,000 | thousands by filing date | |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 153,004 | $2,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 145 | $2,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 90 | $2,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 1,500 | $2,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 2,500 | $2,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 500 | $2,000 | thousands by filing date | |
| CHINA INDUSTRIAL GROUP ORD (PNK) | 169396108 | COM | 1,397,637 | $2,000 | thousands by filing date | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 285 | $2,000 | thousands by filing date | |
| REGULUS RESOURCES ORD | 75915G100 | COM | 2,500 | $2,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 90 | $1,000 | thousands by filing date | call |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 5 | $1,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 10 | $1,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 10 | $1,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 10 | $1,000 | thousands by filing date | put |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 60 | $1,000 | thousands by filing date | put |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 40 | $1,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 10 | $1,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 10 | $1,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 135 | $1,000 | thousands by filing date | |
| GRAYSCALE BITCOIN TRUST ETF | 389637109 | SHS REP COM UT | 500 | $1,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 41 | $1,000 | thousands by filing date | call |
| ACCENDRA HEALTH INC | 690732102 | COM | 180 | $1,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 270 | $1,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 15 | $1,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 30 | $1,000 | thousands by filing date | call |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 180 | $1,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 180 | $1,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 90 | $1,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 200 | $1,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 274 | $1,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 360 | $1,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 90 | $1,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 90 | $1,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 45 | $1,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 78 | $1,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 135 | $1,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 45 | $1,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 45 | $1,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 45 | $1,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 53 | $1,000 | thousands by filing date | put |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 400 | $1,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 90 | $1,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 90 | $1,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 18 | $1,000 | thousands by filing date | call |
| RPT REALTY | 74971D101 | SH BEN INT | 135 | $1,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 80 | $1,000 | thousands by filing date | call |
| APHRIA INC | 03765K104 | COM | 200 | $1,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 2,000 | $1,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 500 | $1,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 34 | $1,000 | thousands by filing date | put |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 500 | $1,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 90 | $1,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 90 | $1,000 | thousands by filing date | |
| DISCOVERY COMMUNICATNS NEW | 25470F203 | COM | 45 | $1,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 2,154 | $1,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 51 | $1,000 | thousands by filing date | call |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 365 | $1,000 | thousands by filing date | call |
| Abbott Laboratories | 002824100 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Cisco Systems,Inc. | 17275R102 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INVESCO QQQ TR | 46090E103 | COM | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| iShares Russell 2000 ETF | 464287655 | SHS | 4 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| iShares Silver Trust | 46428Q109 | COM | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| META PLATFORMS INC CL A | 30303M102 | COM | 7 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Verizon Communications Inc | 92343V104 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RITEAID CORP | 767754104 | COM | 408 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| RITEAID CORP | 767754104 | COM | 232 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PAN AMERN SILVER CORP | 697900108 | COM | 16 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ONEOK INC NEW | 682680103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LULULEMON ATHLETICA INC | 550021109 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 25 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EXELIXIS INC COM | 30161Q104 | Stock | 30 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 7 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 195 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GLAUKOS CORP COM | 377322102 | Stock | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PG&E CORP COM | 69331C108 | Stock | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NIO INC SPON ADS | 62914V106 | ADR | 12 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DEXCOM INC COM | 252131107 | Stock | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OMEROS CORP | 682143102 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENWORTH FINL INC | 37247D106 | COM SHS | 150 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NEWMARK GROUP INC | 65158N102 | CL A | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPKO HEALTH INC | 68375N103 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BED BATH & BEYOND INC | 690370101 | COM | 65 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HERBALIFE LTD | G4412G101 | COM SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WYNN RESORTS LTD | 983134107 | COM | 3 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MIMEDX GROUP INC | 602496101 | COM | 1 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 11 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 17 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BARRICK GOLD CORP | 067901108 | COM | 1 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 23 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIREEYE INC | 31816Q101 | COM | 21 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 44 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MINDBODY INC | 60255W105 | COM CL A | 14 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| GNC HLDGS INC | 36191G107 | COM CL A | 250 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VUZIX CORP | 92921W300 | COM NEW | 35 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 135 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NINTENDO LTD FSPONSORED ADR 1 ADR REP 0.25 ORD SHS | 654445303 | Equity | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VERITONE INC | 92347M100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NASPERS LTD | 631512209 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PCM FD INC | 69323T101 | COM | 90 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMSUNG ELECTRONICS CO., LTD. | 796050888 | Common stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 40 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 36 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 5 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 6 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NOVAVAX INC | 670002104 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAVAX INC | 670002104 | COMMON STOCK | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GLOBALSTAR INC | 378973408 | COM | 110 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 2 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 26 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 30 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 66 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| THERAPEUTICSMD INC | 88338N107 | COM | 50 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DRIVE SHACK INC | 262077100 | COM | 53 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 30 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| U S G CORP | 903293405 | COM NEW | 15 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| U S G CORP | 903293405 | COM NEW | 20 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 55 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 5 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 30 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SIGMA DESIGNS INC | 826565103 | COM | 6,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERSECTIONS INC | 460981301 | COM | 40 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| INTERSECTIONS INC | 460981301 | COM | 107 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIBUNE COMPANY | 896047503 | COMMON | 10 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Second Str Cap Inc | 813630100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SORL Auto Parts Inc | 78461U101 | COM | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 75 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 10 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Bayerische Motoren Werke AG | 072743305 | Equities | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 880,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERTECK ORD (PNK) | 29275X104 | COM | 7,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDELANDS OIL AND GAS ORD | 886405109 | COM | 526,323 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIUS PRODUCTS ORD | 37229R305 | COM | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INPHONIC ORD (OTC) | 45772G105 | COM | 14,472 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 37 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHAOGEN INC | 004449104 | COM | 15 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALLON THERAPEUTICS ORD | 019774108 | COM | 30,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MSB FINL CORP NEW | 55352L101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Corium International | 218CVR918 | Common Stock | 30,932 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOVNANIAN ENTERPRISES CL B ORD | 442487302 | COM | 319 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-19-000001 | this filing | 2019-01-22 | acceptance time not in the bulk data set |