13F-HR filed by FNY Investment Advisers, LLC
FNY Investment Advisers, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-01-22, with 762 holding rows worth $286,137,000.
- Accession
- 0001742998-19-000001
- Filer
- CIK 1742998
- Filed
- 2019-01-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 764 entries on the cover page, a total value of $286,137,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $285,783,000 with VALUE read as thousands by filing date, 13F file number 028-18846. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerIbex Investors LLC
- included managerQuad Capital Management Advisors LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 252,601 | $43,962,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 234,556 | $17,415,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 352,731 | $16,973,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 94,676 | $16,628,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,708,750 | $9,494,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 60,500 | $9,440,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 65,536 | $8,646,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 51,883 | $7,405,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 1,831,720 | $6,868,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 900,000 | $6,786,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 99,779 | $6,566,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 192,859 | $6,144,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 37,044 | $5,714,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 149,900 | $5,532,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 477,942 | $3,618,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 22,011 | $3,425,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 69,200 | $3,306,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 66,023 | $3,197,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 700,000 | $3,136,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 97,669 | $2,985,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 17,091 | $2,681,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 47,000 | $2,657,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,567 | $2,353,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 31,983 | $2,343,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 47,343 | $2,286,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 20,042 | $2,278,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 33,003 | $2,162,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 40,000 | $2,152,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 25,633 | $2,078,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 100,000 | $1,958,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 40,000 | $1,919,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 33,990 | $1,867,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 92,500 | $1,698,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 4,693 | $1,561,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 57,630 | $1,544,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 75,000 | $1,446,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 37,700 | $1,429,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 10,500 | $1,385,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 55,500 | $1,308,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 40,118 | $1,201,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 104,810 | $1,188,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 15,000 | $1,183,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 100,000 | $1,066,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 75,000 | $1,041,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 14,000 | $998,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 10,500 | $969,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870107 | COM CLASS A | 95,000 | $950,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 15,000 | $915,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 8,000 | $902,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 9,819 | $857,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 20,000 | $822,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 40,500 | $741,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 39,998 | $735,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 166,061 | $732,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 50,000 | $723,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 12,500 | $716,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 20,000 | $702,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 113,201 | $699,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 32,700 | $697,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 16,180 | $677,000 | thousands by filing date | |
| ELBIT IMAGING LTD | M37605124 | SHS | 520,703 | $676,000 | thousands by filing date | |
| SCHULTZE SPL PURP ACQUSTN CORP | 80821R208 | UNIT EX 123123 | 67,600 | $672,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 18,100 | $653,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 16,500 | $616,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 35,498 | $610,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 3,432 | $597,000 | thousands by filing date | call |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 18,000 | $583,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 53,750 | $581,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 10,000 | $574,000 | thousands by filing date | |
| TOKYO ELECTRON LTD ADR | 889110102 | COM | 20,000 | $563,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 15,779 | $558,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 9,580 | $558,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 200,500 | $529,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 91,272 | $527,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 5,000 | $519,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 18,000 | $515,000 | thousands by filing date | |
| Empire National Bank | 291883106 | COM | 43,551 | $492,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,276 | $491,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 5,000 | $458,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,678 | $447,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 55,300 | $447,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 30,000 | $446,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 11,992 | $425,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 41,440 | $423,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 37,500 | $407,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 375 | $391,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 10,000 | $390,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 215,159 | $385,000 | thousands by filing date | |
| WESDOME GOLD MINES LTD COM | 95083R100 | COM | 113,751 | $369,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,265 | $361,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 24,600 | $356,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 5,000 | $351,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 62,500 | $349,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 83,536 | $346,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 108,902 | $335,000 | thousands by filing date | |
| CENTRIC BRANDS INC | 15644G104 | COM | 97,539 | $334,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 37,089 | $333,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,500 | $327,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 188,480 | $322,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 2,000 | $314,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 12,501 | $314,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 83,500 | $304,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 10,089 | $303,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,957 | $293,000 | thousands by filing date | |
| RA MED SYS INC | 74933X104 | COM | 36,175 | $287,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 8,900 | $286,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 13,913 | $284,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 50,000 | $264,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,650 | $261,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 15,750 | $255,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 8,824 | $249,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 52,000 | $242,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,430 | $240,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 4,500 | $240,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 7,352 | $239,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 59,900 | $235,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,400 | $234,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 232,800 | $232,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 10,000 | $224,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,300 | $223,000 | thousands by filing date | |
| MICRON SOLUTIONS INC | 59511X105 | COM | 82,700 | $219,000 | thousands by filing date | |
| TSAKOS ENR NVG CUM RED PRP SRS E PRF | G9108L157 | COM | 12,289 | $217,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 12,496 | $211,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 199,737 | $211,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 5,200 | $210,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 8,489 | $202,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 7,000 | $202,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 1,650 | $200,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 14,747 | $199,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 7,000 | $189,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 1,500 | $187,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,546 | $185,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 49,472 | $184,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 134,100 | $183,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 955 | $181,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,500 | $179,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 15,000 | $177,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 4,866 | $176,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 4,500 | $168,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 2,448 | $161,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 15,300 | $158,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 2,199 | $157,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 16,022 | $156,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 8,578 | $150,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 65,988 | $148,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 11,500 | $146,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 13,000 | $143,000 | thousands by filing date | |
| Dixie Brands | 25545P103 | COM | 240,000 | $139,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,000 | $136,000 | thousands by filing date | |
| 1ST COLONIAL BANCORP INC | 319716106 | COM | 11,112 | $136,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 7,381 | $134,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 25,935 | $134,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 1,150 | $133,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 3,100 | $132,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 10,908 | $131,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 9,591 | $130,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 3,500 | $125,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 3,750 | $124,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 35,000 | $120,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,500 | $119,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 725 | $116,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 3,590 | $116,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,000 | $114,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 800 | $113,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,500 | $112,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 2,850 | $112,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 2,000 | $112,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 1,112 | $110,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 2,650 | $110,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 6,000 | $110,000 | thousands by filing date | |
| SBERBANK RUSSIA | 80585Y308 | SPONSORED ADR | 10,000 | $109,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,318 | $106,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 11,000 | $106,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 955 | $105,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 14,300 | $105,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 8,400 | $104,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 26,402 | $104,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 100 | $103,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 9,800 | $101,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 5,000 | $101,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 1,129 | $100,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 20,000 | $96,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 2,139 | $95,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 4,424 | $94,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 5,860 | $94,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 3,000 | $93,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,452 | $92,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 6,094 | $92,000 | thousands by filing date | |
| SUNNYSIDE BANCORP, INC. | 867475105 | Not 13-F Security | 7,500 | $91,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 3,300 | $90,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,540 | $87,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 13,588 | $86,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 3,000 | $86,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 1,000 | $85,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 13,800 | $83,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC PFD 1/ | 38144X609 | PREFERR | 4,500 | $82,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 468 | $81,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 500 | $80,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 3,500 | $79,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 2,150 | $79,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E836 | DLY SEMICNDTR 3X | 6,000 | $79,000 | thousands by filing date | |
| CAI INTL INC RED PFD SER B 8.5 | 12477X304 | PFD | 3,500 | $79,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 500 | $78,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 2,638 | $78,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 2,080 | $77,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 5,300 | $76,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F208 | UNIT 09/30/2025 | 7,600 | $76,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 20,436 | $75,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 8,500 | $73,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 1,000 | $71,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 1,000 | $70,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D332 | VELOCITY SHS DAI | 1,000 | $70,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 5,000 | $65,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 500 | $64,000 | thousands by filing date | |
| Ck Hutchison Holdin-Unsp Adr | 12562Y100 | Equity | 6,825 | $64,000 | thousands by filing date | |
| CGX Energy Inc | 125405506 | Common Stock | 240,078 | $64,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 86,800 | $61,000 | thousands by filing date | |
| BANK OF AMERICA PFD CLASS E FLOATING | 060505815 | PREFERRED EQUITY | 3,100 | $61,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 5,219 | $59,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 2,553 | $58,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 2,500 | $58,000 | thousands by filing date | call |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 8,229 | $58,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 200 | $57,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 13,901 | $56,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 3,400 | $56,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 7,313 | $55,000 | thousands by filing date | call |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 1,774 | $55,000 | thousands by filing date | |
| PERSPECTA INC | 715347100 | COM | 3,250 | $55,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 500 | $54,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,246 | $54,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 1,938 | $52,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 842 | $51,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,400 | $51,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 5,782 | $51,000 | thousands by filing date | |
| ASPEN INSU | G05384162 | Preferred Stock | 2,561 | $51,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 1,100 | $49,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 700 | $49,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 1,100 | $49,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 14,722 | $49,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 450 | $48,000 | thousands by filing date | call |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 2,550 | $48,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 7,900 | $48,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 200 | $47,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 5,290 | $47,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 920 | $46,000 | thousands by filing date | put |
| ENTERA BIO LTD | M40527109 | SHS | 15,189 | $46,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 856 | $45,000 | thousands by filing date | call |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 3,000 | $45,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 6,658 | $45,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 20,000 | $45,000 | thousands by filing date | |
| HIGHLANDS BANCORP ORD | 430887109 | COM | 3,000 | $45,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 8,154 | $45,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 279 | $44,000 | thousands by filing date | |
| ACGL 5.45 PERP | 03939A107 | PUBLIC | 2,187 | $44,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 2,137 | $43,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 3,413 | $43,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 4,781 | $43,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,000 | $43,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070105 | CL B | 1,486 | $43,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 1,654 | $42,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 16,000 | $42,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 2,500 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 400 | $41,000 | thousands by filing date | put |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 1,200 | $41,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 16,191 | $41,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K133 | DAILY GOLD MINER | 1,815 | $41,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP PFD | 74348T110 | COM | 1,783 | $41,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 15,628 | $40,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 1,248 | $39,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 2,163 | $39,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 2,000 | $39,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 750 | $39,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 418 | $38,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 14,976 | $38,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 613 | $38,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 5,000 | $38,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 2,970 | $38,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 2,713 | $38,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 5,971 | $38,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 50,257 | $38,000 | thousands by filing date | |
| Cigna Corporation | 125523100 | COM | 200 | $37,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 200 | $37,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 437 | $37,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 631 | $37,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,020 | $37,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 2,290 | $37,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 3,574 | $37,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 740 | $37,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,226 | $37,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 3,649 | $37,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 1,469 | $37,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 2,892 | $37,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 18,528 | $37,000 | thousands by filing date | |
| U.S. BANCORP | 902973866 | Preferred Share | 50 | $37,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 2,177 | $37,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,957 | $36,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 2,288 | $36,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 7,697 | $36,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 832 | $36,000 | thousands by filing date | |
| PEOPLES UN | 712704204 | Preferred Stock | 1,655 | $36,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 6,312 | $35,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 702 | $35,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 9,000 | $35,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 18,721 | $35,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 103 | $34,000 | thousands by filing date | call |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 32,500 | $34,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 1,480 | $34,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 7,006 | $34,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 600 | $34,000 | thousands by filing date | |
| F N B CORP | 30255P103 | Preferred Stock | 1,339 | $34,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 547 | $33,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 3,267 | $33,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 503 | $32,000 | thousands by filing date | put |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 2,000 | $32,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 700 | $32,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 26,046 | $32,000 | thousands by filing date | |
| US BANCORP | 902973155 | Common Stock | 1,700 | $31,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 20 | $30,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 284 | $30,000 | thousands by filing date | call |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 730 | $30,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 300 | $29,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,362 | $29,000 | thousands by filing date | |
| ASPEN GROUP INC | 04530L203 | COM NEW | 5,464 | $29,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784114 | UNIT 99/99/9999 | 2,800 | $28,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 5,000 | $27,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 700 | $27,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION PFD 1/1200SER2 NON-CUMULATIVE 3 | 060505625 | Preferred Stock | 1,500 | $27,000 | thousands by filing date | |
| CAI INTL INC RED PERP PFD SER | 12477X205 | PFD | 1,200 | $27,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 200 | $26,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 3,596 | $26,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 495 | $26,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 2,400 | $26,000 | thousands by filing date | |
| Goldman Sachs Series D Pref | 38144G804 | Preferred Stock | 1,500 | $26,000 | thousands by filing date | |
| LEGG MASON INCORPORATED JR SUB NT 56 | 524901600 | Preferred Securities (MIDS, QIDS, TOPRS...) | 1,300 | $26,000 | thousands by filing date | |
| MARIMED ORD | 616537106 | COM | 8,000 | $26,000 | thousands by filing date | |
| SECURITY DEVICES INTL ORD | 814196101 | COM | 173,500 | $26,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 300 | $25,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 600 | $25,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,200 | $25,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 1,243 | $25,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 1,119 | $24,000 | thousands by filing date | put |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 3,173 | $24,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 200 | $23,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 148 | $23,000 | thousands by filing date | call |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 2,056 | $23,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,125 | $23,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 1,000 | $23,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 1,024 | $23,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 500 | $23,000 | thousands by filing date | put |
| TSAKOS ENERGY NAVIGATION LIMITD PERP PFD SER D | G9108L140 | Preferred Stock - Foreign | 1,300 | $23,000 | thousands by filing date | |
| FREEDOM LEAF INC COM | 35640T108 | COM | 109,628 | $23,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 300 | $22,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 1,500 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 570 | $22,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 2,300 | $22,000 | thousands by filing date | |
| WHITEHORSE FINANCE 6 5 NTS | 96524V304 | COM | 935 | $22,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,800 | $21,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 1,625 | $21,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 1,000 | $20,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 1,625 | $20,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 3,500 | $20,000 | thousands by filing date | |
| Oaktree Capital Pfd Ser B | 674001409 | Pfd | 883 | $20,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 200 | $19,000 | thousands by filing date | call |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 1,500 | $19,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 49,255 | $19,000 | thousands by filing date | |
| MPX BIOCEUTICAL CORP | 553443102 | COM | 30,000 | $19,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 5,450 | $18,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 53 | $17,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 996 | $16,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 700 | $16,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 100 | $15,000 | thousands by filing date | call |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 326 | $15,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 300 | $15,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T217 | VLCTYSHS 3X S&P | 375 | $15,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 864 | $14,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 300 | $14,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 412 | $13,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 500 | $13,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,000 | $13,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 360 | $13,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 5,000 | $13,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 104 | $12,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 50 | $12,000 | thousands by filing date | call |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 900 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 100 | $12,000 | thousands by filing date | put |
| NEW JERSEY RES CORP | 646025106 | COM | 270 | $12,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 979 | $12,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 475 | $12,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,200 | $12,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 700 | $12,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 2,500 | $12,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 3,000 | $12,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 152 | $11,000 | thousands by filing date | put |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 720 | $11,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 102 | $11,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 196 | $11,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 34 | $11,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 403 | $11,000 | thousands by filing date | call |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 812 | $11,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,388 | $11,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 254 | $11,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 400 | $11,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403201 | COM NEW | 8,500 | $11,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 300 | $10,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 500 | $10,000 | thousands by filing date | call |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 370 | $10,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 195 | $10,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 299 | $10,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 67 | $10,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 257 | $10,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 17,740 | $10,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 195 | $10,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 234 | $10,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 550 | $10,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 104 | $10,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 125 | $10,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 500 | $10,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 64 | $10,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 89 | $10,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 107 | $10,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 400 | $10,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 171 | $10,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 180 | $10,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 588 | $10,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 138 | $10,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 847 | $10,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 405 | $10,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 2,620 | $10,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 114 | $10,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 151 | $10,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 89 | $10,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 264 | $10,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 225 | $10,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 828 | $10,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 278 | $10,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 765 | $10,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 57 | $10,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 196 | $10,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 55 | $10,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 136 | $10,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 90 | $10,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 710 | $10,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 183 | $10,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 712 | $10,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 375 | $10,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 636 | $10,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 392 | $10,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 195 | $10,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 643 | $10,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 665 | $10,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 58 | $10,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 158 | $10,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 420 | $10,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 76 | $10,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 86 | $10,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 102 | $10,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 1,536 | $10,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 259 | $10,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 577 | $10,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 194 | $10,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 175 | $10,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 631 | $10,000 | thousands by filing date | |
| MORGAN STANLEY | 61762V200 | Common Stock | 392 | $10,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 421 | $10,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 228 | $10,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 422 | $10,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 527 | $10,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CL A ORD | 30734W109 | COM | 1,040 | $10,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP | 36255F102 | COM CL A | 1,100 | $10,000 | thousands by filing date | |
| BOXWOOD MERGER CORP | 10319T200 | UNIT 11/26/2025 | 1,100 | $10,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 100 | $9,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 161 | $9,000 | thousands by filing date | call |
| CASEYS GEN STORES INC | 147528103 | COM | 77 | $9,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 9,338 | $9,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 131 | $9,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 307 | $9,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 311 | $9,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 342 | $9,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 290 | $9,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 148 | $9,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 118 | $9,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 90 | $9,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 469 | $9,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 261 | $9,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 184 | $9,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 306 | $9,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 244 | $9,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 581 | $9,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 257 | $9,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 193 | $9,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 187 | $9,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 182 | $9,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 351 | $9,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 215 | $9,000 | thousands by filing date | call |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 486 | $9,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 588 | $9,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 142 | $9,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 205 | $9,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 663 | $9,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 136 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001742998-19-000001 | this filing | 2019-01-22 | acceptance time not in the bulk data set |